FXD - First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund Stock - Stock Price, Institutional Ownership, Shareholders (ARCA)

First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
US ˙ ARCA ˙ US33734X1019

Basic Stats
Institutional Owners 125 total, 125 long only, 0 short only, 0 long/short - change of -4.58% MRQ
Average Portfolio Allocation 0.0399 % - change of -92.46% MRQ
Institutional Shares (Long) 3,181,404 (ex 13D/G) - change of -5.13MM shares -61.74% MRQ
Institutional Value (Long) $ 181,805 USD ($1000)
Institutional Ownership and Shareholders

First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund (US:FXD) has 125 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,181,404 shares. Largest shareholders include Wells Fargo & Company/mn, Morgan Stanley, LPL Financial LLC, Raymond James Financial Inc, Cambridge Investment Research Advisors, Inc., Bank Of America Corp /de/, Janney Montgomery Scott LLC, Stifel Financial Corp, Goldman Sachs Group Inc, and UBS Group AG .

First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund (ARCA:FXD) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 5, 2025 is 70.01 / share. Previously, on September 6, 2024, the share price was 59.57 / share. This represents an increase of 17.53% over that period.

FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-04-07 13G/A FIRST TRUST PORTFOLIOS LP 12,506,030 882 -99.99 0.01 -99.98
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-05-01 13F Quest 10 Wealth Builders, Inc. 64 0.00 4 -25.00
2025-07-14 13F AdvisorNet Financial, Inc 15 1
2025-05-14 13F First Trust Advisors Lp 0 -100.00 0
2025-08-14 13F Paragon Private Wealth Management, LLC 40,024 -22.87 2,539 -15.45
2025-04-21 13F Ronald Blue Trust, Inc. 0 -100.00 0 -100.00
2025-08-07 13F Kestra Private Wealth Services, Llc 7,030 -13.49 446 -5.32
2025-07-07 13F TruWealth Advisors, LLC 3,265 207
2025-07-24 13F Blair William & Co/il 207 0.49 13 18.18
2025-04-10 13F Secure Asset Management, LLC 0 -100.00 0 -100.00
2025-04-16 13F Tudor Financial Inc. 0 -100.00 0
2025-07-08 13F Nbc Securities, Inc. 368 -37.41 0
2025-08-05 13F NewSquare Capital LLC 380 0.00 24 14.29
2025-08-07 13F Hughes Financial Services, LLC 161 10
2025-08-11 13F Aptus Capital Advisors, LLC 283 -12.38 18 -5.56
2025-05-15 13F Prospera Financial Services Inc 0 -100.00 0
2025-07-28 13F Harbour Investments, Inc. 766 0.00 49 9.09
2025-08-14 13F Wiley Bros.-aintree Capital, Llc 3,780 -23.50 240 -15.55
2025-04-21 13F HFG Advisors, Inc. 0 -100.00 0
2025-05-08 13F Armis Advisers, LLC 0 -100.00 0
2025-08-08 13F Creative Planning 4,717 299
2025-08-12 13F LPL Financial LLC 227,834 -19.29 14,454 -11.55
2025-08-14 13F D. E. Shaw & Co., Inc. 9,110 -5.78 578 3.22
2025-07-31 13F Topsail Wealth Management, LLC 2,308 -38.80 146 -33.03
2025-08-14 13F Bank Of America Corp /de/ 138,046 -39.72 8,758 -33.95
