Basic Stats
| LEI | 5493008BXLBPPELQ3G57 |
| CIK | 903419 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alerus Financial Corporation
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 28, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 28, 2025 |
Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (“Agreement”) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the “Company”), and Katie Lorenson (the “Employee”). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of the |
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| August 28, 2025 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (August 28, 2025) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.21 per common share on August 27, 2025, a 5. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| July 28, 2025 |
Investor Presentation of Alerus Financial Corporation Exhibit 99.2 |
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| July 28, 2025 |
ALERUS FINANCIAL CORPORATION REPORTS Second QUARTER 2025 NET INCOME OF $20.3 MILLION Exhibit 99.1 Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) FOR RELEASE (07.28.2025) ALERUS FINANCIAL CORPORATION REPORTS Second QUARTER 2025 NET INCOME OF $20.3 MILLION MINNEAPOLIS, MN (July 28, 2025) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $20.3 million for the second quarter of 2025, or $0.78 per diluted common share, compared to ne |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 22, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 22, 2025 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (May 22, 2025) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.21 per common share on May 21, 2025, a 5.00% in |
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| May 12, 2025 |
Amendment to Third Amended and Restated Certificate of Incorporation Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is Alerus Financial Corporation. 2. The Third Amended and Restated Certificate of Incorporation of the corporation is hereby amended by changing the Artic |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| April 28, 2025 |
ALERUS FINANCIAL CORPORATION REPORTS First QUARTER 2025 NET INCOME OF $13.3 MILLION Exhibit 99.1 Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) FOR RELEASE (04.28.2025) ALERUS FINANCIAL CORPORATION REPORTS First QUARTER 2025 NET INCOME OF $13.3 MILLION MINNEAPOLIS, MN (April 28, 2025) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $13.3 million for the first quarter of 2025, or $0.52 per diluted common share, compared to a n |
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| April 28, 2025 |
Investor Presentation of Alerus Financial Corporation Exhibit 99.2 |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a‑101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a‑101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a‑101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| March 14, 2025 |
Sixth Amendment of Alerus Financial Corporation Employee Stock Ownership Plan Exhibit 10.14 SIXTH AMENDMENT OF ALERUS FINANCIAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2013) THIS INSTRUMENT, amending the Alerus Financial Corporation Employee Stock Ownership Plan (“Plan”), is adopted by Alerus Financial Corporation, a Delaware corporation, (“Company”) and shall be effective as of the dates specified herein. RECITALS WHEREAS, th |
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| March 14, 2025 |
Form of Time-Based Alerus Financial Corporation Long Term Incentive Plan Award Agreement Exhibit 10.36 Senior Executive Officers ALERUS FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN TIME-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by Alerus Financial Corporation, a Delaware corporation (the “Company”), under the Alerus Financial Corporation 2019 Equity Incentive Plan (the “Plan”). The Awar |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or organization) (I. |
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| March 14, 2025 |
Alerus Financial Corporation Clawback Policy Exhibit 97.1 ALERUS FINANCIAL CORPORATION CLAWBACK POLICY 1. Introduction. The Board of Directors (the “Board”) of Alerus Financial Corporation (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain compensation in the event of an Accounting Restatement or Misconduct (eac |
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| March 14, 2025 |
Insider Trading Policy of Alerus Financial Corporation Exhibit 19.1 Insider Trading Policy of Alerus Financial Corporation This Insider Trading Policy (this “Policy”) provides guidelines to directors, officers, employees and other related parties of Alerus Financial Corporation and its subsidiaries (collectively, the “Company”). I. Applicability of Policy This Policy applies to all transactions in the Company’s securities, including, without limitatio |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| March 14, 2025 |
Subsidiaries of Alerus Financial Corporation Exhibit 21.1 LIST OF SUBSIDIARIES OF ALERUS FINANCIAL CORPORATION Subsidiary Organized Under Laws of Excelsior Financial Statutory Trust I Minnesota Excelsior Financial Statutory Trust II Minnesota Alerus Financial, National Association United States of America Subsidiaries of Alerus Financial, National Association: Retirement Planning Services, Inc. Alerus LIHTC Fund, LLC Colorado North Dakota |
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| March 14, 2025 |
Seventh Amendment of Alerus Financial Corporation Employee Stock Ownership Plan Exhibit 10.15 SEVENTH AMENDMENT OF ALERUS FINANCIAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2013) THIS INSTRUMENT, amending the Alerus Financial Corporation Employee Stock Ownership Plan (“Plan”), is adopted by Alerus Financial Corporation, a Delaware corporation, (“Company”) and shall be effective as of the date specified herein. RECITALS WHEREAS, t |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a‑101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| February 27, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 27, 2025 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (February 26, 2025) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.20 per common share on February 26, 2025, |
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| January 28, 2025 |
Investor Presentation of Alerus Financial Corporation Exhibit 99.2 |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2025 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 28, 2025 |
