Basic Stats
| LEI | 549300B4X0JHWV0DTD60 |
| CIK | 1639920 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Spotify Technology S.A.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addre |
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| July 29, 2025 |
Exhibit 99.1 Q2 2025 Update July 29th, 2025 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.14 p.17 p.21 p.24 Executive Summary USER & FINANCIAL SUMMARY Q2 2024 Q1 2025 Q2 2025 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 626 678 696 11% 3% Premium Subscribers 246 268 276 12% 3% Ad-Sup |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addre |
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| April 29, 2025 |
Exhibit 99.1 Q1 2025 Update April 29th, 2025 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.13 p.16 p.19 p.22 Executive Summary USER & FINANCIAL SUMMARY Q1 2024 Q4 2024 Q1 2025 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 615 675 678 10% 0% Premium Subscribers 239 263 268 12% 2% Ad-Su |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addr |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addr |
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| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addr |
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| February 27, 2025 |
Exhibit 99.1 SPOTIFY TECHNOLOGY S.A. SOCIÉTÉ ANONYME REGISTERED OFFICE: 33 BOULEVARD PRINCE HENRI, L-1724, LUXEMBOURG R.C.S. LUXEMBOURG B 123 052 February 27, 2025 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to attend the 2025 annual general meeting of shareholders and holders of beneficiary certificates (the “Annual General Meeting”) of Spotify Techn |
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| February 27, 2025 |
Exhibit 99.3 |
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| February 27, 2025 |
Exhibit 99.2 |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (A |
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| February 5, 2025 |
Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 5, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-264508) pertaining to the Terms and Conditions Governing Director Stock Options 2022/2026 in Spotify Technology S.A., Terms and Conditions Governing Director Restricted Stock Units 2022/2026 in Spoti |
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| February 5, 2025 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Christian Luiga, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F |
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| February 5, 2025 |
Exhibit 12.2 CERTIFICATIONS I, Christian Luiga, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| February 5, 2025 |
Insider Trading Policy We are all entrusted with a great deal of information. Our culture thrives on transparency and we intend on keeping it that way. As a result, we must be very mindful and careful about how we treat information that we have access to, especially when it may impact transactions in the securities of Spotify Technology S.A. (the “Company”). To this end, the Company has adopted th |
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| February 5, 2025 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Spotify Technology S.A. (the “Company,” “we,” “us” and “our”) has the following series of securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Ordinary Shares (par value of €0. |
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| February 5, 2025 |
SPOTIFY TECHNOLOGY S.A. CLAWBACK POLICY Exhibit 97.1 SPOTIFY TECHNOLOGY S.A. CLAWBACK POLICY The People Experience and Compensation Committee of the Board of Spotify Technology S.A. (the “Company”) has adopted this Clawback Policy (the “Policy”). Capitalized terms not otherwise defined when they are first used are defined in Section 11. 1.Persons Subject to Policy This Policy shall apply to current and former Officers. 2.Compensation Su |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 5, 2025 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 5, 2025 |
« SPOTIFY TECHNOLOGY S.A. » société anonyme 33, Boulevard Prince Henri, L-1724 Luxembourg R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 10 janvier 2025 *************************************************************************** PAGE 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, DURATION |
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| February 4, 2025 |
Exhibit 99.1 Q4 2024 Update February 4th, 2025 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.13 p.16 p.21 p.24 Executive Summary USER & FINANCIAL SUMMARY Q4 2023 Q3 2024 Q4 2024 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 602 640 675 12% 5% Premium Subscribers 236 252 263 11% 4% Ad- |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2025 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (A |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (A |
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| November 12, 2024 |
Exhibit 99.1 Q3 2024 Update November 12th, 2024 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.13 p.16 p.19 p.22 Executive Summary USER & FINANCIAL SUMMARY Q3 2023 Q2 2024 Q3 2024 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 574 626 640 11% 2% Premium Subscribers 226 246 252 12% 2% Ad |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (A |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addre |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 33 Boulevard Prince Henri L-1724 Luxembourg Grand Duchy of Luxembourg (Addre |
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| July 23, 2024 |
Exhibit 99.1 Q2 2024 Update July 23rd, 2024 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.13 p.16 p.20 p.23 Executive Summary USER & FINANCIAL SUMMARY Q2 2023 Q1 2024 Q2 2024 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 551 615 626 14% 2% Premium Subscribers 220 239 246 12% 3% Ad-Sup |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 23, 2024 |
Exhibit 99.1 Q1 2024 Update April 23rd, 2024 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.13 p.16 p.20 p.23 Executive Summary USER & FINANCIAL SUMMARY Q1 2023 Q4 2023 Q1 2024 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 515 602 615 19% 2% Premium Subscribers 210 236 239 14% 1% Ad-Su |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 4, 2024 |
Exhibit 99.1 Press Release: Christian Luiga Named Spotify Chief Financial Officer April 4, 2024 NEW YORK-(BUSINESS WIRE) - Spotify Technology S.A. (NYSE: SPOT) today announced the appointment of Christian Luiga as its new Chief Financial Officer. Christian joins Spotify from Saab AB, a European defense and security company, where he served as Deputy Chief Executive Officer and Chief Financial Offi |
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| March 7, 2024 |
Exhibit 99.3 |
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| March 7, 2024 |
