| Shares Outstanding | 36,229,842 shares |
| Insider Shares | 47,572,256 shares |
| Total Insiders | 43 |
Insider Sentiment Score
The Insider Sentiment Score finds the companies being bought by corporate insiders.
It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider accumulation.
Officer Sentiment Score
The Officer Sentiment Score finds companies being bought by Corporate Officers.
By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.
Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider sentiment.
Key Insider Metrics
This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.
For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).
Insider Trading Chart
Armata Pharmaceuticals, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Roster and Profitability Metrics
This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.
See our leaderboard of most profitable insider traders.
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|---|---|---|
| Richard Bastiani Director - [D] | 27,778 | 27,778 | |
| Igor Bilinsky Chief Operating Officer - [O] | 0 | 0 | |
|
Biogen Idec Ma Inc
10% Owner -
|
11,926,948 | 11,926,948 | |
|
Biogen Inc.
10% Owner -
|
11,926,948 | 11,926,948 | |
| Jack L Bowman Director - [D] | 10,500 | 10,500 | |
| Richard Bear | 27,383 | ||
| Deborah Birx Chief Executive Officer, Director - [D] [O] | 217,377 | 217,377 | |
| Barrie J Phd Carter Executive Vice President - [O] | 48,766 | 48,766 | |
| Jeremy Curnock Cook Director - [D] | 411,105 | 411,105 | |
| Joseph Md Phd Davie Director - [D] | 11,000 | 11,000 | |
| Louis Drapeau Director - [D] | 10,000 | 10,000 | |
|
Delta Dental Plan of Michigan, Inc.
10% Owner -
|
2,531,604 | 2,531,604 | |
|
Delta Dental of Wisconsin, Inc.
10% Owner -
|
2,586,356 | 2,586,356 | |
|
Corp Plc Elan
10% Owner -
|
11,626,282 | 11,626,282 |
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|---|---|---|
|
Elan International Services Ltd
10% Owner -
|
11,626,282 | 11,626,282 | |
| Paul C Grint Chief Executive Officer, Director - [D] [O] | 599 | 599 | |
| Roger Hawley Director - [D] | 10,000 | 10,000 | |
| Jules Haimovitz | 33,000 | ||
|
Corp Intrexon
10% Owner -
|
674,169 | 674,169 | |
|
Innoviva Strategic Opportunities LLC
Director, 10% Owner -
[D]
|
16,365,969 | 16,365,969 | |
|
Innoviva, Inc.
Director, 10% Owner -
[D]
|
16,365,969 | 16,365,969 | |
| Johnson Wendy S. Interim Chief Operating Office, Director - [D] [O] | 1,000 | 1,000 | |
|
Randal J Kirk
10% Owner -
|
674,169 | 674,169 | |
| Kirk Julian P. | 16,200 | ||
| Odysseas D Kostas | 33,000 | ||
| Robin Kramer | 33,000 | ||
| Pierre Kyme Chief Business Officer - [O] | 10,491 | 10,491 | |
| Nelson L Levy Director - [D] | 10,070 | 10,070 |
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|---|---|---|
| Steven Robert Martin Chief Financial Officer - [O] | 3,760 | 3,760 | |
| Duane Alfred Morris VP of Operations - [O] | 52,288 | 52,288 | |
| H Stewart Parker Director - [D] | 27,778 | 27,778 | |
| Joseph M Patti | 33,000 | ||
| Michael S Perry Director - [D] | 411,105 | 411,105 | |
| Todd Patrick Chief Executive Officer, Director - [D] [O] | 408,172 | 408,172 | |
| Peterson Todd C. | 33,000 | ||
| David J Poston CFO & VP Finance - [O] | 36,700 | 36,700 | |
|
Holding Co Renaissance
10% Owner -
|
2,531,604 | 2,531,604 | |
| BG Susan Robinson President and CEO - [O] | 66,915 | 66,915 | |
| Richard Rychlik Corporate Controller and PFO - [O] | 10,000 | 10,000 | |
| Vijay B Samant | 10,900 | ||
| Michael Scott Salka Chief Executive Officer, Director - [D] [O] | 11,200 | 11,200 | |
| Schlesinger Sarah J. | 33,000 | ||
| Brian Varnum President and CDO - [O] | 64,324 | 64,324 |
Report errors via our new Insider Auditing Tool
Track Records of Insider Purchases - Short Term Profit Analysis
In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ARMP / Armata Pharmaceuticals, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market purchases that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Track Records of Insider Sales - Short Term Loss Analysis