ALERUS FINANCIAL CORPORATION REPORTS Fourth QUARTER 2024 NET INCOME OF $3.2 MILLION Exhibit 99.1 Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) FOR RELEASE (01.28.2025) ALERUS FINANCIAL CORPORATION REPORTS Fourth QUARTER 2024 NET INCOME OF $3.2 MILLION MINNEAPOLIS, MN (January 28, 2025) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $3.2 million for the fourth quarter of 2024, or $0.13 per diluted common share, compared to n |
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| December 19, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| December 19, 2024 |
HMN FINANCIAL, INC. AND SUBSIDIARIES Exhibit 99.3 HMN FINANCIAL, INC. AND SUBSIDIARIES Condensed Consolidated Balance Sheets September 30, December 31, (Dollars in thousands except per share data) 2024 2023 (unaudited) Assets Cash and cash equivalents $ 11,970 11,151 Securities available for sale: Mortgage-backed and related securities (amortized cost $152,928 and $179,366) 140,489 161,414 Other marketable securities (amortized cost |
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| December 19, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION AND NOTES Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION AND NOTES The following unaudited pro forma condensed combined financial information and notes illustrate the effect of the merger on the consolidated financial position and results of operations of Alerus Financial Company (the “Company”) and HMN Financial, Inc. (“HMNF”) based upon the companies’ respective historical conso |
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| December 11, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 11, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 11, 2024 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (December 11, 2024) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.20 per common share on December 11, 2024, |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| October 29, 2024 |
ALERUS FINANCIAL CORPORATION REPORTS Third QUARTER 2024 NET INCOME OF $5.2 MILLION Exhibit 99.1 Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) FOR RELEASE (10.29.2024) ALERUS FINANCIAL CORPORATION REPORTS Third QUARTER 2024 NET INCOME OF $5.2 MILLION MINNEAPOLIS, MN (October 29, 2024) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $5.2 million for the third quarter of 2024, or $0.26 per diluted common share, compared to net |
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| October 29, 2024 |
Investor Presentation of Alerus Financial Corporation Exhibit 99.2 |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 29, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 9, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 9, 2024 |
Exhibit 99.1 Media contacts: Kris Bevill 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] Missy Keney 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION COMPLETES ACQUISITION OF HMN FINANCIAL, INC. Transaction Expands Alerus Footprint into Rochester, MN MSA Jeffrey Bolton Joins Board of Directors GRAND FORKS, N. |
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| September 26, 2024 |
Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) | 701.306.8561 (Cell) [email protected] Melissa Von Arx, Public Relations 507.535.1297 (Office) [email protected] FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION and HMN Financial, Inc. RECEIVE STOCKHOLDER AND REGULATORY APPROVAL TO proceed with Merger GRAND FORKS, N.D. and ROCHESTER, MN (September 26, 2024) – Alerus Fi |
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| September 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO Section 13 or 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 26, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 13, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO Section 13 or 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 12, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 3, 2024 |
URGENT REMINDER FOR ALERUS FINANCIAL CORPORATION STOCKHOLDERS WE NEED YOUR VOTE Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: September 3, 2024 The following letter was mailed to certain stockholders of Alerus Financial Corporation on September 3, 2024. URGENT REMI |
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| August 21, 2024 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 21, 2024 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (August 21, 2024) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.20 per common share on August 20, 2024, a 5. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| August 5, 2024 |
Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: August 5, 2024 The following material was posted to the intranet site available to Alerus Financial Corporation employees on August 5, 2024 |
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| July 31, 2024 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-280815 PROSPECTUS OF ALERUS FINANCIAL CORPORATION JOINT PROXY STATEMENT OF ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. Merger Proposal — Your Vote Is Important DEAR ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. STOCKHOLDERS: The boards of directors of Alerus Financial Corporation (“Alerus”) and HMN |
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| July 29, 2024 |
CORRESP 1 filename1.htm July 29, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. John Stickel Re: Alerus Financial Corporation Request for Acceleration of Effectiveness of Registration Statement on Form S-4 SEC File No. 333-280815 (“Registration Statement”) Dear Mr. Stickel: On behalf o |
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| July 29, 2024 |
As filed with the Securities and Exchange Commission on July 29, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 29, 2024. |
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| July 26, 2024 |
Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: July 26, 2024 The following is a transcript of an investor call held by Alerus Financial Corporation, which was made available on July 26, |
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| July 24, 2024 |
Exhibit 99.2 INVESTOR PRESENTATION 2Q 2024 NASDAQ: ALRS DISCLAIMERS Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections wi |
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| July 24, 2024 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 24, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 24, 2024 |
