FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund - Institutional Ownership - Sellers

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737M3007

Institutional and Fund Ownership - Sellers

This page shows institutions, funds, and major shareholders that have decreased holdings or closed their positions in their last reporting period. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-07 13F Montag A & Associates Inc 0 -100.00 0
2025-05-02 13F Transcendent Capital Group LLC 0 -100.00 0
2025-08-14 13F Raymond James Financial Inc 129,114 -0.22 10,275 15.41
2025-08-14 13F Jane Street Group, Llc 0 -100.00 0 -100.00
2025-08-14 13F Ameriprise Financial Inc 0 -100.00 0
2025-07-21 13F Hilltop National Bank 98 -50.00 8 -53.33
2025-08-01 13F Ashton Thomas Private Wealth, LLC 2,991 -85.92 238 -83.71
2025-08-07 13F Resources Investment Advisors, LLC. 4,202 -22.03 334 -9.73
2025-08-06 13F Golden State Wealth Management, LLC 1,790 -66.59 142 -61.41
2025-08-08 13F MTM Investment Management, LLC 15,753 -4.54 1,254 9.91
2025-08-14 13F Blue Capital, Inc. 0 -100.00 0
2025-08-13 13F MONECO Advisors, LLC 14,062 -2.99 1,119 12.24
2025-04-16 13F Wealth Enhancement Advisory Services, Llc 0 -100.00 0
2025-08-15 13F Kestra Advisory Services, LLC 16,496 -3.91 1,313 11.09
2025-05-28 13F Intrua Financial, LLC 0 -100.00 0
2025-08-14 13F Goldman Sachs Group Inc 8,597 -77.10 684 -73.52
2025-08-13 13F Gateway Wealth Partners, LLC 8,061 -14.39 642 -0.93
2025-08-12 13F Steward Partners Investment Advisory, Llc 15,711 -6.79 1,250 7.85
2025-08-12 13F Global Retirement Partners, LLC 481 -15.76 38 -13.64
2025-08-15 13F Morgan Stanley 477,715 -1.13 38,017 14.36
2025-08-13 13F Baird Financial Group, Inc. 2,532 -33.79 201 -23.57
2025-07-11 13F Farther Finance Advisors, LLC 22 -73.17 2 -80.00
2025-08-08 13F Kingsview Wealth Management, LLC 74,287 -2.01 5,912 13.35
2025-08-14 13F Fmr Llc 466 -74.18 37 -70.16
2025-08-08 13F Pnc Financial Services Group, Inc. 54,448 -7.64 4,333 6.83
2025-07-17 13F G&S Capital LLC 0 -100.00 0
2025-04-15 13F Focus Financial Network, Inc. 0 -100.00 0
2025-07-17 13F Wagner Wealth Management, Llc 2,737 -8.86 218 5.34
2025-08-14 13F GWM Advisors LLC 3,990 -9.01 318 5.32
2025-08-14 13F Mariner, LLC 0 -100.00 0
2025-05-15 13F Fiduciary Trust Co 0 -100.00 0
2025-08-04 13F Spire Wealth Management 0 -100.00 0
2025-08-01 13F Envestnet Asset Management Inc 61,512 -23.68 4,895 -11.72
2025-05-15 13F Fischer Investment Strategies, Llc 0 -100.00 0
2025-07-25 13F Concurrent Investment Advisors, LLC 99,235 -0.96 7,897 14.57
2025-08-14 13F Benjamin Edwards Inc 5,662 -72.80 451 -68.58
2025-08-06 13F TKG Advisors, LLC 0 -100.00 0
2025-07-28 13F Harbour Investments, Inc. 19,622 -3.18 1,562 11.98
2025-08-06 13F Prospera Financial Services Inc 5,786 -3.26 460 11.92
2025-07-18 13F Brueske Advisory Services, LLC 89,808 -6.62 7,147 7.99
2025-08-11 13F Tidemark, LLC 598 -16.83 48 -4.08
2025-07-18 13F New Wave Wealth Advisors Llc 95,441 -2.06 7,595 13.29
2025-05-12 13F Founders Financial Securities Llc 0 -100.00 0
2025-08-15 13F Tower Research Capital LLC (TRC) 4,766 -23.02 379 -10.82
2025-08-07 13F 49 Wealth Management, Llc 3,046 -9.59 242 4.76
2025-04-23 13F Wealth Effects Llc 0 -100.00 0
2025-08-12 13F Financial Advocates Investment Management 3,523 -11.21 280 2.56
2025-08-05 13F Dunhill Financial, LLC 7,076 -1.39 563 14.20
2025-08-13 13F Flow Traders U.s. Llc 0 -100.00 0
2025-04-21 13F PSI Advisors, LLC 0 -100.00 0 -100.00
2025-08-14 13F UBS Group AG 37,449 -2.44 2,980 12.84
2025-05-13 13F HighTower Advisors, LLC 0 -100.00 0
2025-07-17 13F Clear Point Advisors Inc. 7,854 -0.41 625 15.31
2025-08-14 13F Marshall Investment Management, Llc 0 -100.00 0
2025-07-16 13F Moneywise, Inc. 26,188 -10.38 2,084 3.68
2025-08-13 13F Custom Index Systems, Llc 3,600 -1.53 286 13.94
2025-08-14 13F Susquehanna International Group, Llp 23,646 -51.52 1,882 -43.93
2025-08-12 13F Founders Financial Alliance, LLC 0 -100.00 0
2025-08-07 13F Kestra Private Wealth Services, Llc 3,349 -11.26 267 2.70
2025-08-13 13F Summit Financial, LLC 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc 0 -100.00 0
2025-08-14 13F Wells Fargo & Company/mn 313,942 -15.12 24,983 -1.82
2025-08-14 13F Mml Investors Services, Llc 6,931 -12.21 1
2025-08-14 13F Stifel Financial Corp 66,248 -50.71 5,272 -42.99
2025-05-12 13F Independent Advisor Alliance 0 -100.00 0
2025-07-31 13F Nilsine Partners, LLC 0 -100.00 0
2025-08-14 13F Great Valley Advisor Group, Inc. 2,645 -12.21 211 1.45
2025-07-25 13F Cwm, Llc 924 -3.14 0
2025-08-13 13F Continuum Advisory, LLC 0 -100.00 0
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