CPSH / CPS Technologies Corporation - SEC Filings, Annual Report, Proxy Statement

CPS Technologies Corporation
US ˙ NasdaqCM ˙ US12619F1049

Basic Stats
CIK 814676
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CPS Technologies Corporation
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
August 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 CPS TECHNOLOGIES CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

August 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 28, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP.

August 1, 2025 EX-99.1

CPS Technologies Announces Second Quarter 2025 Financial Results Record Revenue of $8.1 Million and Continued Profitability

Exhibit 99.1 CPS Technologies Announces Second Quarter 2025 Financial Results Record Revenue of $8.1 Million and Continued Profitability Norton, Massachusetts – July 30, 2025 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal second quarter ended June 28, 2025. Second Quarter Highlights ● Revenue of $8.1 million, versus $5.0 milli

August 1, 2025 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Six Months Ended June 28, June 29, June 28, June 29, 2025 2024 2025 2024 Product sales $ 8,078,657 $ 5,030,313 $ 15,584,578 $ 10,942,947 Cost of product sales 6,742,341 5,260,305 13,017,261 10,266,629 Gross profit 1,336,316 (229,992 ) 2,567,317 676,318 Selling, general, and administrative expenses 1,1

May 29, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts

May 2, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 29, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP.

May 1, 2025 EX-99.1

CPS Technologies Announces First Quarter 2025 Financial Results Record Revenue of $7.5 Million and Return to Profitability Underscore Improved Outlook

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Announces First Quarter 2025 Financial Results Record Revenue of $7.5 Million and Return to Profitability Underscore Improved Outlook Norton, Massachusetts – April 30, 2025 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal first quarter ended March 29, 2025. First Quarter Highl

May 1, 2025 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 CPS TECHNOLOGIES CORP.

May 1, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

May 1, 2025 EX-99.2

CPS TECHNOLOGIES CORPORATION

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Fiscal Quarters Ended 29-Mar-25 30-Mar-24 Revenues: Product sales $ 7,505,921 $ 5,912,634 Total revenues 7,505,921 5,912,634 Cost of product sales 6,274,920 5,006,324 Gross Profit 1,231,001 906,310 Selling, general, and administrative expense 1,101,350 1,165,922 Operating income (loss) 129,651 (259,612 ) Other income, n

April 29, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

April 29, 2025 EX-99.1

Slide deck for April 29, 2025 annual meeting and posted on Company website.

Exhibit 99.1

March 17, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 28, 2024 or ☐ Transition Report Pur

3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 28, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOLOG

March 17, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240.

March 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 CPS TECHNOLOGIES C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

March 14, 2025 EX-99.2

CPS TECHNOLOGIES CORPORATION

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Year Ended December 28, December 30, December 28, December 30, 2024 2023 2024 2023 Revenues: Product sales $ 5,933,283 $ 6,747,199 $ 21,123,346 $ 27,550,646 Total revenues $ 5,933,283 $ 6,747,199 $ 21,123,346 $ 27,550,646 Cost of product sales 6,204,808 5,598,616 21,241,984 20,725,237 Gross Profit (Lo

March 14, 2025 EX-99.1

CPS Technologies Corporation Announces Fourth Quarter 2024 Financial Results Top Line Growth Set to Continue; Improving Outlook for 2025

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Fourth Quarter 2024 Financial Results Top Line Growth Set to Continue; Improving Outlook for 2025 Norton, Massachusetts – March 12, 2025 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal fourth quarter ended December 28, 2024. Fourth Quarter Summary ● Reve

December 5, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of (Commission File Number) (IR

December 5, 2024 EX-99.1

CPS Technologies Announces the Appointment of James Cavoli to its Board of Directors

EX-99.1 2 ex754525.htm EXHIBIT 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Announces the Appointment of James Cavoli to its Board of Directors Norton, Massachusetts – December 4, 2024 – CPS Technologies Corp. (NASDAQ:CPSH) (“CPS” or the “Company”) today announced the appointment of I. James Cavoli to its Board of Directors. Jim currently serves as president of Swagelok Company, a worldwide manufa

November 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 28, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

November 1, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission F

November 1, 2024 EX-99.2

CPS TECHNOLOGIES CORPORATION

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Nine Months Ended September 28, September 30, September 28, September 30, 2024 2023 2024 2023 Revenues: Product sales $ 4,247,116 $ 6,285,041 $ 15,190,063 $ 20,803,447 Total revenues 4,247,116 6,285,041 15,190,063 20,803,447 Cost of product sales 4,770,548 5,049,177 15,037,177 15,126,621 Gross profit

November 1, 2024 EX-99.1

CPS Technologies Corporation Announces Third Quarter 2024 Financial Results Set for Improved Financial Performance in Fourth Quarter and Beyond

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Third Quarter 2024 Financial Results Set for Improved Financial Performance in Fourth Quarter and Beyond Norton, Massachusetts – October 30, 2024 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal third quarter ended September 28, 2024. Third Quarter Summar

October 16, 2024 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission F

October 16, 2024 CORRESP

111 South Worcester Street, Norton, MA 02766 cpstechnologysolutions.com

October 16, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Patrick Fullem ([email protected]) Re: CPS Technologies Corp. Registration Statement on Form S-3 CIK No. 0000814676 File No. 333-282266 Request for Acceleration Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (File N

October 16, 2024 EX-16.1

Letter from Wolf & Company, P.C., dated October 16, 2024

Exhibit 16.1 October 16, 2024 Securities and Exchange Commission Office of the Chief Accountant of the SEC 100 F St NE Washington, D.C. 20549 Dear Ladies and Gentlemen: Effective with the completion of our review of the Company’s Form 10-Q for the quarter ended September 28, 2024, we will become the former independent registered public accounting firm for CPS Technologies Corp. (the “Company”). We

October 15, 2024 S-3/A

As filed with the Securities and Exchange Commission on October 15, 2024.

As filed with the Securities and Exchange Commission on October 15, 2024. Registration Statement No. 333-282266 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPS TECHNOLOGIES CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation

September 20, 2024 S-3

As filed with the Securities and Exchange Commission on September 20, 2024.

As filed with the Securities and Exchange Commission on September 20, 2024. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPS TECHNOLOGIES CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-28

September 20, 2024 EX-FILING FEES

Filing Fee Table*

Exhibit 107 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered (1) Proposed Maximum Offering Price Per Unit (3) Proposed Maximum Aggregate Offering Price (3) Fee Rate Amount of Registration Fee (2) Common Stock, $0.

August 2, 2024 CORRESP

August 2, 2024

August 2, 2024 Ms. Beverly Singleton Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission Washington, D.C. 20549 Re: CPS Technologies Corp. Form 10-K for the Fiscal Year Ended December 30, 2023 File No. 001-36807 Dear Ms. Singleton, On behalf of CPS Technologies Corp. (“CPS”) this letter responds to your letter dated July 26, 2024 regarding the a

August 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 29, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP.

