Basic Stats
| CIK | 1956744 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SRM Entertainment, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2025 TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| September 2, 2025 |
Tron Inc. Expands TRX Treasury with $110,000,000 New Investment from Largest Shareholder Exhibit 99.1 Tron Inc. Expands TRX Treasury with $110,000,000 New Investment from Largest Shareholder ● 312.5 Million TRX Tokens Worth $110 Million Added to Treasury ● Over $220 Million in TRX Holdings ● Majority Shareholder Increases Total Investment to $210 Million Winter Park, Florida, September 2, 2025 — Tron Inc. (Nasdaq: TRON) (the “Company”), an innovation leader at the intersection of bloc |
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| September 2, 2025 |
Exhibit 3.1 |
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| August 29, 2025 |
AMENDMENT TO COMMON STOCK PURCHASE WARRANT Exhibit 4.1 AMENDMENT TO COMMON STOCK PURCHASE WARRANT This Amendment to the Common Stock Purchase Warrant (“Amendment”), is made and entered into effective as of August 25, 2025 (the “Effective Date”), by and between Tron Inc., a Nevada corporation (formerly known as SRM Entertainment, Inc., the “Company”), and Bravemorning Limited, a British Virgin Islands business company with a registered addr |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2025 TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| August 22, 2025 |
Exhibit 10.1 |
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| August 22, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 As filed with the Securities and Exchange Commission on August 22, 2025 Registration No. |
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| August 22, 2025 |
TRON INC. , as Trustee Dated as of , TABLE OF CONTENTS Exhibit 4.3 TRON INC. And , as Trustee INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS. 1 1.2 OTHER DEFINITIONS. 4 1.3 INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT. 4 1.4 RULES OF CONSTRUCTION. 5 ARTICLE 2 THE SECURITIES 5 2.1 ISSUABLE IN SERIES. 5 2.2 ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES. 5 2.3 EXECUTION AND AUTHENTIC |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| August 11, 2025 |
Exhibit 99.1 Tron Inc. Reports Record Second Quarter Financial Results -Over $111,000,000 in Shareholders’ Equity - Largest TRX Holdings of Any Public Company Winter Park, Florida, August 11, 2025 — Tron Inc. (Nasdaq: TRON) (the “Company”), an innovation leader at the intersection of blockchain, entertainment and digital assets announced financial results for the fiscal quarter ending on June 30, |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 TRON INC. (Exact |
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| July 28, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Tron Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1)(2) Proposed Maximum Aggregate Offering Price Per Unit (1)(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee (3) Equity Common Stoc |
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| July 28, 2025 |
As filed with the Securities and Exchange Commission on July 28, 2025 As filed with the Securities and Exchange Commission on July 28, 2025 Registration No. |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em |
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| July 23, 2025 |
Tron Inc. to Ring The Nasdaq Opening Bell on July 24, 2025 Exhibit 99.1 Tron Inc. to Ring The Nasdaq Opening Bell on July 24, 2025 Winter Park, Florida, July 23, 2025 — Tron Inc. (Nasdaq: TRON) (the “Company”), an innovation leader at the intersection of blockchain, entertainment and digital assets, today announced it will ring the Nasdaq Stock Market Opening Bell on Thursday, July 24, 2025. The ceremony will be led by Justin Sun, Founder of the TRON Bloc |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement TRON INC. (Name of Registrant as spe |
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| July 17, 2025 |
Tron Inc. Announces Ticker Symbol Change to “TRON” on Nasdaq Exhibit 99.1 Tron Inc. Announces Ticker Symbol Change to “TRON” on Nasdaq Winter Park, Florida, July 17, 2025 — Tron Inc. (Nasdaq: TRON) (“Tron” or the “Company”) today announced the official change of its Nasdaq ticker symbol from “SRM” to “TRON”, effective July 17, 2025. The Company’s CUSIP number (85237B101) will remain unchanged. This move reflects the Company’s broader strategic transformatio |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em |
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| July 16, 2025 |
Certificate of Amendment to the Articles of Incorporation Exhibit 3.1 |
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| July 16, 2025 |
SRM Rebrands to Tron Inc. and Adopts TRON as its New Ticker Symbol Exhibit 99.1 SRM Rebrands to Tron Inc. and Adopts TRON as its New Ticker Symbol Winter Park, Florida, July 16, 2025 — SRM Entertainment, Inc. (Nasdaq: SRM) (“SRM” or the “Company”), today announced that it has changed its corporate name to Tron Inc., to align with its major transformation into a TRON (“TRX”) treasury strategy company. In addition to the name change, the Company will change its tic |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2025 SRM ENTERTAINMENT, INC. TRON INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commiss |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement SRM ENTERTAINMENT, INC. (Name of Reg |
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| June 30, 2025 |
Exhibit 99.1 SRM Completes $100,000,000 TRON Treasury Launch Treasury Holdings of 365,096,845 TRON (TRX) tokens Weike Sun – Chairman of the Board Winter Park, Florida, June 30, 2025 — SRM Entertainment, Inc. (Nasdaq: SRM) (“SRM” or the “Company”), the largest publicly traded holder of TRON (“TRX”) tokens in the world, today announced the successful staking of its treasury holdings of 365,096,845 T |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File N |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File N |
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| June 16, 2025 |
Form of Common Stock Purchase Warrant EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 16, 2025 |
EXHIBIT 10.5 AMENDMENT NO.1 TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (this “First Amendment”) is made as of June 16, 2025, between Douglas McKinnon (the “Executive”) and SRM Entertainment, Inc. (the “Company”), and amends in certain respects that certain Employment Agreement dated as of January 22, 2025, between Executive and the Company (the “Original Employment Agreem |
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| June 16, 2025 |
EXHIBIT 10.7 AMENDMENT NO.1 TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (this “First Amendment”) is made as of June 16, 2025, between Debbie McDaniel Hand (the “Executive”) and SRM Entertainment, Inc. (the “Company”), and amends in certain respects that certain Employment Agreement dated as of January 1, 2023, between Executive and the Company (the “Original Employment Agr |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File N |
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| June 16, 2025 |
EXHIBIT 10.4 AMENDMENT NO.1 TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (this “First Amendment”) is made as of June 16, 2025, between Richard Miller (the “Executive”) and SRM Entertainment, Inc. (the “Company”), and amends in certain respects that certain Employment Agreement dated as of September 10, 2024, between Executive and the Company (the “Original Employment Agreem |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File N |
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| June 16, 2025 |
EXHIBIT 3.1 Certificate of Designation of Series B Convertible Preferred Stock of SRM Entertainment, Inc. Pursuant to Section 78.1955 of the Nevada Revised Statutes SRM Entertainment, Inc., a Nevada corporation (the “Corporation”), does hereby certify that, pursuant to the authority contained in its Articles of Incorporation (“Articles”), as amended, and in accordance with the provisions of Sectio |
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| June 16, 2025 |
