FTXR - First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF Stock - Stock Price, Institutional Ownership, Shareholders (NasdaqGM)

First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF
US ˙ NasdaqGM ˙ US33738R7952

Basic Stats
Institutional Owners 28 total, 28 long only, 0 short only, 0 long/short - change of 0.00% MRQ
Average Portfolio Allocation 0.0481 % - change of 990.22% MRQ
Institutional Shares (Long) 442,565 (ex 13D/G) - change of 0.03MM shares 6.59% MRQ
Institutional Value (Long) $ 13,339 USD ($1000)
Institutional Ownership and Shareholders

First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF (US:FTXR) has 28 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 442,565 shares. Largest shareholders include Goldman Sachs Group Inc, Win Advisors, Inc, Morgan Stanley, LPL Financial LLC, Envestnet Asset Management Inc, Raymond James Financial Inc, Prospera Financial Services Inc, Susquehanna International Group, Llp, Janney Montgomery Scott LLC, and Commonwealth Equity Services, Llc .

First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF (NasdaqGM:FTXR) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 5, 2025 is 34.77 / share. Previously, on September 9, 2024, the share price was 30.72 / share. This represents an increase of 13.17% over that period.

FTXR / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

FTXR / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-08-18 13G WIN ADVISORS, INC 86,501 9.60
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-12 13F Cutter & CO Brokerage, Inc. 0 -100.00 0
2025-08-12 13F Proequities, Inc. 0 0
2025-08-14 13F Royal Bank Of Canada 5,346 -45.19 169 -41.72
2025-08-11 13F Principal Securities, Inc. 604 19
2025-08-11 13F HighTower Advisors, LLC 6,613 -2.94 209 3.47
2025-08-13 13F/A StoneX Group Inc. 0 -100.00 0 -100.00
2025-05-16 13F Signature Estate & Investment Advisors Llc 0 -100.00 0
2025-08-14 13F UBS Group AG 7,526 713.62 238 777.78
2025-08-12 13F LPL Financial LLC 48,628 3.68 1,538 10.42
2025-03-18 13F/A Bank Of America Corp /de/ 0 -100.00 0
2025-08-01 13F Envestnet Asset Management Inc 28,168 -1.44 891 4.95
2025-05-06 13F Cetera Investment Advisers 0 -100.00 0
2025-08-14 13F Goldman Sachs Group Inc 113,905 0.00 3,602 6.51
2025-08-12 13F MAI Capital Management 100 0.00 3 50.00
2025-08-14 13F Financial Advisory Service, Inc. 1,069 0.66 34 6.45
2025-08-06 13F Commonwealth Equity Services, Llc 9,087 0.60 0
2025-08-06 13F Prospera Financial Services Inc 15,383 487
2025-08-06 13F AE Wealth Management LLC 0 -100.00 0
2025-08-14 13F Susquehanna International Group, Llp 13,822 0.00 437 6.59
2025-05-16 13F Coppell Advisory Solutions LLC 0 -100.00 0
2025-07-08 13F Atwood & Palmer Inc 975 0.00 31 7.14
2025-08-14 13F Win Advisors, Inc 86,501 2,735
2025-08-08 13F MTM Investment Management, LLC 305 0.00 10 0.00
2025-08-08 13F Pnc Financial Services Group, Inc. 0 -100.00 0
2025-08-15 13F Morgan Stanley 63,202 -11.70 1,998 -5.98
2025-05-13 13F Steward Partners Investment Advisory, Llc 0 -100.00 0
2025-07-28 13F Harbour Investments, Inc. 1,000 0.00 32 6.90
2025-08-14 13F Wells Fargo & Company/mn 1 -99.83 0 -100.00
2025-07-17 13F Janney Montgomery Scott LLC 10,801 -10.32 0
2025-08-14 13F Benjamin Edwards Inc 0 -100.00 0
2025-08-14 13F Transamerica Financial Advisors, Inc. 118 0.00 4
2025-05-15 13F KKM Financial LLC 0 -100.00 0
2025-08-13 13F Northwestern Mutual Wealth Management Co 0 -100.00 0
2025-05-29 13F Apeiron RIA LLC 0 -100.00 0
2025-09-04 13F/A Advisor Group Holdings, Inc. 7,960 880.30 252 945.83
2025-08-18 13F Geneos Wealth Management Inc. 1,800 200.00 57 229.41
2025-08-04 13F Assetmark, Inc 56 2
2025-04-29 13F Truist Financial Corp 0 -100.00 0
2025-08-13 13F Capital Analysts, Inc. 16 0
2025-05-15 13F Tower Research Capital LLC (TRC) 0 -100.00 0
2025-08-08 13F Capital Investment Advisory Services, LLC 1,190 0.00 38 5.71
2025-08-14 13F Citadel Advisors Llc 0 -100.00 0
2025-08-14 13F Raymond James Financial Inc 16,675 527
2025-07-25 13F Cwm, Llc 439 0.00 0
2025-08-14 13F GWM Advisors LLC 1,275 -4.28 40 2.56
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