Stellus Capital Investment Corporation
US ˙ NYSE ˙ US8585681088

Introduction

This page provides a comprehensive analysis of the known insider trading history of Ladd Robert T.. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Ladd Robert T. has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
CEO and President 28,079
US:SCM / Stellus Capital Investment Corporation President and CEO, Director 627,592
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Ladd Robert T.. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases SCM / Stellus Capital Investment Corporation - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in SCM / Stellus Capital Investment Corporation. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2022-06-16 SCM Ladd Robert T. 1,000 11.4750 1,000 11.4750 11,475 253 15.9700 4,495 39.17
2022-06-16 SCM Ladd Robert T. 1,000 11.5156 1,000 11.5156 11,516
2022-06-16 SCM Ladd Robert T. 1,000 11.4893 1,000 11.4893 11,489
2022-06-16 SCM Ladd Robert T. 1,000 11.4000 1,000 11.4000 11,400
2022-06-16 SCM Ladd Robert T. 1,000 11.4750 1,000 11.4750 11,475
2022-06-16 SCM Ladd Robert T. 1,000 11.3040 1,000 11.3040 11,304
2022-05-18 SCM Ladd Robert T. 1,000 12.8500 1,000 12.8500 12,850
2022-05-18 SCM Ladd Robert T. 1,000 12.8700 1,000 12.8700 12,870
2022-05-18 SCM Ladd Robert T. 3,834 13.0000 3,834 13.0000 49,842
2022-05-18 SCM Ladd Robert T. 582 12.6890 582 12.6890 7,385
2022-05-18 SCM Ladd Robert T. 388 12.6900 388 12.6900 4,924
2022-05-18 SCM Ladd Robert T. 30 12.7000 30 12.7000 381
2022-05-18 SCM Ladd Robert T. 1,000 12.6799 1,000 12.6799 12,680
2022-05-18 SCM Ladd Robert T. 1,000 12.6600 1,000 12.6600 12,660
2022-05-16 SCM Ladd Robert T. 1,000 12.8204 1,000 12.8204 12,820
2020-09-23 SCM Ladd Robert T. 2,000 8.1050 2,000 8.1050 16,210
2020-09-23 SCM Ladd Robert T. 2,000 8.1355 2,000 8.1355 16,271
2020-09-23 SCM Ladd Robert T. 2,000 8.1145 2,000 8.1145 16,229
2020-09-23 SCM Ladd Robert T. 2,000 8.1195 2,000 8.1195 16,239
2020-09-23 SCM Ladd Robert T. 2,000 8.0930 2,000 8.0930 16,186
2020-08-06 SCM Ladd Robert T. 2,000 8.0568 2,000 8.0568 16,114
2020-08-06 SCM Ladd Robert T. 2,000 8.0404 2,000 8.0404 16,081
2020-08-06 SCM Ladd Robert T. 2,000 8.0602 2,000 8.0602 16,120
2020-08-06 SCM Ladd Robert T. 2,000 8.0550 2,000 8.0550 16,110
2020-08-06 SCM Ladd Robert T. 2,000 8.0340 2,000 8.0340 16,068
2020-08-04 SCM Ladd Robert T. 2,000 7.9893 2,000 7.9893 15,979
2020-08-04 SCM Ladd Robert T. 2,000 7.9934 2,000 7.9934 15,987
2020-08-04 SCM Ladd Robert T. 2,000 7.9999 2,000 7.9999 16,000
2020-08-04 SCM Ladd Robert T. 2,000 7.9956 2,000 7.9956 15,991
2020-08-04 SCM Ladd Robert T. 2,000 7.9995 2,000 7.9995 15,999
2020-08-04 SCM Ladd Robert T. 2,000 7.9700 2,000 7.9700 15,940
2020-08-04 SCM Ladd Robert T. 2,000 7.9810 2,000 7.9810 15,962
2020-08-04 SCM Ladd Robert T. 2,000 7.9550 2,000 7.9550 15,910
2020-08-04 SCM Ladd Robert T. 2,000 7.9425 2,000 7.9425 15,885
2020-08-04 SCM Ladd Robert T. 2,000 7.9791 2,000 7.9791 15,958
2020-05-19 SCM Ladd Robert T. 2,000 7.0450 2,000 7.0450 14,090
2020-05-19 SCM Ladd Robert T. 2,000 7.0785 2,000 7.0785 14,157
2020-05-19 SCM Ladd Robert T. 2,000 7.1200 2,000 7.1200 14,240
2020-05-19 SCM Ladd Robert T. 2,000 6.9745 2,000 6.9745 13,949
2020-05-19 SCM Ladd Robert T. 1,000 7.0100 1,000 7.0100 7,010
2020-05-19 SCM Ladd Robert T. 1,000 6.9750 1,000 6.9750 6,975
2020-05-19 SCM Ladd Robert T. 2,000 6.9000 2,000 6.9000 13,800
2020-05-19 SCM Ladd Robert T. 1,000 6.9450 1,000 6.9450 6,945
2020-03-23 SCM Ladd Robert T. 2,000 5.3556 2,000 5.3556 10,711
2020-03-23 SCM Ladd Robert T. 2,000 5.7862 2,000 5.7862 11,572
2020-03-23 SCM Ladd Robert T. 2,000 5.8600 2,000 5.8600 11,720