August 2, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 30, 2023 or ☐ Tra

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-160

August 1, 2024 EX-99.1

CPS Technologies Corporation Announces Second Quarter 2024 Financial Results Performance Impacted by Contract Completion as Company Focuses on New Business Development

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Second Quarter 2024 Financial Results Performance Impacted by Contract Completion as Company Focuses on New Business Development Norton, Massachusetts – July 31, 2024 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal second quarter ended June 29, 2024. Sec

August 1, 2024 EX-99.2

CPS TECHNOLOGIES CORP. Statements of Operations and Other Comprehensive Income (Unaudited

Exhibit 99.2 CPS TECHNOLOGIES CORP. Statements of Operations and Other Comprehensive Income (Unaudited Three Months Ended Six Months Ended June 29, July 1, June 29, July 1, 2024 2023 2024 2023 Revenues: Product sales $ 5,030,313 $ 7,418,138 $ 10,942,947 $ 14,518,405 Total revenues 5,030,313 7,418,138 10,942,947 14,518,405 Cost of product sales 5,260,305 5,221,880 10,266,629 10,077,444 Gross margin

August 1, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 CPS TECHNOLOGIES CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

June 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 CPS TECHNOLOGIES COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

May 23, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts

May 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP.

May 3, 2024 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Fiscal Quarters Ended March 30, 2024 April 1, 2023 Revenues: Product sales $ 5,912,634 $ 7,100,267 Total revenues 5,912,634 7,100,267 Cost of product sales 5,006,324 4,855,564 Gross Margin 906,310 2,244,703 Selling, general, and administrative expense 1,165,922 1,550,522 Operating income (loss) (259,612 ) 694,181 Other

May 3, 2024 EX-99.1

CPS Technologies Corporation Announces First Quarter 2024 Financial Results Investing to Drive Higher Growth as the Year Progresses

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces First Quarter 2024 Financial Results Investing to Drive Higher Growth as the Year Progresses Norton, Massachusetts – May 1, 2024 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal first quarter ended March 30, 2024. First Quarter Summary ● Revenue of $5.9 m

May 3, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 CPS TECHNOLOGIES CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File N

April 29, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 CPS TECHNOLOGIES COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 CPS TECHNOLOGIES CORP.

March 14, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 30, 2023 or ☐ Transition Report Pur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOLOGIE

March 14, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240.

March 14, 2024 EX-97

CPS Technologies Corp. Policy for Recovery of Erroneously Awarded Compensation

Exhibit 97 CPS Technologies Corp. Policy for Recovery of Erroneously Awarded Compensation The Board of Directors (“Board”) of CPS Technologies Corp. (“CPS” or the “Company”) has adopted this Policy in order to maintain a culture of focused, diligent and responsible management, which discourages conduct detrimental to the growth of the Company and to ensure that incentive-based compensation (“Incen

March 8, 2024 EX-99.1

CPS Technologies Corporation Announces Fourth Quarter 2023 Financial Results Finished Year with Record Top Line Results; Large Pipeline of Opportunities for 2024 & Beyond

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Fourth Quarter 2023 Financial Results Finished Year with Record Top Line Results; Large Pipeline of Opportunities for 2024 & Beyond Norton, Massachusetts – March 6, 2024 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal fourth quarter ended December 30, 20

March 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

March 8, 2024 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Year Ended December 30, December 31, December 30, December 31, 2023 2022 2023 2022 Revenues: Product sales $ 6,747,199 $ 6,115,352 $ 27,550,646 $ 26,586,926 Total revenues $ 6,747,199 $ 6,115,352 $ 27,550,646 $ 26,586,926 Cost of product sales 5,598,616 4,489,640 20,725,237 19,285,846 Gross Margin 1,1

November 24, 2023 EX-10.1

Executive Agreement, dated as of November 21, 2023.

Exhibit 10.1 EXECUTIVE EMPLOYMENT AND CHANGE OF CONTROL AGREEMENT This Executive Employment and Change of Control Agreement (“Agreement”) is made effective as of the 21st day of November 2023 (the “Effective Date”), between CPS Technologies Corp., a Delaware corporation (the “Company”), and Brian Mackey (“Executive”). For good and valuable consideration, the receipt and sufficiency of which is her

November 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 21, 2023 CPS TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 21, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in Charter) Delaware 0-16088 04-2832509 (State or Other Jurisdiction of Incorporation or Organization)

November 3, 2023 EX-99.1

CPS Technologies Corporation Announces Third Quarter 2023 Financial Results Revenue of $6.3 Million; Company Remains on Track for Record Year

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Third Quarter 2023 Financial Results Revenue of $6.3 Million; Company Remains on Track for Record Year Norton, Massachusetts – November 1, 2023 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal third quarter ended September 30, 2023. Third Quarter Highligh

November 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

November 3, 2023 EX-99.2

CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited) Fiscal Quarters Ended Nine Months Ended September 30, October 1, September 30, October 1, 2023 2022 2023 2022 Revenues: Product sales $ 6,285,041 $ 6,748,117 $ 20,803,447 $ 20,471,574 Total Revenues 6,285,041 6,748,117 20,803,447 20,471,574 Cost of product sales 5,049,177 4,864,876 15,126,621 14,796,206 Gross Profit 1,235,864

November 3, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission F

August 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended July 1, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP. (

August 3, 2023 EX-99.1

CPS Technologies Corporation Announces Second Quarter 2023 Financial Results Record Revenue of $7.4 Million; Strong Outlook Continues; New CEO Poised to Take Helm

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Second Quarter 2023 Financial Results Record Revenue of $7.4 Million; Strong Outlook Continues; New CEO Poised to Take Helm Norton, Massachusetts – August 2, 2023 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal second quarter ended July 1, 2023. Second Q

August 3, 2023 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Six Months Ended July 1, July 2, July 1, July 2, 2023 2022 2023 2022 Revenues: Product sales $ 7,418,138 $ 7,070,743 $ 14,518,405 $ 13,723,457 Total revenues $ 7,418,138 $ 7,070,743 $ 14,518,405 $ 13,723,457 Cost of product sales 5,221,880 5,242,106 10,077,444 9,931,330 Gross Margin 2,196,259 1,828,63

August 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 CPS TECHNOLOGIES C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

July 21, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 21, 2023 CPS TECHNOLOGIES CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 21, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of (Commission File Number) (IRS E

July 21, 2023 EX-99.1

CPS Technologies Announces Appointment of Brian Mackey as President & CEO

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Announces Appointment of Brian Mackey as President & CEO Norton, Massachusetts – July 21, 2023 – CPS Technologies Corp. (NASDAQ: CPSH) (“CPS” or the “Company”) today announced that Brian Mackey, a seasoned professional with over 20 years of executive leadership experience, has been appointed president and chief executive officer of CPS effective

July 21, 2023 EX-10.1

Offer Letter, dated June 24, 2023, by and between CPS Technologies Corp. and Brian Mackey

Exhibit 10.1 June 24, 2023 Brian Mackey Lexington, Kentucky RE: Offer of Employment Dear Brian, On behalf of the Board of Directors of CPS Technologies Corporation I am pleased to extend the following offer of employment to you – to lead a great Company and a great team! Position Reporting To The Mission President and Chief Executive Officer (CEO) Board of Directors Drive 10-15% revenue CAGR over

May 25, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts

May 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 5, 2023 CPS TECHNOLOGIES CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 5, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in Charter) Delaware 0-16088 04-2832509 (State or Other Jurisdiction of Incorporation or Organization) (Commi

May 10, 2023 EX-10.2

Promissory Note, dated as of May 5, 2023, from the Company in favor of Rockland Trust Company.

