PNTG / The Pennant Group, Inc. - SEC Filings, Annual Report, Proxy Statement

The Pennant Group, Inc.
US ˙ NasdaqGS ˙ US70805E1091

Basic Stats
LEI 5493007H2OYR6BYLDA64
CIK 1766400
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Pennant Group, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
August 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 The Pennant Group,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

August 6, 2025 EX-10.1

PURCHASE AGREEMENT dated as of April 30, 2025 by and among UNITEDHEALTH GROUP INCORPORATED, AS PARENT, THE OTHER ENTITIES IDENTIFIED HEREIN AS SELLERS TENSAW RIVER HEALTHCARE LLC, AS ASSET BUYER CORNERSTONE HEALTHCARE, INC., AS EQUITY BUYER TABLE OF

PURCHASE AGREEMENT dated as of April 30, 2025 by and among UNITEDHEALTH GROUP INCORPORATED, AS PARENT, THE OTHER ENTITIES IDENTIFIED HEREIN AS SELLERS TENSAW RIVER HEALTHCARE LLC, AS ASSET BUYER AND CORNERSTONE HEALTHCARE, INC.

August 6, 2025 EX-99.1

Pennant Reports Second Quarter 2025 Results Conference Call and Webcast scheduled for tomorrow, August 7, 2025 at 10:00 am MT

Exhibit 99.1 Pennant Reports Second Quarter 2025 Results Conference Call and Webcast scheduled for tomorrow, August 7, 2025 at 10:00 am MT EAGLE, Idaho – August 6, 2025 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results, reporting GAAP diluted earnin

August 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2025. ☐ TRANSITION REPORT PURSUANT TO

+ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2025. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP

July 7, 2025 EX-4.5

THE PENNANT GROUP, INC. 2019 OMNIBUS INCENTIVE PLAN As most recently amended and restated on May 16, 2025

Exhibit 4.5 THE PENNANT GROUP, INC. 2019 OMNIBUS INCENTIVE PLAN As most recently amended and restated on May 16, 2025 Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its stockholders by aiding the Company in attracting and retaining officers, consultants, independent contractors and Directors capable of assuring the future success of the Company and to att

July 7, 2025 EX-FILING FEES

Calculation of Filing Fee Tables Form S-8 (Form Type) The Pennant Group, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) The Pennant Group, Inc.

July 7, 2025 S-8

As filed with the Securities and Exchange Commission on July 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 The Pennant Group, Inc. (Exact name of registrant

Registration No. 333- As filed with the Securities and Exchange Commission on July 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 83-3349931 (State or other jurisdiction (IRS Employer Identification No.) of incorpo

May 20, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 (May 16, 2025) The P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 (May 16, 2025) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation)

May 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2025. ☐ TRANSITION REPORT PURSUANT T

+ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2025. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROU

May 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 The Pennant Group, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fil

May 6, 2025 EX-99.1

Pennant Reports First Quarter 2025 Results Conference Call and Webcast scheduled for tomorrow, May 7, 2025 at 10:00 am MT

Exhibit 99.1 Pennant Reports First Quarter 2025 Results Conference Call and Webcast scheduled for tomorrow, May 7, 2025 at 10:00 am MT EAGLE, Idaho – May 6, 2025 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results, reporting GAAP diluted earnings per

May 2, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (

May 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 (April 30, 2025) The

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 (April 30, 2025) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation

April 29, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (

April 17, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (as

April 7, 2025 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission only (as

February 27, 2025 10-K

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2024. ☐ TRANSITION REPORT PURSUANT TO S

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2024. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP, IN

February 27, 2025 EX-21.1

List of Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. as of December 31, 2024: Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Apricus Home Health LLC Arizona Arches Home Care, Inc. Nevada Audition LLC Nevada Autumn Ridge Senior Living, Inc. Nevada Bear River Healthcare LLC N

February 27, 2025 EX-97.1

CLAWBACK POLICY THE PENNANT GROUP, INC. (Adopted as of December 1, 2023)

CLAWBACK POLICY of THE PENNANT GROUP, INC. (Adopted as of December 1, 2023) The Board of Directors (the “Board”) of The Pennant Group, Inc. (the “Company”) believes that it is in the best interest of the Company and its stockholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board

February 27, 2025 EX-19.1

STATEMENT OF COMPANY POLICY REGARDING INSIDER TRADING Adopted September 30, 2019 This policy applies to all officers, directors and employees of The Pennant Group, Inc. and its subsidiaries (collectively the “Company”) and supersedes all prior inside

STATEMENT OF COMPANY POLICY REGARDING INSIDER TRADING Adopted September 30, 2019 This policy applies to all officers, directors and employees of The Pennant Group, Inc.

February 27, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 27, 2025 EX-99.1

Pennant Reports Fourth Quarter and Fiscal Year 2024 Results Conference Call and Webcast scheduled for tomorrow, February 28, 2025 at 10:00 am MT

Exhibit 99.1 Pennant Reports Fourth Quarter and Fiscal Year 2024 Results Conference Call and Webcast scheduled for tomorrow, February 28, 2025 at 10:00 am MT EAGLE, Idaho – February 27, 2025 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the

February 14, 2025 EX-1

JOINT FILING AGREEMENT

EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the common stock of The Pennant Group, Inc.

January 2, 2025 EX-99.1

Pennant Completes Acquisition of Signature Healthcare at Home Assets

EX-99.1 Press Release Pennant Completes Acquisition of Signature Healthcare at Home Assets EAGLE, Idaho, January 2, 2025 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced that it has closed on the purchase of certain Oregon assets of Signature Healthcare at Home (“Signat

January 2, 2025 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 (January 1, 2025) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorpor

November 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2024. ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2024. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GR

November 6, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

November 6, 2024 EX-99.1

Pennant Reports Third Quarter 2024 Results Conference Call and Webcast scheduled for tomorrow, November 7, 2024 at 10:00 am MT

Exhibit 99.1 Pennant Reports Third Quarter 2024 Results Conference Call and Webcast scheduled for tomorrow, November 7, 2024 at 10:00 am MT EAGLE, Idaho – November 6, 2024 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the third quarter of 20

October 4, 2024 EX-1.1

The Pennant Group, Inc. 3,500,000 Shares Common Stock ($0.001 par value) Underwriting Agreement

The Pennant Group, Inc. 3,500,000 Shares Common Stock ($0.001 par value) Underwriting Agreement New York, New York October 2, 2024 Citigroup Global Markets Inc. Truist Securities, Inc. As Representatives of the several Underwriters, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 c/o Trust Securities, Inc. 3333 Peachtree Road NE, 11th Floor Atlanta, GA 30326 Ladies

October 4, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 (October 2, 2024)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 (October 2, 2024) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorpor

October 3, 2024 424B5

3,500,000 Shares The Pennant Group, Inc. Common Stock

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(5)  Registration No. 333-281302 PROSPECTUS SUPPLEMENT (To Prospectus dated August 6, 2024) 3,500,000 Shares The Pennant Group, Inc. Common Stock We are offering 3,500,000 shares of our common stock in this offering. Our common stock is listed on The Nasdaq Global Select Market (“Nasdaq”) under the symbol “PNTG.” On September 27, 2024, the last repor

October 3, 2024 EX-FILING FEES

Calculation of Filing Fee Tables (Form Type) The Pennant Group, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities

EX-FILINGFEES Calculation of Filing Fee Tables 424(b)(5) (Form Type) The Pennant Group, Inc.