Exhibit 99.1 SPOTIFY TECHNOLOGY S.A. SOCIÉTÉ ANONYME REGISTERED OFFICE: 5 PLACE DE LA GARE, L-1616, LUXEMBOURG R.C.S. LUXEMBOURG B 123 052 March 7, 2024 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to attend the 2024 annual general meeting of shareholders and holders of beneficiary certificates (the “Annual General Meeting”) of Spotify Technology S.A. |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| March 7, 2024 |
Exhibit 99.2 |
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| February 9, 2024 |
SPOT / Spotify Technology S.A. / Ek Daniel G. - SC 13G/A Passive Investment Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 (CUSIP Number) |
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| February 9, 2024 |
SPOT / Spotify Technology S.A. / Lorentzon Sven Hans Martin - SC 13G/A Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 ( |
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| February 8, 2024 |
SPOTIFY TECHNOLOGY S.A. CLAWBACK POLICY Exhibit 97.1 SPOTIFY TECHNOLOGY S.A. CLAWBACK POLICY The People Experience and Compensation Committee of the Board of Spotify Technology S.A. (the “Company”) has adopted this Clawback Policy (the “Policy”). Capitalized terms not otherwise defined when they are first used are defined in Section 11. 1.Persons Subject to Policy This Policy shall apply to current and former Officers. 2.Compensation Su |
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| February 8, 2024 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 8, 2024 |
« SPOTIFY TECHNOLOGY S.A. » société anonyme 5 Place de la Gare, L-1616 Luxembourg R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 29 décembre 2023 *************************************************************************** PAGE 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, DURATION Article |
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| February 8, 2024 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 8, 2024 |
Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 8, 2024 |
Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 8, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-264508) pertaining to the Terms and Conditions Governing Director Stock Options 2022/2026 in Spotify Technology S.A., Terms and Conditions Governing Director Restricted Stock Units 2022/2026 in Spoti |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2024 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address |
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| February 6, 2024 |
Exhibit 99.1 Q4 2023 Update February 6th, 2024 1 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 22 p.04 p.06 p.13 p.16 p.20 p.23 Executive Summary USER & FINANCIAL SUMMARY Q4 2022 Q3 2023 Q4 2023 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 489 574 602 23% 5% Premium Subscribers 205 226 236 15% 4 |
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| December 7, 2023 |
Press Announcement: Spotify Announces CFO Transition March 31, 2024 Exhibit 99.1 Press Announcement: Spotify Announces CFO Transition March 31, 2024 Spotify Technology S.A. (NYSE: SPOT) today announced its Chief Financial Officer, Paul Vogel will be leaving the company on March 31, 2024. The company has launched an external search for his successor. In the interim, Ben Kung, Vice President of Financial Planning and Analysis, will take on expanded responsibilities |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address |
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| October 25, 2023 |
6-K 1 spot-20230930x6xk.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 5, Place de la Gare L-1616 Luxembourg Gra |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address |
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| October 24, 2023 |
Exhibit 99.1 Q3 2023 Update October 24th, 2023 1 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 22 p.04 p.06 p.13 p.16 p.21 p.24 USER & FINANCIAL SUMMARY Q3 2022 Q2 2023 Q3 2023 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 456 551 574 26% 4% Premium Subscribers 195 220 226 16% 3% Ad-Supported MAU |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| July 25, 2023 |
Exhibit 99.1 Q2 2023 Update July 25th, 2023 1 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 22 p.04 p.06 p.13 p.16 p.20 p.23 USER & FINANCIAL SUMMARY Q2 2022 Q1 2023 Q2 2023 Y/Y Q/Q USERS (M) Total Monthly Active Users ("MAUs") 433 515 551 27% 7% Premium Subscribers 188 210 220 17% 5% Ad-Supported MAUs 2 |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| April 25, 2023 |
Exhibit 99.1 Q1 2023 Update April 25th, 2023 1 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 22 p.04 p.06 p.13 p.16 p.22 p.25 Executive Summary The strength we saw exiting 2022 continued into 2023, as nearly all of our Q1 KPIs surpassed expectations. MAU net additions of 26 million were 15 million above |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address of |
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| February 17, 2023 |
Exhibit 99.1 SPOTIFY TECHNOLOGY S.A. SOCIÉTÉ ANONYME REGISTERED OFFICE: 5 PLACE DE LA GARE, L-1616, LUXEMBOURG R.C.S. LUXEMBOURG B 123 052 February 17, 2023 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to attend the 2023 annual general meeting of shareholders and holders of beneficiary certificates (the “Annual General Meeting”) of Spotify Technology S |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address |
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| February 17, 2023 |
Exhibit 99.2 |
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| February 17, 2023 |
Exhibit 99.3 |
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| February 2, 2023 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 2, 2023 |
SPOT / Spotify Technology SA / Lorentzon Sven Hans Martin - SC 13G/A Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 ( |
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| February 2, 2023 |
Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-264508) pertaining to the Terms and Conditions Governing Director Stock Options 2022/2026 in Spotify Technology S.A., Terms and Conditions Governing Director Restricted Stock Units 2022/2026 in Spoti |
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| February 2, 2023 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 2, 2023 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 2, 2023 |
Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Address |
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| February 2, 2023 |
« SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 14 avril 2022 *************************************************************************** PAGE 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, DURATION Arti |
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| February 2, 2023 |
SPOT / Spotify Technology SA / Ek Daniel G. - SC 13G/A Passive Investment Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 (CUSIP Number) |
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| January 31, 2023 |