2025-08-14 13F Guardian Wealth Advisors, Llc / Nc 283 0.00 18 6.25
2025-08-13 13F Level Four Advisory Services, Llc 5,944 -5.55 377 3.57
2025-05-06 13F Kovack Advisors, Inc. 0 -100.00 0
2025-07-24 13F IFP Advisors, Inc 2,717 21.46 172 33.33
2025-04-28 13F D.a. Davidson & Co. 0 -100.00 0
2025-08-04 13F Pensionmark Financial Group, Llc 0 -100.00 0
2025-05-12 13F Independent Advisor Alliance 0 -100.00 0
2025-05-12 13F Claro Advisors LLC 0 -100.00 0
2025-08-11 13F Citigroup Inc 200 -99.88 13 -99.88
2025-09-04 13F/A Advisor Group Holdings, Inc. 42,749 11.30 2,712 22.00
2025-07-23 13F Morey & Quinn Wealth Partners, LLC 5,028 0.00 319 9.28
2025-08-06 13F Commonwealth Equity Services, Llc 27,892 -62.29 2 -75.00
2025-08-13 13F Green Harvest Asset Management LLC 15,111 -94.10 959 -93.53
2025-07-10 13F Piscataqua Savings Bank 465 0.00 29 11.54
2025-07-22 13F Coastal Investment Advisors, Inc. 1 0.00 0
2025-07-24 13F Acima Private Wealth, Llc 75 0.00 5 0.00
2025-07-09 13F Bank of New Hampshire 0 -100.00 0
2025-08-11 13F Principal Securities, Inc. 565 0.00 36 -2.78
2025-08-14 13F Synovus Financial Corp 3,925 0.00 249 9.69
2025-07-21 13F Ameritas Advisory Services, LLC 924 59
2025-08-12 13F BlackRock, Inc. 1,200 0.00 76 10.14
2025-08-14 13F Wells Fargo & Company/mn 656,691 -38.90 41,661 -33.04
2025-08-15 13F Tower Research Capital LLC (TRC) 35,899 155.13 2,277 179.73
2025-08-14 13F Hrt Financial Lp 0 -100.00 0
2025-08-13 13F Northwestern Mutual Wealth Management Co 262 -66.37 17 -64.44
2025-08-14 13F Financial Advisory Service, Inc. 578 0.35 37 9.09
2025-07-16 13F Brown, Lisle/cummings, Inc. 35 0.00 2 0.00
2025-05-13 13F TriaGen Wealth Management LLC 0 -100.00 0
2025-08-13 13F StoneX Group Inc. 3,415 217
2025-08-07 13F Apeiron RIA LLC 0 -100.00 0
2025-08-14 13F Comerica Bank 2,394 -17.02 152 -9.58
2025-07-17 13F Janney Montgomery Scott LLC 96,681 -16.61 6 0.00
2025-08-01 13F Envestnet Asset Management Inc 20,359 -77.97 1,292 -75.86
2025-08-14 13F Raymond James Financial Inc 226,113 -52.00 14,345 -47.40
2025-07-18 13F Truist Financial Corp 45,671 -73.82 2,897 -71.31
2025-08-13 13F RPg Family Wealth Advisory, LLC 10,615 -1.39 673 8.03
2025-07-31 13F City State Bank 425 0.00 27 8.33
2025-08-13 13F Jones Financial Companies Lllp 3,411 39.68 216 54.29
2025-07-30 13F Capital Wealth Alliance, LLC 6,192 -4.84 393 4.26
2025-08-15 13F Captrust Financial Advisors 0 -100.00 0
2025-08-13 13F Capital Analysts, Inc. 12 0
2025-08-13 13F Natixis 3,935 -7.50 249 1.64
2025-07-11 13F Farther Finance Advisors, LLC 11,034 -0.03 700 8.71
2025-07-28 13F BRYN MAWR TRUST Co 260 0.00 16 6.67
2025-08-14 13F Millennium Management Llc 0 -100.00 0
2025-08-14 13F IHT Wealth Management, LLC 7,537 -0.46 478 9.13
2025-08-14 13F Old Mission Capital Llc 0 -100.00 0
2025-07-29 13F Private Trust Co Na 180 -53.49 11 -50.00
2025-08-01 13F Bessemer Group Inc 0 -100.00 0
2025-07-14 13F GAMMA Investing LLC 269 17