2020-03-19 SCM Ladd Robert T. 2,000 4.8931 2,000 4.8931 9,786
2020-03-19 SCM Ladd Robert T. 2,000 4.8737 2,000 4.8737 9,747
2020-03-16 SCM Ladd Robert T. 2,000 7.8640 2,000 7.8640 15,728
2020-03-16 SCM Ladd Robert T. 2,000 7.8934 2,000 7.8934 15,787
2020-03-12 SCM Ladd Robert T. 5,000 8.5807 5,000 8.5807 42,904
2020-03-12 SCM Ladd Robert T. 5,000 8.6343 5,000 8.6343 43,172
2018-12-24 SCM Ladd Robert T. 2,000 11.9500 2,000 11.9500 23,900
2018-12-21 SCM Ladd Robert T. 4,000 11.7600 4,000 11.7600 47,040
2018-12-20 SCM Ladd Robert T. 2,000 11.9200 2,000 11.9200 23,840
2018-12-19 SCM Ladd Robert T. 3,000 12.2600 3,000 12.2600 36,780
2018-12-17 SCM Ladd Robert T. 34,000 12.6600 34,000 12.6600 430,440
2018-11-12 SCM Ladd Robert T. 6,500 12.8700 6,500 12.8700 83,655
2018-06-01 SCM Ladd Robert T. 3,000 12.6200 3,000 12.6200 37,860
2018-05-31 SCM Ladd Robert T. 2,000 12.7200 2,000 12.7200 25,440
2018-05-30 SCM Ladd Robert T. 10,000 12.7900 10,000 12.7900 127,900
2018-03-16 SCM Ladd Robert T. 3,000 11.7800 3,000 11.7800 35,340
2018-03-15 SCM Ladd Robert T. 7,000 11.6400 7,000 11.6400 81,480
2018-03-12 SCM Ladd Robert T. 7,000 11.9000 7,000 11.9000 83,300
2018-03-08 SCM Ladd Robert T. 33,000 11.6300 33,000 11.6300 383,790
2017-11-16 SCM Ladd Robert T. 400 12.2500 400 12.2500 4,900
2017-11-15 SCM Ladd Robert T. 22,000 12.2400 22,000 12.2400 269,280
2017-11-14 SCM Ladd Robert T. 14,000 12.4100 14,000 12.4100 173,740
2017-11-14 SCM Ladd Robert T. 41,693 12.4900 41,693 12.4900 520,746
2017-09-11 SCM Ladd Robert T. 2,000 13.2700 2,000 13.2700 26,540
2017-09-08 SCM Ladd Robert T. 12,000 13.3400 12,000 13.3400 160,080
2017-06-20 SCM Ladd Robert T. 7,400 13.2200 7,400 13.2200 97,828
2017-06-13 SCM Ladd Robert T. 5,000 13.2900 5,000 13.2900 66,450
2017-06-09 SCM Ladd Robert T. 9,000 13.5000 9,000 13.5000 121,500
2017-05-10 SCM Ladd Robert T. 6,000 13.5200 6,000 13.5200 81,120
2016-11-09 SCM Ladd Robert T. 3,000 11.0300 3,000 11.0300 33,090
2015-12-15 SCM Ladd Robert T. 882 9.7400 882 9.7400 8,591
2015-12-14 SCM Ladd Robert T. 7,782 9.9700 7,782 9.9700 77,587
2015-12-11 SCM Ladd Robert T. 3,787 10.0000 3,787 10.0000 37,870
2015-11-18 SCM Ladd Robert T. 3,010 10.1200 3,010 10.1200 30,461
2015-08-12 SCM Ladd Robert T. 7,955 10.1300 7,955 10.1300 80,584
2014-09-15 SCM Ladd Robert T. 1,375 13.7599 1,375 13.7599 18,920
2014-06-13 SCM Ladd Robert T. 101 14.2600 101 14.2600 1,440
2014-06-13 SCM Ladd Robert T. 1,899 14.2825 1,899 14.2825 27,122
2014-06-11 SCM Ladd Robert T. 1,523 13.9800 1,523 13.9800 21,292
2014-06-11 SCM Ladd Robert T. 2,000 13.9838 2,000 13.9838 27,968
2014-06-11 SCM Ladd Robert T. 100 13.9850 100 13.9850 1,398
2014-06-11 SCM Ladd Robert T. 177 13.9900 177 13.9900 2,476
2014-06-11 SCM Ladd Robert T. 200 13.9950 200 13.9950 2,799
2014-06-11 SCM Ladd Robert T. 1,000 14.0000 1,000 14.0000 14,000
2014-06-11 SCM Ladd Robert T. 2,500 14.0100 2,500 14.0100 35,025
2014-06-11 SCM Ladd Robert T. 1,000 14.0299 1,000 14.0299 14,030
2014-06-11 SCM Ladd Robert T. 3,000 14.0328 3,000 14.0328 42,098
2014-06-10 SCM Ladd Robert T. 100 14.2200 100 14.2200 1,422
2014-06-10 SCM Ladd Robert T. 100 14.2250 100 14.2250 1,422
2014-06-10 SCM Ladd Robert T. 100 14.2350 100 14.2350 1,424
2014-06-10 SCM Ladd Robert T. 100 14.2400 100 14.2400 1,424
2014-06-10 SCM Ladd Robert T. 500 14.2450 500 14.2450 7,122
2014-06-10 SCM Ladd Robert T. 1,200 14.2465 1,200 14.2465 17,096
2014-06-10 SCM Ladd Robert T. 100 14.2479 100 14.2479 1,425
2014-06-10 SCM Ladd Robert T. 2,800 14.2500 2,800 14.2500 39,900
2014-03-19 SCM Ladd Robert T. 3,100 14.4000 3,100 14.4000 44,640
2014-03-19 SCM Ladd Robert T. 100 14.4400 100 14.4400 1,444
2014-03-19 SCM Ladd Robert T. 1,800 14.4500 1,800 14.4500 26,010
