PFLD - ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF Stock - Stock Price, Institutional Ownership, Shareholders (ARCA)

ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF
US ˙ ARCA

Basic Stats
Institutional Owners 66 total, 66 long only, 0 short only, 0 long/short - change of 3.08% MRQ
Average Portfolio Allocation 0.4324 % - change of 0.75% MRQ
Institutional Shares (Long) 14,462,771 (ex 13D/G) - change of -0.18MM shares -1.20% MRQ
Institutional Value (Long) $ 272,595 USD ($1000)
Institutional Ownership and Shareholders

ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF (US:PFLD) has 66 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 14,462,771 shares. Largest shareholders include Morgan Stanley, Wells Fargo & Company/mn, LPL Financial LLC, Rainey & Randall Investment Management Inc., Raymond James Financial Inc, Advisor Group Holdings, Inc., Royal Bank Of Canada, Cambridge Investment Research Advisors, Inc., YFYA - Yields for You Income Strategy A ETF, and Sound Income Strategies, LLC .

ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF (ARCA:PFLD) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 5, 2025 is 19.72 / share. Previously, on September 9, 2024, the share price was 21.10 / share. This represents a decline of 6.54% over that period.

PFLD / ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

PFLD / ETF Series Solutions - AAM Low Duration Preferred and Income Securities ETF Historical Put/Call Ratio
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-14 13F GWM Advisors LLC 449 0.00 9 -11.11
2025-09-04 13F/A Advisor Group Holdings, Inc. 406,147 23.95 7,965 20.32
2025-07-24 13F IFP Advisors, Inc 48,686 0.83 955 -2.15
2025-08-28 NP YFYA - Yields for You Income Strategy A ETF 267,749 3.01 5,251 0.00
2025-08-12 13F Gladstone Institutional Advisory LLC 15,981 -69.91 313 -70.80
2025-08-12 13F Global Retirement Partners, LLC 133 3
2025-08-12 13F Proequities, Inc. 0 0
2025-08-11 13F Principal Securities, Inc. 20,867 44.31 409 37.71
2025-07-30 13F Bleakley Financial Group, LLC 122,398 17.77 2,400 14.34
2025-05-12 13F Fmr Llc 0 -100.00 0
2025-05-14 13F Mml Investors Services, Llc 0 -100.00 0
2025-07-17 13F HB Wealth Management, LLC 0 -100.00 0
2025-08-08 13F Rockefeller Capital Management L.P. 0 -100.00 0
2025-08-08 13F Foundations Investment Advisors, LLC 11,253 221
2025-05-06 13F AE Wealth Management LLC 0 -100.00 0
2025-08-01 13F Envestnet Asset Management Inc 77,173 16.04 1,513 12.66
2025-08-19 13F Advisory Services Network, LLC 0 -100.00 0
2025-08-08 13F Creative Planning 16,800 0.00 329 -2.95
2025-08-12 13F NWF Advisory Services Inc. 13,051 -1.02 264 -3.66
2025-08-11 13F Hexagon Capital Partners LLC 0 -100.00 0
2025-08-07 13F Allworth Financial LP 533 0.00 10 0.00
2025-08-12 13F Blueprint Investment Partners LLC 0 -100.00 0
2025-08-14 13F Gotham Asset Management, LLC 113,924 89.60 2,234 84.17
2025-08-14 13F CoreCap Advisors, LLC 100 0.00 2 -50.00
2025-07-25 13F Cwm, Llc 50 0
2025-07-07 13F Thurston, Springer, Miller, Herd & Titak, Inc. 8,292 0.00 163 -2.99
2025-08-12 13F Cornerstone Wealth Management, LLC 12,250 -10.94 240 -13.36
2025-08-12 13F Steward Partners Investment Advisory, Llc 15,404 -2.39 302 -5.03
2025-07-17 13F Janney Montgomery Scott LLC 89,316 4.59 2 0.00
2025-08-07 13F CSM Advisors, LLC 25,000 0.00 0