2025-05-06 13F Ignite Planners, LLC 0 -100.00 0 -100.00
2025-07-31 13F Nilsine Partners, LLC 27,357 0.48 1,736 10.09
2025-08-14 13F Citadel Advisors Llc 37,513 -34.78 2,380 -28.54
2025-08-08 13F POM Investment Strategies, LLC 17 0.00 1
2025-07-16 13F/A CX Institutional 3,079 -89.85 0 -100.00
2025-08-14 13F Goldman Sachs Group Inc 80,054 -9.62 5,079 -0.96
2025-08-13 13F Transce3nd, LLC 104 0.00 7 0.00
2025-08-14 13F Royal Bank Of Canada 41,008 -71.09 2,602 -68.32
2025-08-18 13F Geneos Wealth Management Inc. 211 0.00 13 8.33
2025-08-12 13F Global Retirement Partners, LLC 132 -28.65 8 -27.27
2025-07-07 13F Nova Wealth Management, Inc. 85 0.00 5 25.00
2025-08-18 13F/A National Bank Of Canada /fi/ 550 0.00 35 9.68
2025-07-31 13F Leelyn Smith, LLC 0 -100.00 0
2025-08-12 13F Proequities, Inc. 0 0
2025-05-01 13F Harmony Asset Management Llc 0 -100.00 0
2025-07-24 13F Us Bancorp \de\ 219 -11.34 14 -7.14
2025-08-13 13F Keystone Financial Group 0 -100.00 0
2025-08-13 13F Russell Investments Group, Ltd. 175 0.00 11 10.00
2025-07-07 13F Thurston, Springer, Miller, Herd & Titak, Inc. 48 3
2025-08-07 13F Allworth Financial LP 808 -1.70 51 10.87
2025-08-14 13F Mpwm Advisory Solutions, Llc 20 1
2025-04-22 13F Minichmacgregor Wealth Management, Llc 0 -100.00 0
2025-04-23 13F Proactive Wealth Strategies LLC 0 -100.00 0
2025-08-11 13F HighTower Advisors, LLC 14,890 -44.06 945 -38.70
2025-08-13 13F WCG Wealth Advisors LLC 0 -100.00 0
2025-08-14 13F Transamerica Financial Advisors, Inc. 142 0.00 9
2025-08-14 13F Fmr Llc 1,021 6.13 65 16.36
2025-08-13 13F Baird Financial Group, Inc. 18,755 -35.73 1,190 -29.60
2025-04-21 13F O'Dell Group, LLC 0 -100.00 0
2025-07-08 13F Atwood & Palmer Inc 545 0.00 35 9.68
2025-08-14 13F Two Sigma Securities, Llc 4,179 -64.55 265 -61.14
2025-05-14 13F Rockefeller Capital Management L.P. 0 -100.00 0
2025-08-07 13F PFG Advisors 0 -100.00 0
2025-08-14 13F CoreCap Advisors, LLC 3,094 -4.89 196 4.26
2025-08-12 13F Jpmorgan Chase & Co 58,988 171.82 3,742 197.93
2025-04-15 13F Davis Investment Partners, LLC 0 -100.00 0
2025-08-12 13F MAI Capital Management 5,857 -15.30 372 -7.25
2025-08-19 13F Newbridge Financial Services Group, Inc. 315 0.00 20 5.56
2025-07-21 13F DHJJ Financial Advisors, Ltd. 5 0.00 0
2025-07-31 13F Oppenheimer & Co Inc 4,322 -0.94 274 8.73
2025-05-06 13F Atria Investments Llc 0 -100.00 0
2025-08-06 13F AE Wealth Management LLC 403 0.00 26 8.70
2025-08-14 13F GWM Advisors LLC 12,564 -49.94 797 -45.11
2025-08-14 13F Ameriprise Financial Inc 39,495 -40.73 2,506 -35.82
2025-07-23 13F REAP Financial Group, LLC 1,597 -38.00 101 -32.21
2025-08-14 13F Susquehanna International Group, Llp 45,094 -97.95 2,861 -97.76
2025-08-14 13F UBS Group AG 59,671 -44.47 3,786 -39.15
2025-04-30 13F TradeWell Securities, LLC. 21,279 7.84 1,232 -3.45
2025-08-08 13F MTM Investment Management, LLC 8,683 -6.85 551 1.29