Form of American Ventures Agreement, dated June 16, 2025 EXHIBIT 10.3 FINANCIAL ADVISORY AGREEMENT This Advisory Agreement (the “Agreement”) is made as of June 16, 2025 (the “Effective Date”) between SRM Entertainment, Inc., a Nevada Corporation (the “Company”) and American Ventures LLC [Entity] (the “Advisor”). WHEREAS, the Company desires to obtain the services of Advisor to advise the Company on certain matters, upon the following terms and condition |
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| June 16, 2025 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 16, 2025, is by and among SRM Entertainment, Inc., a Nevada corporation with offices located at 941 W. Morse Blvd, Suite 100, Winter Park, Florida 32789 (the “Company”), and (“Buyer”). RECITALS A. The Company and Buyer are executing and delivering this Agreement in reliance upon the ex |
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| June 16, 2025 |
SRM Launches TRON Treasury Strategy with $100,000,000 Equity Investment Exhibit 99.1 SRM Launches TRON Treasury Strategy with $100,000,000 Equity Investment Justin Sun - Founder of TRON Blockchain Signs Advisory Agreement with SRM Winter Park, Florida, June 16, 2025 — SRM Entertainment, Inc. (Nasdaq: SRM) (“SRM” or the “Company”), announced today that it has entered into a Securities Purchase Agreement (“SPA”) with a private investor for a $100,000,000 equity investme |
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| June 16, 2025 |
EXHIBIT 10.6 AMENDMENT NO.1 TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (this “First Amendment”) is made as of June 16, 2025, between Taft Flittner (the “Executive”) and SRM Entertainment, Inc. (the “Company”), and amends in certain respects that certain Employment Agreement dated as of January 1, 2023, between Executive and the Company (the “Original Employment Agreement” |
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| June 16, 2025 |
Form of Sun Advisory Agreement, dated June 16, 2025 Exhibit 10.2 EXECUTION COPY ADVISORY AGREEMENT THIS ADVISORY AGREEMENT (“Agreement”) is made and entered as of June 16, 2025 (“Effective Date”) by and between SRM Entertainment, Inc., with a principal place of business located at 941 W. Morse Blvd, Suite 100 Winter Park, FL 32789 (the “Company”) and Justin Sun, an individual (the “Advisor”) and, each being referred to as a “Party,” and collectivel |
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| June 13, 2025 |
SRM ENTERTAINMENT, INC. 941 W. Morse Blvd. Suite 100 Winter Park, FL 32789 SRM ENTERTAINMENT, INC. 941 W. Morse Blvd. Suite 100 Winter Park, FL 32789 June 13, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, DC 20549 Re: SRM Entertainment, Inc. Registration Statement on Form S-3, File No. 333-287630 REQUEST FOR ACCELERATION OF EFFECTIVENESS Requested Date: June 16, 2025 Requested |
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| June 13, 2025 |
SRM ENTERTAINMENT, INC. 941 W. Morse Blvd. Suite 100 Winter Park, FL 32789 SRM ENTERTAINMENT, INC. 941 W. Morse Blvd. Suite 100 Winter Park, FL 32789 June 13, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, DC 20549 Re: SRM Entertainment, Inc. Registration Statement on Form S-3, File No. 333-287630 WITHDRAWAL OF REQUEST FOR ACCELERATION OF EFFECTIVENESS Ladies and Gentlemen: Ref |
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| June 12, 2025 |
SRM ENTERTAINMENT, INC. 941 W. Morse Blvd. Suite 100 Winter Park, FL 32789 SRM ENTERTAINMENT, INC. 941 W. Morse Blvd. Suite 100 Winter Park, FL 32789 June 12, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, DC 20549 Re: SRM Entertainment, Inc. Registration Statement on Form S-3, File No. 333-287630 REQUEST FOR ACCELERATION OF EFFECTIVENESS Requested Date: June 13, 2025 Requested |
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| May 29, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SRM Entertainment, Inc. |
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| May 29, 2025 |
As filed with the Securities Exchange Commission on May 29, 2025 As filed with the Securities Exchange Commission on May 29, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Nevada 32-0686534 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer |
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| May 28, 2025 |
Form of Registration Rights Agreement Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of May 21, 2025, between SRM Entertainment, Inc, a Nevada corporation (the “Company”), and each of the several signatories hereto (each such signatory, a “Holder” and, collectively, the “Holders”). RECITALS A. In connection with the Securities Purchase Agreement by and among |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 28, 2025 |
Form of Placement Agent Warrant EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 28, 2025 |
Form of Common Stock Purchase Warrant EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 28, 2025 |
Form of Placement Agency Agreement EXHIBIT 10.2 PLACEMENT AGENCY AGREEMENT May 21, 2025 PERSONAL AND CONFIDENTIAL SRM Entertainment, Inc. 941 W. Morse Blvd., Suite 100 Winter Park, Florida 32789 Attention: Richard Miller Chief Executive Officer Dear Mr. Miller: Introduction. Subject to the terms and conditions herein (this “Agreement”), SRM Entertainment, Inc., a Nevada corporation (the “Company”), hereby agrees to sell the securit |
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| May 28, 2025 |
Form of Securities Purchase Agreement EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of May 21, 2025, by and between SRM Entertainment, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subje |
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| May 28, 2025 |
SRM Entertainment Announces Closing of $5 Million Private Placement Exhibit 99.1 SRM Entertainment Announces Closing of $5 Million Private Placement Winter Park, Florida, May 27, 2025 (GLOBE NEWSWIRE) - SRM Entertainment, Inc. (Nasdaq: SRM) (“SRM” or the “Company”), a leading provider of creative and high-quality licensed media-themed merchandise, announces today the closing of its previously announced private investment in public equity (“PIPE”) financing with an |
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| May 28, 2025 |
EXHIBIT 3.1 Amended and Restated Certificate of Designation of Series A Convertible Preferred Stock of SRM Entertainment, Inc. Pursuant to Section 78.1955 of the Nevada Revised Statutes SRM Entertainment, Inc., a Nevada corporation (the “Corporation”), does hereby certify that, pursuant to the authority contained in its Articles of Incorporation (“Articles”), as amended, and in accordance with the |
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| May 22, 2025 |
As filed with the Securities and Exchange Commission on May 22, 2025 As filed with the Securities and Exchange Commission on May 22, 2025 Registration No. |
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| May 22, 2025 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) SRM Entertainment, Inc. |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 SRM ENTERTAINMEN |
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| April 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| April 29, 2025 |
SRM Entertainment Awarded Three New Global Theme Park Toy Programs Based on Iconic Movie Franchise Exhibit 99.1 SRM Entertainment Awarded Three New Global Theme Park Toy Programs Based on Iconic Movie Franchise WINTER PARK, FL – April 29, 2025 – SRM Entertainment, Inc. (Nasdaq: SRM)(the “Company” or “SRM”) SRM Entertainment is proud to announce that we have secured three major new toy programs with one of the world’s leading theme parks. The new toys which are based on a global movie franchise |
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| April 24, 2025 |
Exhibit 99.1 SRM Entertainment Receives Six-Month Extension from Nasdaq to Regain Compliance with Minimum Bid Price Requirement Winter Park, FL – April 24, 2025 – SRM Entertainment, Inc. (Nasdaq: SRM)(the “Company”) announced today that it has received a notice from the Nasdaq Staff, which has determined that the Company is eligible for an additional 180 calendar day period to regain compliance wi |
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| April 24, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| April 16, 2025 |
