Basic Stats
Institutional Owners | 61 total, 61 long only, 0 short only, 0 long/short - change of 1.67% MRQ |
Average Portfolio Allocation | 0.0609 % - change of -21.45% MRQ |
Institutional Shares (Long) | 27,762,591 (ex 13D/G) - change of 0.35MM shares 1.28% MRQ |
Institutional Value (Long) | $ 13,097 USD ($1000) |
Institutional Ownership and Shareholders
Putnam Master Intermediate Income Trust (US:PIM) has 61 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 27,762,591 shares. Largest shareholders include Sit Investment Associates Inc, 1607 Capital Partners, LLC, Consolidated Portfolio Review Corp, Allspring Global Investments Holdings, LLC, Morgan Stanley, Kovitz Investment Group Partners, LLC, Transform Wealth, LLC, Gill Capital Partners, Llc, Penbrook Management LLC, and Janney Montgomery Scott LLC .
Putnam Master Intermediate Income Trust (NYSE:PIM) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.
The share price as of September 5, 2025 is 3.38 / share. Previously, on September 9, 2024, the share price was 3.34 / share. This represents an increase of 1.20% over that period.
Fund Sentiment Score
The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Ownership Explorer, which provides a list of highest-ranking companies.
Institutional Put/Call Ratio
In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.
Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.
13D/G Filings
We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.
Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.
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File Date | Form | Investor | Prev Shares |
Latest Shares |
Δ Shares (Percent) |
Ownership (Percent) |
Δ Ownership (Percent) |
|
---|---|---|---|---|---|---|---|---|
2025-06-03 | SIT INVESTMENT ASSOCIATES INC | 23,126,723 | 23,620,972 | 2.14 | 49.00 | 2.08 |
13F and NPORT Filings
Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
---|---|---|---|---|---|---|---|---|---|---|
2025-07-29 | 13F | Mezzasalma Advisors, LLC | 59,520 | 1.99 | 199 | 3.11 | ||||
2025-08-07 | 13F | Allworth Financial LP | 66,272 | 222 | ||||||
2025-08-12 | 13F | MAI Capital Management | 5,000 | 0.00 | 17 | 0.00 | ||||
2025-08-14 | 13F | Raymond James Financial Inc | 7,324 | 25 | ||||||
2025-08-12 | 13F | Proequities, Inc. | 0 | 0 | ||||||
2025-07-22 | 13F | Fortitude Advisory Group L.L.C. | 52,819 | 0.00 | 177 | 2.33 | ||||
2025-08-14 | 13F | Susquehanna International Group, Llp | 0 | -100.00 | 0 | |||||
2025-07-29 | 13F | Koshinski Asset Management, Inc. | 14,000 | 0.00 | 47 | 0.00 | ||||
2025-08-01 | 13F | Envestnet Asset Management Inc | 57,548 | -29.55 | 193 | -29.15 | ||||
2025-07-17 | 13F | Melfa Wealth Management, Llc | 80,925 | -0.84 | 271 | 0.37 | ||||
2025-08-15 | 13F | Morgan Stanley | 189,389 | -1.59 | 634 | -0.63 | ||||
2025-05-07 | 13F | Sheaff Brock Investment Advisors, LLC | 66,272 | 0.00 | 220 | 1.85 | ||||
2025-07-28 | 13F | Harbour Investments, Inc. | 339 | 0.00 | 1 | 0.00 | ||||
2025-08-14 | 13F | TCG Advisory Services, LLC | 41,449 | 0.12 | 139 | 0.73 | ||||
2025-08-05 | 13F | GPS Wealth Strategies Group, LLC | 824 | 1.98 | 3 | 0.00 | ||||
2025-08-25 | NP | SIBAX - Sit Balanced Fund | 61,000 | 0.00 | 204 | 0.99 | ||||
2025-08-08 | 13F | Avantax Advisory Services, Inc. | 16,674 | 1.99 | 56 | 1.85 | ||||
2025-08-14 | 13F | Hrt Financial Lp | 11,988 | 0 | ||||||
2025-04-17 | 13F | FNY Investment Advisers, LLC | 0 | -100.00 | 0 | |||||
2025-05-15 | 13F | WPG Advisers, LLC | 0 | -100.00 | 0 | -100.00 | ||||
2025-08-12 | 13F | Steward Partners Investment Advisory, Llc | 400 | 0.00 | 1 | 0.00 | ||||
2025-08-14 | 13F | GWM Advisors LLC | 82,452 | -2.03 | 276 | -1.08 | ||||
2025-07-09 | 13F | Graves-Light Private Wealth Management, Inc. | 14,300 | 0.00 | 48 | 0.00 | ||||
2025-08-08 | 13F | Cetera Investment Advisers | 12,815 | 0.00 | 43 | 0.00 | ||||
2025-07-18 | 13F | Consolidated Portfolio Review Corp | 363,197 | 10.29 | 1,217 | 11.25 | ||||