September 30, 2024 424B5

Subject to Completion Dated September 30, 2024

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

August 20, 2024 CORRESP

August 20, 2024

August 20, 2024 VIA EDGAR Division of Corporation Finance Office of Finance United States Securities and Exchange Commission Washington, DC 20549 Attn: Robert Arzonetti James Lopez Amanda Ravitz Re: The Pennant Group, Inc.

August 6, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

August 6, 2024 EX-4.4

Form of Indenture

Exhibit 4.4 The Pennant Group, INC. INDENTURE Dated as of , 20 [         ] Trustee TABLE OF CONTENTS Page Article I. DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.1. Definitions 2 Section 1.2. Other Definitions 5 Section 1.3. Incorporation by Reference of Trust Indenture Act 5 Section 1.4. Rules of Construction 6 Article II. THE SECURITIES 6 Section 2.1. Issuable in Series 6 Section 2.2.

August 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2024. ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2024. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

August 6, 2024 EX-99.1

Pennant Reports Second Quarter 2024 Results Conference Call and Webcast scheduled for tomorrow, August 7, 2024 at 10:00 am MT

Exhibit 99.1 Pennant Reports Second Quarter 2024 Results Conference Call and Webcast scheduled for tomorrow, August 7, 2024 at 10:00 am MT EAGLE, Idaho – August 6, 2024 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the second quarter of 2024

August 6, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) The Pennant Group, Inc.

August 6, 2024 S-3ASR

As filed with the Securities and Exchange Commission on August 6, 2024

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 6, 2024 Registration No.

August 1, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 (July 31, 2024) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporati

August 1, 2024 EX-99.1

The Pennant Group Announces New $250 Million Credit Facility

EX-99.1 Press Release The Pennant Group Announces New $250 Million Credit Facility EAGLE, Idaho, August 1, 2024 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced that the Company has increased its credit facility by $100 million to an aggregate of $250 million. The borrowings are support

August 1, 2024 EX-10.1

AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 31, 2024 THE PENNANT GROUP, INC., as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO TRUIST BANK, as Administrative Agent TRUIST SECURITIES, INC., CITIBANK, N.A., REGIONS CAPITAL MARKETS, RBC

Execution Version Deal CUSIP: 70805FAC0 Revolver CUSIP: 70805FAD8 AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 31, 2024 among THE PENNANT GROUP, INC.

July 11, 2024 EX-99.1

Pennant Announces Agreement to Purchase the Assets of Signature Healthcare at Home

EX-99.1 Press Release Pennant Announces Agreement to Purchase the Assets of Signature Healthcare at Home EAGLE, Idaho, July 11, 2024 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, announced today that it has entered into asset purchase agreements to acquire assets of certain affiliat

July 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 (July 5, 2024) The

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 (July 5, 2024) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation

May 29, 2024 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 (May 23, 2024) The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation)

May 6, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fil

May 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2024. ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2024. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

May 6, 2024 EX-99.1

Pennant Reports First Quarter 2024 Results Conference Call and Webcast scheduled for tomorrow, May 7, 2024 at 10:00 am MT

Exhibit 99.1 Pennant Reports First Quarter 2024 Results Conference Call and Webcast scheduled for tomorrow, May 7, 2024 at 10:00 am MT EAGLE, Idaho – May 6, 2024 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the first quarter of 2024, report

April 11, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (as

March 12, 2024 EX-99.1

Pennant Group to Participate in the 2024 Oppenheimer Healthcare MedTech & Services Conference

EX-99.1 Press Release Pennant Group to Participate in the 2024 Oppenheimer Healthcare MedTech & Services Conference EAGLE, Idaho, March 12, 2024 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, announced today that it will participate in the upcoming 2024 Oppenheimer Healthcare MedTech & Services Confe

March 12, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

February 28, 2024 EX-99.1

Pennant Reports Fourth Quarter and Fiscal Year 2023 Results Conference Call and Webcast scheduled for tomorrow, February 29, 2024 at 10:00 am MT

Exhibit 99.1 Pennant Reports Fourth Quarter and Fiscal Year 2023 Results Conference Call and Webcast scheduled for tomorrow, February 29, 2024 at 10:00 am MT EAGLE, Idaho – February 28, 2024 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the

February 28, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2023. ☐ TRANSITION REPORT PURSUANT TO SEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2023. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP, INC.

February 28, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 The Pennant Gro

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 28, 2024 EX-21.1

List of Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. as of December 31, 2023: Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Apricus Home Health LLC Arizona Arches Home Care, Inc. Nevada Audition LLC Nevada Autumn Ridge Senior Living, Inc. Nevada Bear River Healthcare LLC N

February 14, 2024 SC 13G

PNTG / The Pennant Group, Inc. / 8 KNOTS MANAGEMENT, LLC - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

SC 13G 1 pntg-sc13g123123.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Pennant Group, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 70805E109 (CUSIP Number) December 31, 2023 (Date of E

February 14, 2024 EX-99.A

Exhibit A

EX-99.A 2 exa.htm JOINT FILING AGREEMENT 8 Knots Management, LLC SC 13G CUSIP No. 70805E109 13G Page 11 of 11 EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the common stock of The Pennant Group, Inc., dated as of February 14, 2024 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigne

February 13, 2024 SC 13G/A

PNTG / The Pennant Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01678-pennantgroupincthe.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Pennant Group Inc/The Title of Class of Securities: Common Stock CUSIP Number: 70805E109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to des

November 7, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

November 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2023. ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2023. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GR

November 7, 2023 EX-99.1

Pennant Reports Third Quarter 2023 Results Conference Call and Webcast scheduled for tomorrow, November 8, 2023 at 10:00 am MT

Exhibit 99.1 Pennant Reports Third Quarter 2023 Results Conference Call and Webcast scheduled for tomorrow, November 8, 2023 at 10:00 am MT EAGLE, Idaho – November 7, 2023 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the third quarter of 20

August 18, 2023 CORRESP

Securities and Exchange Commission

Securities and Exchange Commission Division of Corporation Finance via EDGAR August 18, 2023 Re: The Pennant Group, Inc.