In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ARMP / Armata Pharmaceuticals, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market sales that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Transaction History
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| File Date |
Trade Date |
Form | Insider | Ticker | Security Title | Code | Direct | Exercise Price |
Unit Price |
Units Changed |
Value Changed (1K) |
Remaining Options |
Remaining Shares |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-14 | 2025-07-10 | 4 | Birx Deborah | ARMP | Common Stock | D | 2.2700 | -13,637 | -31 | 217,377 | ||||
| 2025-04-25 | 2025-03-14 | 4 | Kyme Pierre | ARMP | Common Stock | D | 1.9500 | -1,027 | -2 | 10,491 | ||||
| 2025-04-25 | 2025-03-14 | 4 | Birx Deborah | ARMP | Common Stock | D | 1.9500 | -6,061 | -12 | 231,014 | ||||
| 2025-04-25 | 2024-07-10 | 4 | Birx Deborah | ARMP | Common Stock | D | 2.6800 | -22,925 | -61 | 237,075 | ||||
| 2025-04-25 | 3/A | Kyme Pierre | ARMP | Common Stock | D | 1,518 | ||||||||
| 2024-06-28 | 3 | Kyme Pierre | ARMP | Common Stock | D | 10,000 | ||||||||
| 2024-03-18 | 2024-03-14 | 4 | Rychlik Richard | ARMP | Common Stock | D | 10,000 | 10,000 | ||||||
| 2024-03-18 | 2024-03-14 | 4 | Birx Deborah | ARMP | Common Stock | D | 60,000 | 260,000 | ||||||
| 2023-12-26 | 2023-12-21 | 4 | Birx Deborah | ARMP | Common Stock | D | 200,000 | 200,000 | ||||||
| 2022-04-15 | 2022-04-13 | 4 | Peterson Todd C. | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Schlesinger Sarah J. | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Patrick Todd | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Kramer Robin | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Kostas Odysseas D | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | PATTI JOSEPH M | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Morris Duane Alfred | ARMP | Stock Options (Right to Buy) | D | 5.11 | 41,000 | 41,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Haimovitz Jules | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Varnum Brian | ARMP | Stock Options (Right to Buy) | D | 5.11 | 240,000 | 240,000 | |||||
| 2022-04-01 | 2022-03-31 | 4 | Innoviva, Inc. See footnotes | ARMP | Warrants to Purchase Common Stock | I | 5.00 | 5.0000 | 0 | 0 | 2,692,604 | |||
| 2022-04-01 | 2022-03-31 | 4 | Innoviva, Inc. See footnotes | ARMP | Common Stock | I | 5.0000 | 5,385,208 | 26,926 | 16,365,969 | ||||
| 2022-02-11 | 2022-02-09 | 4 | Innoviva, Inc. See footnotes | ARMP | Warrants to Purchase Common Stock | I | 5.00 | 5.0000 | 1,807,396 | 9,037 | 1,807,396 | |||
| 2022-02-11 | 2022-02-09 | 4 | Innoviva, Inc. See footnotes | ARMP | Common Stock | I | 5.0000 | 3,614,792 | 18,074 | 10,980,761 | ||||
| 2021-11-01 | 2021-10-29 | 4 | Innoviva, Inc. See footnotes | ARMP | Common Stock | I | 3.3000 | 1,212,122 | 4,000 | 7,365,969 | ||||
| 2021-08-03 | 2021-08-02 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 3.82 | 125,000 | 125,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Schlesinger Sarah J. | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Kostas Odysseas D | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Kramer Robin | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | PATTI JOSEPH M | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Peterson Todd C. | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-04-05 | 2021-04-01 | 4 | Haimovitz Jules | ARMP | Stock Option (Right to Buy) | D | 4.74 | 30,000 | 30,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 5.14 | 112,000 | 112,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Morris Duane Alfred | ARMP | Stock Option (Right to Buy) | D | 5.14 | 28,000 | 28,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Patrick Todd | ARMP | Stock Option (Right to Buy) | D | 5.14 | 112,000 | 112,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Martin Steven Robert | ARMP | Stock Option (Right to Buy) | D | 5.14 | 56,000 | 56,000 | |||||
| 2021-03-17 | 2021-03-17 | 4 | Innoviva, Inc. See Footnotes | ARMP | Warrants to Purchase Common Stock | I | 3.25 | 3.2500 | 4,285,935 | 13,929 | 6,153,847 | |||
