CO / Global Cord Blood Corp - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Global Cord Blood Corp
US ˙ NYSE
THIS SYMBOL IS NO LONGER ACTIVE

Insider Shares21,297,892 shares
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

See Highest Ranking Stocks
Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

See Highest Ranking Stocks
Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Global Cord Blood Corp insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned		 Split
Adjusted

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CO / Global Cord Blood Corp. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2015-01-21 JAYHAWK PRIVATE EQUITY FUND II LP 20,000 4.6007 20,000 4.6007 92,014 731
2015-01-16 JAYHAWK PRIVATE EQUITY FUND II LP 50,000 4.2999 50,000 4.2999 214,995
2015-01-14 JAYHAWK PRIVATE EQUITY FUND II LP 10,000 4.5172 10,000 4.5172 45,172
2015-01-12 JAYHAWK PRIVATE EQUITY FUND II LP 50,000 4.6877 50,000 4.6877 234,385
2015-01-02 JAYHAWK PRIVATE EQUITY FUND II LP 25,000 4.6165 25,000 4.6165 115,412
2014-12-31 JAYHAWK PRIVATE EQUITY FUND II LP 40,000 4.5588 40,000 4.5588 182,352
2014-12-18 JAYHAWK PRIVATE EQUITY FUND II LP 15,000 4.3889 15,000 4.3889 65,834
2014-12-17 JAYHAWK PRIVATE EQUITY FUND II LP 35,000 4.3624 35,000 4.3624 152,684
2014-12-16 JAYHAWK PRIVATE EQUITY FUND II LP 78,400 4.3601 78,400 4.3601 341,832

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CO / Global Cord Blood Corp Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CO / Global Cord Blood Corp. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2013-02-26 MCCARTHY KENT C 5,000 3.0000 5,000 3.0000 15,000 730

