ALTS - ALT5 Sigma Corporation Stock - Stock Price, Institutional Ownership, Shareholders (NasdaqCM)

ALT5 Sigma Corporation
US ˙ NasdaqCM ˙ US47089W1045

Basic Stats
Institutional Owners 43 total, 40 long only, 0 short only, 3 long/short - change of 16.67% MRQ
Average Portfolio Allocation 0.0031 % - change of 258.94% MRQ
Shares Outstanding shares (source: Capital IQ)
Institutional Shares (Long) 1,964,037 - 1.57% (ex 13D/G) - change of 0.57MM shares 40.74% MRQ
Institutional Value (Long) $ 14,041 USD ($1000)
Institutional Ownership and Shareholders

ALT5 Sigma Corporation (US:ALTS) has 43 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,964,037 shares. Largest shareholders include Vanguard Group Inc, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, VEXMX - Vanguard Extended Market Index Fund Investor Shares, Federation des caisses Desjardins du Quebec, Geode Capital Management, Llc, Susquehanna International Group, Llp, Morgan Stanley, FSMAX - Fidelity Extended Market Index Fund, State Street Corp, and Citadel Advisors Llc .

ALT5 Sigma Corporation (NasdaqCM:ALTS) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 5, 2025 is 4.40 / share. Previously, on September 9, 2024, the share price was 2.11 / share. This represents an increase of 108.29% over that period.

ALTS / ALT5 Sigma Corporation Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

ALTS / ALT5 Sigma Corporation Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-08-26 13G Soul Ventures Holdings Ltd 11,333,200 9.20
2025-08-19 13G CITADEL ADVISORS LLC 282,607 0.20
2025-08-19 13G JANE STREET GROUP, LLC 10,061,351 8.20
2025-08-18 13G ExodusPoint Capital Management, LP 5,856,700 4.75
2025-06-06 13G Clover Crest Bahamas Ltd 1,547,013 8.86
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,727 63
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 21,520 17.40 200 81.82
2025-08-14 13F State Street Corp 73,680 54.21 534 188.11
2025-08-14 13F Raymond James Financial Inc 50 0
2025-08-12 13F EAM Investors, LLC 43,236 313
2025-08-14 13F/A Barclays Plc 676 0
2025-08-14 13F Bridgeway Capital Management Inc 19,339 9.40 140 105.88
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 19,503 141
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,295 0.00 254 53.94
2025-08-13 13F Northern Trust Corp 27,933 -21.35 202 47.45
2025-09-04 13F/A Advisor Group Holdings, Inc. 300 0.00 2 100.00
2025-05-08 13F XTX Topco Ltd 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc 68,773 498
2025-08-14 13F Citadel Advisors Llc Put 67,000 485
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 276,708 69.12 2,005 216.09
2025-08-13 13F Renaissance Technologies Llc 45,900 -50.20 333 -7.00
2025-08-14 13F UBS Group AG 36,478 1,163.09 264 2,300.00
2025-07-28 13F Evernest Financial Advisors, LLC 12,000 87
2025-08-14 13F Citadel Advisors Llc Call 21,300 154
2025-08-13 13F Scotia Capital Inc. 10,000 -70.85 72 -45.86
2025-08-14 13F Jane Street Group, Llc 52,471 380
2025-08-01 13F Belvedere Trading LLC 19,015 -0.49 138 85.14
2025-08-05 13F Simplex Trading, Llc 23,537 26.47 0
2025-08-01 13F Belvedere Trading LLC Call 100 0.00 1
2025-08-01 13F Belvedere Trading LLC Put 100 0.00 1
2025-08-14 13F Royal Bank Of Canada 0 -100.00 0
2025-08-11 13F TD Waterhouse Canada Inc. 5,262 0.00 40 77.27
2025-08-14 13F Fmr Llc 0 -100.00 0 -100.00
2025-08-14 13F Bank Of America Corp /de/ 770 541.67 6
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,632 0.00 34 57.14
2025-08-08 13F Geode Capital Management, Llc 194,813 27.62 1,412 138.34
2025-08-14 13F Group One Trading, L.p. 5,744 91.47 42 272.73
2025-08-15 13F Tower Research Capital LLC (TRC) 3,066 2,996.97 22
2025-08-14 13F Susquehanna International Group, Llp 110,112 86.31 798 248.03
2025-05-29 NP JAFEX - Total Stock Market Index Trust NAV 213 1
2025-08-14 13F Susquehanna International Group, Llp Put 11,900 -59.93 86 -25.22
2025-08-14 13F Susquehanna International Group, Llp Call 14,200 103
2025-08-11 13F Empowered Funds, LLC 19,339 9.40 140 105.88
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 76,395 -0.00 711 53.90
2025-08-15 13F Morgan Stanley 107,150 67.92 776 214.17
2025-08-29 NP BSVO - EA Bridgeway Omni Small-Cap Value ETF 19,319 9.28 140 104.41
2025-08-05 13F Bank Of Montreal /can/ 0 -100.00 0
2025-08-12 13F BlackRock, Inc. 36,880 42.32 267 167.00
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 388,975 1.26 2,818 89.13
2025-08-11 13F Vanguard Group Inc 699,876 26.39 5,071 136.03
2025-08-14 13F Federation des caisses Desjardins du Quebec 249,085 268.74 1,805 588.55
2025-08-12 13F Proequities, Inc. 0 0
2025-08-28 NP IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 35,028 45.57 254 172.04
2025-08-13 13F Marshall Wace, Llp 0 -100.00 0 -100.00
2025-08-18 13F/A National Bank Of Canada /fi/ 42,140 31.78 305 145.97
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 1,852 0.00 13 85.71
Other Listings
DE:5AR1 €3.50
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