Introduction

This page provides a comprehensive analysis of the known insider trading history of Kent C Mccarthy. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

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Companies with Reported Insider Positions

The SEC filings indicate Kent C Mccarthy has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:US047870ND81 / Atlanta, Georgia, Water and Wastewater Revenue Bonds, Refunding Series 2015 10% Owner 10,648,946
10% Owner 0
US:EQPI / Zhongchai Machinery, Inc. 10% Owner 3,687,548
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Kent C Mccarthy. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Trading History

This table shows the complete list of insider trades made by Kent C Mccarthy as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2015-01-21 2015-01-21 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 20,000 10,648,946 0.19 4.60 92,014 48,992,606
2015-01-21 2015-01-16 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,628,946 0.47 4.30 214,995 45,703,405
2015-01-14 2015-01-14 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 10,000 10,578,946 0.09 4.52 45,172 47,787,215
2015-01-14 2015-01-12 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,568,946 0.48 4.69 234,385 49,544,048
2015-01-05 2015-01-02 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 25,000 10,518,946 0.24 4.62 115,412 48,560,714
2015-01-05 2014-12-31 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 40,000 10,493,946 0.38 4.56 182,352 47,839,801
2014-12-18 2014-12-18 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 15,000 10,453,946 0.14 4.39 65,834 45,881,324
2014-12-18 2014-12-17 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 35,000 10,438,946 0.34 4.36 152,684 45,538,858
2014-12-18 2014-12-16 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 78,400 10,403,946 0.76 4.36 341,832 45,362,245
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,651,092
2014-12-10 2014-12-09 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 25,000 10,325,546 0.24 4.38 109,472 45,214,533
2014-12-10 2014-12-05 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 146,600 10,300,546 1.44 4.60 674,184 47,370,151
2014-12-10 2014-12-03 4/A NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,153,946 0.49 4.65 232,350 47,185,387
2014-12-05 2014-12-03 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,153,946 0.49 4.65 232,350 47,185,387
2014-12-01 2014-11-26 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 10,103,946 0.50 4.96 247,850 50,085,260
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 3 NYSE: CO China Cord Blood Corp
Common Stock 		20,107,892
2014-11-21 2014-11-20 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 35,383 10,053,946 0.35 4.89 173,101 49,185,915
2014-11-21 2014-11-19 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 4,617 10,018,563 0.05 4.80 22,155 48,074,075
2014-11-19 2014-11-17 4 CO China Cord Blood Corp
Common Stock 		P - Purchase 26,754 10,013,946 0.27 4.70 125,744 47,065,546
2014-11-10 2014-11-06 4 CO China Cord Blood Corp
Common Stock 		P - Purchase 100,000 9,987,192 1.01 5.22 521,580 52,091,196
2014-11-10 2014-11-04 4 CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,887,192 0.51 5.06 252,795 49,988,654
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-11-10 3 NYSE: CO China Cord Blood Corp
Common Stock 		19,774,384
2014-10-01 2014-09-29 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 10,000 9,837,192 0.10 5.00 50,000 49,185,960
2014-09-22 2014-09-18 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 8,489 9,827,192 0.09 5.23 44,397 51,396,214
2014-09-12 2014-09-10 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 9,900 9,818,703 0.10 4.98 49,299 48,894,195
2014-09-09 2014-09-09 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 11,600 9,808,803 0.12 4.93 57,229 48,391,730
2014-09-09 2014-09-05 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 3,716 9,797,203 0.04 4.85 18,008 47,479,205
2014-07-10 2014-07-08 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,793,487 0.51 4.73 236,650 46,352,574
2014-06-24 2014-06-20 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 60,000 9,743,487 0.62 4.92 295,410 47,972,058
2014-06-10 2014-06-06 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,683,487 0.52 4.71 235,665 45,641,179
2014-06-05 2014-06-03 4 NYSE:CO China Cord Blood Corp
Common Stock 		P - Purchase 17,000 9,633,487 0.18 4.46 75,745 42,922,965
2014-06-02 2014-05-29 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 36,000 9,616,487 0.38 4.43 159,530 42,614,500
2014-05-27 2014-05-22 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 23,000 9,580,487 0.24 4.39 100,890 42,024,806
2014-05-21 2014-05-19 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 50,000 9,557,487 0.53 4.49 224,420 42,897,825
2014-05-02 2014-04-30 4 NYSY:CO China Cord Blood Corp
Common Stock 		J - Other -69,920 9,507,487 -0.73 4.00 -279,680 38,029,948
2013-10-04 3 NYSY:CO China Cord Blood Corp
Common Stock 		9,577,407
2013-10-04 2013-09-27 4/A NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 1,308,901 9,577,407 15.83 3.44 4,498,038 32,912,759
2013-10-01 2013-09-27 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 1,308,901 9,577,407 15.83 3.44 4,498,038 32,912,759
2013-07-11 2013-07-09 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 366,782 8,268,506 4.64 2.91 1,066,639 24,045,642
2013-03-21 2013-02-26 4 NYSE: CO China Cord Blood Corp
Common Stock 		S - Sale -5,000 7,901,724 -0.06 3.00 -15,000 23,705,172
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
Warrants 		S - Sale -322,581 0 -100.00
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
8% Senior Secured Convertible Notes 		S - Sale -806,451 322,581 -71.43 1,500,000.00 -1,209,676,500,000 483,871,500,000
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
Warrants 		S - Sale -645,161 1,129,032 -36.36
2012-11-02 2012-10-31 4 SGAS Sino Gas International Holdings, Inc.