Exhibit 10.2

May 10, 2023 EX-10.3

Commercial Security Agreement, dated as of May 5, 2023, by and between the Company and Rockland Trust Company.

Exhibit 10.3

May 10, 2023 EX-10.1

Business Loan Agreement (Asset Based), dated as of May 5, 2023, by and between the Company and Rockland Trust Company.

Exhibit 10.1

May 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended April 1, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP.

May 8, 2023 EX-99.2

CPS TECHNOLOGIES CORP.

Exhibit 99.2 CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited) Fiscal Quarters Ended April 1, April 2, 2023 2022 Revenues: Product sales $ 7,100,267 $ 6,652,714 Total revenues 7,100,267 6,652,714 Cost of product sales 4,855,564 4,689,224 Gross Profit 2,244,703 1,963,490 Selling, general, and administrative expense 1,550,522 1,416,393 Income from operations 694,181 547,097 Other income (e

May 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 CPS TECHNOLOGIES CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File N

May 8, 2023 EX-99.1

CPS Technologies Corporation Announces First Quarter 2023 Financial Results Record Revenue; Margin Expansion; Strong Book-to-Bill

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces First Quarter 2023 Financial Results Record Revenue; Margin Expansion; Strong Book-to-Bill Norton, Massachusetts – May 4, 2023 – CPS Technologies Corporation (NASDAQ:CPSH) (“CPS” or the “Company”) today announced financial results for the fiscal first quarter ended April 1, 2023. First Quarter Highlights ● Revenue of $7.1 m

May 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 CPS TECHNOLOGIES COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 CPS TECHNOLOGIES CORP.

April 24, 2023 EX-99.1

CPS TECHNOLOGIES CORPORATION ANNOUNCES CEO RESIGNATION

Exhibit 99.1 CPS TECHNOLOGIES CORPORATION ANNOUNCES CEO RESIGNATION Norton, Massachusetts, April 21, 2023. CPS Technologies Corporation (NASDAQ:CPSH) today announced that Michael McCormack has resigned as president and CEO of the Company. Michael McCormack’s resignation is effective April 21, 2023. Francis Hughes, Chairman of the Board of Directors, commented, “Since joining CPS in January 2021, a

April 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 19, 2023 CPS TECHNOLOGIES C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 19, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in Charter) Delaware 0-16088 04-2832509 (State or Other Jurisdiction of Incorporation or Organization) (Co

April 4, 2023 EX-10.1

Executive Severance Agreement, dated as of June 17, 2022.

Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (“Agreement”) is made effective as of February 7, 2022 (the “Effective Date”), between CPS Technologies Corp., a Delaware corporation (together with its successors, assigns and Affiliates (as defined below)) the “Company”), and Charles K. Griffith Jr. (“Executive”). WHEREAS, the Company and Executive have entered into an

April 4, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 17, 2022 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in Charter) Delaware 0-16088 04-2832509 (State or Other Jurisdiction of Incorporation or Organization) (Com

March 16, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240.

March 16, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2022 or ☐ Transition Report Pur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOLOGIE

March 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 CPS TECHNOLOGIES CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

March 8, 2023 EX-99.1

Call in Number: 1-844-943-2942 Conference ID: 693433

Exhibit 99.1 FOR RELEASE: IMMEDIATE CPS Technologies Corporation Announces Fourth Quarter and Year End 2022 Results Norton, Massachusetts, March 7, 2023. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $6.1 million and an operating profit of $309 thousand for the quarter ended December 31, 2022. This compares with revenues of $6.2 million and an operating profit of $312 thou

March 8, 2023 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Year Ended December 31, December 25, December 31, December 25, 2022 2021 2022 2021 Revenues: Product sales $ 6,115,352 $ 6,206,303 $ 26,586,926 $ 22,449,065 Total revenues $ 6,115,352 $ 6,206,303 $ 26,586,926 $ 22,449,065 Cost of product sales 4,489,640 4,851,502 19,285,846 17,659,347 Gross Margin 1,6

November 8, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended October 1, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP

November 3, 2022 EX-99.2

CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited) Three Months Ended Six Months Ended October 1, September 25, October 1, September 25, 2022 2021 2022 2021 Revenues: Product sales $ 6,748,117 $ 5,514,872 $ 20,471,574 $ 16,242,762 Total revenues 6,748,117 5,514,872 20,471,574 16,242,762 Cost of product sales 4,864,876 4,375,676 14,796,206 12,807,844 Gross Margin 1,883,241 1.1

November 3, 2022 EX-99.1

CPS TECHNOLOGIES CORPORATION ANNOUNCES THIRD QUARTER 2022 RESULTS

Exhibit 99.1 CPS Technologies Corporation 111 South Worcester Street Norton, MA 02766 www.cpstechnologysolutions.com David Costello (617) 875-2492 [email protected] CPS TECHNOLOGIES CORPORATION ANNOUNCES THIRD QUARTER 2022 RESULTS Norton, Massachusetts, November 2, 2022. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $6.7 million and an operating profit of $709 thousa

November 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission F

August 5, 2022 EX-99.2

CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited) Three Months Ended Six Months Ended July 2, June 26, July 2, June 26, 2022 2021 2022 2021 - - - - Revenues: Product sales $ 7,070,743 $ 5,862,183 $ 13,723,457 $ 10,727,890 - - - - Total revenues 7,070,743 5,862,183 13,723,457 10,727,890 Cost of product sales 5,242,106 4,510,600 9,931,330 8,432,168 - - - - Gross Margin 1,828,6

August 5, 2022 EX-99.1

CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2022 RESULTS

Exhibit 99.1 CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.cpstechnologysolutions.com CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2022 RESULTS Norton, Massachusetts, August 4, 2022. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $7.1 million and an operating

August 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended July 2, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP. (

August 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

May 25, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts

May 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended April 2, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CORP.

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File N

May 5, 2022 EX-99.1

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2022 RESULTS

Exhibit 99.1 CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.cpstechnologysolutions.com CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2022 RESULTS Norton, Massachusetts, May 4, 2022. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $6.7 million and an operating prof

May 5, 2022 EX-99.2

CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited) Fiscal Quarters Ended April 2, March 27, 2022 2021 Revenues: Product sales $ 6,652,714 $ 4,865,708 Total revenues 6,652,714 4,865,708 Cost of product sales 4,689,224 3,921,568 Gross Margin 1,963,490 944,140 Selling, general, and administrative expense 1,416,393 908,471 Income from operations 547,097 35,669 Other income (expen

May 3, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 CPS TECHNOLOGIES CORP.

March 16, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240.

