SMXT - SolarMax Technology, Inc. Stock - Stock Price, Institutional Ownership, Shareholders (NasdaqCM)

SolarMax Technology, Inc.

Basic Stats
Institutional Owners 100 total, 100 long only, 0 short only, 0 long/short - change of -7.41% MRQ
Average Portfolio Allocation 0.0008 % - change of -15.22% MRQ
Shares Outstanding shares (source: Capital IQ)
Institutional Shares (Long) 1,905,037 - 3.51% (ex 13D/G) - change of -2.50MM shares -56.73% MRQ
Institutional Value (Long) $ 2,048 USD ($1000)
Institutional Ownership and Shareholders

SolarMax Technology, Inc. (US:SMXT) has 100 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,905,037 shares. Largest shareholders include Millennium Management Llc, FSSNX - Fidelity Small Cap Index Fund, Vanguard Group Inc, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, BlackRock, Inc., Goldman Sachs Group Inc, VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares, SWSSX - Schwab Small-Cap Index Fund, IWC - iShares Micro-Cap ETF, and Geode Capital Management, Llc .

SolarMax Technology, Inc. (NasdaqCM:SMXT) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 5, 2025 is 1.14 / share. Previously, on September 6, 2024, the share price was 1.49 / share. This represents a decline of 23.49% over that period.

SMXT / SolarMax Technology, Inc. Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

