CRBU - Caribou Biosciences, Inc. Stock - Stock Price, Institutional Ownership, Shareholders (NasdaqGS)

Caribou Biosciences, Inc.
US ˙ NasdaqGS ˙ US1420381089

Basic Stats
Institutional Owners 232 total, 230 long only, 0 short only, 2 long/short - change of -12.45% MRQ
Average Portfolio Allocation 0.0293 % - change of 26.95% MRQ
Shares Outstanding shares (source: Capital IQ)
Institutional Shares (Long) 45,247,343 - 48.59% (ex 13D/G) - change of -13.27MM shares -22.66% MRQ
Institutional Value (Long) $ 54,528 USD ($1000)
Institutional Ownership and Shareholders

Caribou Biosciences, Inc. (US:CRBU) has 232 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 45,247,343 shares. Largest shareholders include Pfizer Inc, Vanguard Group Inc, Kynam Capital Management, LP, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, Schonfeld Strategic Advisors LLC, BlackRock, Inc., Millennium Management Llc, Two Sigma Advisers, Lp, PFM Health Sciences, LP, and Dimensional Fund Advisors Lp .

Caribou Biosciences, Inc. (NasdaqGS:CRBU) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 5, 2025 is 1.87 / share. Previously, on September 6, 2024, the share price was 1.72 / share. This represents an increase of 8.72% over that period.

CRBU / Caribou Biosciences, Inc. Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

CRBU / Caribou Biosciences, Inc. Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-07-16 13G/A BlackRock, Inc. 6,281,683 1,843,794 -70.65 2.00 -70.59
2025-04-30 13G/A VANGUARD GROUP INC 4,618,268 4,522,032 -2.08 4.86 -4.89
2025-04-25 13D Haurwitz Rachel E. 4,378,913 4,716,003 7.70 5.00 4.17
2025-02-14 13G/A BANK OF AMERICA CORP /DE/ 5,048,513 1,951,065 -61.35 2.20 -60.71
2024-11-14 13G/A PFM Health Sciences, LP 4.80 -34.25
2024-11-14 13G/A Avidity Partners Management LP 6,360,212 0 -100.00 0.00 -100.00
2024-11-14 13G/A Point72 Asset Management, L.P. 4,432,602 2,709,292 -38.88 3.00 -40.00
2024-10-17 13G/A STATE STREET CORP 5,119,666 1,618,243 -68.39 1.80 -68.91
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-12 13F Rhumbline Advisers 0 -100.00 0
2025-08-14 13F Brevan Howard Capital Management LP 155,521 101.66 196 54.76
2025-05-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 29,300 0.00 27 -43.48
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,355 -90.27 2 -91.67
2025-08-12 13F Pathstone Holdings, LLC 13,011 -41.31 16 -20.00
2025-08-12 13F XTX Topco Ltd 105,233 133
2025-08-13 13F EverSource Wealth Advisors, LLC 549 -9.85 1
2025-08-15 13F Tower Research Capital LLC (TRC) 74,053 577.89 93 933.33
2025-06-26 NP DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 22,601 -85.97 19 -91.74
2025-06-26 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 111,659 0.00 95 -40.25
2025-08-08 13F Pnc Financial Services Group, Inc. 4,428 16.13 6 66.67
2025-08-12 13F Legal & General Group Plc 0 -100.00 0
2025-08-08 13F SG Americas Securities, LLC 0 -100.00 0
2025-07-30 NP GNOM - Global X Genomics & Biotechnology ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 1,520 -90.27 2 -92.86
2025-08-12 13F Jpmorgan Chase & Co 710 -99.91 1 -100.00
2025-07-22 13F Gsa Capital Partners Llp 166,396 845.16 0
2025-05-15 13F Centric Wealth Management 0 -100.00 0 -100.00
2025-08-11 13F Principal Securities, Inc. 457 -52.25 1 -100.00
2025-06-26 NP DFAT - Dimensional U.S. Targeted Value ETF 315,547 -0.31 268 -40.71