2014-03-13 SCM Ladd Robert T. 200 14.4100 200 14.4100 2,882
2014-03-13 SCM Ladd Robert T. 700 14.4400 700 14.4400 10,108
2014-03-13 SCM Ladd Robert T. 405 14.4500 405 14.4500 5,852
2014-03-13 SCM Ladd Robert T. 200 14.4700 200 14.4700 2,894
2014-03-13 SCM Ladd Robert T. 100 14.4900 100 14.4900 1,449
2014-03-13 SCM Ladd Robert T. 300 14.5000 300 14.5000 4,350
2014-03-13 SCM Ladd Robert T. 3,095 14.5100 3,095 14.5100 44,908
2014-03-11 SCM Ladd Robert T. 519 14.4925 519 14.4925 7,522
2014-03-11 SCM Ladd Robert T. 100 14.4975 100 14.4975 1,450
2014-03-11 SCM Ladd Robert T. 4,381 14.5000 4,381 14.5000 63,524

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SCM / Stellus Capital Investment Corporation Insider Trades
Insider Sales SCM / Stellus Capital Investment Corporation - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in SCM / Stellus Capital Investment Corporation. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SCM / Stellus Capital Investment Corporation Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Ladd Robert T. as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2024-12-11 2024-12-09 4 NONE Stellus Private Credit BDC
Common Shares 		P - Purchase 3,512 28,079 14.30 15.05 52,856 422,593
2024-05-09 2024-05-07 4 NONE Stellus Private Credit BDC
Common Shares 		P - Purchase 2,901 22,813 14.57 15.26 44,269 348,124
2023-08-01 2023-07-31 4 NONE Stellus Private Credit BDC
Common Shares 		P - Purchase 1,155 17,903 6.90 14.98 17,302 268,183
2023-03-16 2023-03-14 4 NONE Stellus Private Credit BDC
Common Shares 		P - Purchase 806 15,829 5.36 14.64 11,800 231,742
2022-08-19 2022-08-17 4 NONE Stellus Private Credit BDC
Common Shares 		P - Purchase 3,831 14,231 36.84 14.72 56,392 209,480
2022-06-21 2022-06-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 627,592 0.16 11.30 11,304 7,094,301
2022-06-21 2022-06-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 628,592 0.16 11.48 11,475 7,213,094
2022-06-21 2022-06-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 628,592 0.16 11.48 11,475 7,213,094
2022-06-21 2022-06-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 629,592 0.16 11.40 11,400 7,177,350
2022-06-21 2022-06-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 630,592 0.16 11.49 11,489 7,245,062
2022-06-21 2022-06-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 631,592 0.16 11.52 11,516 7,273,162
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 626,581 0.16 12.66 12,660 7,932,510
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 625,581 0.16 12.68 12,680 7,932,299
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 30 624,581 0.00 12.70 381 7,932,173
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 388 624,551 0.06 12.69 4,924 7,925,546
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 582 624,163 0.09 12.69 7,385 7,919,998
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,834 623,581 0.62 13.00 49,842 8,106,547
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 619,747 0.16 12.87 12,870 7,976,138
2022-05-18 2022-05-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 618,747 0.16 12.85 12,850 7,950,893
2022-05-18 2022-05-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 617,747 0.16 12.82 12,820 7,919,758
2022-04-29 2022-04-27 4 NONE Stellus Private Credit BDC
Common Shares 		P - Purchase 3,821 10,400 58.08 14.76 56,398 153,504
2022-02-22 3 NONE Stellus Private Credit BDC
Common Shares 		6,579
2020-09-24 2020-09-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 616,654 0.33 8.09 16,186 4,990,580
2020-09-24 2020-09-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 614,654 0.33 8.12 16,239 4,990,682
