SCM Insider Trading - Stellus Capital Investment Corporation

Insider Shares	1,544,260 shares
Total Insiders	13

Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

See Highest Ranking Stocks

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

See Highest Ranking Stocks

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

6024 out of 11305

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

5968 out of 11224

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Stellus Capital Investment Corporation insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider	Shares Owned	Split Adjusted
J Tim Arnoult Director - [D]	40,869	40,869
Bruce R Bilger Director - [D]	182,565	182,565
Dean D'Angelo Director - [D]	196,682	196,682
D. E. Shaw & Co, L.p. 10% Owner - [10%]	0	0

Insider	Shares Owned	Split Adjusted
D. E. Shaw Direct Capital, L.L.C. 10% Owner - [10%]	0	0
DC Funding SPV 2, L.L.C. -	0	0
Davis Joshua T. Director - [D]	321,584	321,584
Huskinson W. Todd CFO & Chief Compliance Officer - [O]	21,731	21,731

Insider	Shares Owned	Split Adjusted
Paul Keglevic Director - [D]	8,165	8,165
Robert Ladd President and CEO, Director - [D] [O]	135,072	135,072
Ladd Robert T. President and CEO, Director - [D] [O]	627,592	627,592
William C Repko Director - [D]	10,000	10,000
David E Shaw 10% Owner - [10%]	0	0

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in SCM / Stellus Capital Investment Corporation. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
2022-06-17	Bilger Bruce R	17,543	11.3500	17,543	11.3500	199,113	252	15.9700	81,049	40.70
2022-06-16	D'Angelo Dean	2,500	11.3800	2,500	11.3800	28,450
2022-06-16	Ladd Robert T.	1,000	11.3040	1,000	11.3040	11,304
2022-06-16	Ladd Robert T.	1,000	11.4750	1,000	11.4750	11,475
2022-06-16	Ladd Robert T.	1,000	11.4750	1,000	11.4750	11,475
2022-06-16	Ladd Robert T.	1,000	11.4000	1,000	11.4000	11,400
2022-06-16	Ladd Robert T.	1,000	11.4893	1,000	11.4893	11,489
2022-06-16	Ladd Robert T.	1,000	11.5156	1,000	11.5156	11,516
2022-05-18	Ladd Robert T.	1,000	12.6600	1,000	12.6600	12,660

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SCM / Stellus Capital Investment Corporation Insider Trades

Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in SCM / Stellus Capital Investment Corporation. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
2017-03-14	Bilger Bruce R	8,344	14.0500	8,344	14.0500	117,233	352	11.3400	-22,612	-19.29
2015-05-28	DC Funding SPV 2, L.L.C.	58	12.1200	58	12.1200	703
2015-05-27	DC Funding SPV 2, L.L.C.	1,875,000	11.8700	1,875,000	11.8700	22,256,250
2014-08-14	DC Funding SPV 2, L.L.C.	300	14.1800	300	14.1800	4,254
2014-08-13	DC Funding SPV 2, L.L.C.	500	14.1800	500	14.1800	7,090
2013-09-12	DC Funding SPV 2, L.L.C.	1,500	15.0037	1,500	15.0037	22,506
2013-09-11	DC Funding SPV 2, L.L.C.	17,977	15.0169	17,977	15.0169	269,959
2013-09-10	DC Funding SPV 2, L.L.C.	13,036	15.0298	13,036	15.0298	195,928
2013-09-05	DC Funding SPV 2, L.L.C.	6,320	14.9538	6,320	14.9538	94,508