Exhibit 99.2 INVESTOR PRESENTATION 2Q 2024 NASDAQ: ALRS DISCLAIMERS Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections wi |
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| July 24, 2024 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 24, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 24, 2024 |
ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2024 NET INCOME OF $6.2 MILLION Exhibit 99.1 FOR RELEASE (07.24.2024) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2024 NET INCOME OF $6.2 MILLION MINNEAPOLIS, MN (July 24, 2024) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $6.2 million for the second quarter of 2024, or $0.31 per diluted common share, compared to net |
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| July 24, 2024 |
ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2024 NET INCOME OF $6.2 MILLION Exhibit 99.1 FOR RELEASE (07.24.2024) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2024 NET INCOME OF $6.2 MILLION MINNEAPOLIS, MN (July 24, 2024) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $6.2 million for the second quarter of 2024, or $0.31 per diluted common share, compared to net |
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| July 15, 2024 |
Form of proxy card of Alerus Financial Corporation. Exhibit 99.1 SPECIAL MEETING OF STOCKHOLDERS OF ALERUS FINANCIAL CORPORATION [ ], 2024 IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE SPECIAL MEETING: The Notice, Proxy Statement and Proxy Card are available at http://www.astproxyportal.com/ast/19579/special Please sign, date and mail your proxy card in the envelope provided as soon as possible. Signature of Stockholder Dat |
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| July 15, 2024 |
Form of proxy card of HMN Financial, Inc. Exhibit 99.2 TO VOTE BY MAIL AS THE BOARD OF DIRECTORS RECOMMENDS ON ALL ITEMS BELOW, SIMPLY SIGN, DATE, AND RETURN THIS PROXY CARD. The Board of Directors Recommends You Vote “FOR” Each of the Following Proposals: ■ For ■ Against ■ Abstain ■ For ■ Against ■ Abstain 1. HMNF merger proposal. Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 14, 2024, between Alerus Fin |
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| July 15, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) Alerus Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection With Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Equity Common Stock, par value $1. |
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| July 15, 2024 |
Consent of Jeffrey Bolton to be named as a director of Alerus Financial Corporation. EXHIBIT 99.3 CONSENT OF PROSPECTIVE DIRECTOR In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4 of Alerus Financial Corporation (the “Company”) with the Securities and Exchange Commission, and all amendments (including post-effective amendments) thereto (the “Registration Statement”) and |
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| July 15, 2024 |
As filed with the Securities and Exchange Commission on July 15, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 15, 2024. |
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| May 28, 2024 |
Form of Alerus Financial Corporation Long Term Incentive Plan Award Agreement Exhibit 10.2 Senior Executive Officers alerus financial corporation 2019 Equity Incentive Plan Performance-based Restricted Stock unit Award Agreement The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by Alerus Financial Corporation, a Delaware corporation (the “Company”), under the Alerus Financial Corporation 2019 Equity Incentive Plan (the “Plan”). Th |
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| May 28, 2024 |
Alerus Financial Corporation Long Term Incentive Plan Exhibit 10.1 ALERUS FINANCIAL LONG TERM INCENTIVE PLAN Purpose of the Plan The Alerus Financial (“Alerus” or “Company”) Executive Compensation Philosophy drives all aspects of compensation payable to the key executives of Alerus, particularly incentive compensation. The Compensation Philosophy states that executive compensation practices are designed to attract, motivate, and retain key talent. Ou |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO Section 13 or 15(d) of the SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 21, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 28, 2024 |
Exhibit 10.4 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (“Agreement”) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the “Company”), and Katie Lorenson (the “Employee”). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of the |
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| May 28, 2024 |
First Amendment to the Alerus Financial Corporation 2019 Equity Incentive Plan Exhibit 10.3 FIRST AMENDMENT OF ALERUS FINANCIAL CORPORATION 2019 EQUITY INCENTIVE PLAN THIS INSTRUMENT, amending the Alerus Financial Corporation 2019 Equity Incentive Plan (the “Plan”), is adopted by Alerus Financial Corporation, a Delaware corporation, (the “Company”) and shall be effective as of the date specified herein. RECITALS WHEREAS, the Company sponsors and maintains the Plan; WHEREAS, |
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| May 23, 2024 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (May 23, 2024) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.20 per common share on May 21, 2024, a 5.26% in |
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| May 23, 2024 |
Financial Statements and Exhibits, Other Events United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 17, 2024 |
Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 17, 2024 The following is a transcript of an investor call held by Alerus Financial Corporation, which was made available on May 17, 20 |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 14, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 15, 2024 |
Exhibit 2.1 Execution Version Agreement and Plan of Merger Between Alerus Financial Corporation And HMN Financial, Inc. May 14, 2024 TABLE OF CONTENTS ARTICLE 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers of the Surviving Entity 2 Sec |
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| May 15, 2024 |
Exhibit 10.2 Execution Version Voting and Support Agreement This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among HMN Financial, Inc., a Delaware corporation (the “Company”), and those directors and/or officers of Alerus Financial Corporation, a Delaware corporation (“Acquiror”), whose names appear on the signature page of this Agreement and who own or cont |
