NIMU / Non-Invasive Monitoring Systems, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Non-Invasive Monitoring Systems, Inc.
US ˙ OTCPK

Shares Outstanding 154,810,655 shares
Insider Shares75,710,985 shares
Insider Ownership48.91 %
Total Insiders8
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

9125 out of 11321

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

9029 out of 11237

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Non-Invasive Monitoring Systems, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Phillip Md Et Al Frost 10% Owner - [10%] 54,690,325 54,690,325
Frost Gamma Investments Trust 10% Owner - [10%] 54,690,325 54,690,325
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Jane Ph D Hsiao Interim CEO, Director, 10% Owner - [D] [O] [10%] 20,883,660 20,883,660
Jerry A Jacobs Director - [D] 12,000 12,000
Adam Logal Director - [D] 0 0
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
James Joseph Martin Chief Financial Officer - [O] 25,000 25,000
Steven D Rubin Director - [D] 100,000 100,000
Marvin Arthur Sackner Director - [D] 0 0

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Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in NIMU / Non-Invasive Monitoring Systems, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2018-12-21 HSIAO JANE PH D 1,428,571 0.0700 1,428,571 0.0700 100,000 12 0.1400 100,001 100.00
2018-12-21 HSIAO JANE PH D 20,883,660 0.0700 20,883,660 0.0700 1,461,856
2018-12-21 HSIAO JANE PH D 4,923,503 0.0700 4,923,503 0.0700 344,645
2018-12-21 FROST PHILLIP MD ET AL 26,212,468 0.0700 26,212,468 0.0700 1,834,873
2018-12-21 FROST PHILLIP MD ET AL 7,142,857 0.0700 7,142,857 0.0700 500,000
2014-08-15 Martin James Joseph 25,000 0.1100 25,000 0.1100 2,750
2013-04-08 HSIAO JANE PH D 2,000,000 0.0500 2,000,000 0.0500 100,000
2013-04-08 FROST PHILLIP MD ET AL 2,000,000 0.0500 2,000,000 0.0500 100,000
2012-02-28 FROST PHILLIP MD ET AL 1,500,000 0.0500 1,500,000 0.0500 75,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NIMU / Non-Invasive Monitoring Systems, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in NIMU / Non-Invasive Monitoring Systems, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2014-08-15 Sackner Marvin Arthur 6,629 0.1100 6,629 0.1100 729 117 0.1360 173 23.67
2014-08-15 Sackner Marvin Arthur 1,726,621 0.1100 1,726,621 0.1100 189,928
2014-08-15 Sackner Marvin Arthur 50 550.0000 50 550.0000 27,500
2014-08-15 Sackner Marvin Arthur 1,025 1,025
2014-08-15 Sackner Marvin Arthur 35,831 35,831
2013-11-07 Sackner Marvin Arthur 20,000 0.3550 20,000 0.3550 7,100
2013-11-06 Sackner Marvin Arthur 4,308 0.3550 4,308 0.3550 1,529
2013-10-10 Sackner Marvin Arthur 3,032 0.2950 3,032 0.2950 894
2013-10-09 Sackner Marvin Arthur 3,000 0.2950 3,000 0.2950 885