2020-09-24 2020-09-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 612,654 0.33 8.11 16,229 4,971,380
2020-09-24 2020-09-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 610,654 0.33 8.14 16,271 4,967,974
2020-09-24 2020-09-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 608,654 0.33 8.10 16,210 4,933,139
2020-08-06 2020-08-06 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 606,654 0.33 8.03 16,068 4,873,857
2020-08-06 2020-08-06 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 604,654 0.33 8.06 16,110 4,870,487
2020-08-06 2020-08-06 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 602,654 0.33 8.06 16,120 4,857,511
2020-08-06 2020-08-06 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 600,654 0.33 8.04 16,081 4,829,497
2020-08-06 2020-08-06 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 598,654 0.34 8.06 16,114 4,823,234
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 596,654 0.34 7.98 15,958 4,760,761
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 594,654 0.34 7.94 15,885 4,723,038
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 592,654 0.34 7.96 15,910 4,714,561
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 590,654 0.34 7.98 15,962 4,714,008
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 588,654 0.34 7.97 15,940 4,691,571
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 586,654 0.34 8.00 15,999 4,692,937
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 584,654 0.34 8.00 15,991 4,674,658
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 582,654 0.34 8.00 16,000 4,661,173
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 580,654 0.35 7.99 15,987 4,641,398
2020-08-06 2020-08-04 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 578,654 0.35 7.99 15,979 4,623,039
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 576,637 0.17 6.94 6,945 4,004,745
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 575,637 0.35 6.90 13,800 3,971,897
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 573,637 0.17 6.98 6,975 4,001,119
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 572,637 0.17 7.01 7,010 4,014,187
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 571,637 0.35 6.97 13,949 3,986,884
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 569,637 0.35 7.12 14,240 4,055,817
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 567,637 0.35 7.08 14,157 4,018,020
2020-05-21 2020-05-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 565,637 0.35 7.04 14,090 3,984,914
2020-03-23 2020-03-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 563,630 0.36 5.86 11,720 3,302,872
2020-03-23 2020-03-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 561,630 0.36 5.79 11,572 3,249,703
2020-03-23 2020-03-23 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 559,630 0.36 5.36 10,711 2,997,154
2020-03-23 2020-03-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 557,630 0.36 4.87 9,747 2,717,721
2020-03-23 2020-03-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 555,630 0.36 4.89 9,786 2,718,753
2020-03-16 2020-03-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 551,640 0.36 7.89 15,787 4,354,317
2020-03-16 2020-03-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 549,640 0.37 7.86 15,728 4,322,371
2020-03-16 2020-03-12 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 5,000 547,640 0.92 8.63 43,172 4,728,490
2020-03-16 2020-03-12 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 5,000 542,640 0.93 8.58 42,904 4,656,233
2018-12-26 2018-12-24 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 478,776 0.42 11.95 23,900 5,721,373