March 10, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 25, 2021 or ☐ Transition Report Pur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 25, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOLOGIE

March 10, 2022 EX-4.7

Amendment dated September 8, 2021 to Credit and Security Agreement by and between CPS Technologies Corp. and The Massachusetts Business Development Corporation dated September 25, 2019

Exhibit 4.7

March 10, 2022 EX-4.4

Amendment dated May 17, 2021 to Credit and Security Agreement by and between CPS Technologies Corp. and The Massachusetts Business Development Corporation dated September 25, 2019

Exhibit 4.4

March 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

March 7, 2022 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Year Ended December 25, December 26, December 25, December 26, 2021 2020 2021 2020 Revenues: Product sales $ 6,206,303 $ 4,150,637 $ 22,449,065 $ 20,872,611 Total revenues $ 6,206,303 $ 4,150,637 $ 22,449,065 $ 20,872,611 Cost of product sales 4,851,502 3,651,987 17,659,347 16,702,848 Gross Margin 1,3

March 7, 2022 EX-99.1

CPS TECHNOLOGIES CORPORATION ANNOUNCES FOURTH QUARTER AND YEAR END 2021 RESULTS

Exhibit 99.1 CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.cpstechnologysolutions.com CPS TECHNOLOGIES CORPORATION ANNOUNCES FOURTH QUARTER AND YEAR END 2021 RESULTS Norton, Massachusetts, March 3, 2022. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $6.2 million and a

November 29, 2021 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 26, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS T

November 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 25, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

October 29, 2021 EX-99.2

CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited)

Exhibit 99.2 CPS TECHNOLOGIES CORPORATION Statements of Operations (Unaudited) Three Months Ended Nine Months Ended September 25, September 26, September 25, September 26, 2021 2020 2021 2020 Revenues: Product sales $ 5,514,872 $ 4,452,387 $ 16,242,762 $ 16,721,973 Total revenues 5,514,872 4,452,387 16,242,762 16,721,973 Cost of product sales 4,375,676 3,514,813 12,807,844 13,050,860 Gross Margin

October 29, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission F

October 29, 2021 EX-99.1

CPS TECHNOLOGIES CORPORATION ANNOUNCES THIRD QUARTER 2021 RESULTS

Exhibit 99.1 CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.alsic.com CPS TECHNOLOGIES CORPORATION ANNOUNCES THIRD QUARTER 2021 RESULTS Norton, Massachusetts, October 27, 2021. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $5.5 million and an operating loss of $88 thou

August 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 26, 2021 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CO

July 30, 2021 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

July 30, 2021 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2021 RESULTS

EX-99 2 prq22021pr.htm EXHIBIT NUMBER 99.1 PRESS RELEASE CPS Technologies Corp. Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.alsic.com CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2021 RESULTS Norton, Massachusetts, July 28, 2021. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $5.9 milli

July 30, 2021 EX-99

CPS TECHNOLOGIES CORP.

EX-99 3 prq22021prftbl.htm EXHIBIT 99.2 CPS TECHNOLOGIES CORP. Statements of Operations (Unaudited) Three Months Ended Six Months Ended June 26, June 27, June 26, June 27, 2021 2020 2021 2020 Revenues: Product sales $ 5,862,183 $ 5,758,015 $ 10,727,890 $ 12,269,586 Total revenues 5,862,183 5,758,015 10,727,890 12,269,586 Cost of product sales 4,510,600 4,574,686 8,432,168 9,536,047 Gross Margin 1,

May 14, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 CPS TECHNOLOGIES CORP. (Exact name of registrant as specified in its charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

May 14, 2021 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES CEO TRANSITION

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

May 12, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (Stat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts

May 11, 2021 10-Q

Quarterly Report - Q1 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 27, 2021 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

May 4, 2021 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2021 RESULTS

EX-99 2 k8results04302021pr.htm CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.alsic.com CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2021 RESULTS Norton, Massachusetts, April 29, 2021. CPS Technologies Corporation (NASDAQ:CPSH) today announced revenues of $4.9 million and an operating

May 4, 2021 8-K/A

Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporatio

May 4, 2021 EX-99

Financial results for the fiscal quarter ended March 27, 2021

EX-99 3 kresults04302021prftbl.htm EXHIBIT 99.2 CPS TECHNOLOGIES CORPORATION STATEMENT OF OPERATIONS (Unaudited) Fiscal Quarters Ended March 27, March 28, 2021 2020 Revenues: Product sales $ 4,865,708 $ 6,511,571 Total revenues 4,865,708 6,511,571 Cost of product sales 3,921,568 4,961,361 Gross Margin 944,140 1,550,210 Selling, general, and administrative expense 908,471 928,590 Income (loss) from

April 30, 2021 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

April 30, 2021 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2021 RESULTS

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

April 27, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 CPS TECHNOLOGIES CORP.

April 26, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 CPS TECHNOLOGIES CORP. (Exact name of registrant as specified in its charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

April 26, 2021 EX-9

CPS Technologies Corp. Common Stock (par value $0.01 per share) At-The-Market Issuance Sales Agreement

CPS Technologies Corp. Common Stock (par value $0.01 per share) At-The-Market Issuance Sales Agreement April 26, 2021 Craig-Hallum Capital Group LLC 222 South 9th Street, Suite 350 Minneapolis, MN 55402 Ladies and Gentlemen: CPS Technologies Corp., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with Craig-Hallum Capital Group LLC (?Craig-Hallum?), as follows: 1.

April 26, 2021 424B3

CPS TECHNOLOGIES CORP. Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-255373 PROSPECTUS SUPPLEMENT (To Prospectus Dated April 26, 2021) CPS TECHNOLOGIES CORP. $25,000,000 Common Stock We have entered into an At-The-Market Issuance Sales Agreement, or the Sales Agreement, with Craig-Hallum Capital Group LLC, or Craig-Hallum, relating to the sale of shares of our common stock, par value $0.01 per share, offered by

April 22, 2021 CORRESP

CPS Technologies Corp. 111 South Worcester Street Norton, MA 02766

CPS Technologies Corp. 111 South Worcester Street Norton, MA 02766 April 22, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jennifer Angelini RE: CPS Technologies Corp. Registration Statement on Form S-3 Filed April 20, 2021 File No. 333-255373 Acceleration Request Ladies and Gentlemen: Pursuant to Rule 461 of

April 20, 2021 EX-4

Specimen certificate for shares of Common Stock of the Company is incorporated herein by reference to Exhibit 4.2 to the Registration Statement on Form S-3 (Registration Statement No. 333-255373) filed with the Securities and Exchange Commission on April 20, 2021

April 20, 2021 S-3

-

As filed with the Securities and Exchange Commission on April 20, 2021. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPS TECHNOLOGIES CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-283250

April 20, 2021 EX-1.2

Form of At-The-Market Issuance Sales Agreement, dated , 2021, between the Company and Craig-Hallum Capital Group LLC

Exhibit 1.2 CPS Technologies Corp. Common Stock (par value $0.01 per share) At-The-Market Issuance Sales Agreement [l], 2021 Craig-Hallum Capital Group LLC 222 South 9th Street, Suite 350 Minneapolis, MN 55402 Ladies and Gentlemen: CPS Technologies Corp., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with Craig-Hallum Capital Group LLC (?Craig-Hallum?), as follo

March 25, 2021 S-8

-

As filed with the Securities and Exchange Commission on March 25, 2021 Registration No.