SRM Entertainment’s Provides Update on Trade Related Market Conditions Exhibit 99.1 SRM Entertainment’s Provides Update on Trade Related Market Conditions Winter Park, FL – April 16, 2025 – SRM Entertainment, Inc. (Nasdaq: SRM) SRM Entertainment maintains a favorable business model for current trade conditions. SRM manufactures products in China and more importantly SRM “passes title” of our products to our largest customers in China. Shipping, tariffs and other duty |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 01-41768 SRM Entertainment, Inc. (Exact name of registrant as specified |
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| March 31, 2025 |
Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Set forth below is the description of each class of securities of SRM Entertainment, Inc. (the “Company”) outstanding as of December 31, 2023. The following description summarizes the most important terms of these securities. This summary does not purport to be complete and i |
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| March 31, 2025 |
Exhibit 19.1 SRM Entertainment, Inc. Policy on Insider Trading. This Insider Trading Policy (the “Policy”) describes the standards of SRM Entertainment, Inc. and its subsidiaries (the “Company”) on trading, and causing the trading of, the Company’s securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy is divided into two pa |
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| March 31, 2025 |
Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Set forth below is the description of each class of securities of SRM Entertainment, Inc. (the “Company”) outstanding as of December 31, 2024. The following description summarizes the most important terms of these securities. This summary does not purport to be complete and i |
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| February 27, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 27, 2025 |
SRM Entertainment Features Innovative Products and Collectibles at Toy Fair NYC 2025 Exhibit 99.1 SRM Entertainment Features Innovative Products and Collectibles at Toy Fair NYC 2025 Winter Park, FL – February 27, 2025 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company”), a leading designer, developer, and manufacturer of custom merchandise, will be at the 119th Toy Fair®, at the Javits Center in New York City from March 1st thru March 4th. SRM Entertainment will be showcasing |
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| February 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 19, 2025 |
SRM Entertainment Underscores Commitment to Growth and Shareholder Value Exhibit 99.1 SRM Entertainment Underscores Commitment to Growth and Shareholder Value Winter Park, FL – February 19, 2025 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company”) today announced, despite receiving numerous inquiries from investors, SRM Entertainment has no immediate plans to raise capital. The Company also announced the relocation of its headquarters to Winter Park, Florida, a stra |
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| February 14, 2025 |
Exhibit 99.1 SRM Entertainment Announces Lock-Up Agreement with Major Shareholder, Reinforcing Commitment to Long-Term Growth and Shareholder Value Winter Park, FL – February 14, 2025 – SRM Entertainment, Inc. (Nasdaq: SRM)(the “Company,” or “SRM”), today announced a lock-up agreement with a major shareholder, Safety Shot, Inc., encompassing 2,347,142 shares of the Company’s common stock. This rep |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 13, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 13, 2025 |
Exhibit 99.1 SRM Entertainment to Showcase Proprietary Product Line at Toy Fest Vegas 2025, Expanding Beyond Traditional Theme Park Offerings Winter Park, FL– February 13. 2025– SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company,” or “SRM”), a leading designer, developer, and manufacturer of custom merchandise, including toys and souvenirs, announced today that SRM will showcase its creative prod |
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| January 28, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into as of January 22, 2025, by and between SRM Entertainment, Inc., a corporation incorporated under the laws of the State of Nevada with a principal place of business at 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”), and Douglas McKinnon, an individual (“Executive”); however, |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| December 20, 2024 |
SRM Entertainment, Inc. 1061 E. Indiantown Road, Suite 110 Jupiter, Florida 33477 SRM Entertainment, Inc. 1061 E. Indiantown Road, Suite 110 Jupiter, Florida 33477 December 20, 2024 Via EDGAR (filed as Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Claire Erlanger and Kevin Woody Re: SRM Entertainment, Inc. Form 10-K for the Year Ended December 31, 2023 Form 10- |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 01-41768 SRM Entertainment, Inc. (Exact name of reg |
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| December 12, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 12, 2024 |
SRM Entertainment’s Growth Trajectory Continues with New Product Launch and Significant Reorder Exhibit 99.1 SRM Entertainment’s Growth Trajectory Continues with New Product Launch and Significant Reorder Jupiter, FL – December 12, 2024 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company,” or “SRM”), a leading provider of licensed merchandise and souvenirs, today announced a significant reorder of its popular Sip With Me cups from a premier marine life theme park in Abu Dhabi and the devel |
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| December 10, 2024 |
SRM Entertainment, Inc.’s 2024 Equity Incentive Plan EXHIBIT 10.1 SRM ENTERTAINMENT, INC. 2024 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. This 2024 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to SRM Entertainment, Inc., a Nevada corporation (the “Company”), and any Subsidiary of the Company, within the meaning of Section 424(f) of the Un |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 6, 2024 |
Form of Securities Purchase Agreement dated as of December 5, 2024 EXHIBIT 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 5, 2024 between SRM Entertainment, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 6, 2024 |
Form of Securities Purchase Agreement dated as of December 5, 2024 EXHIBIT 10.1 PLACEMENT AGENCY AGREEMENT December 5, 2024 SRM Entertainment, Inc. 1061 E. Indiantown Rd., Ste. 110 Jupiter, FL 33477 Attention: Richard Miller, Chief Executive Officer Dear Mr. Miller: This agreement (the “Agreement”) constitutes the agreement between D. Boral Capital LLC (the “Placement Agent” or “D. Boral”) and SRM Entertainment, Inc., a corporation incorporated under the laws of |
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| December 6, 2024 |
EXHIBIT 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT SRM ENTERTAINMENT, INC. Warrant Shares: [ ] Initial Exercise Date: December 6, 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [ ] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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| December 6, 2024 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (to Prospectus dated September 19, 2024) Registration No. |
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| December 5, 2024 |
SRM Entertainment, Inc. Announces Pricing of $1.7 Million Registered Direct Offering Exhibit 99.1 SRM Entertainment, Inc. Announces Pricing of $1.7 Million Registered Direct Offering Jupiter, FL, Dec. 05, 2024 (GLOBE NEWSWIRE) — SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company,” or “SRM”, a leading provider of creative and high-quality licensed media-themed merchandise, today announced that it entered into a securities purchase agreement with a certain institutional investor to |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 4, 2024 |
Exhibit 99.1 SRM Entertainment’s Amazon Sales Surge Over 400% in Three Months, Fueling Strong Financial Performance Jupiter, FL – December 4, 2024 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company,” or “SRM”, a leading provider of creative and high-quality licensed media-themed merchandise, today announced that its online sales on Amazon have surged by over 417% since September. This exception |