2025-07-25 | 13F | Concurrent Investment Advisors, LLC | 10,620 | 0.00 | 36 | 0.00 | ||||
2025-07-16 | 13F | Perigon Wealth Management, LLC | 0 | -100.00 | 0 | |||||
2025-07-28 | 13F/A | Penbrook Management LLC | 147,613 | -0.37 | 495 | 0.61 | ||||
2025-08-11 | 13F | Rothschild Investment Llc | 4,885 | 0.00 | 16 | 0.00 | ||||
2025-08-12 | 13F | LPL Financial LLC | 91,390 | 81.23 | 306 | 83.23 | ||||
2025-08-12 | 13F | Coldstream Capital Management Inc | 21,793 | 1.99 | 73 | 4.29 | ||||
2025-08-14 | 13F | Kovitz Investment Group Partners, LLC | 169,225 | 567 | ||||||
2025-08-14 | 13F | Comerica Bank | 9,200 | 0.00 | 31 | 0.00 | ||||
2025-07-14 | 13F | Gridiron Partners, LLC | 10,507 | 0.00 | 35 | 2.94 | ||||
2025-07-22 | 13F | Integrated Capital Management, LLC | 0 | -100.00 | 0 | |||||
2025-07-29 | 13F | Chicago Partners Investment Group LLC | 10,531 | 1.32 | 35 | 0.00 | ||||
2025-08-14 | 13F | Wells Fargo & Company/mn | 5,340 | 0.00 | 18 | 0.00 | ||||
2025-04-15 | 13F | Transform Wealth, LLC | 169,225 | 0.00 | 562 | 1.08 | ||||
2025-07-24 | 13F | WMG Financial Advisors, LLC | 16,700 | -15.23 | 56 | -15.38 | ||||
2025-08-13 | 13F | WealthTrust Axiom LLC | 51,000 | 88.89 | 171 | 91.01 | ||||
2025-08-08 | 13F | Emerald Investment Partners, Llc | 10,000 | 0.00 | 34 | 0.00 | ||||
2025-08-12 | 13F | Weaver Consulting Group | 32,500 | 109 | ||||||
2025-08-14 | 13F | Citadel Advisors Llc | 0 | -100.00 | 0 | |||||
2025-08-14 | 13F | Royal Bank Of Canada | 70,874 | -0.06 | 238 | 0.85 | ||||
2025-08-06 | 13F | Moors & Cabot, Inc. | 0 | -100.00 | 0 | |||||
2025-08-06 | 13F | Ethos Financial Group, LLC | 49,816 | -2.14 | 167 | -1.78 | ||||
2025-07-11 | 13F | Caldwell Securities, Inc | 1,796 | 0.00 | 6 | 20.00 | ||||
2025-07-31 | 13F | Gill Capital Partners, Llc | 165,935 | -1.16 | 556 | -0.36 | ||||
2025-08-11 | 13F | Shufro Rose & Co Llc | 11,000 | 0.00 | 37 | 0.00 | ||||
2025-08-14 | 13F | Bank Of America Corp /de/ | 3,542 | 19.02 | 12 | 22.22 | ||||
2025-07-29 | 13F | Stratos Wealth Partners, LTD. | 20,181 | 5.90 | 68 | 6.35 | ||||
2025-09-02 | 13F | Pvg Asset Management Corp | 0 | -100.00 | 0 | |||||
2025-08-05 | 13F | Key FInancial Inc | 9,500 | 0.00 | 32 | 0.00 | ||||
2025-07-08 | 13F | Bard Financial Services, Inc. | 21,540 | 0.00 | 72 | 1.41 | ||||
2025-05-08 | 13F | Essential Planning, LLC. | 0 | -100.00 | 0 | |||||
2025-05-14 | 13F | Jane Street Group, Llc | 0 | -100.00 | 0 | |||||
2025-08-14 | 13F | Stifel Financial Corp | 43,280 | -0.78 | 145 | 0.00 | ||||
2025-05-06 | 13F | Venturi Wealth Management, LLC | 0 | -100.00 | 0 | |||||
2025-08-01 | 13F | Transcend Wealth Collective, Llc | 0 | -100.00 | 0 | |||||
2025-08-06 | 13F | Commonwealth Equity Services, Llc | 62,844 | 0.38 | 0 | |||||
2025-08-11 | 13F | Avantax Planning Partners, Inc. | 16,969 | 57 | ||||||
2025-08-12 | 13F | Global Retirement Partners, LLC | 649 | 2 | ||||||
2025-08-05 | 13F | Shaker Financial Services, LLC | 60,890 | -49.46 | 204 | -49.25 | ||||
2025-08-13 | 13F | Summit Financial, LLC | 33,120 | 111 | ||||||
2025-08-18 | 13F | Hollencrest Capital Management | 3,067 | 0.00 | 10 | 0.00 | ||||
2025-07-17 | 13F | Janney Montgomery Scott LLC | 135,169 | 0.26 | 0 | |||||
2025-07-31 | 13F | Cambridge Investment Research Advisors, Inc. | 16,428 | -56.16 | 0 | |||||
2025-09-04 | 13F/A | Advisor Group Holdings, Inc. | 21,660 | -4.41 | 73 | -4.00 | ||||
2025-07-09 | 13F | VisionPoint Advisory Group, LLC | 10,500 | 35 | ||||||
2025-08-12 | 13F | Northstar Financial Companies, Inc. | 20,245 | 0.00 | 68 | 0.00 | ||||
2025-08-14 | 13F | 1607 Capital Partners, LLC | 1,022,467 | -0.64 | 3,425 | 0.26 | ||||
2025-08-14 | 13F | UBS Group AG | 25,369 | 0.00 | 85 | 0.00 | ||||
2025-08-14 | 13F | Sit Investment Associates Inc | 23,638,204 | 2.44 | 79 | 3.95 | ||||
2025-07-25 | 13F | Allspring Global Investments Holdings, LLC | 332,510 | -51.97 | 1,114 | -51.57 |