August 8, 2023 EX-99.1

Pennant Reports Second Quarter 2023 Results Conference Call and Webcast scheduled for tomorrow, August 9, 2023 at 10:00 am MT

Exhibit 99.1 Pennant Reports Second Quarter 2023 Results Conference Call and Webcast scheduled for tomorrow, August 9, 2023 at 10:00 am MT EAGLE, Idaho – August 8, 2023 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the second quarter of 2023

August 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 The Pennant Group,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

August 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2023. ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2023. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

June 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 The Pennant Group,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission F

June 12, 2023 EX-10.1

CREDIT AGREEMENT dated as of October 1, 2019 THE PENNANT GROUP, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO TRUIST BANK as Administrative Agent TRUIST SECURITIES, INC., BOFA SECURITIES, INC., CITIZENS BANK, N.A., FIFTH THIRD BANK, NAT

Exhibit 10.1 Conformed through Second Amendment dated June 12, 2023 CREDIT AGREEMENT dated as of October 1, 2019 among THE PENNANT GROUP, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and TRUIST BANK as Administrative Agent TRUIST SECURITIES, INC., BOFA SECURITIES, INC., CITIZENS BANK, N.A., FIFTH THIRD BANK, NATIONAL ASSOCIATION and REGIONS SECURITIES LLC as Joint Lead Arrangers and

May 25, 2023 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

May 22, 2023 EX-99.01

The Pennant Group Appoints Lynette Walbom as Chief Financial Officer

EX-99.1 Press Release The Pennant Group Appoints Lynette Walbom as Chief Financial Officer EAGLE, Idaho, May 22, 2023 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced that its Board of Directors has appointed Lynette Walbom as Chief Financial Officer effective May 22, 2023. Before joini

May 22, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 The Pennant Group, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2023. ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2023. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

May 4, 2023 EX-99.1

Pennant Reports First Quarter 2023 Results Conference Call and Webcast scheduled for tomorrow, May 5, 2023 at 10:00 am MT

Exhibit 99.1 Pennant Reports First Quarter 2023 Results Conference Call and Webcast scheduled for tomorrow, May 5, 2023 at 10:00 am MT EAGLE, Idaho – May 4, 2023 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the first quarter of 2023, report

May 4, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fil

April 13, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (as

February 28, 2023 EX-99.01

The Pennant Group Appoints Barry Smith as Chairman and Brent Guerisoli as Director

EX-99.1 Press Release The Pennant Group Appoints Barry Smith as Chairman and Brent Guerisoli as Director EAGLE, Idaho, February 28, 2023 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced the appointment of Barry Smith as Chairman of its board of directors and Brent Guerisoli as a member

February 28, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 The Pennant Gro

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 23, 2023 EX-21.1

List of Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. as of December 31, 2022: Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Arches Home Care, Inc. Nevada Audition LLC Nevada Autumn Ridge Senior Living, Inc. Nevada Beach City Senior Living LLC Nevada Bear River Healthcare L

February 23, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2022. ☐ TRANSITION REPORT PURSUANT TO SEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2022. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP, INC.

February 23, 2023 EX-99.1

Pennant Reports Fourth Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, February 24, 2023 at 10:00 am MT

Exhibit 99.1 Pennant Reports Fourth Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, February 24, 2023 at 10:00 am MT EAGLE, Idaho – February 23, 2023 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the fiscal year and

February 9, 2023 SC 13G/A

PNTG / Pennant Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01649-pennantgroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Pennant Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 70805E109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate

December 13, 2022 EX-99.01

The Pennant Group Announces Share Repurchase Program

EX-99.1 Press Release The Pennant Group Announces Share Repurchase Program EAGLE, Idaho, December 13, 2022 ? The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced that its Board of Directors has approved a share repurchase program under which the Company may repurchase its common stock. ?We ar

December 13, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

November 15, 2022 EX-99.1

The Pennant Group Reorganizes Executive Team

EX-99.1 Press Release The Pennant Group Reorganizes Executive Team EAGLE, Idaho, November 15, 2022 ? The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced it would seek to enhance its leadership and finance team by initiating a search for a new Chief Financial Officer. ?As we chart the course

November 15, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

November 7, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2022. ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2022. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GR

November 7, 2022 EX-31.02

I, Jennifer L. Freeman, certify that:

EXHIBIT 31.2 I, Jennifer L. Freeman, certify that: 1.I have reviewed this annual report on Form 10-Q of The Pennant Group, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p

November 7, 2022 EX-32.01

CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32.1 CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of The Pennant Group, Inc. (the Company) on Form 10-Q for the period ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Brent Guerisoli, Chief Executive Officer of the Compan

November 7, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

November 7, 2022 EX-31.01

I, Brent Guerisoli, certify that:

EXHIBIT 31.1 I, Brent Guerisoli, certify that: 1.I have reviewed this annual report on Form 10-Q of The Pennant Group, Inc; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period

November 7, 2022 EX-99.1

Pennant Reports Third Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, November 8, 2022 at 10:00 am MT

Exhibit 99.1 Pennant Reports Third Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, November 8, 2022 at 10:00 am MT EAGLE, Idaho ? November 7, 2022 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the third quarter 2022,

November 7, 2022 EX-32.02

CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32.2 CERTIFICATION PURSUANT TO 18 U.S.C. ?1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of The Pennant Group, Inc. (the Company) on Form 10-Q for the period ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Jennifer L. Freeman, Chief Financial Officer of the Co

August 8, 2022 EX-99.1

Pennant Reports Second Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, August 9, 2022 at 10:00 am MT

Exhibit 99.1 Pennant Reports Second Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, August 9, 2022 at 10:00 am MT EAGLE, Idaho ? August 8, 2022 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the second quarter 2022, r

August 8, 2022 EX-32.01

CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32.1 CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of The Pennant Group, Inc. (the Company) on Form 10-Q for the period ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Brent Guerisoli, Chief Executive Officer of the Company, ce

August 8, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

August 8, 2022 EX-32.02

CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32.2 CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of The Pennant Group, Inc. (the Company) on Form 10-Q for the period ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Jennifer L. Freeman, Chief Financial Officer of the Company

August 8, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2022. ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2022. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

August 8, 2022 EX-31.02

I, Jennifer L. Freeman, certify that:

EXHIBIT 31.2 I, Jennifer L. Freeman, certify that: 1.I have reviewed this annual report on Form 10-Q of The Pennant Group, Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the p

August 8, 2022 EX-31.01

I, Brent Guerisoli, certify that:

EXHIBIT 31.1 I, Brent Guerisoli, certify that: 1.I have reviewed this annual report on Form 10-Q of The Pennant Group, Inc; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period

July 29, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission F

July 29, 2022 EX-10.1

CONSULTING AGREEMENT

Exhibit No. 10.1 CONSULTING AGREEMENT This Consulting Agreement (?Agreement?), dated as of July 25, 2022 and effective as of August 1, 2022 (the ?Effective Date?), is made and entered into by and between Daniel H Walker (?Consultant?) and The Pennant Group, Inc. (?Company?). WHEREAS, Consultant will be retiring from his position as Chief Executive Officer of the Company effective July 31, 2022; WH

July 29, 2022 EX-10.2

July 25, 2022

Exhibit No. 10.2 July 25, 2022 The Pennant Group, Inc. 1675 E. Riverside Drive, Suite 150 Eagle, Idaho 83616 Attn: Daniel H Walker Re: Amendment to Restricted Stock Unit Agreement Dear Daniel, You and The Pennant Group, Inc. (the ?Company?) entered into a Restricted Stock Unit Agreement (the ?RSU Agreement?) on October 1, 2019, pursuant to which the Company granted you 1,192,842 restricted stock u