8% Senior Secured Converible Notes 		S - Sale -1,612,903 1,774,193 -47.62 1,500,000.00 -2,419,354,500,000 2,661,289,500,000
2012-08-03 2012-08-03 4 NYSE China Cord Blood Corp
Common Stock 		P - Purchase 25,000 7,909,821 0.32 2.50 62,615 19,810,938
2012-08-03 2012-08-01 4 NYSE China Cord Blood Corp
Common Stock 		P - Purchase 25,000 7,884,821 0.32 2.50 62,500 19,712,052
2012-07-24 3 NYSE:CO China Cord Blood Corp
Common Stock 		7,534,821
2012-07-24 2012-07-20 4 NYSE: CO China Cord Blood Corp
Common Stock 		P - Purchase 325,000 7,859,821 4.31 2.51 815,750 19,728,151
2012-05-21 2012-05-21 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -150 0 -100.00 0.25 -37
2012-05-21 2012-05-21 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -22,446 150 -99.34 0.25 -5,540 37
2012-05-21 2012-05-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 22,596 -7.29 0.22 -382 4,858
2012-05-21 2012-05-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 24,373 -53.66 0.22 -6,068 5,240
2012-05-21 2012-05-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 52,596 -3.27 0.23 -412 12,186
2012-05-21 2012-05-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 54,373 -34.17 0.23 -6,539 12,598
2012-05-16 2012-05-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -2,369 82,596 -2.79 0.24 -570 19,881
2012-05-16 2012-05-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -37,631 84,965 -30.70 0.24 -9,058 20,451
2012-05-16 2012-05-15 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -2,074 122,596 -1.66 0.28 -586 34,621
2012-05-16 2012-05-15 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -32,926 124,670 -20.89 0.28 -9,298 35,207
2012-05-16 2012-05-14 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,481 157,596 -0.93 0.30 -442 46,995
2012-05-16 2012-05-14 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -23,519 159,077 -12.88 0.30 -7,013 47,437
2012-05-09 2012-05-09 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -592 182,596 -0.32 0.30 -177 54,633
2012-05-09 2012-05-09 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,408 183,188 -4.88 0.30 -2,815 54,810
2012-05-09 2012-05-08 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,363 192,596 -0.70 0.31 -422 59,666
2012-05-09 2012-05-08 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -21,637 193,595 -10.05 0.31 -6,703 59,976
2012-05-09 2012-05-07 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,481 215,596 -0.68 0.30 -440 64,032
2012-05-09 2012-05-07 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -23,519 217,077 -9.78 0.30 -6,985 64,472
2012-04-24 2012-04-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,185 240,596 -0.49 0.28 -338 68,570
2012-04-24 2012-04-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,815 241,781 -7.22 0.28 -5,362 68,908
2012-04-24 2012-04-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 260,596 -0.68 0.30 -524 76,876
2012-04-24 2012-04-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 262,373 -9.71 0.30 -8,326 77,400
2012-04-24 2012-04-20 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,185 290,596 -0.41 0.30 -353 86,452
2012-04-24 2012-04-20 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,815 291,781 -6.06 0.30 -5,597 86,805
2012-04-19 2012-04-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 310,596 -0.57 0.32 -578 100,944
2012-04-19 2012-04-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 312,373 -8.29 0.32 -9,172 101,521
2012-04-19 2012-04-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,777 340,596 -0.52 0.29 -518 99,352
2012-04-19 2012-04-18 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -28,223 342,373 -7.62 0.29 -8,233 99,870
2012-04-19 2012-04-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,185 370,596 -0.32 0.29 -344 107,695
2012-04-19 2012-04-17 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,815 371,781 -4.82 0.29 -5,468 108,040
2012-03-20 2012-03-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,215 390,596 -0.31 0.30 -369 118,468
2012-03-20 2012-03-19 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -19,285 391,811 -4.69 0.30 -5,849 118,836
2012-03-20 2012-03-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -30 411,096 -0.01 0.34 -10 141,828
2012-03-20 2012-03-16 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -469 411,126 -0.11 0.34 -162 141,838
2012-03-06 2012-03-02 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -888 411,595 -0.22 0.32 -280 129,652
2012-03-06 2012-03-02 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -14,112 412,483 -3.31 0.32 -4,445 129,932
2012-02-29 2012-02-29 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -740 426,595 -0.17 0.33 -245 141,203
2012-02-29 2012-02-29 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -11,760 427,335 -2.68 0.33 -3,893 141,448
2012-02-29 2012-02-28 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -1,191 439,095 -0.27 0.30 -352 129,621
2012-02-29 2012-02-28 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -18,909 440,286 -4.12 0.30 -5,582 129,972
2012-02-29 2012-02-27 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -592 459,195 -0.13 0.31 -182 141,524
2012-02-29 2012-02-27 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,408 459,787 -2.01 0.31 -2,900 141,706
2012-02-24 2012-02-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -888 469,195 -0.19 0.34 -299 157,978
2012-02-24 2012-02-24 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -14,112 470,083 -2.91 0.34 -4,752 158,277
2012-02-24 2012-02-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -622 484,195 -0.13 0.31 -193 150,439
2012-02-24 2012-02-23 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,878 484,817 -2.00 0.31 -3,069 150,633
2012-02-24 2012-02-22 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -592 494,695 -0.12 0.32 -186 155,829
2012-02-24 2012-02-22 4 SGAS Sino Gas International Holdings, Inc.