| 2021-03-17 | 2021-03-17 | 4 | Innoviva, Inc. See Footnotes | ARMP | Common Stock | I | 3.2500 | 4,285,935 | 13,929 | 6,153,847 | ||||
| 2021-01-28 | 2021-01-26 | 4 | Innoviva, Inc. See Footnotes | ARMP | Warrants to Purchase Common Stock | I | 3.25 | 3.2500 | 1,867,912 | 6,071 | 1,867,912 | |||
| 2021-01-28 | 2021-01-26 | 4 | Innoviva, Inc. See Footnotes | ARMP | Common Stock | I | 3.2500 | 1,867,912 | 6,071 | 1,867,912 | ||||
| 2020-12-09 | 2020-12-08 | 4 | Morris Duane Alfred | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Peterson Todd C. | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | PATTI JOSEPH M | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Patrick Todd | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Kostas Odysseas D | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | BASTIANI RICHARD | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Schlesinger Sarah J. | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Martin Steven Robert | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Kramer Robin | ARMP | Stock Option (Right to Buy) | D | 3.15 | 30,000 | 30,000 | |||||
| 2020-03-31 | 2020-03-27 | 4 | Innoviva, Inc. | ARMP | Warrants to Acquire Common Stock | D | 2.87 | 2.8700 | 7,717,661 | 22,150 | 8,710,800 | |||
| 2020-03-31 | 2020-03-27 | 4 | Innoviva, Inc. | ARMP | Common Stock | D | 2.8700 | 7,717,661 | 22,150 | 8,710,800 | ||||
| 2020-02-14 | 2019-05-09 | 5 | PERRY MICHAEL S | ARMP | Warrant to Purchase Common Stock | I | 0.32 | 12,065.4600 | -46,666 | -563,047 | 0 | |||
| 2020-02-14 | 2019-05-09 | 5 | COOK JEREMY CURNOCK | ARMP | Warrant to Purchase Common Stock | I | 0.32 | 12,065.4600 | -46,666 | -563,047 | 0 | |||
| 2020-02-14 | 2020-02-12 | 4 | Kostas Odysseas D | ARMP | Stock Option (Right to Buy) | D | 4.17 | 27,383 | 27,383 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Schlesinger Sarah J. | ARMP | Stock Option (Right to Buy) | D | 4.17 | 27,383 | 27,383 | |||||
| 2020-02-14 | 3 | Innoviva, Inc. | ARMP | Common Stock | D | 1,986,278 | ||||||||
| 2020-02-14 | 3 | Innoviva, Inc. | ARMP | Common Stock | D | 1,986,278 | ||||||||
| 2020-02-14 | 3 | Innoviva, Inc. | ARMP | Common Stock | D | 1,986,278 | ||||||||
| 2019-10-15 | 2019-10-10 | 4 | Peterson Todd C. | ARMP | Stock Option (Right to Buy) | D | 3.77 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | BASTIANI RICHARD | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | COOK JEREMY CURNOCK | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | PARKER H STEWART | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | PERRY MICHAEL S | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | PATTI JOSEPH M | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Martin Steven Robert | ARMP | Stock Option (Right to Buy) | D | 3.15 | 149,362 | 149,362 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Bear Richard | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Patrick Todd | ARMP | Stock Option (Right to Buy) | D | 3.15 | 298,724 | 298,724 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Morris Duane Alfred | ARMP | Stock Option (Right to Buy) | D | 3.15 | 74,681 | 74,681 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 3.15 | 298,724 | 298,724 | |||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | D | 3,736,669 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | I | 2,586,356 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | D | 3,736,669 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | I | 2,586,356 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | I | 2,586,356 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | D | 3,736,669 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-16 | 3 | Varnum Brian | ARMP | Common Stock | D | 64,324 | ||||||||
| 2019-05-16 | 3 | Varnum Brian | ARMP | Common Stock | D | 64,324 | ||||||||
| 2019-05-16 | 3 | Varnum Brian | ARMP | Common Stock | D | 64,324 | ||||||||
| 2019-05-16 | 3 | Morris Duane Alfred | ARMP | Common Stock | D | 52,288 | ||||||||