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| May 15, 2024 |
Filed by Alerus Financial Corporation Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 15, 2024 The following material was posted to the intranet site available to Alerus Financial Corporation employees on May 15, 2024. Ti |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 14, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 15, 2024 |
WELCOME TO ALERUs Together, we’ll soar to new heights Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 15, 2024 The following materials were shared with employees of HMN Financial Inc. on May 15, 2024. WELCOME TO ALERUs Together, we’ll so |
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| May 15, 2024 |
Filed by Alerus Financial Corporation (Commission File No.: 001-39036) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: HMNF (Commission File No.: 0-24100) Date: May 15, 2024 The following letter was mailed to clients of HMN Financial Inc. on May 15, 2024. 1016 Civic Center Drive Rochester, MN 55901 |
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| May 15, 2024 |
ALERUS FINANCIAL CORPORATION TO ACQUIRE HMN FINANCIAL, INC. MAY 2024 NASDAQ: ALRS Exhibit 99.2 DISCLAIMERS Special Note Concerning Forward-Looking Statements This report contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning pla |
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| May 15, 2024 |
Exhibit 10.1 Execution Version Voting and Support Agreement This Voting and Support Agreement (this “Agreement”) is entered into as of May 14, 2024, among Alerus Financial Corporation, a Delaware corporation (“Acquiror”), and those directors and/or officers of HMN Financial, Inc., a Delaware corporation (the “Company”) whose names appear on the signature page of this Agreement and who own or contr |
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| May 15, 2024 |
ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. JOINTLY ANNOUNCE STRATEGIC TRANSACTION Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) | 701.306.8561 (Cell) [email protected] Melissa Von Arx, Public Relations 507.535.1297 (Office) [email protected] FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION AND HMN FINANCIAL, INC. JOINTLY ANNOUNCE STRATEGIC TRANSACTION GRAND FORKS, ND & ROCHESTER, MN (May 15, 2024) – Alerus Financial Corporation (“Alerus”) (Nasdaq |
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| May 8, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 24, 2024 |
ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2024 NET INCOME OF $6.4 MILLION Exhibit 99.1 FOR RELEASE (04.24.2024) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2024 NET INCOME OF $6.4 MILLION MINNEAPOLIS, MN (April 24, 2024) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $6.4 million for the first quarter of 2024, or $0.32 per diluted common share, compared to a net |
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| April 24, 2024 |
Exhibit 99.2 INVESTOR PRESENTATION 1Q 2024 NASDAQ: ALRS DISCLAIMERS Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections wi |
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| April 24, 2024 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 24, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 8, 2024 |
Exhibit 21.1 LIST OF SUBSIDIARIES OF ALERUS FINANCIAL CORPORATION Subsidiary Organized Under Laws of Excelsior Financial Statutory Trust I Minnesota Excelsior Financial Statutory Trust II Minnesota Alerus Financial, National Association United States of America Subsidiaries of Alerus Financial, National Association: Retirement Planning Services, Inc. Alerus LIHTC Fund, LLC Colorado North Dakota |
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| March 8, 2024 |
Alerus Financial Short Term Incentive Plan Exhibit 10.7 ALERUS FINANCIAL CORPORATION 2020 ANNUAL CASH BONUS PLAN 1.Background and Purpose. 1.1Purpose. The purpose of the Alerus Financial Corporation 2020 Annual Cash Bonus Plan (the “Plan”) is to motivate and reward eligible employees by making a portion of their cash compensation dependent on the achievement of certain corporate, business unit and individual performance goals. 1.2Effective |
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| March 8, 2024 |
Fourth Amendment of Alerus Financial Corporation Employee Stock Ownership Plan Exhibit 10.12 FOURTH AMENDMENT OF ALERUS FINANCIAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2013) THIS INSTRUMENT, amending the Alerus Financial Corporation Employee Stock Ownership Plan (“Plan”), is adopted by Alerus Financial Corporation, a Delaware corporation, (“Company”) and shall be effective as of the dates specified herein. RECITALS WHEREAS, t |
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| March 8, 2024 |
Exhibit 10.32 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (“Agreement”) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the “Company”), and Forrest Wilson (the “Employee”). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of th |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| March 8, 2024 |
Alerus Financial Corporation Clawback Policy Exhibit 97.1 ALERUS FINANCIAL CORPORATION CLAWBACK POLICY 1.Introduction. The Board of Directors (the “Board”) of Alerus Financial Corporation (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain compensation in the event of an Accounting Restatement or Misconduct (each |
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| March 8, 2024 |
Fifth Amendment of Alerus Financial Corporation Employee Stock Ownership Plan Exhibit 10.13 FIFTH AMENDMENT OF ALERUS FINANCIAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2013) THIS INSTRUMENT, amending the Alerus Financial Corporation Employee Stock Ownership Plan (“Plan”), is adopted by Alerus Financial Corporation, a Delaware corporation, (“Company”) and shall be effective as of the dates specified herein. RECITALS WHEREAS, th |
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| February 28, 2024 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 28, 2024 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (February 28, 2024) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.19 per common share on February 27, 2024, |
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| February 22, 2024 |