Common Stock 		S - Sale -9,408 495,287 -1.86 0.32 -2,964 156,015
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Warrants 		P - Purchase 65,100 7,803,317 0.84 1.71 111,529 13,368,643
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,125 3,725,292 0.54 6.15 123,769 22,910,546
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 55,000 3,705,167 1.51 6.15 338,250 22,786,777
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 9,850 3,650,167 0.27 6.49 63,892 23,676,808
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,125 3,640,317 0.56 6.15 123,769 22,387,950
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 55,000 3,620,192 1.54 6.15 338,250 22,264,181
2009-12-31 2009-12-31 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 9,850 3,565,192 0.28 6.49 63,892 23,125,618
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Warrants 		P - Purchase 39,500 7,738,217 0.51 1.48 58,444 11,449,466
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 7,470 3,555,342 0.21 6.20 46,325 22,048,453
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,651 3,547,872 0.59 6.06 125,081 21,489,106
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 31,425 3,527,221 0.90 6.11 192,085 21,560,138
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 25,000 3,495,796 0.72 6.07 151,732 21,217,035
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 7,470 3,470,796 0.22 6.20 46,325 21,524,141
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 20,650 3,463,326 0.60 6.06 125,075 20,977,019
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 31,425 3,442,676 0.92 6.11 192,085 21,043,357
2009-12-31 2009-12-30 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 25,000 3,411,251 0.74 6.07 151,732 20,703,906
2009-12-31 2009-12-29 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 2,450 3,386,251 0.07 5.94 14,547 20,106,543
2009-12-31 2009-12-29 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 2,450 3,383,801 0.07 5.94 14,547 20,091,995
2009-12-29 2009-12-17 4 CNDZF China Cord Blood Corp
Warrants 		P - Purchase 167,000 7,698,717 2.22 1.62 270,390 12,464,993
2009-12-29 2009-12-17 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 175,000 3,381,351 5.46 6.02 1,053,920 20,363,848
2009-12-29 2009-12-17 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 186,000 3,206,351 6.16 5.98 1,111,499 19,160,512
2009-11-25 2009-11-25 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 142,000 6,351,217 2.29 1.59 226,291 10,121,299
2009-11-25 2009-11-25 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 18,000 3,020,351 0.60 6.16 110,925 18,612,913
2009-11-25 2009-11-24 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 497,000 6,209,217 8.70 1.45 721,545 9,014,541
2009-11-25 2009-11-24 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 1,700 3,002,351 0.06 6.05 10,285 18,164,224
2009-11-25 2009-11-23 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 161,000 5,712,217 2.90 1.37 220,972 7,840,018
2009-11-25 2009-11-23 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 17,000 3,000,651 0.57 6.06 103,096 18,197,448
2009-11-23 2009-11-20 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 376,750 5,551,217 7.28 1.16 436,842 6,436,636
2009-11-23 2009-11-19 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 25,000 5,174,467 0.49 1.30 32,500 6,726,807
2009-11-23 2009-11-19 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 155,400 5,149,467 3.11 1.02 158,741 5,260,181
2009-11-23 2009-11-19 4 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		P - Purchase 125,000 2,983,651 4.37 5.52 690,512 16,481,986
2009-08-11 2009-07-13 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 20,000 4,994,067 0.40 0.80 16,000 3,995,254
2009-08-11 2009-07-10 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 38,700 4,974,067 0.78 0.74 28,677 3,685,784
2009-08-11 2009-07-09 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 45,000 4,935,367 0.92 0.70 31,500 3,454,757
2009-08-11 2009-07-08 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 20,000 4,890,367 0.41 0.69 13,750 3,362,127
2009-08-11 2009-07-07 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 45,000 4,870,367 0.93 0.58 26,248 2,840,885
2009-08-11 2009-07-06 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 1,000 4,825,367 0.02 0.55 550 2,653,952
2009-08-11 2009-07-02 4 CNDZF China Cord Blood Corp
Warrant 		P - Purchase 1,500 4,824,367 0.03 0.55 820 2,637,481
2009-08-11 3 CNDZF China Cord Blood Corp
Common Stock, par value $0.0001 per share 		2,858,651
2009-04-09 3 EQPI EQUICAP INC
Common Stock, par value $0.001 per share 		3,687,548
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)