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| November 25, 2024 |
SRM Entertainment Secures Large Order from One of Orlando’s Biggest Theme Parks for Misting Fans Exhibit 99.1 SRM Entertainment Secures Large Order from One of Orlando’s Biggest Theme Parks for Misting Fans Jupiter, FL – November 25, 2024 – SRM Entertainment, Inc. (Nasdaq: SRM)(the “Company,” “SRM Entertainment” or “SRM”), a leading provider of high-quality licensed media-themed merchandise, today announced a significant order for its line of misting fans, designed to provide refreshing relie |
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| November 25, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 14, 2024 |
SRM Entertainment Launches New Media Division In Expansion Of Suretone Pictures Partnership Exhibit 99.1 SRM Entertainment Launches New Media Division In Expansion Of Suretone Pictures Partnership Jupiter, FL November 14, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) today announced the launch of its new media division, SRM Media, marking a significant expansion of the company’s entertainment offerings. This strategic move builds upon SRM’s existing media relatio |
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| November 14, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 SRM ENTERTAI |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 22, 2024 |
Form of Securities Purchase Agreement by and between SRM Entertainment, Inc. and the Investors EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October , 2024, between SRM Entertainment Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions se |
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| October 22, 2024 |
SRM / SRM Entertainment Limited / Greentree Financial Group, Inc Passive Investment SC 13G 1 srm13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SRM Entertainment, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 85237B101 (CUSIP Number) October 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| October 22, 2024 |
SRM ENTERTAINMENT, INC. 1,711,477 Shares of Common Stock Prospectus Supplement Filed Pursuant to Rule 424(b)(2) (to Prospectus dated September 19, 2024) Registration No. |
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| October 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 24, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission F |
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| September 24, 2024 |
Suretone Pictures and SRM Announce Media Agreement / Jordan Schur Joins Company as Advisor Exhibit 99.1 Suretone Pictures and SRM Announce Media Agreement / Jordan Schur Joins Company as Advisor JUPITER, FL / September 24, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) SRM and Suretone Entertainment’s Suretone Pictures are in negotiations to form an alliance capitalizing on Suretone Pictures’ film productions, tv content creation, existing library and distributio |
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| September 17, 2024 |
SRM ENTERTAINMENT, INC. 1061 E. Indiantown Road, Suite 110 Jupiter, FL 33477 SRM ENTERTAINMENT, INC. 1061 E. Indiantown Road, Suite 110 Jupiter, FL 33477 September 17, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, DC 20549 Re: SRM Entertainment, Inc. Registration Statement on Form S-3, File No. 333-282028 REQUEST FOR ACCELERATION OF EFFECTIVENESS Requested Date: September 19, 20 |
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| September 13, 2024 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into as of September 10, 2024, by and between SRM Entertainment, Inc., a corporation incorporated under the laws of the State of Nevada with a principal place of business at 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”), and Richard Miller, an individual (“Executive”); however, |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission F |
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| September 12, 2024 |
Exhibit 99.1 SRM Entertainment to Unveil Custom Design Programs at the 2024 Las Vegas Souvenir & Resort Gift Show Event Dates: September 17th – 20th, 2024 Location: Las Vegas Convention Center Booth Number: 2549 Souvenier & Resort Gift Show 2024 JUPITER, FL / September 12, 2024 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) is thrilled to announce its participation in the 2024 La |
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| September 12, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission F |
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| September 11, 2024 |
Exhibit 4.1 SRM ENTERTAINMENT, INC. AND , TRUSTEE INDENTURE DATED AS OF , 2023 DEBT SECURITIES SRM ENTERTAINMENT, INC RECONCILIATION AND TIE BETWEEN TRUST INDENTURE ACT OF 1939 AND INDENTURE, DATED AS OF , 2024 Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 § 311(a) 613 (b) 613 (c) Not Ap |
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| September 11, 2024 |
Exhibit 107 CALCULATION OF REGISTRATION FEE TABLE Form S-3 (Form Type) SRM Entertainment, Inc. |
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| September 11, 2024 |
As filed with the Securities Exchange Commission on September 10, 2024 As filed with the Securities Exchange Commission on September 10, 2024 Registration No. |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 6, 2024 |
EXHIBIT 10.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 3, 2024 (the “Effective Date”), by and among SRM Entertainment, Inc., a Nevada corporation (“SRM”) referred to herein as the (“Purchaser”), on the one hand, and Suretone Entertainment, Inc., a California corporation (the “Seller”), on the other hand. RECITALS: WHEREAS, the Seller |
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| September 6, 2024 |
Secured Promissory Note, issued September 3, 2024 EXHIBIT 4.1 THESE SECURITIES HAVE NOT BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION NOR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR |
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| August 12, 2024 |
SRM Expands Distribution with ICEE Brand Sip With Me Cups Coming Soon to a Theater Near You Exhibit 99.1 SRM Expands Distribution with ICEE Brand Sip With Me Cups Coming Soon to a Theater Near You JUPITER, FL / August 12, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) is pleased to announce new orders and expanded distribution of our custom designed ICEE brand Sip With Me drink cups. The nostalgic ICEE Sip With Me cups will be available in the coming weeks in thea |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 SRM ENTERTAINMENT |
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| June 10, 2024 |
SRM Announces Custom Designed Product Order for In-(Movie)Theater Marketplace Exhibit 99.1 SRM Announces Custom Designed Product Order for In-(Movie)Theater Marketplace JUPITER, FL / June 10, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) is pleased to announce a new order for SRM custom designed, nostalgic movie character key chains which will be available online and in shops at one of the world’s largest movie theater chain. The intial order will h |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File N |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 SRM ENTERTAINMEN |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 9, 2024 |
SRM Expands with New Order that Helps Theme Park Guests Stay Cool in the Summertime Heat Exhibit 99.1 SRM Expands with New Order that Helps Theme Park Guests Stay Cool in the Summertime Heat JUPITER, FL / May 9, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) is pleased to announce a new regional theme park product order for our exclusive, colorful misting fans. The “fan favorite” is great to help beat the summer heat while your enjoying a fun day at one of Amer |
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| April 17, 2024 |
SRM Announces New Misting Fan Order Exhibit 99.1 SRM Announces New Misting Fan Order JUPITER, FL / April 17, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) announced it has received a 36,000+ piece order with a retail value of approximately $900,000 for SRM’s Misting Fans. The colorful and custom designed fans are popular for helping theme park guests keep cool and enjoy themselves, and will be delivered in t |