Alerus Financial Corporation Names Forrest Wilson Chief Retirement Services Officer Exhibit 99.1 Kris Bevill, Public Relations Manager 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE Alerus Financial Corporation Names Forrest Wilson Chief Retirement Services Officer MINNEAPOLIS (February 22, 2024) – Alerus Financial Corporation (Nasdaq: ALRS) announced today that Forrest Wilson will join Alerus as Executive Vice Presi |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 16, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 14, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 1, 2024 |
SC 13G/A 1 tm244738d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) Alerus Financial Corporation (Name of Issuer) Common Stock, $1.00 par value per share (Title of Class of Securities) 01446U103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires F |
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| January 24, 2024 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 24, 2024 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 24, 2024 |
Exhibit 99.1 FOR RELEASE (01.24.2024) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION ANNOUNCES FOURTH QUARTER 2023 RESULTS, INCLUDING BALANCE SHEET REPOSITIONING MINNEAPOLIS, MN (January 24, 2024) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net loss of $14.8 million for the fourth quarter of 2023, or ($0.73) per diluted comm |
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| January 24, 2024 |
Exhibit 99.2 EARNINGS PRESENTATION Q4 2023 NASDAQ: ALRS Alerus 1 Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with |
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| December 19, 2023 |
Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION SELLS $172.3M OF DEBT SECURITIES AND USES PROCEEDS TO FUND LOAN GROWTH, CUT BORROWINGS MINNEAPOLIS (December 19, 2023) – On December 15, 2023, Alerus Financial Corporation (NASDAQ: ALRS) completed the sale of $172.3 million of available-for-sale s |
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| December 19, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 19, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 18, 2023 |
December 18, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N. |
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| December 14, 2023 |
NIKKI SORUM, JOHN URIBE JOIN BOARD OF DIRECTORS FOR ALERUS FINANCIAL CORPORATION Exhibit 99.1 Kris Bevill, Public Relations Manager 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE NIKKI SORUM, JOHN URIBE JOIN BOARD OF DIRECTORS FOR ALERUS FINANCIAL CORPORATION MINNEAPOLIS (December 13, 2023) – Alerus Financial Corporation (Nasdaq: ALRS) is pleased to announce the addition of Nikki Sorum and John Uribe to its board |
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| December 14, 2023 |
Exhibit 10.1 THE NONQUALIFIED DEFERRED COMPENSATION PLAN PLAN DOCUMENT THE NONQUALIFIED DEFERRED COMPENSATION PLAN Section 1. Purpose By execution of the Adoption Agreement, the Company has adopted the Plan set forth herein, and in the Adoption Agreement, to provide a means by which certain management Employees or Independent Contractors of the Employer may elect to defer receipt of current Compen |
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| December 14, 2023 |
Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES AND ANNOUNCES NEW STOCK REPURCHASE PROGRAM MINNEAPOLIS (December 14, 2023) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0 |
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| December 14, 2023 |
Exhibit 10.3 ALERUS FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN FOR EXECUTIVES PLAN FREEZE AMENDMENT December 12, 2023 WHEREAS, Alerus Financial Corporation (the “Company”), maintains the Alerus Financial Corporation Deferred Compensation Plan for Executives, as adopted effective January 1, 2006, as amended by the First Amendment to such plan, and as may be further amended from time to time ( |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 12, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 14, 2023 |
Exhibit 10.2 ALERUS FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN FOR DIRECTORS PLAN FREEZE AMENDMENT December 12, 2023 WHEREAS, Alerus Financial Corporation (the “Company”), maintains the Alerus Financial Corporation Deferred Compensation Plan for Directors, as restated effective as of January 1, 2005, and as may be amended from time to time (the “Plan”); WHEREAS, for purposes of this Amendmen |
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| December 14, 2023 |
Financial Statements and Exhibits, Other Events United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| October 25, 2023 |
ALERUS FINANCIAL CORPORATION REPORTS THIRD QUARTER 2023 NET INCOME OF $9.2 MILLION Exhibit 99.1 FOR RELEASE (10.25.2023) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS THIRD QUARTER 2023 NET INCOME OF $9.2 MILLION MINNEAPOLIS, MN (October 25, 2023) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $9.2 million for the third quarter of 2023, or $0.45 per diluted common share, compared to net |
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| October 25, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 25, 2023 |
Exhibit 99.2 EARNINGS PRESENTATION Q3 2023 NASDAQ: ALRS Alerus 1 Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with |
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| September 25, 2023 |
September 25, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| September 14, 2023 |
As filed with the Securities and Exchange Commission on September 14, 2023. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 14, 2023. |
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| September 14, 2023 |
Exhibit 107.1 Calculation of Filing Fee Table S-3 (Form Type) Alerus Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (a) Proposed Maximum Offering Price Per Unit (a) Maximum Aggregate Offering Price (a) Fee Rate Amount of Registration Fee (b) |
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| September 14, 2023 |
Exhibit 4.6 ALERUS FINANCIAL CORPORATION, as Issuer and , as Trustee INDENTURE Dated as of , 20 CROSS REFERENCE SHEET* Provisions of Trust Indenture Act of 1939, as amended, and Indenture to be dated as of , 20 by and between Alerus Financial Corporation and , as Trustee: Section of the Trust Indenture Act Section of Indenture 310(a)(1), (2) and (5) 6.09 310(a)(3) and (4) Inapplicable 310(b) 6.08 |