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File Date	Trade Date	Form	Insider	Ticker	Security Title	Code	Direct	Unit Price	Units Changed	Value Changed (1K)	Remaining Shares
2022-06-22	2022-06-17	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	11.3500	17,543	199	182,565
2022-06-21	2022-06-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.3040	1,000	11	627,592
2022-06-21	2022-06-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.4750	1,000	11	628,592
2022-06-21	2022-06-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.4750	1,000	11	628,592
2022-06-21	2022-06-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.4000	1,000	11	629,592
2022-06-21	2022-06-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.4893	1,000	11	630,592
2022-06-21	2022-06-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.5156	1,000	12	631,592
2022-06-21	2022-06-16	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	11.3800	2,500	28	196,682
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.6600	1,000	13	626,581
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.6799	1,000	13	625,581
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.7000	30	0	624,581
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.6900	388	5	624,551
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.6890	582	7	624,163
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.0000	3,834	50	623,581
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.8700	1,000	13	619,747
2022-05-18	2022-05-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.8500	1,000	13	618,747
2022-05-18	2022-05-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.8204	1,000	13	617,747
2021-12-17	2021-12-17	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.6600	1,600	20	190,903
2021-12-15	2021-12-13	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.8500	1,167	15	189,303
2020-12-18	2020-12-16	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	10.8500	5,000	54	184,515
2020-12-18	2020-09-01	4/A	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	8.1173	5,000	41	178,218
2020-12-18	2020-06-11	4/A	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	7.5000	5,000	38	171,664
2020-09-24	2020-09-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.0930	2,000	16	616,654
2020-09-24	2020-09-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.1195	2,000	16	614,654
2020-09-24	2020-09-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.1145	2,000	16	612,654
2020-09-24	2020-09-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.1355	2,000	16	610,654
2020-09-24	2020-09-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.1050	2,000	16	608,654
2020-09-02	2020-09-01	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	8.1173	5,000	41	183,218
2020-08-06	2020-08-06	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.0340	2,000	16	606,654
2020-08-06	2020-08-06	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.0550	2,000	16	604,654
2020-08-06	2020-08-06	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.0602	2,000	16	602,654
2020-08-06	2020-08-06	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.0404	2,000	16	600,654
2020-08-06	2020-08-06	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.0568	2,000	16	598,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9791	2,000	16	596,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9425	2,000	16	594,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9550	2,000	16	592,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9810	2,000	16	590,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9700	2,000	16	588,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9995	2,000	16	586,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9956	2,000	16	584,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9999	2,000	16	582,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9934	2,000	16	580,654
2020-08-06	2020-08-04	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.9893	2,000	16	578,654
2020-06-12	2020-06-11	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	7.5000	5,000	38	176,664
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	6.9450	1,000	7	576,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	6.9000	2,000	14	575,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	6.9750	1,000	7	573,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.0100	1,000	7	572,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	6.9745	2,000	14	571,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.1200	2,000	14	569,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.0785	2,000	14	567,637
2020-05-21	2020-05-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.0450	2,000	14	565,637
2020-03-25	2020-03-23	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	5.7500	17,360	100	165,022
2020-03-23	2020-03-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	5.8600	2,000	12	563,630
2020-03-23	2020-03-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	5.7862	2,000	12	561,630
2020-03-23	2020-03-23	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	5.3556	2,000	11	559,630
2020-03-23	2020-03-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	4.8737	2,000	10	557,630
2020-03-23	2020-03-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	4.8931	2,000	10	555,630
2020-03-23	2020-03-23	4	Arnoult J Tim	SCM	Common Stock	P - Purchase	D	5.7700	9,000	52	40,869
2020-03-23	2020-03-19	4	Arnoult J Tim	SCM	Common Stock	P - Purchase	D	5.8000	1,000	6	31,869
2020-03-23	2020-03-13	4	Arnoult J Tim	SCM	Common Stock	P - Purchase	D	9.0900	10,000	91	30,869
2020-03-20	2020-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	6.7500	14,700	99	147,662
2020-03-20	2020-03-19	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	4.1800	3,081	13	321,584
2020-03-20	2020-03-18	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	5.1400	4,296	22	318,503
2020-03-20	2020-03-18	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	5.3800	8,276	45	314,207
2020-03-20	2020-03-18	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	5.4300	16,833	91	305,931
