ERC - Allspring Multi-Sector Income Fund Stock - Stock Price, Institutional Ownership, Shareholders (NYSEAM)

Allspring Multi-Sector Income Fund
US ˙ NYSEAM ˙ US94987D1019

Basic Stats
Institutional Owners 70 total, 70 long only, 0 short only, 0 long/short - change of -7.79% MRQ
Average Portfolio Allocation 0.1876 % - change of -3.51% MRQ
Institutional Shares (Long) 9,770,150 (ex 13D/G) - change of 0.12MM shares 1.20% MRQ
Institutional Value (Long) $ 67,151 USD ($1000)
Institutional Ownership and Shareholders

Allspring Multi-Sector Income Fund (US:ERC) has 70 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 9,770,150 shares. Largest shareholders include Sit Investment Associates Inc, Raymond James Financial Inc, 1607 Capital Partners, LLC, Royal Bank Of Canada, Morgan Stanley, Invesco Ltd., Pathstone Holdings, LLC, PCEF - Invesco CEF Income Composite ETF, Guggenheim Capital Llc, and Shaker Financial Services, LLC .

Allspring Multi-Sector Income Fund (NYSEAM:ERC) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 9, 2025 is 9.66 / share. Previously, on September 10, 2024, the share price was 9.35 / share. This represents an increase of 3.32% over that period.

ERC / Allspring Multi-Sector Income Fund Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