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| August 24, 2023 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (August 24, 2023) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.19 per common share, a 5.56% increase over t |
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| August 24, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 24, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 26, 2023 |
ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2023 NET INCOME OF $9.1 MILLION Exhibit 99.1 FOR RELEASE (07.26.2023) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2023 NET INCOME OF $9.1 MILLION MINNEAPOLIS, MN (July 26, 2023) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $9.1 million for the second quarter of 2023, or $0.45 per diluted common share, compared to net |
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| July 26, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 26, 2023 |
Exhibit 99.2 EARNINGS PRESENTATION Q2 2023 NASDAQ: ALRS Alerus 1 Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with |
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| May 11, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 10, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 10, 2023 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Al Villalon, Investor Relations 952.417.3733 [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (May 10, 2023) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.19 per common share, a 5.56% increase over the |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| April 26, 2023 |
Exhibit 99.2 EARNINGS PRESENTATION Q1 2023 NASDAQ: ALRS Alerus 1 Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with |
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| April 26, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 26, 2023 |
ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2023 NET INCOME OF $8.2 MILLION Exhibit 99.1 FOR RELEASE (04.26.2023) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2023 NET INCOME OF $8.2 MILLION MINNEAPOLIS, MN (April 26, 2023) – Alerus Financial Corporation (Nasdaq: ALRS), or the Company, reported net income of $8.2 million for the first quarter of 2023, or $0.40 per diluted common share, compared to net i |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| February 21, 2023 |
Financial Statements and Exhibits, Other Events United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 21, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 21, 2023 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Missy Keney, Investor Relations 701.280.5120 (Office) : 218.791.6818 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS (February 21, 2023) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.18 per comm |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) Alerus Financial Corporation (Name of Issuer) Common Stock, $1.00 par value per share (Title of Class of Securities) 01446U103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| January 25, 2023 |
Exhibit 99.2 EARNINGS PRESENTATION 4Q 2022 Alerus 1 Forward - Looking Statements This presentation contains “forward - looking statements” within the meaning of the safe harbor provisions of the U .. S .. Private Securities Litigation Reform Act of 1995 .. Forward - looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with |
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| January 25, 2023 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 25, 2023 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 25, 2023 |
ALERUS FINANCIAL CORPORATION REPORTS FOURTH QUARTER 2022 NET INCOME OF $10.9 MILLION Exhibit 99.1 FOR RELEASE (01.25.2023) Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS FOURTH QUARTER 2022 NET INCOME OF $10.9 MILLION MINNEAPOLIS, MN (January 25, 2023) – Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $10.9 million for the fourth quarter of 2022, or $0.53 per diluted common share, compared to net income of $9 |
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| December 6, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant ? ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): December 1, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 6, 2022 |
? EXHIBIT 16.1 ? ? ? ? CliftonLarsonAllen LLP CLAconnect.com ? ? ? December 6, 2022 ? ? Securities and Exchange Commission Washington, D.C. 20549 ? We have read the statements made by Alerus Financial Corporation pursuant to Item 4.01(a) of the Current Report on Form 8-K dated December 6, 2022, which we understand will be filed with the Securities and Exchange Commission. We agree with the stateme |
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| November 3, 2022 |
Exhibit 10.2 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (?Agreement?) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the ?Company?), and Jon Hendry (the ?Employee?). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of the Com |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2022 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-39036 ? ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| November 3, 2022 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): November 3, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 3, 2022 |
Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (?Agreement?) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the ?Company?), and Missy Keney (the ?Employee?). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of the Co |
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| November 3, 2022 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 ? ? ? Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com ? ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? MINNEAPOLIS, Minn. (November 3, 2022) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash divid |
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| October 26, 2022 |
Exhibit 99.2 INVESTOR PRESENTATION OCTOBER 2022 Alerus 1 Forward - Looking Statements This presentation contains ?forward - looking statements? within the meaning of the safe harbor provisions of the U .. S .. Private Securities Litigation Reform Act of 1995 .. Forward - looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections |
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| October 26, 2022 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): October 26, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 26, 2022 |