March 24, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __)* CPS Technologies Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class o

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* CPS Technologies Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 12619F104 (CUSIP Number) March 19, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

March 24, 2021 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned, pursuant to Rule 13d-1(k)(1) under the Act, hereby agrees and acknowledges that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the Common Stock and the information required by this Schedule 13G, to which this Agreement is attached as

March 23, 2021 SC 13D/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CPS TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) (

SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CPS TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12619F104 (CUSIP Number) Mark J. Macenka, Esq. Goodwin Procter LLP 100 Northern Ave. Boston, MA 02210 (617) 570-1000 (Name, Address and Teleph

March 23, 2021 EX-99.1

Joint Filing Agreement

CUSIP No. 12619F104 SCHEDULE 13D/A Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of CPS Technologies Corp. and further agree that this joint filing ag

March 17, 2021 EX-10

Amendment No. 1 dated November 7, 2008 to Standard Form Commercial Lease by and between Gifford Investments, Inc.(lessor) and Ceramics Process Systems Corporation dated July 19, 2006 is incorporated by reference to Exhibit 10.2 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

AMENDMENT #1 TO STANDARD FORM COMMERCIAL LEASE BETWEEN GIFFORD INVESTMENTS, INC., AND CERAMICS PROCESS SYSTEMS CORPORATION COMMENCING ON MARCH 1, 2006 In Schedule C, the words ?by September 1, 2007? are hereby replaced with ?between June 1, 2009 and September 30, 2009? LESSOR: Gifford Investments, Inc. By: /s/ Donald A. Roach Date: November 7, 2008 LESSEE: CPS Technologies Corporation By: /s/ Gran

March 17, 2021 EX-3

By-laws of the Company, as amended, are incorporated herein by reference to Exhibit 3.2 to the Company’s annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021

BY-LAWS OF CERAMICS PROCESS SYSTEMS CORPORATION ARTICLE 1 ?Stockholders 1.1 Place of Meetinqs. All meetings of stockholders shall be held at such place within or without the State of Delaware as may be designated from time .to. time by the Board of Directors or the President or, if not go designated, at the registered office of the corporation. 1.2 Annual Meeting. The annual meeting of stockholder

March 17, 2021 EX-10

Third Amendment dated January 6, 2015 to Standard Form Commercial Lease by and between Gifford Investments, Inc.(lessor) and CPS Technologies Corp. dated July 19, 2006 is incorporated by reference to Exhibit 10.7 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

EX-10 15 ex107leaseamend.htm EXHIBIT 10.7 THIRD AMENDMENT TO STANDARD FORM COMMERCIAL LEASE FROM GIFFORD INVESTMENTS, INC. (Landlord) TO CPS TECHNOLOGIES CORPORATION (Tenant) As of November 28, 2014 THIRD AMENDMENT TO STANDARD FORM COMMERCIAL LEASE This Third Amendment to Standard Form Commercial Lease (this “Amendment”) is made and entered into as of the 28th day of November, 2014, by and between

March 17, 2021 EX-4

CREDIT AND SECURITY AGREEMENT BY AND BETWEEN CPS TECHNOLOGIES CORP. AND THE MASSACHUSETTS BUSINESS DEVELOPMENT CORPORATION

CREDIT AND SECURITY AGREEMENT BY AND BETWEEN CPS TECHNOLOGIES CORP. AND THE MASSACHUSETTS BUSINESS DEVELOPMENT CORPORATION SEPTEMBER 25, 2019 CREDIT AND SECURITY AGREEMENT Dated as of September 25, 2019 CPS Technologies Corp., a Delaware corporation (the "Borrower"), and The Massachusetts Business Development Corporation (the "Lender") hereby agree as follows: ARTICLE I DEFINITIONS Section 1.1 Def

March 17, 2021 EX-10

2020 Stock Incentive Plan (“2020 Plan”) on March 3, 2020 is incorporated by reference to Exhibit 10.23 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

CPS TECHNOLOGIES CORP. 2020 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of this 2020 Equity Incentive Plan (the ?Plan?) of CPS Technologies Corp., a Delaware corporation (the ?Company?), is to advance the interests of the Company?s stockholders by enhancing the Company?s ability to attract, retain and motivate persons who are expected to make important contributions to the Company and by providi

March 17, 2021 DEF 14A

- PROXY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240.

March 17, 2021 EX-3

Restated Certificate of Incorporation of the Company, as amended, is incorporated herein by reference to Exhibit 3.1 to the Company’s annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021

RESTATED CERTIFICATE OF INCORPORATION OF CERAMICS PROCESS SYSTEMS CORPORATION, a Delaware corporation Incorporated April 13, 1987 Pursuant to Sections 242 and 245 of the General Corporation Laws of the State of Delaware.

March 17, 2021 EX-4

CNC Associates, Inc. Notification of Approval of Financing dated May 26, 2020.

March 17, 2021 10-K

Annual Report - 2020 10K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 26, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOL

March 17, 2021 EX-4

Amendment dated May 12, 2020 to Credit and Security Agreement by and between CPS Technologies Corp. and The Massachusetts Business Development Corporation dated September 25, 2019

March 17, 2021 EX-3

Certificate of Ownership and Merger Merging CPS Superconductor Corporation into Ceramics Process Systems Corporation dated March 15, 2007 is incorporated herein by reference to Exhibit 3.2 to the Company’s annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021

EX-3 11 ex34cpssuperconductorerger.htm EXHIBIT 3.4 CERTIFICATE OF OWNERSHIP AND MERGER MERGING CPS Superconductor Corporation (a Delaware corporation) INTO Ceramics Process Systems Corporation (a Delaware corporation) Pursuant to Section 253 of the General Corporation Law of the State of Delaware, Ceramics Process Systems Corporation, a corporation organized and existing under and by virtue of the

March 17, 2021 EX-10

Amendment No. 2 dated May 7, 2009 to Standard Form Commercial Lease by and between Gifford Investments, Inc.(lessor) and Ceramics Process Systems dated July 19, 2006 is incorporated by reference to Exhibit 10.6 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021).

AMENDMENT # 2 TO STANDARD FORM COMMERCIAL LEASE BETWEEN GIFFORD INVESTMENTS, INC., AND CERAMICS PROCESS SYSTEMS CORPORATION COMMENCING ON MARCH 1, 2006 Amendment #1 to said Lease is hereby cancelled. In Schedule C, the words ?by September 1, 2007? are hereby replaced with ?by September 30, 2010?. Lessor hereby agrees to pay for all repairs to Area 3 of the roof (see Schedule B) until Lessor replac

March 17, 2021 EX-10

Fifth Amendment dated January 25, 2021 to Standard Form Commercial Lease by and between Gifford Investments, Inc. and CPS Technologies Corp. dated July 19, 2006 is incorporated by reference to Exhibit 10.9 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

FIFTH AMENDMENT TO STANDARD FORM COMMERCIAL LEASE This Fifth Amendment to Standard Form Commercial Lease (this ?Fifth Amendment?) is made and entered into as of the 25th day of January, 2021, by and between GIFFORD INVESTMENTS, INC.