June 7, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

June 7, 2022 EX-99.1

Pennant Announces New Leadership Structure

EX-99.1 Press Release Pennant Announces New Leadership Structure EAGLE, Idaho, June 7, 2022 ? The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of operating subsidiaries that provide home health, hospice and senior living services, announced today that its Board of Directors has appointed Brent Guerisoli, current President of Pennant, to succeed Daniel Walker as Chief Executive Officer of

June 3, 2022 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

May 9, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fil

May 9, 2022 EX-99.1

Pennant Reports First Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, May 10, 2022 at 10:00 am MT

Exhibit 99.1 Pennant Reports First Quarter 2022 Results Conference Call and Webcast scheduled for tomorrow, May 10, 2022 at 10:00 am MT EAGLE, Idaho ? May 9, 2022 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the first quarter 2022, reportin

May 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2022. ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2022. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

April 14, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEF 14A 1 fy2021proxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confi

February 28, 2022 EX-21.1

List of Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. as of December 31, 2021: Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Arches Home Care, Inc. Nevada Autumn Ridge Senior Living, Inc. Nevada Beach City Senior Living LLC Nevada Bear River Healthcare LLC Nevada Black Moun

February 28, 2022 EX-4.1

DESCRIPTION OF SECURITIES

EXHIBIT 4.1 DESCRIPTION OF SECURITIES As of December 31, 2021, The Pennant Group, Inc. has registered one class of securities under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). Description of Common Stock The following description of our Common Stock (as defined below) is a summary and does not purport to be complete. It is subject to and qualified in its ent

February 28, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2021. ☐ TRANSITION REPORT PURSUANT TO SEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2021. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP, INC.

February 28, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 28, 2022 EX-99.1

Pennant Reports Fourth Quarter and Full Year 2021 Results Conference Call and Webcast scheduled for tomorrow, March 1, 2022 at 10:00 am MT

Exhibit 99.1 Pennant Reports Fourth Quarter and Full Year 2021 Results Conference Call and Webcast scheduled for tomorrow, March 1, 2022 at 10:00 am MT EAGLE, Idaho ? February 28, 2022 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the fourth

February 22, 2022 EX-3.1

Second Amended and Restated Bylaws of The Pennant Group, Inc., effective as of February 21, 2022 (incorporated by reference to Exhibit 3.1 to The Pennant Group, Inc.’s Current Report on Form 8-K (File No. 001-38900) filed with the SEC February 22, 2022)

Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF THE PENNANT GROUP, INC. (Effective as of February 21, 2022) ARTICLE I OFFICES Section 1.01Registered Office. The registered office of The Pennant Group, Inc. (the ?corporation?) in the State of Delaware shall be at 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the corporation?s registered agent at

February 22, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 10, 2022 SC 13G/A

PNTG / Pennant Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Pennant Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 70805E109 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

January 27, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

January 27, 2022 EX-2.1

OPERATIONS TRANSFER AGREEMENT

EX-2.1 OPERATIONS TRANSFER AGREEMENT This OPERATIONS TRANSFER AGREEMENT (this ?Agreement?) is made and entered into as of January 27, 2022 (the ?Execution Date?), by and among [ ] a [ ] [ ] (?Current Operator?), [ ] a [ ] [ ] (?New Operator?) and solely for purposes of Section 13.15 of this Agreement, The Pennant Group, Inc., a Delaware corporation (?Guarantor?). R E C I T A L S A.Current Operator

January 27, 2022 EX-99.1

Pennant Announces Strategic Senior Living Transactions

EX-99.1 Press Release Pennant Announces Strategic Senior Living Transactions EAGLE, Idaho, January 27, 2022 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG) (the ?Company?), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced a series of strategic transactions that better positions its senior living portfolio for success

December 23, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

December 23, 2021 EX-99.1

The Pennant Group Announces Director Changes

EX-99.1 Press Release The Pennant Group Announces Director Changes EAGLE, Idaho, December 23, 2021 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced that Mr. Roderic W. Lewis notified the Board of Directors (the ?Board?) that he intends to retire as a director of the com

November 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2021. ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2021. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GR

November 8, 2021 EX-99.1

Pennant Reports Third Quarter 2021 Results Conference Call and Webcast scheduled for tomorrow, November 9, 2021 at 10:00 am MT

Exhibit 99.1 Pennant Reports Third Quarter 2021 Results Conference Call and Webcast scheduled for tomorrow, November 9, 2021 at 10:00 am MT EAGLE, Idaho ? November 8, 2021 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the third quarter of fi

November 8, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

November 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

November 1, 2021 EX-99.1

Pennant Previews Third Quarter 2021 Results, Adjusts Guidance and Announces Earnings Release and Call Date

Exhibit 99.1 Pennant Previews Third Quarter 2021 Results, Adjusts Guidance and Announces Earnings Release and Call Date EAGLE, Idaho ? November 1, 2021 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of operating subsidiaries that provide home health, hospice and senior living services, provides the following preview of its expected results for the third quarter ended

August 9, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2021. ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2021. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

August 9, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

August 9, 2021 EX-99.1

Pennant Reports Second Quarter 2021 Results Conference Call and Webcast scheduled for tomorrow, August 10, 2021 at 10:00 am MT

Exhibit 99.1 Pennant Reports Second Quarter 2021 Results Conference Call and Webcast scheduled for tomorrow, August 10, 2021 at 10:00 am MT EAGLE, Idaho ? August 9, 2021 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the second quarter of fis

May 28, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

May 28, 2021 EX-10.1

THE NONQUALIFIED DEFERRED COMPENSATION PLAN PLAN DOCUMENT 2 THE NONQUALIFIED DEFERRED COMPENSATION PLAN Section 1. Purpose By execution of the Adoption Agreement, the Company has adopted the Plan set forth herein, and in the Adoption Agreement, to pr

THE NONQUALIFIED DEFERRED COMPENSATION PLAN PLAN DOCUMENT 2 THE NONQUALIFIED DEFERRED COMPENSATION PLAN Section 1.

May 6, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fil

May 6, 2021 EX-99.1

Pennant Reports First Quarter 2021 Results Conference Call and Webcast scheduled for tomorrow, May 7, 2021 at 10:00 am MT

Exhibit 99.1 Pennant Reports First Quarter 2021 Results Conference Call and Webcast scheduled for tomorrow, May 7, 2021 at 10:00 am MT EAGLE, Idaho ? May 6, 2021 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the first quarter of fiscal year

May 6, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2021. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

April 13, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (as

April 1, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission F

February 24, 2021 EX-99.2

Pennant Announces Credit Facility Upsize

EX-99.2 4 release-pennantxcreditupsi.htm EX-99.2 Exhibit 99.2 Pennant Announces Credit Facility Upsize EAGLE, Idaho, February 23, 2020 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of operating subsidiaries that provide home health, hospice and senior living services, announced that it has amended its revolving credit facility effective today, increasing its revolving line of credit

February 24, 2021 EX-21.1

List of Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. as of December 31, 2020: Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Arches Home Care, Inc. Nevada Autumn Ridge Senior Living, Inc. Nevada Beach City Senior Living LLC Nevada Bear River Healthcare LLC Nevada Black Moun