ALERUS FINANCIAL CORPORATION REPORTS THIRD QUARTER 2022 NET INCOME OF $9.6 MILLION Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (10.26.2022) ? Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS THIRD QUARTER 2022 NET INCOME OF $9.6 MILLION ? MINNEAPOLIS, MN (October 26, 2022) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $9.6 million for the third quarter of 2022, or $0.47 per diluted common share, compared to ne |
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| October 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 30, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 14, 2022 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): September 13, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 14, 2022 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES MINNEAPOLIS, M.N. (September 13, 2022) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.18 |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2022 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-39036 ? ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| August 4, 2022 |
Exhibit 10.1 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (?Agreement?) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the ?Company?), and Jim Collins (the ?Employee?). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of the Co |
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| July 27, 2022 |
Exhibit 99.2 INVESTOR PRESENTATION JULY 2022 Alerus 1 Forward - Looking Statements This presentation contains ?forward - looking statements? within the meaning of the safe harbor provisions of the U .. S .. Private Securities Litigation Reform Act of 1995 .. Forward - looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections wit |
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| July 27, 2022 |
ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2022 NET INCOME OF $9.3 MILLION Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (07.27.2022) ? Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2022 NET INCOME OF $9.3 MILLION ? MINNEAPOLIS, M.N. (July 27, 2022) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $9.3 million for the second quarter of 2022, or $0.52 per diluted common share, compared to n |
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| July 27, 2022 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): July 27, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 20, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 20, 2022 |
Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION ANNOUNCES EXECUTIVE LEADERSHIP CHANGES Ann McConn, Chief Shared Services Officer, to Retire on January 6, 2023. Missy Keney Promoted to Chief Engagement Officer and Jon Hendry to Assume Role of Chief Technology Office |
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| July 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 1, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 1, 2022 |
Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] ALERUS COMPLETES ACQUISITION OF Metro Phoenix Bank Transaction Represents Largest Bank Acquisition in Alerus History GRAND FORKS, N.D. & PHOENIX, A.Z. (July 1, 2022) ? Alerus Financial Corporation (?Alerus?) (NASDAQ: ALRS) announced today it has completed the previously announced acquisit |
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| May 31, 2022 |
ALERUS FINANCIAL CORPORATION NAMES JIM COLLINS CHIEF BANKING AND REVENUE OFFICER Exhibit 99.1 Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION NAMES JIM COLLINS CHIEF BANKING AND REVENUE OFFICER GRAND FORKS, N.D. (May 31, 2022) ? Alerus Financial Corporation (Nasdaq: ALRS) (the ?Company?) announced today that industry veteran Jim Collins will join the Comp |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 31, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 11, 2022 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): May 11, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 11, 2022 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 ? ? ? Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com ? ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? GRAND FORKS, N.D. (May 11, 2022) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend o |
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| May 11, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): May 11, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended March 31, 2022 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-39036 ? ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| April 27, 2022 |
ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2022 NET INCOME OF $10.2 MILLION Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (04.27.2022) ? Alan A. Villalon, Chief Financial Officer 952.417.3733 (Office) ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2022 NET INCOME OF $10.2 MILLION ? GRAND FORKS, N.D. (April 27, 2022) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $10.2 million for the first quarter of 2022, or $0.57 per diluted common share, compared to |
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| April 27, 2022 |
Exhibit 99.2 INVESTOR PRESENTATION APRIL 2022 Alerus 1 Forward - Looking Statements This presentation contains ?forward - looking statements? within the meaning of the safe harbor provisions of the U .. S .. Private Securities Litigation Reform Act of 1995 .. Forward - looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections wi |
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| April 27, 2022 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): April 27, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 6, 2022 |
TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? ?Registration Statement No. 333-262267? ? ? ? MPB BHC, INC. ? ? PROSPECTUS OF ALERUS FINANCIAL CORPORATION ? PROXY STATEMENT OF MPB BHC, INC. ? Merger Proposal???Your Vote Is Important DEAR MPB BHC, INC. STOCKHOLDERS: The board of directors of MPB BHC, Inc. (which we refer to as ?MPB?) and Alerus Financial Corporation (which we refer to as ?Aler |
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| April 4, 2022 |
April 4, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| March 31, 2022 |
DEF 14A 1 tmb-20220510xdef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate b |
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| March 28, 2022 |