2018-12-26 2018-12-21 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 4,000 476,776 0.85 11.76 47,040 5,606,886
2018-12-26 2018-12-20 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 472,776 0.42 11.92 23,840 5,635,490
2018-12-19 2018-12-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,000 470,012 0.64 12.26 36,780 5,762,347
2018-12-19 2018-12-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 34,000 467,012 7.85 12.66 430,440 5,912,372
2018-11-14 2018-11-12 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 6,500 426,582 1.55 12.87 83,655 5,490,110
2018-06-01 2018-06-01 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,000 402,864 0.75 12.62 37,860 5,084,144
2018-06-01 2018-05-31 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 399,864 0.50 12.72 25,440 5,086,270
2018-06-01 2018-05-30 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 10,000 397,864 2.58 12.79 127,900 5,088,681
2018-03-19 2018-03-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,000 379,773 0.80 11.78 35,340 4,473,726
2018-03-19 2018-03-15 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 7,000 372,773 1.91 11.64 81,480 4,339,078
2018-03-12 2018-03-12 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 7,000 367,829 1.94 11.90 83,300 4,377,165
2018-03-12 2018-03-08 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 33,000 360,829 10.07 11.63 383,790 4,196,441
2017-11-16 2017-11-16 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 400 319,471 0.13 12.25 4,900 3,913,520
2017-11-16 2017-11-15 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 22,000 319,071 7.41 12.24 269,280 3,905,429
2017-11-16 2017-11-14 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 41,693 297,071 16.33 12.49 520,746 3,710,417
2017-11-16 2017-11-14 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 14,000 255,378 5.80 12.41 173,740 3,169,241
2017-09-12 2017-09-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 235,707 0.86 13.27 26,540 3,127,832
2017-09-12 2017-09-08 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 12,000 233,707 5.41 13.34 160,080 3,117,651
2017-06-22 2017-06-20 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 7,400 217,152 3.53 13.22 97,828 2,870,749
2017-06-13 2017-06-13 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 5,000 209,058 2.45 13.29 66,450 2,778,381
2017-06-13 2017-06-09 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 9,000 204,058 4.61 13.50 121,500 2,754,783
2017-05-12 2017-05-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 6,000 193,552 3.20 13.52 81,120 2,616,823
2016-11-10 2016-11-09 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,000 178,109 1.71 11.03 33,090 1,964,542
2015-12-15 2015-12-15 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 882 155,329 0.57 9.74 8,591 1,512,904
2015-12-15 2015-12-14 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 7,782 154,086 5.32 9.97 77,587 1,536,237
2015-12-15 2015-12-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,787 146,304 2.66 10.00 37,870 1,463,040
2015-11-20 2015-11-18 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,010 142,517 2.16 10.12 30,461 1,442,272
2015-08-14 2015-08-12 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 7,955 121,698 6.99 10.13 80,584 1,232,801
2014-09-17 2014-09-15 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,375 103,208 1.35 13.76 18,920 1,420,132
2014-06-16 2014-06-13 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,899 99,496 1.95 14.28 27,122 1,421,052
2014-06-16 2014-06-13 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 101 97,597 0.10 14.26 1,440 1,391,733
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,000 97,496 3.17 14.03 42,098 1,368,142