2020-03-18	2020-03-17	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	7.4970	20,787	156	289,098
2020-03-18	2020-03-16	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	7.9700	13,958	111	268,311
2020-03-17	2020-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	9.0000	11,111	100	132,962
2020-03-17	2020-03-12	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	9.9200	20,000	198	121,851
2020-03-16	2020-03-12	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	9.1295	5,000	46	166,041
2020-03-16	2020-03-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.8934	2,000	16	551,640
2020-03-16	2020-03-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	7.8640	2,000	16	549,640
2020-03-16	2020-03-12	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.6343	5,000	43	547,640
2020-03-16	2020-03-12	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	8.5807	5,000	43	542,640
2020-03-13	2020-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	10.5000	9,524	100	101,851
2020-03-11	2020-03-09	4	Arnoult J Tim	SCM	Common Stock	P - Purchase	D	10.7400	10,000	107	20,869
2018-12-26	2018-12-24	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.9500	2,000	24	478,776
2018-12-26	2018-12-21	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.7600	4,000	47	476,776
2018-12-26	2018-12-20	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.9200	2,000	24	472,776
2018-12-21	2018-12-21	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	11.9400	8,000	96	92,327
2018-12-20	2018-12-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	12.6000	8,000	101	84,327
2018-12-20	2018-12-19	4	Huskinson W. Todd	SCM	Common Stock	P - Purchase	D	12.5900	4,600	58	21,731
2018-12-19	2018-12-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.2600	3,000	37	470,012
2018-12-19	2018-12-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.6600	34,000	430	467,012
2018-11-14	2018-11-12	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.8700	6,500	84	426,582
2018-06-01	2018-06-01	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.6200	3,000	38	402,864
2018-06-01	2018-05-31	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.7200	2,000	25	399,864
2018-06-01	2018-05-30	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.7900	10,000	128	397,864
2018-03-19	2018-03-15	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	11.6200	5,000	58	138,620
2018-03-19	2018-03-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.7800	3,000	35	379,773
2018-03-19	2018-03-15	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.6400	7,000	81	372,773
2018-03-12	2018-03-12	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.9000	7,000	83	367,829
2018-03-12	2018-03-08	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.6300	33,000	384	360,829
2018-03-09	2018-03-08	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	11.6500	5,000	58	210,324
2017-12-20	2017-12-08	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	12.2000	8,039	98	76,327
2017-12-11	2017-12-08	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.1882	5,000	61	133,620
2017-12-11	2017-12-07	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.3952	5,300	66	128,620
2017-12-11	2017-12-07	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.3900	400	5	123,320
2017-12-11	2017-12-07	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.3839	600	7	122,920
2017-12-11	2017-12-07	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.3990	1,200	15	122,320
2017-11-21	2017-11-16	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	12.3400	9,013	111	68,288
2017-11-16	2017-11-15	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	12.2700	30,000	368	198,497
2017-11-16	2017-11-14	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	12.4600	20,000	249	168,497
2017-11-16	2017-11-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.5167	200	3	120,112
2017-11-16	2017-11-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.5050	4,800	60	116,912
2017-11-16	2017-11-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.4400	1,600	20	115,112
2017-11-16	2017-11-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.2000	3,500	43	113,512
2017-11-16	2017-11-16	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.2500	400	5	319,471
2017-11-16	2017-11-15	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.2400	22,000	269	319,071
2017-11-16	2017-11-14	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.4900	41,693	521	297,071
2017-11-16	2017-11-14	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	12.4100	14,000	174	255,378
2017-09-14	2017-09-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	13.5100	3,000	41	108,267
2017-09-14	2017-09-13	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	13.4600	2,000	27	105,267
2017-09-12	2017-09-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.2700	2,000	27	235,707
2017-09-12	2017-09-08	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.3400	12,000	160	233,707
2017-06-22	2017-06-20	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.2200	7,400	98	217,152
2017-06-21	2017-06-20	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	13.3300	1,500	20	101,322
2017-06-13	2017-06-13	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.2900	5,000	66	209,058
2017-06-13	2017-06-09	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.5000	9,000	122	204,058
2017-06-13	2017-06-13	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	13.2900	5,000	66	99,822
2017-06-13	2017-06-09	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	13.5600	1,500	20	94,822
2017-05-12	2017-05-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.5200	6,000	81	193,552
2017-03-16	2017-03-14	4	Bilger Bruce R	SCM	Common Stock	S - Sale	D	14.0500	-8,344	-117	58,817
2016-11-10	2016-11-09	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	11.0300	3,000	33	178,109
2015-12-22	2015-12-22	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	9.9000	100	1	58,708
2015-12-22	2015-12-21	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	9.8800	4,876	48	58,608