February 24, 2021 EX-10.1

CREDIT AGREEMENT dated as of October 1, 2019 THE PENNANT GROUP, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO TRUIST BANK as Administrative Agent TRUIST SECURITIES, INC., BofA Securities, Inc., CITIZENS BANK, N.A., FIFTH THIRD BANK, NAT

Exhibit 10.1 Conformed through First Amendment dated February 23, 2021 CREDIT AGREEMENT dated as of October 1, 2019 among THE PENNANT GROUP, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and TRUIST BANK as Administrative Agent TRUIST SECURITIES, INC., BofA Securities, Inc., CITIZENS BANK, N.A., FIFTH THIRD BANK, NATIONAL ASSOCIATION and Regions Securities LLC as Joint Lead Arrangers

February 24, 2021 EX-99.1

THE PENNANT GROUP, INC. CONSOLIDATED AND COMBINED STATEMENTS OF INCOME (unaudited, in thousands, except for per-share amounts)

Exhibit 99.1 Pennant Reports Fiscal Year 2020 and Fourth Quarter Results Conference Call and Webcast scheduled for tomorrow, February 25, 2021 at 10:00 am MT EAGLE, Idaho – February 24, 2021 (GLOBE NEWSWIRE) - The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced its operating results for the

February 24, 2021 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2021 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

February 24, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2020. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP, INC.

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Pennant Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 70805E109 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

November 10, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

November 10, 2020 EX-99.1

Pennant Reports 2020 Third Quarter Results

Pennant Reports 2020 Third Quarter Results Conference Call and Webcast scheduled for tomorrow, November 11, 2020 at 10:00 am MT EAGLE, Idaho – November 10, 2020 (GLOBE NEWSWIRE) - The Pennant Group, Inc.

November 10, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2020. ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2020. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GR

October 29, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissio

October 29, 2020 EX-99.1

The Pennant Group Expands Leadership Team

EX-99.1 Press Release The Pennant Group Expands Leadership Team EAGLE, Idaho, October 29, 2020 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of the Pennant group of affiliated home health, hospice and senior living companies, today announced it will expand its leadership team, appointing Brent Guerisoli as Pennant’s new President, to be effective January 1, 2021. Daniel Walker, who

August 11, 2020 EX-99.1

Pennant Reports 2020 Second Quarter Results

Pennant Reports 2020 Second Quarter Results Conference Call and Webcast scheduled for tomorrow, August 12, 2020 at 10:00 am MT EAGLE, Idaho - Aug.

August 11, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2020. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

August 11, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission

May 28, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

May 13, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2020. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP,

May 13, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission Fi

May 13, 2020 EX-99.1

THE PENNANT GROUP, INC. CONDENSED CONSOLIDATED AND COMBINED STATEMENTS OF INCOME (unaudited, in thousands, except for per-share amounts)

Pennant Reports Fiscal Year 2020 First Quarter Financial Results Conference Call and Webcast scheduled for tomorrow, May 14, 2020 at 10:00 am MT EAGLE, Idaho - May 13, 2020 (GLOBE NEWSWIRE) - The Pennant Group, Inc.

April 14, 2020 DEF 14A

PNTG / The Pennant Group, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission only (as

March 4, 2020 EX-21.1

List of Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. as of December 31, 2019: Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Arches Home Care, Inc. Nevada Autumn Ridge Senior Living, Inc. Nevada Beach City Senior Living LLC Nevada Brenwood Park Senior Living, Inc. Nevada Br

March 4, 2020 EX-99.1

THE PENNANT GROUP, INC. CONSOLIDATED AND COMBINED STATEMENTS OF INCOME (In thousands, except for per-share amounts)

Pennant Reports Fiscal Year 2019 and Fourth Quarter Financial Results Conference Call and Webcast scheduled for tomorrow, March 5, 2020 at 10:00 am MT EAGLE, Idaho - March 4, 2020 (GLOBE NEWSWIRE) - The Pennant Group, Inc.

March 4, 2020 EX-4.1

Exhibit 4.1

EXHIBIT 4.1 DESCRIPTION OF SECURITIES As of December 31, 2019, The Pennant Group, Inc. has registered one class of securities under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Description of Common Stock The following description of our Common Stock (as defined below) is a summary and does not purport to be complete. It is subject to and qualified in its ent

March 4, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2019. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GROUP, INC.

March 4, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commission F

February 12, 2020 SC 13G/A

70805E109 / Pennant Group Inc/The / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Pennant Group Inc/The Title of Class of Securities: Common Stock CUSIP Number: 70805E109 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

November 22, 2019 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2019 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

November 12, 2019 EX-99.1

THE PENNANT GROUP, INC. CONDENSED COMBINED STATEMENTS OF INCOME (In thousands, except for per-share amounts) Three Months Ended September 30, Nine Months Ended September 30, 2019 2018 2019 2018 Revenue $ 88,398 $ 72,953 $ 249,039 $ 210,721 Expense Co

Pennant Reports Third Quarter Financial Results Conference Call and Webcast scheduled for tomorrow, November 13, 2019 at 10:00 am MT EAGLE, Idaho - November 12, 2019 (GLOBE NEWSWIRE) - The Pennant Group, Inc.

November 12, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2019 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or other jurisdiction of incorporation) (Commissi

November 12, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2019. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number: 001-38900 THE PENNANT GR

November 8, 2019 SC 13G

PNTG / The Pennant Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: The Pennant Group Inc Title of Class of Securities: Common Stock CUSIP Number: 70805E109 Date of Event Which Requires Filing of this Statement: October 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Ru

October 3, 2019 EX-3.2

Amended and Restated By-laws of The Pennant Group, Inc., effective as of September 27, 2019.

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF THE PENNANT GROUP, INC. (Effective as of September 27, 2019) ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of The Pennant Group, Inc. (the “corporation”) in the State of Delaware shall be at 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the corporation’s registered agent a

October 3, 2019 EX-10.11

The Pennant Group, Inc. 2019 Long Term Incentive Plan.

EX-10.11 Exhibit 10.11 THE PENNANT GROUP, INC. 2019 LONG TERM INCENTIVE PLAN THE PENNANT GROUP, INC. 2019 LONG TERM INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company by aiding the Company in attracting and retaining employees, officers, consultants, independent contractors and directors capable of assuring the future success of the Company and its

October 3, 2019 EX-2.1

Master Separation Agreement, dated as of October 1, 2019, by and between The Ensign Group, Inc. and The Pennant Group, Inc.*

EX-2.1 Exhibit 2.1 MASTER SEPARATION AGREEMENT by and between THE ENSIGN GROUP, INC. and THE PENNANT GROUP, INC. dated as of October 1, 2019 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Interpretation 9 ARTICLE II THE REORGANIZATION 10 Section 2.1 Transfers of Assets and Assumptions of Liabilities 10 Section 2.2 Pennant Assets and Ensign Assets 13 Section 2.

October 3, 2019 EX-10.2

Tax Matters Agreement, dated as of October 1, 2019, by and between The Pennant Group, Inc. and The Ensign Group, Inc.