| 2019-05-16 | 3 | Morris Duane Alfred | ARMP | Common Stock | D | 52,288 | ||||||||
| 2019-05-16 | 3 | Morris Duane Alfred | ARMP | Common Stock | D | 52,288 | ||||||||
| 2019-05-16 | 3 | Patrick Todd | ARMP | Common Stock | D | 408,172 | ||||||||
| 2019-05-16 | 3 | Patrick Todd | ARMP | Common Stock | D | 408,172 | ||||||||
| 2019-05-16 | 3 | Patrick Todd | ARMP | Common Stock | D | 408,172 | ||||||||
| 2019-05-16 | 3 | PARKER H STEWART | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | PARKER H STEWART | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | PARKER H STEWART | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | BASTIANI RICHARD | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | BASTIANI RICHARD | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | BASTIANI RICHARD | ARMP | Common Stock | D | 27,778 | ||||||||
| 2018-03-26 | 2018-03-22 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 1.1000 | 181,820 | 200 | 411,105 | ||||
| 2018-03-26 | 2017-09-19 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 105,015 | 229,285 | ||||||
| 2018-03-26 | 2017-06-29 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 5,757 | 124,270 | ||||||
| 2018-03-26 | 2016-11-22 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 0.57 | 0.1000 | 46,666 | 5 | 46,666 | |||
| 2018-03-26 | 2016-11-22 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 7.4000 | 46,666 | 345 | 118,513 | ||||
| 2018-03-26 | 2016-06-21 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 15,057 | 71,847 | ||||||
| 2018-03-26 | 2018-03-22 | 4 | PERRY MICHAEL S | APHB | Common Stock | I | 1.1000 | 181,820 | 200 | 411,105 | ||||
| 2018-03-26 | 2017-09-19 | 4 | PERRY MICHAEL S | APHB | Common Stock | I | 105,015 | 229,285 | ||||||
| 2018-03-26 | 2017-06-29 | 4 | PERRY MICHAEL S | APHB | Common Stock | I | 5,757 | 124,270 | ||||||
| 2017-12-12 | 2017-12-08 | 4 | GRINT PAUL C | APHB | Common Stock | D | 0.6200 | 599 | 0 | 599 | ||||
| 2017-09-12 | 2017-09-07 | 4 | PERRY MICHAEL S | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-12 | 2017-09-07 | 4 | SAMANT VIJAY B | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-11 | 2017-09-07 | 4 | DRAPEAU LOUIS | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-11 | 2017-09-07 | 4 | Johnson Wendy S. | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-11 | 2017-09-07 | 4 | GRINT PAUL C | APHB | Stock Option (Right to Buy) | D | 0.91 | 285,113 | 285,113 | |||||
| 2017-09-11 | 2017-09-07 | 4 | GRINT PAUL C | APHB | Stock Option (Right to Buy) | D | 0.91 | 190,076 | 190,076 | |||||
| 2017-09-11 | 2017-09-07 | 4 | Martin Steven Robert | APHB | Stock Option (Right to Buy) | D | 0.91 | 139,000 | 139,000 | |||||
| 2017-09-11 | 2017-09-07 | 4 | COOK JEREMY CURNOCK | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-06-01 | 2017-05-30 | 4 | BILINSKY IGOR | APHB | Stock Option (Right to Buy) | D | 0.74 | 87,161 | 87,161 | |||||
| 2017-04-04 | 2017-04-01 | 4 | Salka Michael Scott | APHB | Stock Option (Right to Buy) | D | 0.43 | 214,214 | 214,214 | |||||
| 2017-04-04 | 2017-04-01 | 4 | Martin Steven Robert | APHB | Stock Option (Right to Buy) | D | 0.43 | 161,290 | 161,290 | |||||
| 2017-04-04 | 2017-04-01 | 4 | BILINSKY IGOR | APHB | Stock Option (Right to Buy) | D | 0.43 | 176,411 | 176,411 | |||||
| 2017-01-31 | 3 | BILINSKY IGOR | APHB | Common Stock | D | 0 | ||||||||
| 2017-01-31 | 2017-01-30 | 4 | BILINSKY IGOR | APHB | Stock Option (Right to Buy) | D | 0.46 | 247,322 | 247,322 | |||||
| 2016-12-29 | 2016-12-29 | 4 | KIRK RANDAL J by Intrexon | APHB | Common Stock | I | 0.4500 | -20,077 | -9 | 674,169 | ||||
| 2016-12-29 | 2016-12-29 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 0.4500 | -21,923 | -10 | 736,170 | ||||
| 2016-12-29 | 2016-12-28 | 4 | KIRK RANDAL J by Intrexon | APHB | Common Stock | I | 0.4700 | -40,450 | -19 | 694,246 | ||||
| 2016-12-29 | 2016-12-28 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 0.4700 | -44,170 | -21 | 758,093 | ||||
| 2016-12-29 | 2016-12-27 | 4 | KIRK RANDAL J by Intrexon | APHB | Common Stock | I | 0.5100 | -24,092 | -12 | 734,696 | ||||