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NIMU / Non-Invasive Monitoring Systems, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-09-03 3 Logal Adam NIMU Common Stock D 0
2023-03-14 3 Jacobs Jerry A NIMU Common Stock D 6,000
2019-01-28 2019-01-24 4 FROST PHILLIP MD ET AL Frost Gamma Investments Trust NIMU Series D Convertible Preferred Stock C - Conversion I -1,267 0
2019-01-28 2019-01-24 4 FROST PHILLIP MD ET AL Frost Gamma Investments Trust NIMU Common Stock, $0.01 par value per share C - Conversion I 6,335,000 54,690,325
2018-12-27 2018-12-21 4 HSIAO JANE PH D NIMU Common Stock, $0.01 par value per share P - Purchase I 0.0700 20,883,660 1,462 20,883,660
2018-12-27 2018-12-21 4 HSIAO JANE PH D NIMU Common Stock, $0.01 par value per share P - Purchase D 0.0700 4,923,503 345 16,752,074
2018-12-27 2018-12-21 4 HSIAO JANE PH D NIMU Common Stock, $0.01 par value per share P - Purchase D 0.0700 1,428,571 100 11,828,571
2018-12-27 2018-12-21 4 FROST PHILLIP MD ET AL Frost Gamma Investments Trust NIMU Common Stock, $0.01 par value per share P - Purchase I 0.0700 26,212,468 1,835 48,355,325
2018-12-27 2018-12-21 4 FROST PHILLIP MD ET AL Frost Gamma Investments Trust NIMU Common Stock, $0.01 par value per share P - Purchase I 0.0700 7,142,857 500 22,142,857
2014-08-18 2014-08-15 4 Sackner Marvin Arthur NIMU Series D Convertible Stock S - Sale D 550.0000 -50 -28 0
2014-08-18 2014-08-15 4 Sackner Marvin Arthur Held by Spouse NIMU Series C Convertible Stock S - Sale I -1,025 0
2014-08-18 2014-08-15 4 Sackner Marvin Arthur NIMU Series C Convertible Stock S - Sale D -35,831 0
2014-08-18 2014-08-15 4 Sackner Marvin Arthur Held by Spouse NIMU Common Stock, $0.01 par value S - Sale I 0.1100 -6,629 -1 0
2014-08-18 2014-08-15 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.1100 -1,726,621 -190 15,000
2014-08-18 2014-08-15 4 Martin James Joseph NIMU Common Stock, $0.01 par value P - Purchase D 0.1100 25,000 3 25,000
2013-11-08 2013-11-07 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3550 -20,000 -7 1,741,621
2013-11-08 2013-11-06 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3550 -4,308 -2 1,761,621
2013-10-11 2013-10-10 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2950 -3,032 -1 1,765,929
2013-10-11 2013-10-09 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2950 -3,000 -1 1,768,961
2013-10-08 2013-10-07 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2950 -10,000 -3 1,771,961
2013-10-07 2013-10-04 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2850 -20,000 -6 1,781,961
2013-10-01 2013-09-27 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2950 -7,500 -2 1,801,961
2013-09-09 2013-09-06 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3300 -15,000 -5 1,809,461
2013-09-05 2013-09-04 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3800 -15,000 -6 1,824,461
2013-09-05 2013-09-03 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3436 -25,000 -9 1,839,461
2013-08-27 2013-08-27 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3800 -18,245 -7 1,864,461
2013-08-27 2013-08-26 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3800 -20,000 -8 1,882,706
2013-08-23 2013-08-22 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3128 -41,448 -13 1,902,706
2013-08-23 2013-08-21 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.3100 -50,000 -16 1,944,154
2013-08-09 2013-08-09 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2181 -37,000 -8 1,994,154
2013-08-09 2013-08-07 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.2300 -13,000 -3 2,031,154
2013-04-10 2013-04-08 4/A HSIAO JANE PH D NIMU Common Stock, $0.01 par value P - Purchase D 0.0500 2,000,000 100 10,400,000
2013-04-10 2013-04-08 4 HSIAO JANE PH D NIMU Common Stock, $0.01 par value P - Purchase D 0.0500 20,000,000 1,000 10,400,000
2013-04-10 2013-04-08 4 FROST PHILLIP MD ET AL Frost Gamma Investments Trust NIMU Common Stock, $0.01 par value P - Purchase I 0.0500 2,000,000 100 15,000,000
2012-03-01 2012-02-28 4 Sackner Marvin Arthur Held by Spouse NIMU Common Stock, $0.01 par value S - Sale I 0.0500 -317,467 -16 6,629
2012-03-01 2012-02-28 4 Sackner Marvin Arthur NIMU Common Stock, $0.01 par value S - Sale D 0.0500 -9,682,533 -484 2,044,154
2012-03-01 2012-02-28 4 HSIAO JANE PH D NIMU Common Stock, $0.01 par value P - Purchase D 0.0500 6,000,000 300 8,400,000
2012-03-01 2012-02-28 4 Rubin Steven D NIMU Common Stock, $0.01 par value P - Purchase D 0.0500 100,000 5 100,000
2012-03-01 2012-02-28 4 FROST PHILLIP MD ET AL Frost Gamma Investments Trust NIMU Common Stock, $0.01 par value P - Purchase I 0.0500 1,500,000 75 13,000,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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