6-K 1 brhc100472696k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand |
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| January 31, 2023 |
Q4 2022 Update January 31st, 2023 1 Exhibit 99.1 Q4 2022 Update January 31st, 2023 1 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 22 p.04 p.06 p.13 p.16 p.21 p.24 Executive Summary We ended 2022 with strong Q4 performance as nearly all of our KPIs surpassed guidance. MAU net additions reached a quarterly record-high of 33 million in Q4, 1 |
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| January 23, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2023 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 5, Place de la Gare L-1616 Luxembourg Grand Duchy of Luxembourg (Addr |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Add |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Add |
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| October 25, 2022 |
Exhibit 99.1 Q3 2022 Update October 25th, 2022 1 Table of Contents Key Highlights Financial Summary MAUs & Subscribers Product & Platform Outlook Financial Statements Executive Summary p.03 p.04 p.06 p.13 p.16 p.21 p.24 22 Executive Summary The major ty of our key metr cs surpassed gu dance n 03'22, ed by MAU and Subscr ber outperformance and hea thy Revenue growth. S m ar to ast quarter, MAU grow |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addres |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addres |
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| July 27, 2022 |
Last updated 4pm on July 1 Not a current version Exhibit 99.1 Q2 2022 Update July 27th, 2022 Last updated 4pm on July 1 Not a current version Executive Summary p.03 Key Highlights p.04 Financial Summary p.06 Table of MAUs & Subscribers p.13 Contents Product & Platform p.16 Outlook p.20 Financial Statements p.23 2 2 Executive Summary USER & FINANCIAL SUMMARY Q2 2021 Q1 2022 Q2 2022 Y/Y Q/Q Nearly a |
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| April 27, 2022 |
Exhibit 99.1 TERMS AND CONDITIONS GOVERNING DIRECTOR STOCK OPTIONS 2022/2026 IN SPOTIFY TECHNOLOGY S.A. 1. STOCK OPTION ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Selected members of the |
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| April 27, 2022 |
Exhibit 99.4 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2022/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Consul |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| April 27, 2022 |
As filed with the United States Securities and Exchange Commission on April 27, 2022 As filed with the United States Securities and Exchange Commission on April 27, 2022 Registration No. |
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| April 27, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Spotify Technology S. |
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| April 27, 2022 |
Exhibit 99.2 TERMS AND CONDITIONS GOVERNING DIRECTOR RESTRICTED STOCK UNITS 2022/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Selec |
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| April 27, 2022 |
Exhibit 99.1 April 27, 2022 Dear Shareholders, Our business exhibited strength and resiliency in Q1. Nearly all of our key metrics surpassed guidance, led by MAU outperformance, healthy revenue growth, and better Gross Margin. Excluding the impact of our exit from Russia, subscriber growth exceeded expectations as well. Overall, we are very pleased with the performance of the business and remain h |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| April 27, 2022 |
Exhibit 99.3 TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2022/2026 IN SPOTIFY TECHNOLOGY S.A. 1. STOCK OPTION ISSUER AND HOLDER 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Consultant to the Compan |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| March 11, 2022 |
Exhibit 99.2 |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| March 11, 2022 |
Exhibit 99.3 |
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| March 11, 2022 |
Exhibit 99.1 ? SPOTIFY TECHNOLOGY S.A. SOCI?T? ANONYME REGISTERED OFFICE: 42-44 AVENUE DE LA GARE L-1610 LUXEMBOURG ? R.C.S. LUXEMBOURG B 123 052 March 11, 2022 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to participate in the 2022 annual general meeting of shareholders and holders of beneficiary certificates (the ?Annual General Meeting?) of Spotify Tech |
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| February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 3, 2022 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the ?Company?), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 3, 2022 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Spotify Technology S.A. (the ?Company,? ?we,? ?us? and ?our?) has the following series of securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Ordinary Shares (par value of ?0. |
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| February 3, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 3, 2022 |
? SPOTIFY TECHNOLOGY S.A. ? soci?t? anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B num?ro 123 052 *************************************************************************** STATUTS COORDONNES ? la date du 28 janvier 2022 *************************************************************************** PAGE 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, DURATION Ar |
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| February 3, 2022 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the ?Company?), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 3, 2022 |
Form 20-F filed on February 3, 2022, File No. 001-38438, and incorporated herein by reference). Exhibit 4.3 TERMS AND CONDITIONS FOR WARRANTS 2021/2024 IN SPOTIFY TECHNOLOGY S.A. ? 1 Definitions The following terms shall have the following meaning when used herein: ?Board of Directors? the board of directors of the Company; ?Beneficiary Certificates? Luxembourg beneficiary certificates (parts b?n?ficiaires) that do not represent share capital of the Company; ?Bonus Issue? shall have the mean |
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| February 3, 2022 |
SPOT / Spotify Technology SA / Lorentzon Sven Hans Martin - SC 13G/A Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 ( |
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| February 3, 2022 |
Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-255574) pertaining to the Terms and Conditions Governing Director Stock Options 2021/2026 in Spotify Technology S.A. and the Terms and Conditions Governing Director Restricted Stock Units 2021/2026 i |
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| February 3, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 3, 2022 |
SPOT / Spotify Technology SA / Ek Daniel G. - SC 13G/A Passive Investment Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 (CUSIP Number) |
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| February 2, 2022 |