2015-12-22	2015-12-18	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	9.7000	100	1	81,077
2015-12-21	2015-12-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	9.8800	8,863	88	53,732
2015-12-15	2015-12-15	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	9.7400	882	9	155,329
2015-12-15	2015-12-14	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	9.9700	7,782	78	154,086
2015-12-15	2015-12-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	10.0000	3,787	38	146,304
2015-12-15	2015-12-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	9.9500	3,000	30	80,244
2015-11-20	2015-11-18	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	10.1200	3,010	30	142,517
2015-09-24	2015-09-23	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	10.7400	900	10	43,717
2015-09-04	2015-09-02	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	11.0000	950	10	75,200
2015-08-26	2015-08-24	4	LADD ROBERT	SCM	Common Stock	P - Purchase	D	9.9100	7,000	69	135,072
2015-08-25	2015-08-24	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	9.8700	10,000	99	114,930
2015-08-19	2015-08-18	4	LADD ROBERT	SCM	Common Stock	P - Purchase	D	10.3000	5,130	53	127,260
2015-08-14	2015-08-12	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	10.1300	7,955	81	121,698
2015-08-14	2015-08-12	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	10.0500	100	1	42,448
2015-08-14	2015-08-12	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	10.0000	200	2	103,796
2015-08-14	2015-08-13	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	10.1500	2,500	25	73,567
2015-08-14	2015-08-12	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	10.1500	2,500	25	71,067
2015-06-26	2015-06-19	4	Keglevic Paul	SCM	Common Stock	P - Purchase	D	12.4670	6,000	75	8,165
2015-05-29	2015-05-28	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	12.1200	-58	-1	0
2015-05-29	2015-05-27	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	11.8700	-1,875,000	-22,256	58
2014-12-18	2014-12-16	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.0800	750	9	65,910
2014-12-09	2014-12-08	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	12.6958	1,000	13	64,633
2014-12-08	2014-12-04	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	13.0500	750	10	63,633
2014-12-08	2014-12-05	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	13.1625	6,000	79	96,258
2014-09-24	2014-09-23	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	14.2000	750	11	61,932
2014-09-18	2014-09-16	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	13.9188	12,072	168	88,759
2014-09-17	2014-09-15	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.7599	1,375	19	103,208
2014-08-15	2014-08-14	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	14.1800	-300	-4	1,875,058
2014-08-15	2014-08-13	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	14.1800	-500	-7	1,875,358
2014-06-16	2014-06-13	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2825	1,899	27	99,496
2014-06-16	2014-06-13	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2600	101	1	97,597
2014-06-12	2014-06-10	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	14.1960	750	11	58,224
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.0328	3,000	42	97,496
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.0299	1,000	14	94,496
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.0100	2,500	35	93,496
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.0000	1,000	14	90,996
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.9950	200	3	89,996
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.9900	177	2	89,796
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.9850	100	1	89,619
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.9838	2,000	28	89,519
2014-06-12	2014-06-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	13.9800	1,523	21	87,519
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2500	2,800	40	85,996
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2479	100	1	83,196
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2465	1,200	17	83,096
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2450	500	7	81,896
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2400	100	1	81,396
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2350	100	1	81,296
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2250	100	1	81,196
2014-06-12	2014-06-10	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.2200	100	1	81,096
2014-03-21	2014-03-19	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	14.4000	5,000	72	72,617
2014-03-21	2014-03-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4500	1,800	26	79,777
2014-03-21	2014-03-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4400	100	1	77,977
2014-03-21	2014-03-19	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4000	3,100	45	77,877
2014-03-19	2014-03-14	4/A	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	14.6000	1,000	15	54,573
2014-03-19	2014-03-19	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	14.4700	1,000	14	56,573
2014-03-19	2014-03-18	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	14.5600	1,000	15	55,573
2014-03-19	2014-03-19	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5500	313	5	38,439
2014-03-19	2014-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5500	2,124	31	38,126
2014-03-19	2014-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5400	1,400	20	36,002
2014-03-19	2014-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5375	50	1	34,602
2014-03-19	2014-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5300	54	1	34,552
2014-03-19	2014-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5200	4	0	34,498
2014-03-19	2014-03-18	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5100	104	2	34,494
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.5100	3,095	45	69,253
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.5000	300	4	66,158
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4900	100	1	65,858
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4700	200	3	65,758
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4500	405	6	65,558