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| April 17, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| April 10, 2024 |
Sip with Me Cups now Available at Landry’s Rainforest Café Exhibit 99.1 Sip with Me Cups now Available at Landry’s Rainforest Café JUPITER, FL / April 10, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) is pleased to announce that SRM’s patented Sip With Me cups are now available at Landry’s Rainforest Café located at Disney’s Animal Kingdom as well as Disney Springs. They can also be found at other Rainforest locations including Ga |
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| April 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| April 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File N |
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| April 2, 2024 |
Exhibit 99.1 SRM Entertainment Reports 2023 Annual Results and Business Updates Launched SRM’s patented Sip With Me cups branded with loveable characters Added Industry Veterans to Team Trusted Supplier for Major Theme Parks JUPITER, FL / April 2, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) which designs, develops, and manufactures custom products, toys and souvenirs for |
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| April 1, 2024 |
Code of Business Conduct and Ethics Exhibit 14.1 SRM ENTERTAINMENT, INC. CODE OF BUSINESS CONDUCT AND ETHICS 1. Introduction. 1.1 The Board of Directors of SRM Entertainment, Inc. (together with its subsidiaries, the “Company”) has adopted this Code of Business Conduct and Ethics (the “Code”) in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest; (b) promote f |
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| April 1, 2024 |
Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Set forth below is the description of each class of securities of SRM Entertainment, Inc. (the “Company”) outstanding as of December 31, 2023. The following description summarizes the most important terms of these securities. This summary does not purport to be complete and i |
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| April 1, 2024 |
SRM Entertainment, Inc. Compensation Recovery Policy Exhibit 97.1 SRM Entertainment, Inc. Compensation Recovery Policy 1. Purpose. The purpose of this Compensation Recovery Policy of SRM Entertainment, Inc. (the “Company”) (as amended from time to time, the “Policy”), dated as of November 27, 2023 is to describe the circumstances in which current and former Executive Officers will be required to repay or return Erroneously Awarded Compensation to me |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 01-41768 SRM Entertainment, Inc. (Exact name of registrant as specified |
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| April 1, 2024 |
Exhibit 21.1 Subsidiaries of SRM Entertainment, Inc. Entity Jurisdiction of Organization SRM Entertainment Limited Hong Kong |
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| March 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission File |
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| March 18, 2024 |
Exhibit 99.1 SRM Entertainment Strengthens Product Design Team with Michael Clarida Extensive Experience in Product Design, Toy Design, 2D and 3D Concepts With Disney, Pixar, Lucas Film LTD., Warner Bros., Marvel, D.C. Comics and Hard Rock Cafe JUPITER, FL / March 18, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) announced today that Michael Clarida, a visually creative an |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2024 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 29, 2024 |
Exhibit 99.1 SRM Entertainment Showcases New Products at the 2024 Las Vegas Winter Market Gift Show January 28th - February 1st Showroom C972, C975 JUPITER, FL / January 29, 2024 – SRM Entertainment, Inc., (Nasdaq: SRM) (the “Company” or “SRM”) will introduce a new line of products at the iconic Winter Market 2024 in Las Vegas from January 28 through February 1st, featuring our new Zoo Animals ass |
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| December 20, 2023 |
SRM Launches New Retail Website for SipWithMe Brand Exhibit 99.1 SRM Launches New Retail Website for SipWithMe Brand JUPITER, FL / December 20, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) a trusted toy and souvenir designer and developer, selling into the world’s largest theme parks and entertainment venues, today announced the launch of their SipWithMeCup.com retail website. The website provides an enhanced user experienc |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 13, 2023 |
Exhibit 99.1 SRM Kicks-Off 2024 Sip with Me Marketing Campaign SipWithMeCup.com Social Media Advertising Campaign Atlanta, Dallas & Las Vegas Trade Shows JUPITER, FL / December 13, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) is a trusted toy and souvenir designer and developer, selling into the world’s largest theme parks and entertainment venues, is launching their 2024 |
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| December 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 4, 2023 |
SRM Sponsors the Licensing International and Women In Toys Licensing & Entertainment Holiday Party Exhibit 99.1 SRM Sponsors the Licensing International and Women In Toys Licensing & Entertainment Holiday Party JUPITER, FL / December 4, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) is a trusted toy and souvenir designer and developer, selling into the world’s largest theme parks and entertainment venues, is proud to sponsor and participate in this year’s Global Licensing |
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| November 17, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 17, 2023 |
SRM’s Sip with Me® Cups Now Available on Amazon Exhibit 99.1 SRM’s Sip with Me® Cups Now Available on Amazon JUPITER, FL / November 17, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) is a trusted toy and souvenir designer and developer, selling into the world’s largest theme parks and entertainment venues, is thrilled to announce its official launch on Amazon. Sip with Me® patented children’s cups featuring Smurfs & Zooni |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 14, 2023 |
Exhibit 99.1 SRM Entertainment Reports Third Quarter 2023 Financial Results Completed NASDAQ listing Launched Smurfs & Zoonicorn Sip with Me® cups Multi-year license agreements JUPITER, FL / November 14, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) is a trusted toy and souvenir designer and developer, selling into the world’s largest theme parks and entertainment venues, a |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 SRM ENTERTAI |
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| November 1, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 1, 2023 |
Exhibit 99.1 SRM Entertainment Corporate Update Multi-year license agreements for SRM Entertainment’s patented Sip with Me® children’s cups 2024 will see the launch of several new SRM product lines JUPITER, FL / November 1, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) (the “Company” or “SRM”) is a trusted toy and souvenir designer and developer, selling into the world’s largest theme parks and ent |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41768 SRM ENTERTAINMENT |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41768 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Tran |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction (Commission (IRS Employer of in |
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| September 22, 2023 |
September 30th - October 3rd Booth # 2689 Lower Level Exhibit 99.1 SRM Entertainment Exhibits at the 2023 North American International Toy Fair NYC September 30th - October 3rd Booth # 2689 Lower Level JUPITER, FL / September 22, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) will exhibit at the iconic 2023 North American International Toy Fair in New York City from Sept. 30 through Oct. 3, unveiling its new 2024 Spring & Summer Sea Life and Zoo Animal |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction (Commission (IRS Employer of in |
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| September 11, 2023 |