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 150,452 0.00 159 -9.66
2025-08-27 NP Advanced Series Trust - Ast Small-cap Growth Portfolio 13,050 0.00 16 45.45
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 840 -30.00 1 -100.00
2025-06-26 NP DFAS - Dimensional U.S. Small Cap ETF 96,404 -52.00 82 -71.43
2025-08-14 13F Federation des caisses Desjardins du Quebec 900 0.00 1
2025-08-14 13F Ieq Capital, Llc 100,198 72.02 126 137.74
2025-06-26 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,630 0.00 6 -40.00
2025-07-28 NP MSSM - Morgan Stanley Pathway Small-Mid Cap Equity ETF 12,633 300.29 13 333.33
2025-08-14 13F Bnp Paribas Arbitrage, Sa 19,363 -51.15 24 -33.33
2025-06-26 NP DFFVX - U.S. Targeted Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 386,510 0.00 329 -40.58
2025-07-10 13F Capital Advisory Group Advisory Services, LLC 11,500 14
2025-03-31 NP FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 24,405 0.00 35 -27.66
2025-08-12 13F Dimensional Fund Advisors Lp 1,307,355 -5.58 1,647 30.30
2025-04-28 NP CNCR - Loncar Cancer Immunotherapy ETF 77,530 -6.02 91 -50.00
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 9,351 2.59 8 -46.15
2025-08-14 13F Bridgeway Capital Management Inc 148,500 36.87 187 88.89
2025-08-14 13F UBS Group AG 249,103 -57.26 314 -41.17
2025-07-08 13F Rise Advisors, LLC 548 1
2025-08-26 NP IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,728 -90.35 2 -87.50
2025-08-05 13F Milestone Asset Management, Llc 409,562 24.45 516 72.00
2025-06-26 NP AALGX - Thrivent Global Stock Fund Class A 24,556 0.00 21 -42.86
2025-08-26 NP GSCYX - SMALL CAP EQUITY FUND Institutional 110,011 -23.77 139 5.34
2025-06-26 NP THMAX - Thrivent Moderate Allocation Fund Class A 22,672 0.00 19 -40.62
2025-08-13 13F Siren, L.L.C. 105,347 0.00 133 37.50
2025-08-26 NP BRSIX - Ultra-Small Company Market Fund Class N 130,000 44.44 164 98.78
2025-08-29 NP BRUFX - Bruce Fund 250,000 0.00 315 38.16
2025-08-14 13F GWM Advisors LLC 10,400 0.00 13 44.44
2025-08-11 13F Rothschild Investment Llc 0 -100.00 0
2025-07-31 13F Ground Swell Capital, LLC 16,306 21
2025-08-12 13F Coldstream Capital Management Inc 0 -100.00 0
2025-08-27 NP THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 13,506 0.00 17 41.67
2025-07-25 NP SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 405,646 -2.29 430 -11.55
2025-08-19 13F Newbridge Financial Services Group, Inc. 2,000 0.00 3 100.00
2025-05-19 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP JPMorgan Small Cap Core Fund Service Class 0 -100.00 0 -100.00
2025-07-25 13F JustInvest LLC 40,813 69.51 51 142.86
2025-08-14 13F Wiley Bros.-aintree Capital, Llc 336,565 424
2025-07-24 13F IFP Advisors, Inc 145 253.66 0
2025-07-28 13F Frazier Financial Advisors, LLC 0 -100.00 0
2025-08-11 13F FSA Wealth Management LLC 8,630 0.00 11 42.86
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 94,010 -24.11 100 -31.25
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 201,072 0.00 171 -40.42
2025-08-14 13F Cubist Systematic Strategies, LLC 308,001 388
2025-08-14 13F Jain Global LLC 101,178 127
2025-08-14 13F Susquehanna Fundamental Investments, Llc 0 -100.00 0
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 409,533 8.89 434 -1.36
2025-08-26 NP NSIDX - Northern Small Cap Index Fund 0 -100.00 0 -100.00
2025-08-26 NP NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 12,492 -2.73 16 36.36