2025-08-14 13F Royal Bank Of Canada 354,838 -17.22 6,959 -19.63
2025-07-25 13F Atria Wealth Solutions, Inc. 15,903 -12.96 314 -15.63
2025-08-07 13F Curtis Advisory Group, LLC 134,624 0.00 2,640 -2.94
2025-05-05 13F Transce3nd, LLC 0 -100.00 0
2025-08-14 13F Goldman Sachs Group Inc 20,808 408
2025-07-15 13F Oregon Pacific Wealth Management, LLC 18,985 -3.46 372 -6.30
2025-07-09 13F Massmutual Trust Co Fsb/adv 2,097 41
2025-08-14 13F Susquehanna International Group, Llp 0 -100.00 0
2025-07-17 13F Sound Income Strategies, LLC 258,113 -0.93 5,062 -3.82
2025-05-15 13F National Wealth Management Group, LLC 37,373 15.98 755 13.90
2025-08-15 13F Morgan Stanley 5,158,182 -9.20 101,152 -11.86
2025-08-06 13F Wedbush Securities Inc 39,575 11.71 1
2025-08-14 13F Citadel Advisors Llc 27,813 545
2025-08-14 13F Stifel Financial Corp 170,215 -40.29 3,338 -42.05
2025-07-21 13F Ameritas Advisory Services, LLC 26,883 18.62 527 13.33
2025-04-10 13F Key Client Fiduciary Advisors, LLC 0 -100.00 0
2025-08-08 13F Kingsview Wealth Management, LLC 10,564 -3.74 207 -6.33
2025-07-31 13F Cambridge Investment Research Advisors, Inc. 287,444 -4.40 6 -16.67
2025-08-05 13F Bank Of Montreal /can/ 10,000 0.00 196 -2.97
2025-08-14 13F Raymond James Financial Inc 585,692 -0.05 11,485 -2.97
2025-08-15 13F Prevail Innovative Wealth Advisors, Llc 83,901 0.14 1,645 -2.78
2025-08-14 13F Warren Averett Asset Management, LLC 0 -100.00 0
2025-08-14 13F Comerica Bank 14,901 -17.38 292 -19.78
2025-08-14 13F UBS Group AG 48,041 942
2025-08-20 13F/A Coppell Advisory Solutions LLC 54,875 -27.58 1,076 -28.81
2025-08-14 13F Integrated Wealth Concepts LLC 14,124 0.89 277 -2.13
2025-07-10 13F Wealth Enhancement Advisory Services, Llc 164,770 79.82 3,223 74.16
2025-08-14 13F Wells Fargo & Company/mn 2,651,784 16.81 52,001 13.40
2025-08-14 13F Hilltop Holdings Inc. 11,752 1.21 230 -1.71
2025-08-08 13F Avantax Advisory Services, Inc. 116,691 -7.57 2,288 -10.27
2025-07-08 13F Webster Bank, N. A. 735 0.00 14 0.00
2025-08-07 13F Kestra Private Wealth Services, Llc 43,307 57.63 849 53.25
2025-08-14 13F AllSquare Wealth Management LLC 193,375 -1.54 3,792 -4.41
2025-07-25 13F Apollon Wealth Management, LLC 36,224 2.28 710 -0.70
2025-07-10 13F Global Financial Private Client, LLC 22,212 436
2025-07-30 13F Cullen/frost Bankers, Inc. 7,410 145
2025-08-06 13F Commonwealth Equity Services, Llc 124,848 7.95 2 0.00
2025-08-12 13F LPL Financial LLC 1,195,922 -3.71 23,452 -6.52
2025-07-29 13F Private Trust Co Na 13,369 3.89 262 1.16
2025-07-17 13F Fiduciary Advisors, Inc. 2,751 1.85 54 -1.85
2025-07-21 13F Rainey & Randall Investment Management Inc. 671,076 0.13 13,240 -2.78
2025-08-14 13F Mariner, LLC 103,553 12.01 2,031 8.73
2025-08-08 13F Cetera Investment Advisers 158,268 -8.55 3,104 -11.22
2025-08-14 13F TCG Advisory Services, LLC 24,012 0.60 471 -2.49
2025-08-12 13F J.w. Cole Advisors, Inc. 24,038 -6.01 471 -8.72
2025-08-15 13F Captrust Financial Advisors 166,055 0.62 3,256 -2.31
2025-07-17 13F Alpine Bank Wealth Management 5,185 102
2025-08-11 13F Private Advisor Group, LLC 11,061 -34.49 217 -36.66
2025-04-28 13F Strategic Financial Concepts, LLC 0 -100.00 0 -100.00
2025-08-15 13F Kestra Advisory Services, LLC 73,866 23.03 1,449 19.47
2025-08-12 13F Jpmorgan Chase & Co 0 0
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