| 2016-12-29 | 2016-12-27 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 0.5100 | -26,308 | -13 | 802,263 | ||||
| 2016-12-13 | 2016-12-09 | 4 | Salka Michael Scott | APHB | Common Stock | D | 0.3900 | 7,000 | 3 | 11,200 | ||||
| 2016-12-13 | 2016-12-09 | 4 | Martin Steven Robert | APHB | Common Stock | D | 0.3900 | 3,760 | 1 | 3,760 | ||||
| 2016-11-16 | 2016-11-12 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Series B Preferred Stock | I | -2,142,857 | 0 | ||||||
| 2016-11-16 | 2016-11-12 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 428,571 | 828,571 | ||||||
| 2016-04-12 | 3/A | COOK JEREMY CURNOCK | APHB | Common Stock | I | 120,000 | ||||||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 4.05 | 35,714 | 35,714 | |||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 7.00 | -35,714 | 0 | |||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Series B Convertible Preferred Stock | I | -1,040,753 | 0 | ||||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 4.05 | 0.0010 | 34,184 | 0 | 34,184 | |||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Series B Convertible Preferred Stock | I | 0.8100 | 326,468 | 264 | 1,040,753 | ||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 171,298 | 567,903 | ||||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 208,150 | 396,605 | ||||||
| 2016-04-12 | 2015-03-16 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 10.75 | 10.7500 | 17,114 | 184 | 17,114 | |||
| 2016-04-12 | 2015-03-16 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 8.2500 | 68,455 | 565 | 188,455 | ||||
| 2016-01-20 | 3 | Martin Steven Robert | APHB | Common Stock | D | 0 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | Martin Steven Robert | APHB | Stock Option (Right to Buy) | D | 2.85 | 99,919 | 99,919 | |||||
| 2015-11-09 | 2015-11-05 | 4 | GRINT PAUL C | APHB | Stock Option (Right to Buy) | D | 5.65 | 16,200 | 16,200 | |||||
| 2015-11-09 | 2015-11-05 | 4 | SAMANT VIJAY B | APHB | Stock Option (Right to Buy) | D | 5.65 | 16,200 | 16,200 | |||||
| 2015-10-07 | 2015-10-05 | 4 | Johnson Wendy S. | APHB | Common Stock | D | 4.4270 | 1,000 | 4 | 1,000 | ||||
| 2015-10-07 | 2015-10-06 | 4 | DRAPEAU LOUIS | APHB | Common Stock | D | 4.3900 | 10,000 | 44 | 10,000 | ||||
| 2015-10-06 | 2015-10-05 | 4 | Salka Michael Scott | APHB | Common Stock | D | 4.7500 | 4,200 | 20 | 4,200 | ||||
| 2015-09-23 | 2015-09-21 | 4 | Johnson Wendy S. | APHB | Stock Option (right to buy) | D | 6.38 | 16,200 | 16,200 | |||||
| 2015-09-23 | 2015-09-21 | 4 | PERRY MICHAEL S | APHB | Stock Option (right to buy) | D | 6.38 | 12,800 | 12,800 | |||||
| 2015-09-23 | 2015-09-21 | 4 | DRAPEAU LOUIS | APHB | Stock Option (right to buy) | D | 6.38 | 13,800 | 13,800 | |||||
| 2015-09-23 | 2015-09-21 | 4 | COOK JEREMY CURNOCK | APHB | Stock Option (right to buy) | D | 6.38 | 38,500 | 38,500 | |||||
| 2015-09-23 | 2015-09-21 | 4 | Kirk Julian P. | APHB | Option to Purchase Common Stock | D | 6.38 | 16,200 | 16,200 | |||||
| 2015-09-10 | 2015-09-08 | 4 | Johnson Wendy S. | APHB | Stock Option (right to buy) | D | 7.46 | 49,965 | 49,965 | |||||
| 2015-08-06 | 2015-08-05 | 4 | Salka Michael Scott | APHB | Stock Option (right to buy) | D | 0.19 | 19,985,810 | 19,985,810 | |||||
| 2015-03-18 | 2015-03-16 | 4 | KIRK RANDAL J by Intrexon Corporation | APHB | Warrant to Purchase Common Stock | I | 0.22 | 3,484,848 | 3,484,848 | |||||
| 2015-03-18 | 2015-03-16 | 4 | KIRK RANDAL J by Intrexon Corporation | APHB | Common Stock | I | 0.1650 | 13,939,392 | 2,300 | 37,939,392 | ||||
| 2014-02-18 | 3 | INTREXON CORP by Intrexon Corporation | APHB | Common Stock | I | 68,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by NRM VII Holdings | APHB | Common Stock | I | 64,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by Intrexon Corporation | APHB | Common Stock | I | 68,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by NRM VII Holdings | APHB | Common Stock | I | 64,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by NRM VII Holdings | APHB | Common Stock | I | 64,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by Intrexon Corporation | APHB | Common Stock | I | 68,000,000 | ||||||||