ERC / Allspring Multi-Sector Income Fund Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-04-02 13G SIT INVESTMENT ASSOCIATES INC 1,503,246 2,232,680 48.52 8.00 86.05
2025-01-17 13G/A FIRST TRUST PORTFOLIOS LP 3,231,043 2,529,661 -21.71 9.02 -21.70
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-08 13F Calamos Advisors LLC 0 -100.00 0
2025-08-05 13F Rareview Capital LLC 121,778 -28.26 1,151 -26.52
2025-08-07 13F Allworth Financial LP 11,073 105
2025-08-15 13F Equitable Holdings, Inc. 55,958 0.97 529 3.53
2025-07-17 13F Nelson, Van Denburg & Campbell Wealth Management Group, LLC 0 -100.00 0
2025-07-17 13F/A Capital Investment Advisors, LLC 44,717 6.53 423 9.04
2025-07-29 13F Private Trust Co Na 2,000 0.00 19 0.00
2025-08-08 13F City Of London Investment Management Co Ltd 33,304 -7.50 315 -5.14
2025-08-12 13F Landscape Capital Management, L.l.c. 0 -100.00 0
2025-08-07 13F Encompass More Asset Management 13,711 0.65 130 3.20
2025-07-10 13F Wealth Enhancement Advisory Services, Llc 21,717 207
2025-08-14 13F Cnh Partners Llc 0 -100.00 0
2025-08-14 13F Stifel Financial Corp 66,514 -3.70 629 -1.26
2025-08-15 13F Morgan Stanley 579,671 -3.65 5,478 -1.26
2025-07-17 13F Uncommon Cents Investing LLC 33,425 -4.25 316 -1.87
2025-08-27 NP RYDEX VARIABLE TRUST - Multi-Hedge Strategies Fund Variable Annuity 333 -21.09 3 0.00
2025-08-14 13F 1607 Capital Partners, LLC 783,634 3.27 7,405 5.85
2025-08-01 13F Envestnet Asset Management Inc 31,028 23.37 293 26.84
2025-08-11 13F Private Advisor Group, LLC 18,570 36.85 175 40.00
2025-07-14 13F Sowell Financial Services LLC 164,342 -0.26 1,553 2.24
2025-08-20 NP ADANX - AQR Diversified Arbitrage Fund Class N 7,693 -73.70 73 -73.23
2025-08-11 13F WPG Advisers, LLC 150 -22.68 1 0.00
2025-08-14 13F Sit Investment Associates Inc 2,455,899 10.00 23 15.00
2025-08-14 13F Bank Of America Corp /de/ 74,002 -9.30 699 -7.05
2025-08-15 13F Provenance Wealth Advisors, LLC 0 -100.00 0 -100.00
2025-08-07 13F Nwam Llc 12,859 0.00 120 1.69
2025-08-12 13F Pathstone Holdings, LLC 479,293 -27.19 4,529 -25.53
2025-07-28 NP PCEF - Invesco CEF Income Composite ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 349,353 -10.18 3,249 -9.90
2025-08-07 13F Readystate Asset Management Lp 14,800 140
2025-05-12 13F Independent Advisor Alliance 0 -100.00 0
2025-05-13 13F HighTower Advisors, LLC 0 -100.00 0
2025-07-25 13F Apollon Wealth Management, LLC 18,365 0.00 174 2.37
2025-07-29 13F International Assets Investment Management, Llc 34,402 6.17 325 9.06
2025-04-23 13F Bessemer Group Inc 0 -100.00 0
2025-05-16 13F Coppell Advisory Solutions LLC 0 -100.00 0
2025-08-13 13F Northwestern Mutual Wealth Management Co 134,484 -0.59 1,271 1.84
2025-08-08 13F Kingsview Wealth Management, LLC 15,150 0.00 143 2.88
2025-06-27 NP Calamos ETF Trust - Calamos CEF Income & Arbitrage ETF 33,781 -42.18 311 -42.80
2025-05-15 13F Citadel Advisors Llc 0 -100.00 0
2025-05-07 13F Sheaff Brock Investment Advisors, LLC 11,063 0.20 102 0.99
2025-07-25 13F Concurrent Investment Advisors, LLC 22,534 2.58 213 4.95
2025-08-12 13F Steward Partners Investment Advisory, Llc 13,830 -1.14 131 1.56
2025-08-27 NP RYMSX - Guggenheim Multi-Hedge Strategies Fund Class P 199 -38.39 2 -50.00
2025-08-13 13F Guggenheim Capital Llc 334,994 94.56 3,166 99.43
2025-08-12 13F Coldstream Capital Management Inc 0 -100.00 0
2025-08-08 13F Fiera Capital Corp 112,946 -0.95 1,067 1.52
2025-08-14 13F CoreCap Advisors, LLC 2,437 -22.31 23 -17.86
2025-08-14 13F Peapack Gladstone Financial Corp 10,132 -46.91 0
2025-08-06 13F Moors & Cabot, Inc. 0 -100.00 0
2025-08-12 13F LPL Financial LLC 67,756 9.91 640 12.68
2025-08-08 13F Cetera Investment Advisers 20,800 -0.11 197 2.62
2025-08-18 13F Geneos Wealth Management Inc. 2,034 39.60 19 46.15
2025-08-18 13F Hollencrest Capital Management 4,964 0.00 47 2.22
2025-08-14 13F Mariner, LLC 22,189 -3.48 210 -0.95
2025-08-05 13F Shaker Financial Services, LLC 315,553 -5.40 3,005 -3.10
2025-05-06 13F Rsm Us Wealth Management Llc 0 -100.00 0
2025-07-31 13F Cambridge Investment Research Advisors, Inc. 42,469 52.54 0
2025-08-11 13F VSM Wealth Advisory, LLC 6,187 4.85 58 7.41
2025-08-14 13F Benjamin Edwards Inc 85,854 -25.94 811 -24.06
2025-08-14 13F Ameriprise Financial Inc 193,427 10.77 1,828 13.48
2025-08-12 13F Proequities, Inc. 0 0
2025-08-14 13F Hrt Financial Lp 0 -100.00 0
2025-07-23 13F Morey & Quinn Wealth Partners, LLC 63,451 0.00 600 2.39
2025-08-08 13F Pnc Financial Services Group, Inc. 602 0.00 6 0.00
2025-08-14 13F Cohen & Steers, Inc. 143,767 0.00 1 0.00
2025-07-17 13F GraniteShares Advisors LLC 305,503 6.67 2,887 9.36
2025-05-14 13F Thomas J. Herzfeld Advisors, Inc. 0 -100.00 0
2025-08-28 NP RDFI - RAREVIEW DYNAMIC FIXED INCOME ETF 120,256 -28.53 1,136 -26.76
2025-08-11 13F Elequin Capital Lp 5,490 258.36 52 264.29
2025-08-14 13F Raymond James Financial Inc 803,542 10.23 7,593 12.99
2025-08-12 13F Global Retirement Partners, LLC 1,000 9
2025-07-30 13F FNY Investment Advisers, LLC 1,600 0.00 0
2025-07-09 13F Dynamic Advisor Solutions LLC 12,505 -8.21 118 -5.60
2025-08-06 13F Commonwealth Equity Services, Llc 10,440 1.23 0
2025-08-13 13F Invesco Ltd. 522,545 3.84 4,938 6.45
2025-08-14 13F Comerica Bank 5,341 6.08 50 8.70
2025-07-21 13F Catalina Capital Group, LLC 10,864 -0.26 103 2.00
2025-08-29 NP GraniteShares ETF Trust - GraniteShares HIPS US High Income ETF 305,503 6.67 2,887 9.36
2025-08-14 13F Wells Fargo & Company/mn 0 -100.00 0
2025-08-14 13F McIlrath & Eck, LLC 1,510 0.00 14 7.69
2025-08-14 13F Royal Bank Of Canada 668,724 20.34 6,319 23.32
2025-04-09 13F Selway Asset Management 28,129 -1.42 259 -1.15
2025-09-04 13F/A Advisor Group Holdings, Inc. 75,808 7.98 716 10.66
2025-08-14 13F Susquehanna International Group, Llp 0 -100.00 0
2025-08-14 13F GWM Advisors LLC 23,900 -12.77 226 -10.71
2025-08-12 13F AlphaCore Capital LLC 30,000 0.00 286 2.52
2025-08-14 13F UBS Group AG 97,649 -28.81 923 -27.06
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