2025-08-08 13F Geode Capital Management, Llc 980,929 -52.24 1,236 -34.08
2025-08-13 13F Jump Financial, LLC 14,207 18
2025-08-14 13F Goldman Sachs Group Inc 791,616 -3.79 997 32.76
2025-08-14 13F Aster Capital Management (DIFC) Ltd 105,006 132
2025-08-28 NP IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 71,994 -90.74 91 -87.31
2025-06-26 NP Dfa Investment Dimensions Group Inc - Va U.s. Targeted Value Portfolio This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 31,103 0.00 26 -40.91
2025-08-14 13F Manufacturers Life Insurance Company, The 0 -100.00 0
2025-08-14 13F Group One Trading, L.p. 25,915 11.15 33 52.38
2025-08-12 13F Ameritas Investment Partners, Inc. 0 -100.00 0
2025-08-13 13F New York State Common Retirement Fund 0 -100.00 0
2025-07-31 13F Curio Wealth, Llc 0 -100.00 0
2025-07-28 NP HDG - ProShares Hedge Replication ETF 108 11.34 0
2025-07-31 13F Nisa Investment Advisors, Llc 1,026 -57.67 1 -50.00
2025-08-14 13F California State Teachers Retirement System 0 -100.00 0
2025-08-26 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 14,851 -90.27 19 -87.05
2025-08-08 13F Intech Investment Management Llc 0 -100.00 0
2025-08-12 13F Catalyst Funds Management Pty Ltd 38,700 49
2025-08-26 NP PENN SERIES FUNDS INC - Small Cap Index Fund 0 -100.00 0 -100.00
2025-07-25 13F Cwm, Llc 33,839 53.53 0
2025-08-13 13F Federated Hermes, Inc. 7,917 -41.49 10 -25.00
2025-08-14 13F Cibc World Markets Corp 0 -100.00 0
2025-08-07 13F Allworth Financial LP 156 0
2025-08-11 13F Citigroup Inc 31,361 -50.94 40 -32.76
2025-08-08 13F Cetera Investment Advisers 12,654 -12.16 16 15.38
2025-08-12 13F J.w. Cole Advisors, Inc. 12,004 0.00 15 50.00
2025-06-25 NP GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 199,215 0.00 170 -40.49
2025-08-14 13F Engineers Gate Manager LP 15,782 20
2025-05-13 13F Skopos Labs, Inc. 0 -100.00 0
2025-08-11 13F Pfizer Inc 4,690,431 0.00 5,910 38.00
2025-08-14 13F Raymond James Financial Inc 8,727 11
2025-08-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 0 -100.00 0 -100.00
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 0 -100.00 0 -100.00
2025-08-05 13F Bank of New York Mellon Corp 14,013 -93.75 18 -91.67
2025-08-12 13F Deutsche Bank Ag\ 0 -100.00 0
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 2,301 -90.27 3 -90.48
2025-08-14 13F Price T Rowe Associates Inc /md/ 0 -100.00 0
2025-08-26 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 0 -100.00 0 -100.00
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 843,923 12.05 718 -33.33
2025-08-14 13F Sei Investments Co 0 -100.00 0
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 62,161 263.17 78 420.00
2025-07-10 13F Wealth Enhancement Advisory Services, Llc 22,083 23.02 30 87.50
2025-09-04 13F/A Advisor Group Holdings, Inc. 8,834 26.22 11 83.33
2025-08-12 13F Corebridge Financial, Inc. 0 -100.00 0
2025-08-13 13F Keystone Financial Group 63,975 13.43 81 56.86
2025-08-18 13F/A Hudson Bay Capital Management LP 23,738 30
2025-08-13 13F Quadrature Capital Ltd 91,110 114
2025-08-14 13F Jane Street Group, Llc 483,610 64.67 609 127.24
2025-06-26 NP DFAC - Dimensional U.S. Core Equity 2 ETF 128,693 -31.92 110 -59.63
2025-08-07 13F ProShare Advisors LLC 0 -100.00 0
2025-08-29 NP WDNA - WisdomTree BioRevolution Fund N/A 4,945 -19.50 6 20.00
2025-08-06 13F True Wealth Design, LLC 791 26,266.67 1