Exhibit 99.1 February 2, 2022 Dear Shareholders, We ended 2021 with strong Q4 results, led by outperformance in MAUs, continued momentum in our subscription business, and meaningful advertising results. Looking back on not just this quarter, but the past few years, we are increasingly excited about the investments we have made and see meaningful progress within a number of our initiatives. As we m |
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| February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Ad |
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| October 27, 2021 |
Exhibit 99.1 October 27, 2021 Dear Shareholders, The business performed very well in the quarter. Nearly all of our major metrics finished better than expected, including MAUs, Revenue, Gross Margin, and Operating Income. Subscriber growth was inline and importantly, ARPU growth increased Y/Y. Additionally, we saw another quarter of significant advertising strength and user engagement metrics acro |
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| October 27, 2021 |
6-K 1 spot-20210930x6xk.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L-1610 Luxembour |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Add |
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| August 20, 2021 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembo |
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| August 20, 2021 |
Spotify Announces Stock Repurchase Program, Up to $1.0 Billion Exhibit 99.1 Spotify Announces Stock Repurchase Program, Up to $1.0 Billion NEW YORK ? (BUSINESS WIRE) ? Spotify Technology S.A. (NYSE: SPOT) (the ?Company?) today announced that it will commence a stock repurchase program beginning in the third quarter of 2021. Repurchases of up to 10,000,000 of the Company?s ordinary shares have been authorized by the Company?s general meeting of shareholders, a |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addres |
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| July 28, 2021 |
6-K 1 spot-20210630x6xk.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L-1610 Luxembourg G |
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| July 28, 2021 |
Spotify Technology S.A. 42-44 avenue de la Gare, LU-1610 Luxembourg Exhibit 99.1 July 28, 2021 Dear Shareholders, Most of our major metrics ? Subscriber growth, Revenue, Gross Margin, and Operating Income ? performed better than expected this quarter. The exception was MAUs, where we fell short of our guidance range. The quarter was led by improving ARPU, decreased churn, a return to per user consumption growth, and significant advertising strength. We did see a s |
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| April 28, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| April 28, 2021 |
Exhibit 99.1 TERMS AND CONDITIONS GOVERNING DIRECTOR STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. STOCK OPTION ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Selected members of the |
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| April 28, 2021 |
Exhibit 99.2 TERMS AND CONDITIONS GOVERNING DIRECTOR RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Selec |
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| April 28, 2021 |
Exhibit 99.1 April 28, 2021 Dear Shareholders, We are pleased with our performance in Q1. The business delivered subscriber growth and Gross Margin at the top end of our guidance range, a continued improvement in ARPU, and operating income better than plan. We saw greater MAU variability this quarter, but results were within our range of expectations given the outperformance in Q4 and the continue |
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| April 28, 2021 |
Exhibit 99.1 April 28, 2021 Dear Shareholders, We are pleased with our performance in Q1. The business delivered subscriber growth and Gross Margin at the top end of our guidance range, a continued improvement in ARPU, and operating income better than plan. We saw greater MAU variability this quarter, but results were within our range of expectations given the outperformance in Q4 and the continue |
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| April 28, 2021 |
Exhibit 99.2 TERMS AND CONDITIONS GOVERNING DIRECTOR RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Selec |
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| April 28, 2021 |
As filed with the United States Securities and Exchange Commission on April 28, 2021 Registration No. |
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| April 28, 2021 |
Exhibit 99.2 TERMS AND CONDITIONS GOVERNING DIRECTOR RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg soci?t? anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies? Register under number B 123.052 (the ?Company?). 1.2 Selec |
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| April 28, 2021 |
Current Report of Foreign Issuer - 6-K 6-K 1 spot-20210331x6xk.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L- 1610 Luxembourg |
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| April 21, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| March 12, 2021 |
Exhibit 99.2 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG VOTE BY INTERNET - www.proxyvote.com Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 11:59 p.m. Eastern Time on April 19, 2021. Have your proxy card in hand when you access the web site and follow the instructions to obtain your records |
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| March 12, 2021 |
Exhibit 99.3 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG D34767-P47780 You invested in SPOTIFY TECHNOLOGY S.A. and it?s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the shareholder meeting to be held on April 21, 2021. Get inf |
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| March 12, 2021 |
Exhibit 99.3 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG D34767-P47780 You invested in SPOTIFY TECHNOLOGY S.A. and it?s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the shareholder meeting to be held on April 21, 2021. Get inf |
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| March 12, 2021 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d123391d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Gr |
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| March 12, 2021 |
EX-99.1 Exhibit 99.1 SPOTIFY TECHNOLOGY S.A. SOCIÉTÉ ANONYME REGISTERED OFFICE: 42-44 AVENUE DE LA GARE L-1610 LUXEMBOURG R.C.S. LUXEMBOURG B 123 052 March 12, 2021 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to participate in the 2021 annual general meeting of shareholders and holders of beneficiary certificates (the “Annual General Meeting”) of Spotify |
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| March 12, 2021 |