March 17, 2021 EX-3

Certificate of Amendment of Restated Certificate of Incorporation of the Company dated May 14, 2014 is incorporated herein by reference to Exhibit 3.4 to the Company’s annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021

EX-3 10 ex33certofcorprestated.htm EXHIBIT 3.3 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF CPS TECHNOLOGIES CORP. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) CPS Technologies Corp. (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify a

March 17, 2021 EX-10

Form of Stock Option Agreement for 2020 Equity Incentive Plan and Amended and Restated 2009 Stock Option Plan is incorporated by reference to Exhibit 10.26 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

CPS Technologies Corp. STOCK OPTION AGREEMENT CPS Technologies Corp. (the ?Company?) hereby grants the following stock option pursuant to its 2020 Equity Incentive Plan. The terms and conditions attached hereto are also a part hereof. Notice of Grant Name of optionee (the ?Participant?): Grant Date: Incentive Stock Option ? or Non-statutory Stock Option ? Number of shares of the Company?s Common S

March 17, 2021 EX-10

Amended and Restated 2009 Stock Incentive Plan is incorporated by reference to Exhibit 10.24 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

CPS TECHNOLOGIES CORPORATION AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN 1. Purpose The purpose of this Amended and Restated 2009 Stock Incentive Plan (the ?Plan?) of CPS Technologies Corporation, a Delaware corporation (the ?Company?), is to advance the interests of the Company?s stockholders by enhancing the Company?s ability to attract, retain and motivate persons who are expected to make im

March 17, 2021 EX-10

STANDARD FORM COMMERCIAL LEASE

EX-10 12 ex101exhibit101.htm EXHIBIT 10.1 STANDARD FORM COMMERCIAL LEASE 1. Parties. GIFFORD INVESTMENTS, INC., a Massachusetts corporation, having an address at 111 South Worcester Street, Norton, Massachusetts 02712 (the “Lessor”) does hereby lease to CERAMICS PROCESS SYSTEMS CORPORATION, a Massachusetts corporation, having an address at 111 South Worcester Street, Norton, Massachusetts 02712 (t

March 17, 2021 EX-10

Fourth Amendment dated February 28, 2018 to Standard Form Commercial Lease by and between Gifford Investments, Inc. and CPS Technologies Corp. dated July 19, 2006 is incorporated by reference to Exhibit 10.8 of the Company's annual report on Form 10-K (File No. 001-36807) filed with the Securities and Exchange Commission on March 17, 2021)

FOURTH AMENDMENT TO STANDARD FORM COMMERCIAL LEASE FROM GIFFORD INVESTMENTS, INC. (Landlord) TO CPS TECHNOLOGIES CORP. (Tenant) As of February 28, 2018 FOURTH AMENDMENT TO STANDARD FORM COMMERCIAL LEASE This Fourth Amendment to Standard Form Commercial Lease (this "Amendment") is made and entered into as of the 28th day of February 2018, by and between GIFFORD INVESTMENTS, INC., a Massachusetts co

February 26, 2021 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FOURTH QUARTER AND YEAR-END 2020 RESULTS

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

February 26, 2021 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission

December 16, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K DATED DECEMBER 14, 2020. ITEM 5.02 APPOINTMENT OF CERTAIN OFFICERS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2020 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission

December 16, 2020 EX-99

Michael E. McCormack II joins CPS Technologies Corporation as Chief Operating Officer

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

November 10, 2020 10-Q

Quarterly Report - Q3 2020 10Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 26, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGI

October 30, 2020 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits - Q3 2020 FINANCIAL RESULTS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2020 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission

October 30, 2020 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES THIRD QUARTER 2020 RESULTS

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

August 10, 2020 10-Q

Quarterly Report - Q2 2020 10Q DOCUMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 27, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CO

July 31, 2020 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

July 31, 2020 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2020 RESULTS

EX-99 2 q2pr2020pr.htm EX99.1 Q2 2020 FINANCIAL RESULTS PRESS RELEASE CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.alsic.com CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2020 RESULTS Norton, Massachusetts, July 29, 2020. CPS Technologies Corporation (NASDAQ: CPSH) today announced re

May 21, 2020 SD

- FORM SD CONFLICT MINERALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Conflict Minerals Disclosure CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts 02766 (Address of principal e

May 12, 2020 10-Q

Quarterly Report - Q1 2020 10-Q DOCUMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 28, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

April 28, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2020 CPS TECHNOLOGIES CORP.

April 6, 2020 DEFA14A

CPSH / CPS Technologies Corp. DEFA14A - - 2020 ANNUAL MEETING CHANGE IN VENUE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 13, 2020 10-K

CPSH / CPS Technologies Corp. 10-K - Annual Report - 2019 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 28, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOL

March 13, 2020 DEF 14A

CPSH / CPS Technologies Corp. DEF 14A - - DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

March 5, 2020 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

March 5, 2020 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FOURTH QUARTER 2019 RESULTS

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

November 6, 2019 10-Q

CPSH / CPS Technologies Corp. 10-Q - Quarterly Report - Q3 2019 10Q DOCUMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 28, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGI

October 11, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission F

September 27, 2019 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission

September 27, 2019 EX-99

CPS Technologies Corporation Establishes New $2.5 Million Credit Facility

CPS Technologies Corporation Establishes New $2.5 Million Credit Facility Norton, Massachusetts, September 26, 2019. CPS Technologies Corporation (Nasdaq:CPSH) today announced that it has entered into a new three year $2.5 million credit facility with The Massachusetts Business Development Corporation. The new credit facility replaces the $1.25 million credit facility with Santander Bank, due to e

September 27, 2019 EX-99

CREDIT AND SECURITY AGREEMENT BY AND BETWEEN CPS TECHNOLOGIES CORP. AND THE MASSACHUSETTS BUSINESS DEVELOPMENT CORPORATION

CREDIT AND SECURITY AGREEMENT BY AND BETWEEN CPS TECHNOLOGIES CORP. AND THE MASSACHUSETTS BUSINESS DEVELOPMENT CORPORATION SEPTEMBER 25, 2019 CREDIT AND SECURITY AGREEMENT Dated as of September 25, 2019 CPS Technologies Corp., a Delaware corporation (the "Borrower"), and The Massachusetts Business Development Corporation (the "Lender") hereby agree as follows: ARTICLE I DEFINITIONS Section 1.1 Def

August 21, 2019 EX-99

CPS TECHNOLOGIES CORPORATION APPOINTS RALPH M. NORWOOD TO ITS BOARD OF DIRECTORS

EX-99 2 prrn8212019bod.htm PRESS RELEASE AUGUST 21 2019 CPS TECHNOLOGIES CORPORATION APPOINTS RALPH M. NORWOOD TO ITS BOARD OF DIRECTORS Norton, Massachusetts, August 20, 2019. CPS Technologies Corporation (NASDAQ:CPSH) today announced the appointment of Ralph M. Norwood to the Company’s Board of Directors.. Mr. Norwood served as the Chief Financial Officer of CPS Technologies Corporation (CPS) fr

August 21, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fi

August 8, 2019 10-Q

CPSH / CPS Technologies Corp. 10-Q - Quarterly Report - Q2 2019 10Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 29, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CO

August 2, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

August 2, 2019 EX-9

CPS TECHNOLOGIES CORPORATION ANNOUNCES SECOND QUARTER 2019 RESULTS

CPS Technologies Corporation Chuck Griffith, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

May 30, 2019 SD

CPSH / CPS Technologies Corp. SD - - CONFLICT MINERALS DISCLOSURE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Conflict Minerals Disclosure CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts 02766 (Address of princ

May 14, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2019 CPS TECHNOLOGIES CORP.