Exhibit 99.1 SRM Entertainment Announces Expanded Merchandise License Agreement with Toonz Entertainment and Zoonicorn LLC. JUPITER, FL / September 11, 2023 – SRM Entertainment, Inc. (Nasdaq: SRM) today announced the expansion of the multi-year global licensing agreement signed with Los Angeles-based Zoonicorn, the multiplatform animated preschool brand from Zoonicorn, LLC and Toonz Entertainment. |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction (Commission (IRS Employer of incor |
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| August 24, 2023 |
SRM / SRM Entertainment Inc / Jupiter Wellness, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) SRM ENTERTAINMENT, INC. |
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| August 23, 2023 |
SRM / SRM Entertainment Inc / Miller Richard A Activist Investment SC 13D 1 formsc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) SRM ENTERTAINMENT, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 85237B101 (CUSIP Number) Richard A. M |
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| August 16, 2023 |
SRM Entertainment, Inc. Announces Closing of Its Initial Public Offering Exhibit 99.2 SRM Entertainment, Inc. Announces Closing of Its Initial Public Offering Jupiter, FL, August 16, 2023 – SRM Entertainment, Inc. (the “Company”) today announced the closing of its initial public offering (the “Offering”) of 1,250,000 shares of its common stock at an initial price to the public of $5.00 per share. The shares began trading on the Nasdaq Capital Market on August 15, 2023, |
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| August 16, 2023 |
SRM Entertainment, Inc. Announces Pricing of Its Initial Public Offering Exhibit 99.1 SRM Entertainment, Inc. Announces Pricing of Its Initial Public Offering August 14, 2023 17:56 ET | Source: SRM Entertainment, Inc. Jupiter, FL, Aug. 14, 2023 (GLOBE NEWSWIRE) — SRM Entertainment, Inc. (“SRM”) today announced the pricing of its initial public offering of 1,250,000 shares of its common stock at a price to the public of $5.00 per share. All of the shares are being offer |
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| August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 SRM ENTERTAINMENT, INC. (Exact name of registrant as specified in charter) Nevada 001-41768 32-0686534 (State or other jurisdiction (Commission (IRS Employer of incor |
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| August 16, 2023 |
SRM ENTERTAINMENT, INC. 1,250,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(4) Registration No. 333-272250 PROSPECTUS SRM ENTERTAINMENT, INC. 1,250,000 Shares of Common Stock This is a firm commitment initial public offering of 1,250,000 shares of common stock, par value $0.0001 per share (“Common Stock”), of SRM Entertainment, Inc. (“we”, “us”, “our” or the “Company”), previously a wholly owned subsidiary of Jupiter Wellness, Inc. (“Jupiter |
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| August 16, 2023 |
Exhibit 1.1 UNDERWRITING AGREEMENT by and among SRM ENTERTAINMENT, INC., JUPITER WELLNESS, INC. and EF HUTTON, division of Benchmark Investments, LLC, as Representative of the Several Underwriters New York, New York August 14, 2023 EF HUTTON, division of Benchmark Investments, LLC as Representative of the several Underwriters named on Schedule 1 attached hereto 590 Madison Avenue, 39th Floor New Y |
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| August 16, 2023 |
Exhibit 10.1 ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (this “Agreement”), dated as of August 3, 2023 (the “Effective Date”), is entered into by and between Jupiter Wellness, Inc. (the “Assignor”) and SRM Entertainment, Inc. (the “Assignee”). WHEREAS, the Assignor entered into an Employment Agreement, (together with the amendments thereto, the “Employment Agreeme |
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| August 10, 2023 |
EF HUTTON, division of Benchmark Investments, LLC 590 Madison Avenue, 39th Floor New York, New York 10022 August 10, 2023 VIA EDGAR U. |
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| August 10, 2023 |
August 10, 2023 Securities and Exchange Commission Division of Corporation Finance 100 F Street N. |
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| August 3, 2023 |
SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 August 3, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F St., N.E. Washington, D.C. 20549 Re: SRM Entertainment, Inc. Registration Statement on Form S-1 File No. 333-272250 Ladies and Gentlemen: Reference is made to our letter, filed as correspondence via ED |
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| August 3, 2023 |
EF HUTTON, division of Benchmark Investments, LLC 590 Madison Avenue, 39th Floor New York, New York 10022 August 3, 2023 VIA EDGAR U. |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SRM ENTERTAINMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 32-0686534 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 1061 E Indiantown Ro |
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| August 1, 2023 |
August 1, 2023 Securities and Exchange Commission Division of Corporation Finance 100 F Street N. |
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| August 1, 2023 |
EF HUTTON, division of Benchmark Investments, LLC 590 Madison Avenue, 39th Floor New York, New York 10022 August 1, 2023 VIA EDGAR U. |
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| July 28, 2023 |
Form of Underwriting Agreement** Exhibit 1.1 UNDERWRITING AGREEMENT by and among SRM ENTERTAINMENT, INC., JUPITER WELLNESS, INC. and EF HUTTON, division of Benchmark Investments, LLC, as Representative of the Several Underwriters New York, New York [●], 2023 EF HUTTON, division of Benchmark Investments, LLC as Representative of the several Underwriters named on Schedule 1 attached hereto 590 Madison Avenue, 39th Floor New York, N |
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| July 28, 2023 |
EXHIBIT 107 CALCULATION OF REGISTRATION FEE Form S-1 (Form Type) SRM Entertainment, Inc. |
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| July 28, 2023 |
As filed with the Securities and Exchange Commission on July 28, 2023. As filed with the Securities and Exchange Commission on July 28, 2023. Registration No. 333-272250 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SRM ENTERTAINMENT, INC. (Exact name of Registrant as specified in its charter) Nevada 3944 32-0686534 (State or other Jurisdiction of Incorporati |
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| July 28, 2023 |
Form of Representative’s Warrant Exhibit 4.2 Form of Representative’s Warrant THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THIS PURCHASE WARRANT OR THE UNDERLYING SECURITIES FOR A PERIOD OF ON |
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| July 18, 2023 |
EXHIBIT 107 CALCULATION OF REGISTRATION FEE Form S-1 (Form Type) SRM Entertainment, Inc. |
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| July 18, 2023 |
As filed with the Securities and Exchange Commission on July 18, 2023. As filed with the Securities and Exchange Commission on July 18, 2023. Registration No. 333-272250 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SRM ENTERTAINMENT, INC. (Exact name of Registrant as specified in its charter) Nevada 3944 32-0686534 (State or other Jurisdiction of Incorporati |
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| July 18, 2023 |
Exhibit 10.11 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made by and between CBD Brands, Inc., a duly organized Delaware corporation (“Employer”), and Douglas O. McKinnon, a resident of the State of Colorado (“Employee”). WITNESSETH: WHEREAS, Employer needs persons with experience at the executive level in developing and executing the business plan and related financial an |
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| July 12, 2023 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 of the Securities Act of 1933, as amended Dated July 12, 2023 Registration No. 333-272250 |
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| July 6, 2023 |
Form of Underwriting Agreement* Exhibit 1.1 UNDERWRITING AGREEMENT by and among SRM ENTERTAINMENT, INC., JUPITER WELLNESS, INC. and EF HUTTON, division of Benchmark Investments, LLC, as Representative of the Several Underwriters New York, New York [●], 2023 EF HUTTON, division of Benchmark Investments, LLC as Representative of the several Underwriters named on Schedule 1 attached hereto 590 Madison Avenue, 39th Floor New York, N |