Exhibit 99.2 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG VOTE BY INTERNET - www.proxyvote.com Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 11:59 p.m. Eastern Time on April 19, 2021. Have your proxy card in hand when you access the web site and follow the instructions to obtain your records |
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| March 12, 2021 |
EX-99.1 Exhibit 99.1 SPOTIFY TECHNOLOGY S.A. SOCIÉTÉ ANONYME REGISTERED OFFICE: 42-44 AVENUE DE LA GARE L-1610 LUXEMBOURG R.C.S. LUXEMBOURG B 123 052 March 12, 2021 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to participate in the 2021 annual general meeting of shareholders and holders of beneficiary certificates (the “Annual General Meeting”) of Spotify |
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| March 12, 2021 |
Exhibit 99.3 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG D34767-P47780 You invested in SPOTIFY TECHNOLOGY S.A. and it?s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the shareholder meeting to be held on April 21, 2021. Get inf |
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| March 12, 2021 |
Exhibit 99.3 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG D34767-P47780 You invested in SPOTIFY TECHNOLOGY S.A. and it?s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the shareholder meeting to be held on April 21, 2021. Get inf |
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| March 12, 2021 |
Exhibit 99.3 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG D34767-P47780 You invested in SPOTIFY TECHNOLOGY S.A. and it?s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the shareholder meeting to be held on April 21, 2021. Get inf |
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| March 2, 2021 |
Table of Contents Exhibit 4.1 EXECUTION VERSION SPOTIFY USA INC., THE GUARANTOR PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of March 2, 2021 0% Exchangeable Senior Notes due 2026 Table of Contents TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions. 13 Section 1.03. Rules of Constructio |
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| March 2, 2021 |
Table of Contents Exhibit 4.1 EXECUTION VERSION SPOTIFY USA INC., THE GUARANTOR PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of March 2, 2021 0% Exchangeable Senior Notes due 2026 Table of Contents TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions. 13 Section 1.03. Rules of Constructio |
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| March 2, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant?s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addre |
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| March 2, 2021 |
Spotify Announces Proposed Exchangeable Senior Notes Offering Exhibit 99.1 Spotify Announces Proposed Exchangeable Senior Notes Offering New York, New York?(BUSINESS WIRE)?February 24, 2021?Spotify Technology S.A. (?Spotify?) (NYSE: SPOT) today announced that its indirect subsidiary, Spotify USA Inc. (?Spotify USA?), intends to offer, subject to market and other conditions, $1,300,000,000 aggregate principal amount of exchangeable senior notes due 2026 (the |
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| March 2, 2021 |
Spotify Prices $1,300.0 Million Exchangeable Senior Notes Offering EX-99.2 4 d139427dex992.htm EX-99.2 Exhibit 99.2 Spotify Prices $1,300.0 Million Exchangeable Senior Notes Offering New York, New York—(BUSINESS WIRE)—February 26, 2021—Spotify Technology S.A. (“Spotify”) (NYSE: SPOT) today announced that on February 25, 2021, its indirect subsidiary, Spotify USA Inc. (“Spotify USA”), priced its offering of $1,300,000,000 aggregate principal amount of 0% exchangea |
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| March 2, 2021 |
Spotify Prices $1,300.0 Million Exchangeable Senior Notes Offering EX-99.2 4 d139427dex992.htm EX-99.2 Exhibit 99.2 Spotify Prices $1,300.0 Million Exchangeable Senior Notes Offering New York, New York—(BUSINESS WIRE)—February 26, 2021—Spotify Technology S.A. (“Spotify”) (NYSE: SPOT) today announced that on February 25, 2021, its indirect subsidiary, Spotify USA Inc. (“Spotify USA”), priced its offering of $1,300,000,000 aggregate principal amount of 0% exchangea |
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| March 2, 2021 |
Spotify Prices $1,300.0 Million Exchangeable Senior Notes Offering EX-99.2 4 d139427dex992.htm EX-99.2 Exhibit 99.2 Spotify Prices $1,300.0 Million Exchangeable Senior Notes Offering New York, New York—(BUSINESS WIRE)—February 26, 2021—Spotify Technology S.A. (“Spotify”) (NYSE: SPOT) today announced that on February 25, 2021, its indirect subsidiary, Spotify USA Inc. (“Spotify USA”), priced its offering of $1,300,000,000 aggregate principal amount of 0% exchangea |
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| February 9, 2021 |
S-8 POS As filed with the United States Securities and Exchange Commission on February 9, 2021 Registration No. |
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| February 5, 2021 |
Exhibit 4.32 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Consultant Stock Options 2020/2025 (the “Consultant Stock Option Plan”) and the Terms and Conditions Governing Consultant Res |
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| February 5, 2021 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 5, 2021 |
Terms and Conditions Governing Employee Stock Options 2021/2026 in Spotify Technology S.A., dated Exhibit 4.4 TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.EMPLOYEE STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee of the Compa |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Restricted Stock Units 2021/2026 in Spotify Technology S.A Exhibit 4.34 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consulta |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Stock Options 2021/2026 in Spotify Technology S.A Exhibit 4.31 TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consultant to the Company o |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Stock Options 2021/2026 in Spotify Technology S.A Exhibit 4.31 TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consultant to the Company o |
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| February 5, 2021 |
SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8 |
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| February 5, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 5, 2021 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Stock Options 2021/2026 in Spotify Technology S.A Exhibit 4.31 TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consultant to the Company o |
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| February 5, 2021 |
Exhibit 4.5 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RETENTION COMPENSATION PROGRAM 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Employee Stock Options 2020/2025 (the “ESOP”), th |
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| February 5, 2021 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Restricted Stock Units 2021/2026 in Spotify Technology S.A Exhibit 4.34 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consulta |