EX-10.2 Exhibit 10.2 TAX MATTERS AGREEMENT THIS TAX MATTERS AGREEMENT is dated as of October 1, 2019, by and among The Ensign Group, Inc. (“Ensign”), a Delaware corporation, by and on behalf of itself and each Affiliate of Ensign (as determined after the Distribution), and The Pennant Group, Inc., a Delaware corporation, and currently a direct, subsidiary of Ensign (“SpinCo”), by and on behalf of

October 3, 2019 EX-99.3

The Pennant Group, Inc. Announces Completion of Spin-off from The Ensign Group, Inc.

EX-99.3 11 d812063dex993.htm EX-99.3 Exhibit 99.3 The Pennant Group, Inc. Announces Completion of Spin-off from The Ensign Group, Inc. EAGLE, Idaho, October 1, 2019 – The Pennant Group, Inc. (NASDAQ: PNTG), the parent company of operating subsidiaries that provide home health, hospice and senior living services, announced today that it has successfully completed its spin-off from The Ensign Group,

October 3, 2019 EX-10.12

The Pennant Group, Inc. 2019 Omnibus Incentive Plan.

EX-10.12 Exhibit 10.12 THE PENNANT GROUP, INC. 2019 OMNIBUS INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its stockholders by aiding the Company in attracting and retaining officers, consultants, independent contractors and Directors capable of assuring the future success of the Company and to attract and retain officers, employees and ind

October 3, 2019 EX-3.1

Amended and Restated Certificate of Incorporation of The Pennant Group, Inc., effective as of September 27, 2019.

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE PENNANT GROUP, INC. The Pennant Group, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies that: FIRST: The Certificate of Incorporation of the Corporation (the “Original Certificate of Incorporation”) was originally filed

October 3, 2019 EX-10.3

Employee Matters Agreement, dated as of October 1, 2019, by and between The Ensign Group, Inc. and The Pennant Group, Inc.

EX-10.3 7 d812063dex103.htm EX-10.3 Exhibit 10.3 EMPLOYEE MATTERS AGREEMENT by and between THE PENNANT GROUP, INC. and THE ENSIGN GROUP, INC. Dated as of October 1, 2019 EMPLOYEE MATTERS AGREEMENT This EMPLOYEE MATTERS AGREEMENT (this “Agreement”) is made and entered into as of October 1, 2019, by and between The Pennant Group, Inc., a Delaware corporation (“SpinCo”), and The Ensign Group, Inc., a

October 3, 2019 EX-10.5

Credit Agreement, dated as of October 1, 2019, by and among The Pennant Group, Inc., as borrower, SunTrust Bank, as administrative agent, and the lenders from time to time party thereto.

EX-10.5 Exhibit 10.5 Deal CUSIP: 70805FAA4 Revolver CUSIP: 70805FAB2 CREDIT AGREEMENT dated as of October 1, 2019 among THE PENNANT GROUP, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and SUNTRUST BANK as Administrative Agent SUNTRUST ROBINSON HUMPHREY, INC., BOFA SECURITIES, INC. and REGIONS SECURITIES LLC as Joint Lead Arrangers and Joint Book Managers BANK OF AMERICA, N.A. and RE

October 3, 2019 EX-10.1

Transition Services Agreement, dated as of October 1, 2019, by and between The Ensign Group, Inc. and The Pennant Group, Inc.

EX-10.1 Exhibit 10.1 TRANSITION SERVICES AGREEMENT by and between THE ENSIGN GROUP, INC. and THE PENNANT GROUP, INC. dated as of October 1, 2019 1 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 4 Section 1.1 Certain Definitions 4 Section 1.2 Interpretation 6 ARTICLE II SERVICES 7 Section 2.1 Services 7 Section 2.2 Additional Services 8 Section 2.3 No Violations 9 Section 2.4 Third-Party Providers 9

October 3, 2019 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 27, 2019 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or Other Jurisdiction of Incorporation) (Com

September 25, 2019 EX-4.7

The Ensign Group, Inc. 2007 Omnibus Incentive Plan

EX-4.7 Exhibit 4.7 THE ENSIGN GROUP, INC. 2007 OMNIBUS INCENTIVE PLAN Table of Contents SECTION 1. PURPOSE 1 SECTION 2. DEFINITIONS 1 SECTION 3. ADMINISTRATION 3 (a) Power and Authority of the Committee 3 (b) Power and Authority of the Board 4 SECTION 4. SHARES AVAILABLE FOR AWARDS 4 (a) Shares Available 4 (b) Accounting for Awards 4 (c) Adjustments 5 SECTION 5. ELIGIBILITY 5 SECTION 6. AWARDS 5 (

September 25, 2019 S-8

As filed with the Securities and Exchange Commission on September 25, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 The Pennant Group, Inc. (Exact name of regis

Table of Contents Registration No. 333- As filed with the Securities and Exchange Commission on September 25, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 83-3349931 (State or other jurisdiction of incorporation or

September 10, 2019 EX-99.1

Information Statement Distribution of Common Stock of THE PENNANT GROUP, INC. THE ENSIGN GROUP, INC. THE ENSIGN GROUP, INC. STOCKHOLDERS

EX-99.1 2 d800392dex991.htm EX-99.1 Table of Contents Exhibit 99.1 September 9, 2019 Dear Stockholder of The Ensign Group, Inc.: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (“Ensign”) has approved the spin-off (the “spin-off”) of The Pennant Group, Inc. (“Pennant”), a wholly-owned subsidiary of Ensign. Upon completion of the spin-off, the stockholders of Ensign

September 10, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 9, 2019 The Pennant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38900 83-3349931 (State or Other Jurisdiction of Incorporation) (Commissi

September 5, 2019 CORRESP

PNTG / The Pennant Group, Inc. CORRESP - -

CORRESP The Pennant Group, Inc. 1675 East Riverside Drive Suite 150 Eagle, Idaho 83616 September 5, 2019 VIA EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: The Pennant Group, Inc. Registration Statement on Form 10 File No. 001-38900 Ladies and Gentleman: Th

September 3, 2019 EX-99.2

Form of Notice of Internet Availability of Information Statement

EX-99.2 8 d693607dex992.htm EX-99.2 Exhibit 99.2 Exhibit 99.2 Important Notice Regarding the Availability of Information Statement Materials THE ENSIGN GROUP, INC. THE ENSIGN GROUP, INC. 29222 RANCHO VIEJO RD., SUITE 127 SAN JUAN CAPISTRANO, CA 92675 You are receiving this communication because you hold shares in The Ensign Group, Inc. (“Ensign”). It has released informational materials regarding

September 3, 2019 10-12B/A

As filed with the Securities and Exchange Commission on September 3, 2019

As filed with the Securities and Exchange Commission on September 3, 2019 File No.