2025-07-21 13F Creative Capital Management Investments LLC 400 25
2025-07-08 13F Ballew Advisors, Inc 3,632 238
2025-08-11 13F Private Advisor Group, LLC 11,761 -7.38 746 1.50
2025-07-29 13F Stephens Inc /ar/ 13,667 0.00 867 9.61
2025-07-17 13F Elser Financial Planning, Inc 8,000 516
2025-08-12 13F Park Square Financial Group, LLC 134 0.00 9 14.29
2025-08-08 13F Pnc Financial Services Group, Inc. 6,615 -15.66 420 -7.71
2025-08-12 13F Steward Partners Investment Advisory, Llc 6,740 -19.31 428 -11.59
2025-05-01 13F Gateway Wealth Partners, LLC 0 -100.00 0
2025-07-30 13F Retirement Planning Group 10,237 164.86 649 191.03
2025-07-29 13F Cottonwood Capital Advisors, Llc 21,966 -0.31 1,394 9.25
2025-08-15 13F Morgan Stanley 497,522 -51.29 31,563 -46.63
2025-07-16 13F Signaturefd, Llc 400 0.00 25 8.70
2025-05-14 13F Jane Street Group, Llc 0 -100.00 0
2025-07-31 13F Cambridge Investment Research Advisors, Inc. 155,176 474.26 10 800.00
2025-08-20 13F/A Coppell Advisory Solutions LLC 12,029 0.00 762 11.58
2025-08-04 13F Spire Wealth Management 9 -99.93 1 -100.00
2025-08-13 13F Quadrature Capital Ltd 3,869 245
2025-08-14 13F Snowden Capital Advisors LLC 4,123 -17.54 262 -9.69
2025-08-15 13F Kestra Advisory Services, LLC 13,809 63.48 876 79.51
2025-08-12 13F Founders Financial Alliance, LLC 2,291 -24.89 145 -17.61
2025-07-29 13F International Assets Investment Management, Llc 3,313 210
2025-07-25 13F Sequoia Financial Advisors, LLC 8,073 0.00 512 9.64
2025-08-12 13F SRS Capital Advisors, Inc. 73 5
2025-08-14 13F Smartleaf Asset Management LLC 216 0.00 14 8.33
2025-07-28 13F Kiker Wealth Management, LLC 15 -77.27 1 -100.00
2025-08-08 13F Cetera Investment Advisers 21,063 -30.81 1,336 -24.18
2025-07-24 13F Cyndeo Wealth Partners, LLC 0 -100.00 0
2025-08-14 13F Verition Fund Management LLC 0 -100.00 0
2025-08-19 13F Advisory Services Network, LLC 0 -100.00 0
2025-08-14 13F Mml Investors Services, Llc 13,328 -42.57 1 -100.00
2025-08-08 13F Gts Securities Llc 0 -100.00 0
2025-08-14 13F Qube Research & Technologies Ltd 24,355 -12.84 1,545 -4.45
2025-07-22 13F Mascoma Wealth Management LLC 177 0.00 11 10.00
2025-08-06 13F Vestmark Advisory Solutions, Inc. 0 -100.00 0
2025-08-14 13F Bnp Paribas Arbitrage, Sa 50,000 3,172
2025-08-14 13F Stifel Financial Corp 83,278 -27.56 5,283 -20.62
2025-08-13 13F Flow Traders U.s. Llc 15,760 -51.61 1 0.00
2025-07-29 13F Stratos Wealth Partners, LTD. 4,085 0.07 259 9.75
2025-04-17 13F Kennicott Capital Management Llc 0 -100.00 0
2025-04-15 13F Trust Co Of Oklahoma 0 -100.00 0
2025-07-23 13F Schrum Private Wealth Management LLC 14,506 0.00 920 9.65
2025-05-08 13F We Are One Seven, LLC 0 -100.00 0
2025-05-06 13F Navellier & Associates Inc 0 -100.00 0
2025-07-25 13F Cwm, Llc 1,098 -98.12 0 -100.00
2025-08-14 13F Benjamin Edwards Inc 0 -100.00 0
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