2025-04-18 NP AVUSX - Avantis U.S. Equity Fund Institutional Class This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-08-14 13F State Street Corp 358,163 -78.18 451 -69.89
2025-08-26 NP TLSTX - Stock Index Fund 0 -100.00 0
2025-08-08 13F SBI Securities Co., Ltd. 661 329.22 1
2025-08-28 NP TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 0 -100.00 0 -100.00
2025-08-26 NP QCEQRX - Equity Index Account Class R1 0 -100.00 0 -100.00
2025-08-28 NP IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 16,255 -91.29 20 -88.24
2025-05-15 13F Lynx1 Capital Management LP 0 -100.00 0
2025-08-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-05-22 NP IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 0 -100.00 0 -100.00
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 460,232 0.22 488 -9.31
2025-08-26 NP Profunds - Profund Vp Small-cap 0 -100.00 0
2025-08-26 NP Profunds - Profund Vp Ultrasmall-cap 0 -100.00 0
2025-05-23 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 70,270 0.00 64 -42.34
2025-07-29 13F Chevy Chase Trust Holdings, Inc. 10,000 0.00 13 33.33
2025-08-27 NP BBVSX - Bridge Builder Small/Mid Cap Value Fund 4,048 -90.27 5 -86.49
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 184,430 -19.05 232 11.54
2025-07-28 NP VCSLX - Small Cap Index Fund 29,443 -6.30 31 -13.89
2025-08-28 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 929 -90.27 1 -87.50
2025-08-06 13F Sterling Capital Management LLC 0 -100.00 0
2025-08-14 13F Point72 Asset Management, L.P. 289,739 26.59 365 75.48
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class 3,735 0.00 5 33.33
2025-05-28 NP JSCSX - JPMorgan U.S. Small Company Fund Class I 0 -100.00 0 -100.00
2025-08-14 13F Point72 (DIFC) Ltd 5,235 699.24 7
2025-05-30 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,667 0.00 5 -44.44
2025-07-11 13F Farther Finance Advisors, LLC 100 0.00 0
2025-08-12 13F Global Retirement Partners, LLC 0 -100.00 0
2025-08-14 13F Royal Bank Of Canada 599,231 2,322.11 754 3,178.26
2025-06-26 NP TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 3,594 0.00 3 -40.00
2025-05-14 13F MetLife Investment Management, LLC 0 -100.00 0
2025-08-14 13F Wells Fargo & Company/mn 87,752 -34.94 111 -10.57
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 14,846 -25.18 19 0.00
2025-05-13 13F Bank Of Montreal /can/ 0 -100.00 0
2025-08-26 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 325 -89.97 0 -100.00
2025-08-27 NP THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 16,997 0.00 21 40.00
2025-07-10 13F Exchange Traded Concepts, Llc 0 -100.00 0
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 737 -90.31 1 -100.00
2025-05-13 13F American Century Companies Inc 0 -100.00 0
2025-07-29 NP SMXAX - SIIT Extended Market Index Fund - Class A 15,100 0.00 16 -5.88
2025-05-27 NP FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 89,104 8.33 81 -37.69
2025-05-12 13F FIL Ltd 0 -100.00 0 -100.00
2025-08-14 13F RBF Capital, LLC 80,000 101
2025-06-26 NP KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 351 8.00 0
2025-08-14 13F Modern Wealth Management, LLC 10,000 0.00 13 33.33
2025-07-11 13F UMA Financial Services, Inc. 0 -100.00 0
2025-07-31 13F Buckingham Strategic Partners 15,595 19.39 20 72.73
2025-05-15 13F Beaumont Capital Management, LLC 0 -100.00 0
2025-05-13 13F Franklin Resources Inc 0 -100.00 0 -100.00
2025-08-06 13F Savant Capital, LLC 28,953 36
2025-04-09 13F Nbc Securities, Inc. 0 -100.00 0
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 6,896 0.00 6 -44.44
2025-08-27 13F/A Squarepoint Ops LLC 29,729 37
2025-05-15 13F Verition Fund Management LLC 0 -100.00 0 -100.00
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,231,510 0.00 1,552 37.99
2025-08-14 13F Millennium Management Llc 1,550,589 88.85 1,954 160.75
2025-06-27 NP RSSL - Global X Russell 2000 ETF 49,385 5.36 42 -37.31
2025-07-24 13F Us Bancorp \de\ 183 -98.96 0 -100.00
2025-08-14 13F Two Sigma Advisers, Lp 1,447,800 -3.94 1,824 32.56
2025-06-30 NP PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 36,972 -16.95 31 -50.79
2025-07-09 13F Thrive Wealth Management, LLC 32,000 0.00 40 37.93
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,195 -90.27 2 -90.91
2025-06-26 NP TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 36,459 0.00 31 -40.38
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,701,894 0.00 3,404 37.98
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 122,565 11.31 130 0.78
2025-07-15 13F Public Employees Retirement System Of Ohio 128,429 -23.84 162 5.23
2025-03-31 NP FZROX - Fidelity ZERO Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 33,799 0.00 48 -27.27
2025-08-13 13F State Board Of Administration Of Florida Retirement System 0 -100.00 0
2025-08-12 13F Proequities, Inc. 0 0
2025-08-04 13F Pinnacle Associates Ltd 12,903 0.00 16 45.45
2025-08-13 13F Pale Fire Capital SE 775,055 -1.48 977 35.93
2025-08-14 13F Kynam Capital Management, LP 3,067,774 -6.16 3,865 29.48
2025-08-13 13F Hsbc Holdings Plc 114,643 138.97 147 241.86
2025-08-15 13F Morgan Stanley 331,481 -31.34 418 -5.23
2025-07-31 13F Cambridge Investment Research Advisors, Inc. 584,446 -4.57 1
2025-06-26 NP TIEIX - TIAA-CREF Equity Index Fund Institutional Class 134,961 0.00 115 -40.62
2025-08-12 13F BlackRock, Inc. 1,883,476 -70.32 2,373 -59.04
2025-08-19 NP RIFBX - U.S. Small Cap Equity Fund 1,759 0.00 2 100.00
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 18,453 39.05 16 -16.67
2025-08-01 13F Green Alpha Advisors, LLC 425,679 -1.54 536 36.04
2025-08-01 13F Y-Intercept (Hong Kong) Ltd 137,211 173
2025-08-12 13F Nuveen, LLC 0 -100.00 0
2025-08-14 13F DRW Securities, LLC 22,200 28
2025-07-15 13F Fortitude Family Office, LLC 646 1
2025-08-14 13F Fmr Llc 729,441 -50.04 919 -31.06
2025-08-07 13F Pinnacle Wealth Management Advisory Group, LLC 12,903 0.00 16 45.45
2025-08-28 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 202,206 -90.98 255 -87.59
2025-07-30 13F Eqis Capital Management, Inc. 32,513 -5.72 41 29.03
2025-08-14 13F Schonfeld Strategic Advisors LLC 2,272,866 -3.35 2,864 33.35
2025-05-27 NP Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 0 -100.00 0 -100.00
2025-05-27 NP VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,579 0.00 1 -50.00
2025-07-29 13F Tradewinds Capital Management, LLC 800 0.00 1
2025-08-14 13F/A Barclays Plc 21,688 -79.23 0
2025-08-14 13F Susquehanna International Group, Llp Put 14,300 -51.19 18 -30.77
2025-06-26 NP TAAAX - Thrivent Aggressive Allocation Fund Class A 20,502 0.00 17 -41.38
2025-08-14 13F Susquehanna International Group, Llp 264,635 30.85 333 80.98
2025-08-27 NP THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 53,336 0.00 67 39.58