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| February 5, 2021 |
Exhibit 4.14 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee o |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Stock Options 2021/2026 in Spotify Technology S.A Exhibit 4.31 TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consultant to the Company o |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Stock Options 2021/2026 in Spotify Technology S.A Exhibit 4.31 TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consultant to the Company o |
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| February 5, 2021 |
Exhibit 4.14 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee o |
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| February 5, 2021 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 5, 2021 |
S-8 1 d115350ds8.htm S-8 As filed with the United States Securities and Exchange Commission on February 5, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 SPOTIFY TECHNOLOGY S.A. (Exact Name of Registrant as Specified in its Charter) Grand Duchy of Luxembourg 98-1097620 (State or oth |
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| February 5, 2021 |
Exhibit 4.14 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee o |
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| February 5, 2021 |
Terms and Conditions Governing Employee Stock Options 2021/2026 in Spotify Technology S.A., dated Exhibit 4.4 TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.EMPLOYEE STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee of the Compa |
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| February 5, 2021 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 20 janvier 2021 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 5, 2021 |
Terms and Conditions Governing Consultant Restricted Stock Units 2021/2026 in Spotify Technology S.A Exhibit 4.34 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Consulta |
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| February 5, 2021 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 20 janvier 2021 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 5, 2021 |
Exhibit 4.14 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee o |
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| February 5, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 5, 2021 |
EX-99 2 d91959dex99.htm EX-99 Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the in |
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| February 5, 2021 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 5, 2021 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 20 janvier 2021 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 5, 2021 |
EX-15.1 14 spot-20201231xexx151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-237908) pertaining to the Terms and Conditions Governing Director Stock Options 2020/2025 in Spotify Technology S.A., and Terms and Conditions Governing Di |
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| February 5, 2021 |
Exhibit 4.32 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Consultant Stock Options 2020/2025 (the “Consultant Stock Option Plan”) and the Terms and Conditions Governing Consultant Res |
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| February 5, 2021 |
Exhibit 4.5 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RETENTION COMPENSATION PROGRAM 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Employee Stock Options 2020/2025 (the “ESOP”), th |
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| February 5, 2021 |
EX-15.1 14 spot-20201231xexx151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-237908) pertaining to the Terms and Conditions Governing Director Stock Options 2020/2025 in Spotify Technology S.A., and Terms and Conditions Governing Di |
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| February 5, 2021 |
SC 13G United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Tencent Music Entertainment Group (Name of Issuer) Class A Ordinary Shares, US$0.000083 par v |
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| February 5, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 5, 2021 |
EX-15.1 14 spot-20201231xexx151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-237908) pertaining to the Terms and Conditions Governing Director Stock Options 2020/2025 in Spotify Technology S.A., and Terms and Conditions Governing Di |
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| February 5, 2021 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 5, 2021 |
Exhibit 4.5 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RETENTION COMPENSATION PROGRAM 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Employee Stock Options 2020/2025 (the “ESOP”), th |
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| February 5, 2021 |
Terms and Conditions Governing Employee Stock Options 2021/2026 in Spotify Technology S.A., dated Exhibit 4.4 TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.EMPLOYEE STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee of the Compa |
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| February 5, 2021 |
EX-15.1 14 spot-20201231xexx151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-8 No. 333-237908) pertaining to the Terms and Conditions Governing Director Stock Options 2020/2025 in Spotify Technology S.A., and Terms and Conditions Governing Di |
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| February 5, 2021 |
Exhibit 4.32 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Consultant Stock Options 2020/2025 (the “Consultant Stock Option Plan”) and the Terms and Conditions Governing Consultant Res |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 5, 2021 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 5, 2021 |
Exhibit 4.5 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2020/2025 TERMS AND CONDITIONS GOVERNING EMPLOYEE RETENTION COMPENSATION PROGRAM 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Employee Stock Options 2020/2025 (the “ESOP”), th |
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| February 5, 2021 |
Terms and Conditions Governing Employee Stock Options 2021/2026 in Spotify Technology S.A., dated Exhibit 4.4 TERMS AND CONDITIONS GOVERNING EMPLOYEE STOCK OPTIONS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1.EMPLOYEE STOCK OPTION ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee of the Compa |
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| February 5, 2021 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 5, 2021 |
Exhibit 4.32 FIRST AMENDMENT TO SPOTIFY TECHNOLOGY S.A. TERMS AND CONDITIONS GOVERNING CONSULTANT STOCK OPTIONS 2020/2025 TERMS AND CONDITIONS GOVERNING CONSULTANT RESTRICTED STOCK UNITS 2020/2025 THIS FIRST AMENDMENT (this “Amendment”) to the Terms and Conditions Governing Consultant Stock Options 2020/2025 (the “Consultant Stock Option Plan”) and the Terms and Conditions Governing Consultant Res |