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4400	700	10	65,153
2014-03-18	2014-03-13	4/A	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4100	200	3	64,453
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.7000	1,036	15	74,253
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.6900	1,510	22	73,217
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.6800	1,090	16	71,707
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.6700	814	12	70,617
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.6600	250	4	69,803
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.6300	100	1	69,553
2014-03-18	2014-03-17	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.6100	200	3	69,453
2014-03-14	2014-03-14	4	D'Angelo Dean	SCM	Common Stock	P - Purchase	D	14.6000	1,000	15	43,259
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5500	3,455	50	33,473
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5400	218	3	30,018
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5300	409	6	29,800
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5200	100	1	29,391
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5100	2,900	42	29,291
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5000	900	13	26,391
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4900	700	10	25,491
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4875	100	1	24,791
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4600	1,000	14	24,691
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4500	4,500	65	23,691
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4475	400	6	19,191
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4400	800	12	18,791
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4250	200	3	17,991
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4200	500	7	17,791
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4100	300	4	17,291
2014-03-14	2014-03-13	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4000	94	1	16,991
2014-03-13	2014-03-13	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	14.4000	3,072	44	67,618
2014-03-13	2014-03-11	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	14.5700	4,400	64	64,547
2014-03-13	2014-03-11	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	14.5600	600	9	60,147
2014-03-13	2014-03-11	4	Davis Joshua T.	SCM	Common Stock	P - Purchase	D	14.5200	6,000	87	59,547
2014-03-13	2014-03-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.5000	4,381	64	69,253
2014-03-13	2014-03-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4975	100	1	64,872
2014-03-13	2014-03-11	4	Ladd Robert T.	SCM	Common Stock	P - Purchase	D	14.4925	519	8	64,772
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5500	300	4	16,897
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5400	2,400	35	16,597
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5300	1,300	19	14,197
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5200	300	4	12,897
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5100	1,600	23	12,597
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.5000	600	9	10,997
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4900	100	1	10,397
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4800	1,200	17	10,297
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4700	1,300	19	9,097
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4500	100	1	7,797
2014-03-13	2014-03-11	4	Bilger Bruce R	SCM	Common Stock	P - Purchase	D	14.4100	175	3	7,697
2013-09-16	2013-09-12	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	15.0037	-1,500	-23	1,875,858
2013-09-12	2013-09-11	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	15.0169	-17,977	-270	1,877,358
2013-09-12	2013-09-10	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	15.0298	-13,036	-196	1,895,335
2013-09-09	2013-09-05	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	14.9538	-6,320	-95	1,908,371
2013-09-03	2013-08-30	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	15.0821	-9,500	-143	1,914,691
2013-09-03	2013-08-29	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	14.9927	-5,100	-76	1,924,191
2013-08-29	2013-08-27	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	14.8787	-11,189	-166	1,929,291
2013-08-27	2013-08-26	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	15.0660	-931	-14	1,940,480
2013-08-27	2013-08-23	4	DC Funding SPV 2, L.L.C.	SCM	Common Stock, par value $0.001 per share	S - Sale	D	15.0653	-2,532	-38	1,941,411
2012-11-07		3	Arnoult J Tim	SCM	Common Stock		D				10,000
2012-11-07		3	D'Angelo Dean	SCM	Common Stock		I				33,334
2012-11-07		3	D'Angelo Dean	SCM	Common Stock		D				42,459
2012-11-07		3	Davis Joshua T.	SCM	Common Stock		I				33,334
2012-11-07		3	Davis Joshua T.	SCM	Common Stock		D				42,459
2012-11-07		3	Keglevic Paul	SCM	Common Stock		D				1,667
2012-11-07		3	Huskinson W. Todd	SCM	Common Stock		I				33,334
2012-11-07		3	Huskinson W. Todd	SCM	Common Stock		D				7,600
2012-11-07		3	Ladd Robert T.	SCM	Common Stock		I				33,334
2012-11-07		3	Ladd Robert T.	SCM	Common Stock		D				39,948
2012-11-07		3	Repko William C	SCM	Common Stock		D				10,000
2012-11-07		3	SHAW DAVID E	SCM	Common Stock, $0.001 par value per share		D				1,943,943
2012-11-07		3	Bilger Bruce R	SCM	Common Stock		D				6,667

Open market or private purchase of non-derivative or derivative security

Open market or private sale of non-derivative or derivative security

Grant, award, or other acquisition of securities from the company (such as an option)

Conversion of derivative

Sale or transfer of securities back to the company

Payment of exercise price or tax liability using portion of securities received from the company

Gift of securities by or to the insider

Equity swaps and similar hedging transactions

Exercise or conversion of derivative security received from the company (such as an option)

A transaction voluntarily reported on Form 4

Other (accompanied by a footnote describing the transaction)

SCM / Stellus Capital Investment Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5