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| July 6, 2023 |
As filed with the Securities and Exchange Commission on July 6, 2023. As filed with the Securities and Exchange Commission on July 6, 2023. Registration No. 333-272250 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SRM ENTERTAINMENT, INC. (Exact name of Registrant as specified in its charter) Nevada 3944 32-0686534 (State or other Jurisdiction of Incorporatio |
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| June 12, 2023 |
As filed with the Securities and Exchange Commission on June 12, 2023. As filed with the Securities and Exchange Commission on June 12, 2023. Registration No. 333-272250 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SRM ENTERTAINMENT, INC. (Exact name of Registrant as specified in its charter) Nevada 3944 32-0686534 (State or other Jurisdiction of Incorporati |
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| June 12, 2023 |
SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 June 12, 2023 VIA EDGAR Erin Donahue and Asia Timmons-Pierce Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Re: SRM Entertainment, Inc. Registration Statement on Form S-1 Filed on May 26, 2023 CIK No. 0001956744 File |
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| May 26, 2023 |
Exhibit 10.1 STOCK EXCHANGE AGREEMENT THIS STOCK EXCHANGE AGREEMENT (the “Agreement”) is entered into as of December 9, 2022, by and between Jupiter Wellness, Inc., a Delaware corporation (the “Company”) and SRM Entertainment, Inc, a Nevada corporation (“SRM NV”) formed on April 24, 2022. Each party to this Agreement is individually referred to herein as a “Party” and collectively as the “Parties. |
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| May 26, 2023 |
Exhibit 10.10 AMENDED AND RESTATED STOCK EXCHANGE AGREEMENT between JUPITER WELLNESS, INC. and SRM ENTERTAINMENT, INC. Dated as of May 26, 2023 AMENDED AND RESTATED STOCK EXCHANGE AGREEMENT, dated as of May 26, 2023 between Jupiter Wellness, Inc., a Delaware corporation (the “Company”), and SRM Entertainment, Inc., a Nevada corporation (“SRM”) (the Company and SRM each a “Party” and together, the |
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| May 26, 2023 |
Bylaws of SRM Entertainment, Inc. EX-3.2 3 ex3-2.htm Exhibit 3.2 Bylaws of SRM Entertainment Inc. ARTICLE I. DIRECTORS Section l. Function. All corporate powers shall be exercised by or under the authority of the Board of Directors. The business and affairs of the Corporation shall be managed under the direction of the Board of Directors. Directors must be natural persons who are at least 18 years of age but need not be shareholde |
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| May 26, 2023 |
License Agreement between SRM Entertainment, Inc. and Zoonicorn, LLC dated July 17, 2022 Exhibit 10.6 Schedule A BASIC TERMS: 1. Zoonicorn, LLC: Contact: Mark Lubratt Address: PO Box 130115 Roseville MN 55113 Telephone: Website: www.zoonicorn.com Email: [email protected] 2. Licensee: Company: SRM Entertainment Inc Contact: Taft Flittner Address: 1061 E Indiantown Road, Suite 110, Jupiter, FL 33477 Telephone: 407.808.0569 Website: www.srmentertainment.com Email: [email protected] |
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| May 26, 2023 |
Form of Common Stock Certificate of SRM Entertainment, Inc. EX-4.1 5 ex4-1.htm Exhibit 4.1 |
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| May 26, 2023 |
EXHIBIT 107 CALCULATION OF REGISTRATION FEE Form S-1 (Form Type) SRM Entertainment, Inc. |
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| May 26, 2023 |
EX-21.1 17 ex21-1.htm EXHIBIT 21.1 List of Subsidiaries S.R.M. Entertainment Limited, a limited company incorporated in the Hong Kong Special Administrative Region of the People’s Republic of China.1 1 S.R.M. Entertainment Limited will become a subsidiary of the Company after giving effect to the separation of the Company’s business from Jupiter Wellness, Inc., pursuant to the Amended and Restated |
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| May 26, 2023 |
Articles of Incorporation of SRM Entertainment, Inc. EX-3.1 2 ex3-1.htm Exhibit 3.1 |
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| May 26, 2023 |
Amendment to the Bylaws of SRM Entertainment, Inc. Exhibit 3.3 |
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| May 26, 2023 |
Employment Agreement between SRM Entertainment, Inc. and Taft Flittner dated January 1, 2023#* Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Taft Flittner, an individual whose mailing address is |
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| May 26, 2023 |
Power of Attorney (included on the signature page to previously filed registration statement)* As filed with the Securities and Exchange Commission on May 26, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SRM ENTERTAINMENT, INC. (Exact name of Registrant as specified in its charter) Nevada 3944 32-0686534 (State or other Jurisdiction of Incorporation or Organization) (Prima |
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| May 26, 2023 |
Employment Agreement between SRM Entertainment, Inc. and Richard Miller dated January 1, 2023#* Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Richard Miller, (the “Executive”). RECITALS WHEREAS, |
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| May 26, 2023 |
Exhibit 10.4 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Debbie McDaniel Hand, (the “Executive”). RECITALS WHE |
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| May 26, 2023 |
License Agreement between SRM Entertainment, Inc. and LAFIG Belgium s.a. dated July 28, 2022 Exhibit 10.5 MERCHANDISING LICENSE AGREEMENT REF. 2022LAME-HOMENV5017 This Agreement, is entered into 28 July 2022, but will start retroactively as July 1, 2022 (“Effective Date”), by and between LAFIG Belgium s.a., a Belgium company, having its principal office at Rue du Cerf 85, 1332 Genval, Belgium (hereinafter “LICENSOR”) and SRM ENTERTAINMENT INC having its principal office at 1061 E Indianto |
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| May 26, 2023 |
SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 May 26, 2023 VIA EDGAR Erin Donahue and Asia Timmons-Pierce Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Re: SRM Entertainment, Inc. Amendment No. 3 to Draft Registration Statement on Form S-1 Submitted on April 28 |
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| May 26, 2023 |
Exhibit 10.9 SRM ENTERTAINMENT, INC. 2023 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. This 2023 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to SRM Entertainment, Inc., a Nevada corporation (the “Company”), and any Subsidiary of the Company, within the meaning of Section 424(f) of the Un |
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| May 26, 2023 |
Exhibit 10.8 ADDENDUM TO LICENSING AGREEMENT This Addendum (“Addendum”) to the Licensing Agreement dated September 1, 2021 (the “Agreement”) between Taylored Concepts, LLC. (“Taylored Concepts”), ProToyTypes, LLC. (“ProToyTypes”) and SRM Entertainment, Inc. (“SRM”) is made this 18th day of June 2022 by and between Taylored Concepts, ProToyTypes and SRM. All capitalized terms used and not defined i |
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| May 26, 2023 |
Exhibit 10.7 1 LICENSING AGREEMENT THIS LICENSING AGREEMENT (“Agreement”) is hereby entered into as of September 1, 2021 (the “Effective Date”) by and between, on the one hand, Taylored Concepts, LLC, having its principal place of business at 40 Dellwood Ave., Chatham, New Jersey, 07928 (“Taylored Concepts”) and ProToyTypes, LLC having its principal place of business at 14 Clairview Road, Denville |
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| May 1, 2023 |
As confidentially submitted to the Securities and Exchange Commission on April 28, 2023, pursuant to the Jumpstart Our Business Startups Act of 2012. |
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| April 28, 2023 |
SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 April 28, 2023 VIA EDGAR Erin Donahue and Asia Timmons-Pierce Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Re: SRM Entertainment, Inc. Amendment No. 2 to Draft Registration Statement on Form S-1 Submitted on April |
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| April 7, 2023 |
MERCHANDISING LICENSE AGREEMENT REF. 2022_LA_ME-HOME_NV_5017 EX-10.6 6 filename6.htm Exhibit 10.6 MERCHANDISING LICENSE AGREEMENT REF. 2022LAME-HOMENV5017 This Agreement, is entered into 28 July 2022, but will start retroactively as July 1, 2022 (“Effective Date”), by and between LAFIG Belgium s.a., a Belgium company, having its principal office at Rue du Cerf 85, 1332 Genval, Belgium (hereinafter “LICENSOR”) and SRM ENTERTAINMENT INC having its principal o |
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| April 7, 2023 |
Exhibit 10.7 Schedule A BASIC TERMS: 1. Zoonicorn, LLC: Contact: Mark Lubratt Address: PO Box 130115 Roseville MN 55113 Telephone: Website: www.zoonicorn.com Email: [email protected] 2. Licensee: Company: SRM Entertainment Inc Contact: Taft Flittner Address: 1061 E Indiantown Road, Suite 110, Jupiter, FL 33477 Telephone: 407.808.0569 Website: www.srmentertainment.com Email: [email protected] |
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| April 7, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.3 3 filename3.htm Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Richard Miller, (the “Executi |
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| April 7, 2023 |
EX-10.8 8 filename8.htm Exhibit 10.8 1 LICENSING AGREEMENT THIS LICENSING AGREEMENT (“Agreement”) is hereby entered into as of September 1, 2021 (the “Effective Date”) by and between, on the one hand, Taylored Concepts, LLC, having its principal place of business at 40 Dellwood Ave., Chatham, New Jersey, 07928 (“Taylored Concepts”) and ProToyTypes, LLC having its principal place of business at 14 |
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| April 7, 2023 |
As confidentially submitted to the Securities and Exchange Commission on April 7, 2023, pursuant to the Jumpstart Our Business Startups Act of 2012. |
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| April 7, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.4 4 filename4.htm Exhibit 10.4 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Taft Flittner, an individual |
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| April 7, 2023 |
SRM ENTERTAINMENT, INC. 2023 EQUITY INCENTIVE PLAN EX-10.10 10 filename10.htm Exhibit 10.10 SRM ENTERTAINMENT, INC. 2023 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. This 2023 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to SRM Entertainment, Inc., a Nevada corporation (the “Company”), and any Subsidiary of the Company, within the meaning |
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| April 7, 2023 |
ADDENDUM TO LICENSING AGREEMENT Exhibit 10.9 ADDENDUM TO LICENSING AGREEMENT This Addendum (“Addendum”) to the Licensing Agreement dated September 1, 2021 (the “Agreement”) between Taylored Concepts, LLC. (“Taylored Concepts”), ProToyTypes, LLC. (“ProToyTypes”) and SRM Entertainment, Inc. (“SRM”) is made this 18th day of June 2022 by and between Taylored Concepts, ProToyTypes and SRM. All capitalized terms used and not defined i |
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| April 7, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.5 5 filename5.htm Exhibit 10.5 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Debbie McDaniel Hand, (the “E |
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| April 7, 2023 |
SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 April 7, 2023 VIA EDGAR Erin Donahue and Asia Timmons-Pierce Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Re: SRM Entertainment, Inc. Amendment No. 1 to Draft Registration Statement on Form S-1 Submitted on Februar |
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| April 7, 2023 |
EX-10.2 2 filename2.htm Exhibit 10.2 STOCK EXCHANGE AGREEMENT THIS STOCK EXCHANGE AGREEMENT (the “Agreement”) is entered into as of December 9, 2022, by and between Jupiter Wellness, Inc., a Delaware corporation (the “Company”) and SRM Entertainment, Inc, a Nevada corporation (“SRM NV”) formed on April 24, 2022. Each party to this Agreement is individually referred to herein as a “Party” and colle |
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| February 6, 2023 |
SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 SRM ENTERTAINMENT, INC. 1061 E Indiantown Road, Suite 110 Jupiter, FL 33477 Tel: (212) 930-9700 February 6, 2023 VIA EDGAR Erin Donahue and Asia Timmons-Pierce Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Re: SRM Entertainment, Inc. Draft Registration Statement on Form S-1 Submitted on December 14, 2022 CIK N |
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| February 6, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.4 3 filename3.htm Exhibit 10.4 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Taft Flittner, an individual |
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| February 6, 2023 |
MERCHANDISING LICENSE AGREEMENT REF. 2022_LA_ME-HOME_NV_5017 EX-10.6 5 filename5.htm Exhibit 10.6 MERCHANDISING LICENSE AGREEMENT REF. 2022LAME-HOMENV5017 This Agreement, is entered into 28 July 2022, but will start retroactively as July 1, 2022 (“Effective Date”), by and between LAFIG Belgium s.a., a Belgium company, having its principal office at Rue du Cerf 85, 1332 Genval, Belgium (hereinafter “LICENSOR”) and SRM ENTERTAINMENT INC having its principal o |
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| February 6, 2023 |
Exhibit 10.8 1 LICENSING AGREEMENT THIS LICENSING AGREEMENT (“Agreement”) is hereby entered into as of September 1, 2021 (the “Effective Date”) by and between, on the one hand, Taylored Concepts, LLC, having its principal place of business at 40 Dellwood Ave., Chatham, New Jersey, 07928 (“Taylored Concepts”) and ProToyTypes, LLC having its principal place of business at 14 Clairview Road, Denville |
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| February 6, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.3 2 filename2.htm Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Richard Miller, (the “Executi |
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| February 6, 2023 |
ADDENDUM TO LICENSING AGREEMENT EX-10.9 8 filename8.htm Exhibit 10.9 ADDENDUM TO LICENSING AGREEMENT This Addendum (“Addendum”) to the Licensing Agreement dated September 1, 2021 (the “Agreement”) between Taylored Concepts, LLC. (“Taylored Concepts”), ProToyTypes, LLC. (“ProToyTypes”) and SRM Entertainment, Inc. (“SRM”) is made this 18th day of June 2022 by and between Taylored Concepts, ProToyTypes and SRM. All capitalized term |
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| February 6, 2023 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.5 4 filename4.htm Exhibit 10.5 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of January 2023 (the “Effective Date”), between SRM Entertainment, Inc., a Nevada corporation, whose principal place of business is 1061 E. Indiantown Road, Suite 110, Jupiter, FL 33477 (the “Company”) and Debbie McDaniel Hand, (the “E |
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| February 6, 2023 |
DRS/A 1 filename1.htm As confidentially submitted to the Securities and Exchange Commission on February 6, 2023, pursuant to the Jumpstart Our Business Startups Act of 2012. This Amendment No. 1 to Draft Registration Statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURIT |
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| February 6, 2023 |
EX-10.7 6 filename6.htm Exhibit 10.7 Schedule A BASIC TERMS: 1. Zoonicorn, LLC: Contact: Mark Lubratt Address: PO Box 130115 Roseville MN 55113 Telephone: Website: www.zoonicorn.com Email: [email protected] 2. Licensee: Company: SRM Entertainment Inc Contact: Taft Flittner Address: 1061 E Indiantown Road, Suite 110, Jupiter, FL 33477 Telephone: 407.808.0569 Website: www.srmentertainment.com Email: |
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| December 14, 2022 |
DRS 1 filename1.htm As confidentially submitted to the Securities and Exchange Commission on December 14, 2022. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMEN |