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| February 5, 2021 |
SC 13G/A Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8681T102 (CUSIP |
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| February 5, 2021 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 20 janvier 2021 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 5, 2021 |
Exhibit 4.14 TERMS AND CONDITIONS GOVERNING EMPLOYEE RESTRICTED STOCK UNITS 2021/2026 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND HOLDER 1.1Spotify Technology S.A., a Luxembourg société anonyme, with registered address at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2Employee o |
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| February 5, 2021 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 5, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 5, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 3, 2021 |
EX-99.1 Exhibit 99.1 February 3, 2021 Dear Shareholders, We ended 2020 with strong Q4 performance as the business delivered substantial MAU growth, subscriber additions that exceeded our guidance, an improvement in ARPU trends, acceleration of users who engage with podcast content, better than expected Gross Margin, and Free Cash Flow of €74 million. Headwinds included the negative effects from FX |
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| February 3, 2021 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d63624d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2021 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg |
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| October 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxemb |
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| October 29, 2020 |
EX-99.1 Exhibit 99.1 October 29, 2020 Dear Shareholders, The business performed at a high level in Q3. Highlights included strong MAU and subscriber growth, a recovery in global consumption hours, record low churn below 4%, better than expected Gross Margin, and Free Cash Flow of €103 million. Headwinds included negative effects from FX movements which slowed revenue growth by 500 bps on a constan |
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| October 29, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant's name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Add |
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| July 30, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembourg (Addres |
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| July 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d946025d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Gra |
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| July 29, 2020 |
EX-99.1 2 d946025dex991.htm EX-99.1 Exhibit 99.1 July 29, 2020 Dear Shareholders, Our business performed well in Q2 and continues to operate at a high level despite the continuing uncertainty surrounding the COVID-19 pandemic. Excluding the impact of social charges related to the increase in our share price during Q2, all of our key metrics would have finished at or ahead of our expectations. Our |
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| April 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d844307d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Gr |
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| April 29, 2020 |
Form S-8 As filed with the United States Securities and Exchange Commission on April 29, 2020 Registration No. |
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| April 29, 2020 |
EX-99.2 Exhibit 99.2 TERMS AND CONDITIONS GOVERNING DIRECTOR RESTRICTED STOCK UNITS 2020/2025 IN SPOTIFY TECHNOLOGY S.A. 1. RESTRICTED STOCK UNIT ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg société anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1 |
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| April 29, 2020 |
EX-99.1 2 d844307dex991.htm EX-99.1 Exhibit 99.1 April 29, 2020 Dear Shareholders, Despite the global uncertainty around COVID-19 in Q1, our business met or exceeded our forecast for all major metrics. For Q2 and the remainder of the year, our outlook for most of our key performance indicators has remained unchanged with the exception of revenue where a slowdown in advertising and significant chan |
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| April 29, 2020 |
EX-99.1 Exhibit 99.1 TERMS AND CONDITIONS GOVERNING DIRECTOR STOCK OPTIONS 2020/2025 IN SPOTIFY TECHNOLOGY S.A. 1. STOCK OPTION ISSUER AND RECIPIENT 1.1 Spotify Technology S.A., a Luxembourg société anonyme, with registered offices at 42-44, avenue de la Gare, L-1610 Luxembourg, registered with the Luxembourg Trade and Companies’ Register under number B 123.052 (the “Company”). 1.2 Selected member |
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| April 29, 2020 |
Current Report of Foreign Issuer - 6-K 6-K 1 ck0001639920-6k20200429.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L- 1610 Luxe |
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| April 22, 2020 |
SPOT / Spotify Technology S.A. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembou |
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| March 13, 2020 |
SPOT / Spotify Technology S.A. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2020 Commission File Number: 001-38438 Spotify Technology S.A. (Translation of registrant’s name into English) 42-44, avenue de la Gare L-1610 Luxembourg Grand Duchy of Luxembou |
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| March 13, 2020 |
EX-99.3 Exhibit 99.3 *** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Annual General Meeting to Be Held on April 22, 2020. SPOTIFY TECHNOLOGY S.A. SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG Meeting Information Meeting Type: Annual Meeting For holders as of: February 28, 2020 Date: April 22, |
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| March 13, 2020 |
EX-99.2 3 d826421dex992.htm EX-99.2 Exhibit 99.2 SPOTIFY TECHNOLOGY S.A. 42-44, AVENUE DE LA GARE L-1610 LUXEMBOURG GRAND DUCHY OF LUXEMBOURG VOTE BY INTERNET - www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 5:00 p.m. Luxembourg Time on April 20, 2020. Have your proxy card in hand when you acc |
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| March 13, 2020 |
EX-99.1 Exhibit 99.1 SPOTIFY TECHNOLOGY S.A. SOCIÉTÉ ANONYME REGISTERED OFFICE: 42-44 AVENUE DE LA GARE L-1610 LUXEMBOURG R.C.S. LUXEMBOURG B 123 052 March 13, 2020 Dear Shareholders, Dear Holders of Beneficiary Certificates, You are cordially invited to attend the 2020 annual general meeting of shareholders and holders of beneficiary certificates (the “Annual General Meeting”) of Spotify Technolo |
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| February 14, 2020 |
SPOT / Spotify Technology S.A. / Ek Daniel G. - SC 13G/A Passive Investment SC 13G/A 1 d879802dsc13ga.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Ti |
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| February 14, 2020 |
SPOT / Spotify Technology S.A. / TIGER GLOBAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2020 |
SPOT / Spotify Technology S.A. / TCV VII LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* SPOTIFY TECHNOLOGY S.A. (Name of Issuer) Ordinary Shares, nominal value €0.000625 per share (Title of Class of Securities) L8681T102 (CUSIP Number) December |
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| February 12, 2020 |
SPOT / Spotify Technology S.A. / Lorentzon Sven Hans Martin - SC 13G/A Passive Investment SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Spotify Technology S.A. (Name of Issuer) Ordinary Shares (Title of Class of Securities) L8 |
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| February 12, 2020 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Spotify Technology S.A. (the “Company,” “we,” “us” and “our”) has the following series of securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Ordinary Shares (par value of €0. |
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| February 12, 2020 |
Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-8 No. 333-235746) pertaining to the Terms and Conditions Governing Employee Stock Options 2020/2025 in Spotify Technology S.A., Terms and Conditions Governing Employee Restricted Stock Units 2020/2025 in Spot |
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| February 12, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 12, 2020 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Spotify Technology S.A. (the “Company,” “we,” “us” and “our”) has the following series of securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Ordinary Shares (par value of €0. |
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| February 12, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 12, 2020 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 29 janvier 2020 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 12, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 12, 2020 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 29 janvier 2020 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 12, 2020 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 12, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. Exhibit 12.2 CERTIFICATIONS I, Paul Vogel, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 12, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 12, 2020 |
Exhibit 4.1 TERMS AND CONDITIONS for warrants 2019/2022 in spotify technology s.a. § 1Definitions The following terms shall have the following meaning when used herein: “Board of Directors”the board of directors of the Company; “Beneficiary Certificates”Luxembourg beneficiary certificates (parts bénéficiaires) that do not represent share capital of the Company; “Bonus Issue”shall have the meaning |
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| February 12, 2020 |
Exhibit 4.1 TERMS AND CONDITIONS for warrants 2019/2022 in spotify technology s.a. § 1Definitions The following terms shall have the following meaning when used herein: “Board of Directors”the board of directors of the Company; “Beneficiary Certificates”Luxembourg beneficiary certificates (parts bénéficiaires) that do not represent share capital of the Company; “Bonus Issue”shall have the meaning |
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| February 12, 2020 |
Exhibit 4.1 TERMS AND CONDITIONS for warrants 2019/2022 in spotify technology s.a. § 1Definitions The following terms shall have the following meaning when used herein: “Board of Directors”the board of directors of the Company; “Beneficiary Certificates”Luxembourg beneficiary certificates (parts bénéficiaires) that do not represent share capital of the Company; “Bonus Issue”shall have the meaning |
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| February 12, 2020 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 29 janvier 2020 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 12, 2020 |
Exhibit 4.1 TERMS AND CONDITIONS for warrants 2019/2022 in spotify technology s.a. § 1Definitions The following terms shall have the following meaning when used herein: “Board of Directors”the board of directors of the Company; “Beneficiary Certificates”Luxembourg beneficiary certificates (parts bénéficiaires) that do not represent share capital of the Company; “Bonus Issue”shall have the meaning |
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| February 12, 2020 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Spotify Technology S.A. (the “Company,” “we,” “us” and “our”) has the following series of securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Ordinary Shares (par value of €0. |
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| February 12, 2020 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Daniel Ek, Chief Executive Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of th |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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| February 12, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. Exhibit 12.1 CERTIFICATIONS I, Daniel Ek, certify that: 1. I have reviewed this annual report on Form 20-F of Spotify Technology S.A.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| February 12, 2020 |
Exhibit 1.1 « SPOTIFY TECHNOLOGY S.A. » société anonyme L-1610 Luxembourg, 42-44, Avenue de la Gare R.C.S. Luxembourg, section B numéro 123 052 *************************************************************************** STATUTS COORDONNES à la date du 29 janvier 2020 *************************************************************************** Page 1 CHAPTER I. FORM, NAME, REGISTERED OFFICE, OBJECT, |
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| February 12, 2020 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Spotify Technology S.A. (the “Company,” “we,” “us” and “our”) has the following series of securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Ordinary Shares (par value of €0. |
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| February 12, 2020 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350 I, Paul Vogel, Chief Financial Officer of Spotify Technology S.A. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: (a) The Annual Report on Form 20-F of t |
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| February 12, 2020 |
Exhibit 4.1 TERMS AND CONDITIONS for warrants 2019/2022 in spotify technology s.a. § 1Definitions The following terms shall have the following meaning when used herein: “Board of Directors”the board of directors of the Company; “Beneficiary Certificates”Luxembourg beneficiary certificates (parts bénéficiaires) that do not represent share capital of the Company; “Bonus Issue”shall have the meaning |