May 14, 2019 10-Q

CPSH / CPS Technologies Corp. 10-Q Quarterly Report Q1 2019 10Q DOCUMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 30, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

May 7, 2019 EX-99

Offer Letter documenting the above

May 7, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File N

May 7, 2019 EX-99

CPS Technologies Corporation Announces Selection of new Chief Financial Officer

CPS Technologies Corporation Announces Selection of new Chief Financial Officer Norton, Massachusetts, April 8, 2019.

May 2, 2019 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2019 RESULTS

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

May 2, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File N

April 8, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2019 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commissio

April 8, 2019 EX-99

CPS Technologies Corporation Announces Selection of new Chief Financial Officer

CPS Technologies Corporation Announces Selection of new Chief Financial Officer Norton, Massachusetts, April 8, 2019.

March 18, 2019 DEF 14A

CPSH / CPS Technologies Corp. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

March 15, 2019 10-K

CPSH / CPS Technologies Corp. 2018 10-K DOCUMENT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 29, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOL

March 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2019 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

March 6, 2019 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES 2018 RESULTS

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

January 16, 2019 EX-99

CPS TECHNOLOGIES CORP. --- Fourth Quarter Update

CPS TECHNOLOGIES CORP. - Fourth Quarter Update Norton, Massachusetts, January 16, 2019. CPS Technologies Corporation (Nasdaq:CPSH) today announced that it expects revenues for the fourth quarter ended December 29, 2018 will approximate $6 million, compared with $3.8 million in the fourth quarter of 2017. In addition the Company announced that at year end it had paid off the balance drawn on its li

January 16, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2019 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commis

December 3, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2018 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832409 (State or other jurisdiction of incorporation) (Commission F

November 9, 2018 10-Q

CPSH / CPS Technologies Corp. Q3 2018 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 29, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGI

November 2, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commis

November 2, 2018 EX-99

CPS Technologies Corporation

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

August 9, 2018 10-Q

CPSH / CPS Technologies Corp. Q2 2018 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 30, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CO

August 3, 2018 EX-99

CPS Technologies Corporation

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

August 3, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2018 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commissi

June 22, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2018 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

June 22, 2018 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES ELECTION OF FRANCIS J. HUGHES, Jr., AS CHAIRMAN OF THE BOARD OF DIRECTORS

CPS TECHNOLOGIES CORPORATION ANNOUNCES ELECTION OF FRANCIS J. HUGHES, Jr., AS CHAIRMAN OF THE BOARD OF DIRECTORS CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.alsic.com Norton, Massachusetts, June 21, 2018. CPS Technologies Corporation (NASDAQ:CPSH) today announced its Board of Directors has e

May 24, 2018 SD

CPSH / CPS Technologies Corp. CONFLICT MINERALS 2017

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Conflict Minerals Disclosure CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts 02766 (Address of princ

May 15, 2018 10-Q

Quarterly Report - Q1 2018 10Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 31, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES C

May 9, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2018 CPS TECHNOLOGIES CORP.

May 3, 2018 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2018 RESULTS

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2018 RESULTS CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

May 3, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2018 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission

March 20, 2018 DEF 14A

CPSH / CPS Technologies Corp. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

March 12, 2018 10-K

CPSH / CPS Technologies Corp. 2017 10K DOCUMENT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 30, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOL

March 5, 2018 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES 2017 RESULTS

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

March 5, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2018 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File

November 15, 2017 EX-10

CPS Technologies Corporation

CPS Technologies Corporation 111 South Worcester Street Norton, MA 02766 508 222-0614 www.

November 15, 2017 8-K

CPSH / CPS Technologies Corp. SEPARATION AGREEMENT (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2017 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832409 (State or other jurisdiction of incorporation) (Commission

November 14, 2017 10-Q

CPSH / CPS Technologies Corp. Q3 2017 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended September 30, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGI

November 3, 2017 EX-99

CPS Technologies Corporation

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

November 3, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2017 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commis

October 30, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2017 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832409 (State or other jurisdiction of incorporation) (Commission F

October 30, 2017 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES CHANGES TO ORGANIZATION AND STAFFING

CPS TECHNOLOGIES CORPORATION ANNOUNCES CHANGES TO ORGANIZATION AND STAFFING Norton, Massachusetts, October 30, 2017.

August 9, 2017 10-Q

CPSH / CPS Technologies Corp. Q2 2017 10Q DOCUMENT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended July 1, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES COR

August 4, 2017 EX-99

CPS Technologies Corporation

CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

August 4, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2017 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commissi

July 12, 2017 EX-99.11

SCHEDULE A, dated as of July 11, 2017

EX-99.11 Exhibit 11 SCHEDULE A, dated as of July 11, 2017 This Schedule A sets forth information with respect to each sale of shares of Common Stock of the Issuer which was effected by the Reporting Persons during the past sixty days. All transactions were effected in the open market through a broker. Shares Trade Date Sold Price 7/10/2017 885 1.30 7/11/2017 1,349 1.30

July 12, 2017 SC 13D/A

CPSH / CPS Technologies Corp. / Horton Capital Partners, LLC - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) CPS TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12619F104 (CUSIP Number) JOSEPH M. MANKO, JR. HORTON CAPITAL MANAGEMENT, LLC. 1717 Arch Street, Suite 3920 Philadelphia, PA 19103

July 12, 2017 SC 13D/A

CPSH / CPS Technologies Corp. / Horton Capital Partners, LLC - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 ) CPS TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12619F104 (CUSIP Number) JOSEPH M. MANKO, JR. HORTON CAPITAL MANAGEMENT, LLC. 1717 Arch Street, Suite 3920 Philadelphia, PA 1910

July 12, 2017 EX-99.11

SCHEDULE A, dated as of July 11, 2017 This Schedule A sets forth information with respect to each purchase of shares of Common Stock of the Issuer which was effected by the Reporting Persons during the past sixty days. All transactions were effected

EX-99.11 Exhibit 11 SCHEDULE A, dated as of July 11, 2017 This Schedule A sets forth information with respect to each purchase of shares of Common Stock of the Issuer which was effected by the Reporting Persons during the past sixty days. All transactions were effected in the open market through a broker. Trade Date Shares Purchased Price 7/10/2017 885 1.30 7/11/2017 1,349 1.30

May 23, 2017 SD

CPS Technologies CONFLICT MINERALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Conflict Minerals Disclosure CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 111 South Worcester Street, Norton, Massachusetts 02766 (Address of princ

May 12, 2017 10-Q

CPS Technologies Q1 2017 10Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended April 1, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 0-16088 CPS TECHNOLOGIES CO

May 11, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 CPS TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission

May 11, 2017 EX-99

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2017 RESULTS

CPS TECHNOLOGIES CORPORATION ANNOUNCES FIRST QUARTER 2017 RESULTS CPS Technologies Corporation Ralph Norwood, Chief Financial Officer 111 South Worcester Street Norton, MA 02766 Telephone: (508) 222-0614 Web Site: www.