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 94,496 1.07 14.03 14,030 1,325,769
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,500 93,496 2.75 14.01 35,025 1,309,879
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,000 90,996 1.11 14.00 14,000 1,273,944
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 200 89,996 0.22 14.00 2,799 1,259,494
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 177 89,796 0.20 13.99 2,476 1,256,246
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 89,619 0.11 13.98 1,398 1,253,322
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,000 89,519 2.29 13.98 27,968 1,251,816
2014-06-12 2014-06-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,523 87,519 1.77 13.98 21,292 1,223,516
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 2,800 85,996 3.37 14.25 39,900 1,225,443
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 83,196 0.12 14.25 1,425 1,185,368
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,200 83,096 1.47 14.25 17,096 1,183,827
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 500 81,896 0.61 14.24 7,122 1,166,609
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 81,396 0.12 14.24 1,424 1,159,079
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 81,296 0.12 14.24 1,424 1,157,249
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 81,196 0.12 14.22 1,422 1,155,013
2014-06-12 2014-06-10 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 81,096 0.12 14.22 1,422 1,153,185
2014-03-21 2014-03-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,800 79,777 2.31 14.45 26,010 1,152,778
2014-03-21 2014-03-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 77,977 0.13 14.44 1,444 1,125,988
2014-03-21 2014-03-19 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,100 77,877 4.15 14.40 44,640 1,121,429
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,036 74,253 1.41 14.70 15,229 1,091,519
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,510 73,217 2.11 14.69 22,182 1,075,558
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 1,090 71,707 1.54 14.68 16,001 1,052,659
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 814 70,617 1.17 14.67 11,941 1,035,951
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 250 69,803 0.36 14.66 3,665 1,023,312
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 69,553 0.14 14.63 1,463 1,017,560
2014-03-18 2014-03-17 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 200 69,453 0.29 14.61 2,922 1,014,708
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 3,095 69,253 4.68 14.51 44,908 1,004,861
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 300 66,158 0.46 14.50 4,350 959,291
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 65,858 0.15 14.49 1,449 954,282
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 200 65,758 0.31 14.47 2,894 951,518
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 405 65,558 0.62 14.45 5,852 947,313
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 700 65,153 1.09 14.44 10,108 940,809
2014-03-18 2014-03-13 4/A SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 200 64,453 0.31 14.41 2,882 928,768
2014-03-13 2014-03-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 4,381 69,253 6.75 14.50 63,524 1,004,168
2014-03-13 2014-03-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 100 64,872 0.15 14.50 1,450 940,482
2014-03-13 2014-03-11 4 SCM Stellus Capital Investment Corp
Common Stock 		P - Purchase 519 64,772 0.81 14.49 7,522 938,708
2012-11-07 3 SCM Stellus Capital Investment Corp
Common Stock 		39,948
2012-11-07 3 SCM Stellus Capital Investment Corp
Common Stock 		33,334
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)