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CO / Global Cord Blood Corp Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2015-01-21 2015-01-21 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.6007 20,000 92 10,648,946
2015-01-21 2015-01-16 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.2999 50,000 215 10,628,946
2015-01-21 2015-01-21 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.6007 20,000 92 10,648,946
2015-01-21 2015-01-16 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.2999 50,000 215 10,628,946
2015-01-14 2015-01-14 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.5172 10,000 45 10,578,946
2015-01-14 2015-01-12 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.6877 50,000 234 10,568,946
2015-01-14 2015-01-14 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.5172 10,000 45 10,578,946
2015-01-14 2015-01-12 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.6877 50,000 234 10,568,946
2015-01-05 2015-01-02 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.6165 25,000 115 10,518,946
2015-01-05 2014-12-31 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.5588 40,000 182 10,493,946
2015-01-05 2015-01-02 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.6165 25,000 115 10,518,946
2015-01-05 2014-12-31 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.5588 40,000 182 10,493,946
2014-12-18 2014-12-18 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.3889 15,000 66 10,453,946
2014-12-18 2014-12-17 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.3624 35,000 153 10,438,946
2014-12-18 2014-12-16 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.3601 78,400 342 10,403,946
2014-12-18 2014-12-18 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.3889 15,000 66 10,453,946
2014-12-18 2014-12-17 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.3624 35,000 153 10,438,946
2014-12-18 2014-12-16 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.3601 78,400 342 10,403,946
2014-12-10 2014-12-03 4/A MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.6470 50,000 232 10,153,946
2014-12-10 2014-12-09 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.3789 25,000 109 10,325,546
2014-12-10 2014-12-05 4 JAYHAWK PRIVATE EQUITY FUND II LP NYSE: CO Common Stock P - Purchase I 4.5988 146,600 674 10,300,546
2014-12-10 2014-12-09 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.3789 25,000 109 10,325,546
2014-12-10 2014-12-05 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.5988 146,600 674 10,300,546
2014-12-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 20,651,092
2014-12-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 20,651,092
2014-12-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 20,651,092
2014-12-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 20,651,092
2014-12-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 20,651,092
2014-12-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-10 3 JAYHAWK PRIVATE EQUITY GP II, L.P. NYSE: CO Common Stock I 20,651,092
2014-12-05 2014-12-03 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.6470 50,000 232 10,153,946
2014-12-01 2014-11-26 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.9570 50,000 248 10,103,946
2014-11-21 2014-11-20 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.8922 35,383 173 10,053,946
2014-11-21 2014-11-19 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.7985 4,617 22 10,018,563
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-21 3 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 NYSE: CO Common Stock I 20,107,892
2014-11-19 2014-11-17 4 MCCARTHY KENT C CO Common Stock P - Purchase I 4.7000 26,754 126 10,013,946
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 3 McCarthy Family SD, LLC NYSE: CO Common Stock I 19,774,384
2014-11-10 2014-11-06 4 MCCARTHY KENT C See Explanation of Responses to Table I, Item 7 CO Common Stock P - Purchase I 5.2158 100,000 522 9,987,192
2014-11-10 2014-11-04 4 MCCARTHY KENT C See Explanation of Responses to Table I, Item 7 CO Common Stock P - Purchase I 5.0559 50,000 253 9,887,192
2014-10-01 2014-09-29 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 5.0000 10,000 50 9,837,192
2014-09-22 2014-09-18 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 5.2300 8,489 44 9,827,192
2014-09-12 2014-09-10 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.9797 9,900 49 9,818,703
2014-09-09 2014-09-09 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.9335 11,600 57 9,808,803
2014-09-09 2014-09-05 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.8462 3,716 18 9,797,203
2014-07-10 2014-07-08 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.7330 50,000 237 9,793,487
2014-06-24 2014-06-20 4 MCCARTHY KENT C See footnote. NYSE: CO Common Stock P - Purchase I 4.9235 60,000 295 9,743,487
2014-06-10 2014-06-06 4 MCCARTHY KENT C See footnote. NYSE: CO Common Stock P - Purchase I 4.7133 50,000 236 9,683,487
2014-06-05 2014-06-03 4 MCCARTHY KENT C NYSE:CO Common Stock P - Purchase I 4.4556 17,000 76 9,633,487
2014-06-02 2014-05-29 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.4314 36,000 160 9,616,487
2014-05-27 2014-05-22 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.3865 23,000 101 9,580,487
2014-05-21 2014-05-19 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 4.4884 50,000 224 9,557,487
2014-05-02 2014-04-30 4 MCCARTHY KENT C NYSY:CO Common Stock J - Other I 4.0000 -69,920 -280 9,507,487
2013-10-04 2013-09-27 4/A MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 3.4365 1,308,901 4,498 9,577,407
2013-10-04 3 JHAB FUND II, LLC NYSY:CO Common Stock I 9,577,407
2013-10-01 2013-09-27 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 3.4365 1,308,901 4,498 9,577,407
2013-07-11 2013-07-09 4 MCCARTHY KENT C NYSE: CO Common Stock P - Purchase I 2.9081 366,782 1,067 8,268,506
2013-03-21 2013-02-26 4 MCCARTHY KENT C NYSE: CO Common Stock S - Sale I 3.0000 -5,000 -15 7,901,724
2012-08-03 2012-08-03 4 MCCARTHY KENT C (2) NYSE Common Stock P - Purchase I 2.5046 25,000 63 7,909,821
2012-08-03 2012-08-01 4 MCCARTHY KENT C (1) NYSE Common Stock P - Purchase I 2.5000 25,000 62 7,884,821
2012-07-24 2012-07-20 4 MCCARTHY KENT C See Footnote - Explanation of Response to Table I, Item 7 NYSE: CO Common Stock P - Purchase I 2.5100 325,000 816 7,859,821
2012-07-24 3 JAYHAWK PRIVATE EQUITY FUND II LP See Footnote - Explanation of Response to Table 1, Item 4 NYSE:CO Common Stock I 7,534,821
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Warrants P - Purchase I 5.00 1.7132 65,100 112 7,803,317
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1500 20,125 124 3,725,292
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1500 55,000 338 3,705,167
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.4865 9,850 64 3,650,167
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1500 20,125 124 3,640,317
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1500 55,000 338 3,620,192
2009-12-31 2009-12-31 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.4865 9,850 64 3,565,192
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Warrants P - Purchase I 5.00 1.4796 39,500 58 7,738,217
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.2015 7,470 46 3,555,342
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0569 20,651 125 3,547,872
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1125 31,425 192 3,527,221
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0693 25,000 152 3,495,796
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.2015 7,470 46 3,470,796
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0569 20,650 125 3,463,326
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1125 31,425 192 3,442,676
2009-12-31 2009-12-30 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0693 25,000 152 3,411,251
2009-12-31 2009-12-29 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 5.9377 2,450 15 3,386,251
2009-12-31 2009-12-29 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 5.9377 2,450 15 3,383,801
2009-12-29 3 JAYHAWK PRIVATE EQUITY, LLC CNDZF Common Stock, par value $0.0001 per share D 361,000
2009-12-29 2009-12-17 4 MCCARTHY KENT C CNDZF Warrants P - Purchase I 5.00 1.6191 167,000 270 7,698,717
2009-12-29 2009-12-17 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0224 175,000 1,054 3,381,351
2009-12-29 2009-12-17 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 5.9758 186,000 1,111 3,206,351
2009-11-25 2009-11-25 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 1.5936 142,000 226 6,351,217
2009-11-25 2009-11-25 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.1625 18,000 111 3,020,351
2009-11-25 2009-11-24 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 1.4518 497,000 722 6,209,217
2009-11-25 2009-11-24 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0500 1,700 10 3,002,351
2009-11-25 2009-11-23 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 1.3725 161,000 221 5,712,217
2009-11-25 2009-11-23 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 6.0645 17,000 103 3,000,651
2009-11-23 2009-11-20 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 1.1595 376,750 437 5,551,217
2009-11-23 2009-11-19 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 1.3000 25,000 32 5,174,467
2009-11-23 2009-11-19 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 1.0215 155,400 159 5,149,467
2009-11-23 2009-11-19 4 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share P - Purchase I 5.5241 125,000 691 2,983,651
2009-08-11 3 MCCARTHY KENT C CNDZF Common Stock, par value $0.0001 per share I 2,858,651
2009-08-11 2009-07-13 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.8000 20,000 16 4,994,067
2009-08-11 2009-07-10 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.7410 38,700 29 4,974,067
2009-08-11 2009-07-09 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.7000 45,000 31 4,935,367
2009-08-11 2009-07-08 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.6875 20,000 14 4,890,367
2009-08-11 2009-07-07 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.5833 45,000 26 4,870,367
2009-08-11 2009-07-06 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.5500 1,000 1 4,825,367
2009-08-11 2009-07-02 4 MCCARTHY KENT C CNDZF Warrant P - Purchase I 5.00 0.5467 1,500 1 4,824,367
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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