SMXT / SolarMax Technology, Inc. Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-02-25 13G Liu Ching 3,426,398 7.40
2025-02-14 13G Hsu Bingwen David 5,460,730 11.70
2025-02-11 13G Yuan Simon 3,466,805 7.40
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-04 13F Amalgamated Bank 0 -100.00 0
2025-08-14 13F Fmr Llc 1,486 -57.71 2 -75.00
2025-08-12 13F Corebridge Financial, Inc. 0 -100.00 0 -100.00
2025-04-25 NP VCSLX - Small Cap Index Fund 11,496 461.05 13 333.33
2025-08-28 NP IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 14,668 -88.43 16 -90.13
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,941 114.48 11 100.00
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 25,940 0.00 30 -3.33
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 922 -87.77 1 -88.89
2025-05-29 NP RYRRX - Russell 2000 Fund Class A 15 0.00 0
2025-08-11 13F Vanguard Group Inc 284,550 2.56 310 -6.63
2025-08-12 13F Legal & General Group Plc 0 -100.00 0
2025-07-28 NP URTY - ProShares UltraPro Russell2000 2,196 -28.63 3 -33.33
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 274,609 209.22 299 182.08
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 612 -87.77 1 -100.00
2025-05-23 NP EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,764 -59.33 2 -71.43
2025-08-12 13F BlackRock, Inc. 176,503 -85.83 192 -87.15
2025-08-13 13F New York State Common Retirement Fund 0 -100.00 0
2025-08-12 13F Charles Schwab Investment Management Inc 0 -100.00 0
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 300,180 2.85 354 -28.19
2025-07-29 NP VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,933 -0.72 14 0.00
2025-08-14 13F Two Sigma Securities, Llc 13,719 15
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 72,186 0.00 85 -29.75
2025-05-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,400 395.65 14 333.33
2025-05-23 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 2,250 0.00 3 -33.33
2025-08-12 13F XTX Topco Ltd 16,203 18
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,976 25.63 7 -12.50
2025-08-28 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,039 -87.77 1 -90.00
2025-08-14 13F Price T Rowe Associates Inc /md/ 0 -100.00 0
2025-05-28 NP BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,198 0.00 3 -33.33
2025-08-13 13F Russell Investments Group, Ltd. 9,846 11
2025-08-14 13F Point72 Asia (Singapore) Pte. Ltd. 11,262 12
2025-08-15 13F Morgan Stanley 6,659 -96.86 7 -97.24
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 306 -30.30 0
2025-08-05 13F Bank of New York Mellon Corp 0 -100.00 0
2025-08-14 13F Wells Fargo & Company/mn 234 -98.58 0 -100.00
2025-08-13 13F EverSource Wealth Advisors, LLC 112 -19.42 0
2025-08-14 13F Engineers Gate Manager LP 13,378 0.00 15 -12.50
2025-08-14 13F Qube Research & Technologies Ltd 46,398 51
2025-08-26 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 744 -89.61 1 -100.00
2025-07-29 NP VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,513 -1.51 13 0.00
2025-05-28 NP Profunds - Profund Vp Ultrasmall-cap 109 -6.03 0
2025-08-26 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 3,421 -87.89 4 -90.91
2025-08-11 13F Citigroup Inc 765 -96.37 1 -100.00
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 148,201 8.89 169 7.01
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,239 0.00 7 0.00
2025-08-12 13F Proequities, Inc. 0 0
2025-08-14 13F Millennium Management Llc 469,169 511
2025-08-26 NP BRSIX - Ultra-Small Company Market Fund Class N 20,200 -19.20 22 -26.67
2025-05-29 NP JAFEX - Total Stock Market Index Trust NAV 781 1
2025-07-28 NP HDG - ProShares Hedge Replication ETF 40 14.29 0
2025-08-28 NP IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,173 -88.41 13 -89.68
2025-08-27 NP BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,823 -87.98 2 -94.44
2025-07-25 13F Cwm, Llc 1,822 8.78 0
2025-05-27 NP FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,670 0.00 21 -25.00
2025-08-14 13F Goldman Sachs Group Inc 172,918 282.35 188 248.15
2025-08-14 13F Mariner, LLC 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc 43,752 48
2025-05-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,529 0.00 5 -28.57
2025-05-28 NP Profunds - Profund Vp Small-cap 68 -8.11 0
2025-08-15 13F Tower Research Capital LLC (TRC) 18,812 110.28 21 100.00
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 284 -77.67 0 -100.00
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 5,551 -6.96 7 -40.00
2025-06-23 NP PJARX - SmallCap Value Fund II R-3 1,118 0.00 1 0.00
2025-08-12 13F Ameritas Investment Partners, Inc. 0 -100.00 0
2025-08-26 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 1,358 -87.77 1 -92.31
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 511 -2.67 1
2025-08-06 13F Sterling Capital Management LLC 0 -100.00 0
2025-07-28 NP UWM - ProShares Ultra Russell2000 3,002 -18.73 3 -25.00
2025-08-14 13F Royal Bank Of Canada 2,643 -2.76 2 -50.00
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 526 -87.77 1 -100.00
2025-08-28 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 66,276 -88.73 72 -89.79
2025-08-28 NP IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 69,892 -0.79 76 -9.52
2025-05-27 NP FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,925 2.05 10 -25.00
2025-08-08 13F Geode Capital Management, Llc 69,267 -83.87 76 -85.44
2025-05-29 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 0.00 0
2025-08-14 13F Susquehanna International Group, Llp 39,339 2.98 43 -6.67
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 0 -100.00 0 -100.00
2025-08-12 13F Jpmorgan Chase & Co 0 -100.00 0
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 3,421 2.58 4 -20.00
2025-08-08 13F Intech Investment Management Llc 0 -100.00 0
2025-08-14 13F Jain Global LLC 26,669 29
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 73 -26.26 0
2025-07-31 13F Nisa Investment Advisors, Llc 358 0
2025-05-29 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 42 425.00 0
2025-05-29 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 22 0.00 0
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 29 -17.14 0
2025-05-30 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,527 0.00 4 -20.00
2025-08-14 13F Bnp Paribas Arbitrage, Sa 3,356 152.52 4 200.00
2025-08-14 13F Bridgeway Capital Management Inc 20,200 -19.20 22 -26.67
2025-08-08 13F SBI Securities Co., Ltd. 12 -88.24 0
2025-08-27 13F/A Squarepoint Ops LLC 13,278 14
2025-08-14 13F Bank Of America Corp /de/ 480 -96.53 1 -100.00
2025-05-27 NP Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 1,659 -0.66 2 -50.00
2025-08-01 13F Y-Intercept (Hong Kong) Ltd 69,033 75
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 284 -79.19 0 -100.00
2025-08-06 13F True Wealth Design, LLC 54 170.00 0
2025-08-14 13F/A Barclays Plc 1 -100.00 0
2025-06-27 NP RSSL - Global X Russell 2000 ETF 16,816 5.85 20 -26.92
2025-05-23 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 1,150 0.00 1 0.00
2025-05-27 NP NSIDX - Northern Small Cap Index Fund 19,842 -2.56 24 -28.12
2025-08-14 13F California State Teachers Retirement System 0 -100.00 0
2025-08-14 13F Jane Street Group, Llc 54,796 60
2025-06-23 NP PPNMX - SmallCap Growth Fund I R-3 1,413 0.00 2 -50.00
2025-05-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 882 1
2025-08-13 13F Northern Trust Corp 0 -100.00 0
2025-05-28 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 498 0.00 1
2025-04-15 13F SG Americas Securities, LLC 0 -100.00 0
2025-08-14 13F UBS Group AG 24 -99.99 0 -100.00
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,474 42.00 6 25.00
2025-08-26 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 284 -81.25 0 -100.00
2025-08-14 13F MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0 -100.00 0
2025-08-12 13F Rhumbline Advisers 0 -100.00 0
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,645 0.00 10 -10.00
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 0 -100.00 0 -100.00
2025-08-14 13F Aqr Capital Management Llc 25,597 30.76 28 17.39
2025-08-14 13F State Street Corp 12,500 -87.08 14 -88.79
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,055 7.35 30 3.57
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