2025-05-23 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 93,520 0.00 85 -42.57
2025-08-14 13F Susquehanna International Group, Llp Call 14,300 18
2025-07-28 13F Harbour Investments, Inc. 1,000 0.00 1
2025-08-04 13F HBK Sorce Advisory LLC 12,344 16
2025-07-25 NP CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 408,058 0.00 433 -9.43
2025-08-14 13F Ancora Advisors, LLC 0 -100.00 0
2025-03-31 NP Innovator ETFs Trust - Innovator U.S. Small Cap Managed Floor ETF 1,462 232.27 2
2025-07-23 13F Prime Capital Investment Advisors, LLC 37,993 -29.62 48 -4.08
2025-08-13 13F Northern Trust Corp 211,988 -67.98 267 -55.79
2025-08-14 13F Aqr Capital Management Llc 647,125 23.06 815 69.79
2025-08-05 13F Next Capital Management LLC 20,000 25
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 0 -100.00 0 -100.00
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 0 -100.00 0 -100.00
2025-08-11 13F HighTower Advisors, LLC 17,134 29.64 22 75.00
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 0 -100.00 0 -100.00
2025-08-14 13F PFM Health Sciences, LP 1,358,831 -45.79 1,712 -25.17
2025-06-26 NP USMIX - Extended Market Index Fund 7,453 -23.61 6 -53.85
2025-08-13 13F Cerity Partners LLC 31,802 -21.90 40 8.11
2025-08-13 13F Renaissance Technologies Llc 532,121 670
2025-08-07 13F Acadian Asset Management Llc 0 -100.00 0
2025-08-14 13F Hrt Financial Lp 105,865 0
2025-08-14 13F Alliancebernstein L.p. 0 -100.00 0
2025-08-26 NP NXTE - AXS Green Alpha ETF 255,697 0.00 322 38.20
2025-08-12 13F Clear Street Markets Llc 2,735 3
2025-05-22 NP VVICX - Voya VACS Index Series SC Portfolio 5,964 -19.15 5 -54.55
2025-08-14 13F Two Sigma Investments, Lp 928,525 -5.38 1,170 30.47
2025-07-24 13F Standard Life Aberdeen plc 897,579 118.31 1,131 201.33
2025-08-13 13F Russell Investments Group, Ltd. 22,572 -4.68 28 33.33
2025-08-14 13F Graham Capital Management, L.P. 0 -100.00 0
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 80 -13.04 0
2025-07-30 13F DekaBank Deutsche Girozentrale 130,000 0.00 1
2025-07-23 13F Nelson Capital Management, LLC 85,020 0.00 107 38.96
2025-08-13 13F Northwestern Mutual Wealth Management Co 4 0
2025-05-14 13F Smartleaf Asset Management LLC 0 -100.00 0
2025-06-24 NP SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 46,922 0.00 40 -41.79
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 95,784 -23.73 121 5.26
2025-08-11 13F TD Waterhouse Canada Inc. 1,030 0.00 1
2025-08-26 13F/A Thrivent Financial For Lutherans 274,485 0.00 0
2025-08-08 13F Creative Planning 20,171 25
2025-08-08 13F Hartland & Co., LLC 351 0
2025-08-06 13F Commonwealth Equity Services, Llc 59,964 -2.19 0
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 1,242 -90.27 2 -90.91
2025-07-28 NP UWM - ProShares Ultra Russell2000 8,207 -18.70 9 -27.27
2025-08-14 13F Woodline Partners LP 122,833 0.57 155 38.74
2025-08-27 NP THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 19,747 0.00 25 33.33
2025-08-14 13F Jacobs Levy Equity Management, Inc 956,980 -33.64 1,206 -8.43
2025-08-14 13F MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0 -100.00 0
2025-06-26 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,018 0.00 3 -40.00
2025-08-14 13F Optiver Holding B.V. 1,104 0.00 1 0.00
2025-07-28 NP URTY - ProShares UltraPro Russell2000 6,013 -28.48 6 -33.33
2025-08-14 13F Bruce & Co., Inc. 250,000 0.00 315 38.77