| 2014-02-18 | 3 | PERRY MICHAEL S | APHB | Common Stock | D | 90,000 | ||||||||
| 2014-02-18 | 3 | PERRY MICHAEL S | APHB | Common Stock | D | 90,000 | ||||||||
| 2014-02-18 | 3 | COOK JEREMY CURNOCK | APHB | Common Stock | D | 130,000 | ||||||||
| 2014-02-18 | 3 | COOK JEREMY CURNOCK | APHB | Common Stock | D | 130,000 | ||||||||
| 2008-11-17 | 3 | Robinson BG Susan | TGEN | Common Stock | D | 66,915 | ||||||||
| 2007-05-21 | 2007-05-17 | 4 | BOWMAN JACK L | TGEN | Common Stock | D | 10,000 | 10,500 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | CARTER BARRIE J PHD | TGEN | Common Stock | D | 35,000 | 48,766 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | COOK JEREMY CURNOCK | TGEN | Common Stock | D | 15,000 | 15,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | DAVIE JOSEPH MD PHD | TGEN | Common Stock | D | 10,000 | 11,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | HAWLEY ROGER | TGEN | Common Stock | D | 10,000 | 10,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | LEVY NELSON L | TGEN | Common Stock | D | 10,000 | 10,070 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | PARKER H STEWART | TGEN | Common Stock | D | 50,000 | 81,175 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | PERRY MICHAEL S | TGEN | Common Stock | D | 10,000 | 10,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | Poston David J | TGEN | Common Stock | D | 35,000 | 36,700 | ||||||
| 2005-11-02 | 3 | PERRY MICHAEL S | TGEN | Common Stock | D | 0 | ||||||||
| 2005-10-04 | 3 | Poston David J | TGEN | Common Stock | D | 17,000 | ||||||||
| 2005-08-16 | 3 | HAWLEY ROGER | TGEN | Np securities held | D | 0 | ||||||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8700 | -2,500 | -2 | 11,926,948 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8600 | -25,660 | -22 | 11,929,448 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8500 | -11,200 | -10 | 11,955,108 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8300 | -10,640 | -9 | 11,966,308 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8200 | -12,500 | -10 | 11,976,948 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8100 | -2,500 | -2 | 11,989,448 | ||||
| 2005-07-27 | 2005-07-25 | 4 | BIOGEN INC. by Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.7900 | -8,500 | -7 | 11,991,948 | ||||
| 2005-07-12 | 3 | BIOGEN IDEC MA INC By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 851,873 | ||||||||
| 2005-07-12 | 3 | BIOGEN IDEC MA INC By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 3,060,754 | ||||||||
| 2005-07-12 | 3 | BIOGEN IDEC MA INC By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 508,673 | ||||||||
| 2005-07-12 | 2003-08-15 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 1.9100 | 2,515,843 | 4,805 | 12,127,178 | ||||
| 2005-07-12 | 2002-11-06 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 1.0700 | -210,819 | -226 | 9,611,335 | ||||
| 2005-07-12 | 2002-09-30 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.5500 | 104,854 | 58 | 9,400,516 | ||||
| 2005-01-10 | 2005-01-06 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7500 | -43,600 | -76 | 11,626,282 | ||||
| 2005-01-06 | 2005-01-05 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7500 | -225,335 | -394 | 11,669,882 | ||||
| 2005-01-06 | 2005-01-05 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7600 | -14,465 | -25 | 11,895,217 | ||||
| 2005-01-06 | 2005-01-05 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.8000 | -10,200 | -18 | 11,909,682 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7000 | -77,919 | -132 | 11,919,882 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7100 | -1,750 | -3 | 11,997,801 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7200 | -7,591 | -13 | 11,999,551 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7500 | -24,500 | -43 | 12,007,142 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7600 | -3,800 | -7 | 12,031,642 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7700 | -20,690 | -37 | 12,035,442 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7800 | -6,400 | -11 | 12,056,132 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.8000 | -1,400 | -3 | 12,062,532 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.8100 | -950 | -2 | 12,063,932 | ||||