May 9, 2017 EX-99

CPS Technologies Corporation Announces Nominees Re-elected by over 87% of Votes Cast at 2017 Annual Meeting of Stockholders Stockholders Elect All of the Company’s Director Nominees

Exhibit 99.1 CPS Technologies Corporation Announces Nominees Re-elected by over 87% of Votes Cast at 2017 Annual Meeting of Stockholders Stockholders Elect All of the Company?s Director Nominees Norton, Massachusetts, May 8, 2017 - CPS Technologies Corporation (NASDAQ: CPSH) (?CPS? or ?the Company?), a global leader in the production of metal-matrix composite components, today announced that, at t

May 9, 2017 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2017 CPS TECHNOLOGIES CORP.

April 25, 2017 DEFA14A

CPS Technologies DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy statement ? Definitive additional materials ? Soliciting material pursuant to ?240.

April 19, 2017 PX14A6G

- PX14A6G

United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1.

April 19, 2017 SC 13D/A

CPSH / CPS Technologies Corp. / Horton Capital Partners, LLC - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) CPS TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12619F104 (CUSIP Number) JOSEPH M. MANKO, JR. HORTON CAPITAL MANAGEMENT, LLC. 1717 Arch Street, Suite 3920 Philadelphia, PA 19103

April 5, 2017 DEF 14A

CPS Technologies DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy statement ? Definitive additional materials ? Soliciting material pursuant to ?240.

April 4, 2017 PRER14A

CPS Technologies PRER14A

PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 4, 2017 CORRESP

CPS Technologies ESP

CORRESP April 4, 2017 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

March 31, 2017 EX-99.7

HORTON CAPITAL PARTNERS FUND, LP 1717 ARCH STREET, 39TH FLOOR PHILADELPHIA PA 19103

EX-99.7 Exhibit 7 HORTON CAPITAL PARTNERS FUND, LP 1717 ARCH STREET, 39TH FLOOR PHILADELPHIA PA 19103 March 31, 2017 BY ELECTRONIC MAIL, FACSIMILE AND OVERNIGHT MAIL CPS Technologies Corporation 111 South Worcester Street Norton, Massachusetts 02766-2102 Attn: Susan E. April, Vice President, Administration and Secretary Re: Notice of Withdrawal of Nomination of Individuals for Election as Director

March 31, 2017 EX-99.1

SCHEDULE A

EX-99.1 Exhibit 1 SCHEDULE A This Schedule A sets forth information with respect to each purchase of shares of Common Stock of the Issuer which was effected by the Reporting Persons during the past sixty days. All transactions were effected in the open market through a broker. Trade Date Shares Purchased Price 1/19/2017 1,500 1.43 1/20/2017 500 1.45 1/31/2017 2,244 1.84 2/27/2017 7,500 1.52 2/28/2

March 31, 2017 EX-99.2

JOINT FILING AGREEMENT

EX-99.2 Exhibit 2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing with the Securities and Exchange Commission on behalf of each of them of Schedule 13D to which this Exhibit 2 is attached (including amendments thereto) with respect to certain shares of common stock of CPS Technologi

March 31, 2017 EX-99.5

HORTON CAPITAL PARTNERS FUND, LP 1717 ARCH STREET, 39TH FLOOR PHILADELPHIA PA 19103

EX-99.5 Exhibit 5 HORTON CAPITAL PARTNERS FUND, LP 1717 ARCH STREET, 39TH FLOOR PHILADELPHIA PA 19103 March 3, 2017 BY ELECTRONIC MAIL, FACSIMILE AND OVERNIGHT MAIL CPS Technologies Corporation 111 South Worcester Street Norton, Massachusetts 02766-2102 Attn: Susan E. April, Vice President, Administration and Secretary Re: Notice of Stockholder Nomination of Individuals for Election as Directors a

March 31, 2017 EX-99.8

1717 ARCH STREET, SUITE 3920 PHILADELPHIA, PA 19103

EX-99.8 Exhibit 8 1717 ARCH STREET, SUITE 3920 PHILADELPHIA, PA 19103 215.399.5402 March 31, 2017 Messrs. Hughes, Snow, Culligan and Bennett Board of Directors CPS Technologies Corp. 111 S. Worcester Street Norton, MA 02766 Dear Frank, Dan, Tom and Grant, I am writing to you on behalf of the Horton Capital Partners Fund, L.P. (the “Horton Fund” or “we”) in furtherance of our correspondence over th

March 31, 2017 EX-99.4

Horton Capital Partners Delivers Letter to CPS Technologies Board of Directors

EX-99.4 Exhibit 4 Horton Capital Partners Delivers Letter to CPS Technologies Board of Directors • Outlines Six Point Plan for Significant Value Creation at CPS Technologies • Urges Board to Be More Proactive and Transparent and Better Stewards of Capital • Sees Path to Share Price Appreciation of 150% within Next 12 Months PHILADELPHIA, December 22, 2016 /PR Newswire/ — Horton Capital Partners Fu

March 31, 2017 EX-99.3

1717 ARCH STREET, SUITE 3920 PHILADELPHIA, PA 19103

EX-99.3 Exhibit 3 1717 ARCH STREET, SUITE 3920 PHILADELPHIA, PA 19103 215.399.5402 December 16, 2016 Mssrs. Hughes, Snow, Culligan and Bennett Board of Directors CPS Technologies Corp. 111 S. Worcester Street Norton, MA 02766 Dear Frank, Dan, Tom and Grant, I am writing to you on behalf the Horton Capital Partners Fund, L.P. (the “Horton Fund” or “we”). As you know, we have been following CPS Tech

March 31, 2017 SC 13D

CPSH / CPS Technologies Corp. / Horton Capital Partners, LLC - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) CPS TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12619F104 (CUSIP Number) JOSEPH M. MANKO, JR. HORTON CAPITAL MANAGEMENT, LLC. 1717 Arch Street, Suite 3920 Philadelphia, PA 19103 (2

March 27, 2017 8-K

CPS Technologies ITEM 5.03 AMENDMENT TO BYLAWS (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2017 CPS TECHNOLOGIES CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 0-16088 04-2832509 (State or other jurisdiction of incorporation) (Commission Fil

March 27, 2017 EX-3.1

Amendment to the of CPS Technologies Corp., a Delaware corporation

Exhibit 3.1 Amendment to the By-Laws of CPS Technologies Corp., a Delaware corporation In accordance with a resolution approved by the Board of Directors of CPS Technologies Corp., a Delaware corporation (the ?Corporation?), on March 24, 2017, the By-Laws of the Company (the ?By-Laws) are hereby amended as follows: Section 1.9 of the By-Laws is hereby amended and restated to read as follows: 1.9.

March 27, 2017 PREC14A

CPS Technologies PREC14A

PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy statement ? Definitive additional materials ? Soliciting material pursuant to ?240.

March 8, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2016 or [ ] Transition Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for the transition period from to Commission file number: 0-16088 CPS TECHNOL

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