2025-08-14 13F CoreCap Advisors, LLC 0 -100.00 0
2025-07-29 NP VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 56,317 -0.74 60 -10.61
2025-08-14 13F Bank Of America Corp /de/ 808,900 -26.49 1,019 1.49
2025-04-23 13F Balboa Wealth Partners 0 -100.00 0
2025-08-08 13F Police & Firemen's Retirement System of New Jersey 0 -100.00 0
2025-08-12 13F Country Trust Bank 700 1
2025-05-27 NP VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 4,403 0.00 4 -42.86
2025-05-14 13F Diametric Capital, LP 0 -100.00 0
2025-07-25 NP SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 77,086 0.13 82 -10.00
2025-08-13 13F Invesco Ltd. 24,739 -58.05 31 -41.51
2025-08-11 13F Vanguard Group Inc 4,089,866 -9.56 5,153 24.83
2025-06-18 NP REBYX - U.S. Small Cap Equity Fund Class Y 6,658 -11.23 6 -50.00
2025-08-14 13F Point72 Asia (Singapore) Pte. Ltd. 59,538 75
2025-08-28 NP Tekla Life Sciences Investors 897,579 249.00 1,131 382.91
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 65,200 0.00 82 38.98
2025-07-22 NP DSMFX - Destinations Small-Mid Cap Equity Fund Class I 2,989 0.00 3 0.00
2025-08-13 13F Jones Financial Companies Lllp 200 0.00 0
2025-08-14 13F 72 Investment Holdings, LLC 474,067 0.00 597 38.19
2025-05-02 13F Signaturefd, Llc 0 -100.00 0
2025-08-14 13F Ameriprise Financial Inc 308,955 -24.29 389 4.57
2025-05-15 13F Lazard Asset Management Llc 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc Put 38,900 35.07 49 88.46
2025-08-28 NP JAEWX - Small Cap Index Trust NAV 0 -100.00 0 -100.00
2025-07-28 13F Elmwood Wealth Management, Inc. 0 -100.00 0
2025-08-01 13F Envestnet Asset Management Inc 318,657 626.78 402 902.50
2025-08-27 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 0 -100.00 0
2025-05-27 NP FAEQX - PFM Multi-Manager Domestic Equity Fund Institutional Class 17,335 -35.88 16 -64.29
2025-08-28 NP JAFVX - Strategic Equity Allocation Trust Series NAV 0 -100.00 0 -100.00
2025-08-12 13F Charles Schwab Investment Management Inc 529,449 -27.20 667 0.45
2025-08-27 NP RYRRX - Russell 2000 Fund Class A 0 -100.00 0
2025-08-25 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 0 -100.00 0 -100.00
2025-08-14 13F Prelude Capital Management, Llc 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc 240,219 303
2025-08-27 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 0 -100.00 0
2025-08-12 13F Prudential Financial Inc 10,600 13
2025-08-14 13F Citadel Advisors Llc Call 10,700 -37.43 13 -13.33
2025-08-27 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 0 -100.00 0
2025-06-18 13F/A Voya Investment Management Llc 25,165 -5.32 23 -47.62
2025-08-27 NP THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 56,073 0.00 71 37.25
2025-06-23 NP PJARX - SmallCap Value Fund II R-3 5,630 0.00 5 -50.00
2025-08-14 13F Gen-Wealth Partners Inc 136 0.00 0
2025-08-27 NP JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 17,991 0.00 23 37.50
2025-08-26 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 9,258 -90.27 12 -87.21
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 1,398 -2.78 1 0.00
2025-08-26 NP MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 14,514 0.00 18 38.46
2025-08-04 13F Amalgamated Bank 0 -100.00 0
2025-08-26 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 1,914 -93.03 2 -92.00
2025-08-14 13F Maverick Capital Ltd 652,542 0.00 822 38.15
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