| 2004-04-02 | 2004-03-31 | 4 | ELAN CORP PLC I | TGEN | Series B Convertible Exchangeable Preferred Stock | I | 3.32 | -12,015 | 0 | |||||
| 2004-04-02 | 2004-03-31 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 3.3200 | 4,330,000 | 14,376 | 12,064,882 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Series B Convertible Exchangeable Preferred Stock | I | 3.32 | 0 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.09 | 302,934.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.80 | 63,420.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.88 | 190,800.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.57 | 127,200.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.49 | 134,832.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.65 | 57,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.83 | 180,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.96 | 120,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.19 | 127,200.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.95 | 950,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.48 | 3,000,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.78 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.70 | 120,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 6.11 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.09 | 302,934.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.4900 | 277,775 | 136 | 7,734,882 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.5700 | 221,757 | 126 | 7,457,106 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.6500 | 87,922 | 57 | 7,235,349 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.8300 | 217,549 | 181 | 7,147,427 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.9600 | 124,630 | 120 | 6,929,878 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 1.1900 | 107,044 | 127 | 6,805,248 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 1.8800 | 101,439 | 191 | 6,698,204 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 1.9500 | 487,248 | 950 | 6,596,765 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 2.0900 | 3,577,879 | 7,478 | 6,109,517 | ||||
| 2003-11-05 | 2003-08-09 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.80 | 63,420.0000 | ||||||
| 2003-11-05 | 2003-06-28 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.88 | 190,800.0000 | ||||||
| 2003-11-05 | 2003-04-25 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.57 | 127,200.0000 | ||||||
| 2003-11-05 | 2003-03-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.49 | 134,832.0000 | ||||||
| 2003-11-05 | 2003-02-09 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.65 | 57,000.0000 | ||||||
| 2003-11-05 | 2002-12-28 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.83 | 180,000.0000 | ||||||
| 2003-11-05 | 2002-10-25 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.96 | 120,000.0000 | ||||||
| 2003-11-05 | 2002-09-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.19 | 127,200.0000 | ||||||
| 2003-11-05 | 2002-08-09 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.95 | 950,000.0000 | ||||||
| 2003-11-05 | 2002-06-28 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.48 | 3,000,000.0000 | ||||||
| 2003-11-05 | 2002-04-25 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.78 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2002-03-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.70 | 120,000.0000 | ||||||
| 2003-11-05 | 2001-09-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 6.11 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2000-08-09 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 13.0640 | 382,739 | 5,000 | 2,531,638 |
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