September 3, 2019 EX-10.9

Form of The Pennant Group, Inc. 2019 Long Term Incentive Plan

EX-10.9 Exhibit 10.9 THE PENNANT GROUP, INC. 2019 LONG TERM INCENTIVE PLAN THE PENNANT GROUP, INC. 2019 LONG TERM INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company by aiding the Company in attracting and retaining employees, officers, consultants, independent contractors and directors capable of assuring the future success of the Company and its A

September 3, 2019 EX-99.1

Preliminary Information Statement, dated September 3, 2019

Table of Contents Exhibit 99.1 , 2019 Dear Stockholder of The Ensign Group, Inc.: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (“Ensign”) has approved the spin-off (the “spin-off”) of The Pennant Group, Inc. (“Pennant”), a wholly-owned subsidiary of Ensign. Upon completion of the spin-off, the stockholders of Ensign will own substantially all of the outstanding

September 3, 2019 EX-21.1

Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of subsidiaries of The Pennant Group, Inc. immediately following the completion of the spin-off. Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Arches Home Care, Inc. Nevada Autumn Ridge Senior Living, Inc. Nevada Beach City Senior Living LLC Nevada Brenwood Park

September 3, 2019 CORRESP

PNTG / The Pennant Group, Inc. CORRESP - -

CORRESP September 3, 2019 VIA COURIER AND EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

September 3, 2019 EX-3.1

Form of Amended and Restated Certificate of Incorporation of The Pennant Group, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE PENNANT GROUP, INC. The Pennant Group, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies that: FIRST: The Certificate of Incorporation of the Corporation (the ?Original Certificate of Incorporation?) was originally filed in the

September 3, 2019 EX-3.2

Form of Amended and Restated Bylaws of The Ensign Group, Inc.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF THE PENNANT GROUP, INC. (Effective as of , 2019) ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of The Pennant Group, Inc. (the “corporation”) in the State of Delaware shall be at 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the corporation’s registered agent at that address shal

September 3, 2019 EX-10.10

Form of LTIP RS Granted Under The Pennant Group, Inc. 2019 Long Term Incentive Plan

Exhibit 10.10 Notice of Restricted Stock Award Grantee: Restricted Stock Number: Address: Plan: 2019 Long Term Incentive Plan Notice is hereby given of the following award (the ?Restricted Stock Award?) of Common Stock of The Pennant Group, Inc. (the ?Corporation?): Grant Date: Grant Price1: *** *** Type of Award: Restricted Stock V E S T I N G Vesting Schedule: [Vesting to be inserted at the time

August 19, 2019 EX-10.5

Form of The Pennant Group, Inc. 2019 Omnibus Incentive Plan

EX-10.5 Exhibit 10.5 THE PENNANT GROUP, INC. 2019 OMNIBUS INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its stockholders by aiding the Company in attracting and retaining officers, consultants, independent contractors and Directors capable of assuring the future success of the Company and to attract and retain officers, employees and indep

August 19, 2019 EX-99.1

Preliminary Information Statement, dated August 19, 2019

Table of Contents Exhibit 99.1 , 2019 Dear Stockholder of The Ensign Group, Inc.: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (?Ensign?) has approved the spin-off (the ?spin-off?) of The Pennant Group, Inc. (?Pennant?), a wholly-owned subsidiary of Ensign. Upon completion of the spin-off, the stockholders of Ensign will own substantially all of the outstanding

August 19, 2019 EX-10.8

Form of RS Granted Under The Pennant Group, Inc. 2019 Omnibus Incentive Plan

Exhibit 10.8 Notice of Restricted Stock Award Grantee: Restricted Stock Number: Address: Plan: 2019 Omnibus Incentive Plan Notice is hereby given of the following award (the ?Restricted Stock Award?) of Common Stock of The Pennant Group, Inc. (the ?Corporation?): Grant Date: Number of Restricted Stock Shares: *** *** Type of Award: Restricted Stock V E S T I N G Vesting Schedule: [Vesting to be in

August 19, 2019 EX-2.1

Form of Master Separation Agreement by and between The Ensign Group, Inc. and The Pennant Group, Inc.

Exhibit 2.1 MASTER SEPARATION AGREEMENT by and between THE ENSIGN GROUP, INC. and THE PENNANT GROUP, INC. dated as of [], 2019 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Interpretation 9 ARTICLE II THE REORGANIZATION 10 Section 2.1 Transfers of Assets and Assumptions of Liabilities 10 Section 2.2 Pennant Assets and Ensign Assets 13 Section 2.3 Pennant Liab

August 19, 2019 EX-10.7

Form of RSUs Granted Under The Pennant Group, Inc. 2019 Omnibus Incentive Plan

Exhibit 10.7 RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE THE PENNANT GROUP, INC. 2019 OMNIBUS INCENTIVE PLAN Participant: Grant Date: Number of Restricted Stock Units Granted: THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), dated as of the Grant Date specified above, is entered into by and between The Pennant Group, Inc. (the ?Company?), and the Participant specified above, purs

August 19, 2019 EX-10.1

Form of Transition Services Agreement by and between The Ensign Group, Inc. and The Pennant Group, Inc.

Exhibit 10.1 TRANSITION SERVICES AGREEMENT by and between THE ENSIGN GROUP, INC. and THE PENNANT GROUP, INC. dated as of [ ], 2019 1 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 4 Section 1.1 Certain Definitions 4 Section 1.2 Interpretation 6 ARTICLE II SERVICES 7 Section 2.1 Services 7 Section 2.2 Additional Services 8 Section 2.3 No Violations 9 Section 2.4 Third-Party Providers 9 Section 2.5 In

August 19, 2019 EX-10.10

Form of LTIP RS Granted Under The Pennant Group, Inc. 2019 Long Term Incentive Plan

Exhibit 10.10 Notice of Restricted Stock Award Grantee: Restricted Stock Number: Address: Plan: 2019 Long Term Incentive Plan Notice is hereby given of the following award (the ?Restricted Stock Award?) of Common Stock of The Pennant Group, Inc. (the ?Corporation?): Grant Date: Number of Restricted Stock Shares1: *** *** Type of Award: Restricted Stock V E S T I N G Vesting Schedule: [Vesting to b

August 19, 2019 EX-10.9

Form of The Pennant Group, Inc. 2019 Long Term Incentive Plan

Exhibit 10.9 THE PENNANT GROUP, INC. 2019 LONG TERM INCENTIVE PLAN THE PENNANT GROUP, INC. 2019 LONG TERM INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company by aiding the Company in attracting and retaining employees, officers, consultants, independent contractors and directors capable of assuring the future success of the Company and its Affiliate

August 19, 2019 EX-21.1

Subsidiaries of The Pennant Group, Inc.

Exhibit 21.1 List of Subsidiaries of The Pennant Group, Inc. The following is a list of the subsidiaries The Pennant Groups, Inc. will have immediately after the completion of the spin-off. Subsidiary Jurisdiction 2410 Stillhouse Senior Living, Inc. Nevada Alpowa Healthcare, Inc. Nevada Arches Home Care, Inc. Nevada Autumn Ridge Senior Living, Inc. Nevada Beach City Senior Living LLC Nevada Brenwo

August 19, 2019 EX-3.2

Form of Amended and Restated Bylaws of The Pennant Group, Inc.

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF THE PENNANT GROUP, INC. (Effective as of , 2019) ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of The Pennant Group, Inc. (the “corporation”) in the State of Delaware shall be at 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the corporation’s registered agent at that addre

August 19, 2019 EX-10.6

Form of Options Granted Under The Pennant Group, Inc. 2019 Omnibus Incentive Plan

EX-10.6 Exhibit 10.6 Notice of Stock Options Optionee: Option Number: Address: Plan: 2019 Omnibus Incentive Plan Notice is hereby given of the following Option Award grant (the “Option”) to purchase shares of the Common Stock of The Pennant Group, Inc. (the “Corporation”): Grant Date: Number of Option Shares: *** *** Type of Options: Non-Incentive Exercise Price Per Share: V E S T I N G Vesting Sc

August 19, 2019 EX-10.3

Form of Employee Matters Agreement by and between The Ensign Group, Inc. and The Pennant Group, Inc.

Exhibit 10.3 EMPLOYEE MATTERS AGREEMENT by and between THE PENNANT GROUP, INC. and THE ENSIGN GROUP, INC. Dated as of [•], 2019 EMPLOYEE MATTERS AGREEMENT This EMPLOYEE MATTERS AGREEMENT (this “Agreement”) is made and entered into as of [•], 2019, by and between The Pennant Group, Inc., a Delaware corporation (“SpinCo”), and The Ensign Group, Inc., a Delaware corporation (“RemainCo” and with SpinC

August 19, 2019 10-12B/A

As filed with the Securities and Exchange Commission on August 19, 2019

As filed with the Securities and Exchange Commission on August 19, 2019 File No. 001-38900 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE PENNANT GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 83-3

August 19, 2019 CORRESP

PNTG / The Pennant Group, Inc. CORRESP - -

August 19, 2019 VIA COURIER AND EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

August 19, 2019 EX-3.1

Form of Amended and Restated Certificate of Incorporation of The Pennant Group, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE PENNANT GROUP, INC. The Pennant Group, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies that: FIRST: The Certificate of Incorporation of the Corporation (the ?Original Certificate of Incorporation?) was originally filed in the

August 19, 2019 EX-10.11

Form of Indemnification Agreement to be entered into between The Pennant Group, Inc. and each of its directors and executive officers

Exhibit 10.11 THE PENNANT GROUP, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is effective as of , 2019, by and between The Pennant Group, Inc., a Delaware corporation (the ?Company?), and , an individual (the ?Indemnitee?). WHEREAS, the Company desires to attract and retain the services of highly qualified individuals, such as Indemnitee, to serve the Company a

August 19, 2019 EX-10.2

Form of Tax Matters Agreement by and between The Ensign Group, Inc. and The Pennant Group, Inc.

Exhibit 10.2 TAX MATTERS AGREEMENT THIS TAX MATTERS AGREEMENT is dated as of [ ], 2019, by and among The Ensign Group, Inc. (?Ensign?), a Delaware corporation, by and on behalf of itself and each Affiliate of Ensign (as determined after the Distribution), and The Pennant Group, Inc., a Delaware corporation, and currently a direct, subsidiary of Ensign (?SpinCo?), by and on behalf of itself and eac

August 19, 2019 EX-10.12

Form of Credit Agreement by and among The Pennant Group, Inc., as borrower, SunTrust Bank, as administrative agent, and the lenders from time to time party thereto

Exhibit 10.12 Deal CUSIP: [ ? ] Revolver CUSIP: [ ? ] CREDIT AGREEMENT dated as of [ ? ], 2019 among THE PENNANT GROUP, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and SUNTRUST BANK as Administrative Agent SUNTRUST ROBINSON HUMPHREY, INC., BOFA SECURITIES, INC. and REGIONS SECURITIES LLC as Joint Lead Arrangers and Joint Book Managers [ ? ] as Syndication Agent [ ? ] as Co-Document

August 19, 2019 EX-10.4

Form of Lease Agreement by and among subsidiaries of The Ensign Group, Inc. and subsidiaries of The Pennant Group, Inc.

Exhibit 10.4 MASTER LEASE THIS MASTER LEASE (this “Lease”) is entered into as of [], 2019, by and among each of the entities identified on Schedule 1 (collectively, “Landlord”), and each of the entities identified as “Tenant” on Schedule 2 (individually and collectively, “Tenant”). Notwithstanding anything in this Lease to the contrary, Landlord and Tenant hereby agree that this Lease shall not be

July 31, 2019 CORRESP

PNTG / The Pennant Group, Inc. CORRESP - -

CORRESP July 31, 2019 VIA COURIER AND EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

July 3, 2019 10-12B/A

As filed with the Securities and Exchange Commission on July 3, 2019

As filed with the Securities and Exchange Commission on July 3, 2019 File No. 001-38900 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE PENNANT GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 83-3349

July 3, 2019 EX-99.1

Preliminary Information Statement, dated July 3, 2019

Table of Contents Exhibit 99.1 , 2019 Dear Stockholder of The Ensign Group, Inc.: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (?Ensign?) has approved the spin-off (the ?spin-off?) of The Pennant Group, Inc. (?Pennant?), a wholly-owned subsidiary of Ensign. Upon completion of the spin-off, the stockholders of Ensign will own substantially all of the outstanding

July 3, 2019 CORRESP

PNTG / The Pennant Group, Inc. CORRESP - -

CORRESP July 3, 2019 VIA COURIER AND EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

May 6, 2019 EX-99.1

Preliminary Information Statement, dated May 6, 2019

Table of Contents Exhibit 99.1 , 2019 Dear Stockholder of The Ensign Group, Inc.: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (“Ensign”) has approved the spin-off (the “spin-off”) of The Pennant Group, Inc. (“Pennant”), a wholly-owned subsidiary of Ensign. Upon completion of the spin-off, the stockholders of Ensign will own substantially all of the outstanding

May 6, 2019 CORRESP

PNTG / The Pennant Group, Inc. CORRESP - -

CORRESP May 6, 2019 VIA COURIER AND EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

May 6, 2019 10-12B

As filed with the Securities and Exchange Commission on May 6, 2019

10-12B As filed with the Securities and Exchange Commission on May 6, 2019 File No.

April 2, 2019 DRSLTR

PNTG / The Pennant Group, Inc. DRSLTR - -

DRSLTR April 2, 2019 VIA COURIER AND EDGAR Division of Corporate Finance Office of Telecommunications United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

April 2, 2019 DRS/A

Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on April 2, 2019

Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on April 2, 2019 File No. 001- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHAN

April 2, 2019 EX-99.1

Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83

Table of Contents Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83 Exhibit 99.1 , 2019 Dear Stockholder of The Ensign Group, Inc.: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (?Ensign?) has approved the spin-off (the ?spin-off?) of The Pennant Group, Inc. (?Pennant?), a wholly-owned subsidiary of Ensign. Upon comp

February 12, 2019 DRS

Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on February 12, 2019

Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83 As submitted confidentially to the Securities and Exchange Commission on February 12, 2019 File No. 001- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE PENNANT GR

February 12, 2019 EX-99.1

Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83

EX-99.1 2 filename2.htm Table of Contents Confidential Treatment Requested by The Pennant Group, Inc. Pursuant to 17 C.F.R. Section 200.83 Exhibit 99.1 , 2019 Dear The Ensign Group, Inc. Stockholder: I am pleased to inform you that the board of directors of The Ensign Group, Inc. (“Ensign”) has approved the spin-off (the “spin-off”) of The Pennant Group, Inc. (“Pennant”), a wholly-owned subsidiary

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