Exhibit 107.1 Calculation of Filing Fee Table S-4 (Form Type) Alerus Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forwar |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 28, 2022. |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| March 11, 2022 |
Exhibit 10.24 January 10, 2022 Revised January 10, 2022 Alan Villalon Maple Grove, MN [email protected] Dear Alan: Alerus was founded on a tradition of strong and lasting client relationships, integrity, and long-term sustainable growth. We are a successful financial services organization because of the quality of our people and because of our strong commitment to the clients and communities we |
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| March 11, 2022 |
Exhibit 10.25 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (“Agreement”) is made and entered into between Alerus Financial Corporation, a Delaware corporation (the “Company”), and Alan Villalon (the “Employee”). WHEREAS Employee is a key member of the management of the Company and has provided guidance, leadership, and direction in the growth, management, and development of the |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) Alerus Financial Corporation (Name of Issuer) Common Stock, $1.00 par value per share (Title of Class of Securities) 01446U103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 28, 2022 |
Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION NAMES NEW CHIEF FINANCIAL OFFICER AND CHIEF ACCOUNTING OFFICER Alan Villalon to join Alerus as Chief Financial Officer; Jerrod Hanson promoted to Chief Accounting Officer GRAND FORKS, N.D. (January 28, 2022) ? Alerus |
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| January 26, 2022 |
Exhibit 99.2 INVESTOR PRESENTATION JANUARY 2022 Alerus 1 Forward - Looking Statements This presentation contains ?forward - looking statements? within the meaning of the safe harbor provisions of the U .. S .. Private Securities Litigation Reform Act of 1995 .. Forward - looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections |
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| January 26, 2022 |
Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (01.26.2022) ? Katie A. Lorenson, Chief Executive Officer 952.417.3725 (Office) ALERUS FINANCIAL CORPORATION REPORTS FOURTH QUARTER 2021 NET INCOME OF $12.7 MILLION AND RECORD ANNUAL NET INCOME OF $52.7 MILLION ? GRAND FORKS, N.D. (January 26, 2022) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $12.7 million for the fourth quarter of 20 |
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| January 26, 2022 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): January 26, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 20, 2022 |
Form of proxy card of MPB BHC, Inc. Exhibit 99.1 Proxy for Shares of Common Stock Solicited on Behalf of the Board of Directors for the Special Meeting of the Stockholders of MPB BHC, Inc. To Be Held On [?], 2022 I, the undersigned stockholder of MPB BHC, Inc. (the ?Company?), having received notice of a special meeting of the stockholders, revoking any proxy previously given, do hereby nominate, constitute and appoint each of James |
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| January 20, 2022 |
Powers of Attorney (contained in signature page to this Registration Statement). TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 20, 2022. |
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| January 19, 2022 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES Exhibit 99.1 Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES GRAND FORKS, N.D. (January 19, 2022) – Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.16 pe |
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| January 19, 2022 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): January 19, 2022 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 9, 2021 |
ALERUS ANNOUNCES ACQUISITION OF Metro Phoenix Bank Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] ALERUS ANNOUNCES ACQUISITION OF Metro Phoenix Bank GRAND FORKS, N.D. & PHOENIX, A.Z. (December 8, 2021) ? Alerus Financial Corporation (?Alerus?) (NASDAQ: ALRS) announced today the signing of a definitive agreement and plan of merger to acquire MPB BHC, Inc. (?MPHX?) (OTCPK: MPHX), the ba |
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| December 9, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BETWEEN ALERUS FINANCIAL CORPORATION AND MPB BHC, INC. December 8, 2021 TABLE OF CONTENTS ARTICLE 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers of the Surviving Entity 2 Secti |
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| December 9, 2021 |
Exhibit 99.2 ALERUS TO SIGNIFICANTLY EXPAND ARIZONA PRESENCE WITH STRATEGIC ACQUISITION OF DECEMBER 2021 Alerus Financial Corporation (NASDAQ: ALRS) 1 Forward - Looking Statements This presentation contains ?forward - looking statements? within the meaning of the safe harbor provisions of the U . S . Private Securities Litigation Reform Act of 1995 . Forward - looking statements include, without l |
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| December 9, 2021 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 9, 2021 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 23, 2021 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? ? Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com ? ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? GRAND FORKS, N.D. (November 23, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.16 pe |
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| November 23, 2021 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): November 23, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2021 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-39036 ? ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| October 27, 2021 |
Exhibit 99.2 INVESTOR PRESENTATION OCTOBER 2021 Alerus 1 Forward-Looking Statements This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with respect |
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| October 27, 2021 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): October 27, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 27, 2021 |
ALERUS FINANCIAL CORPORATION REPORTS THIRD QUARTER 2021 NET INCOME OF $13.1 MILLION Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (10.27.2021) Katie A. Lorenson, Chief Financial Officer 952.417.3725 (Office) ALERUS FINANCIAL CORPORATION REPORTS THIRD QUARTER 2021 NET INCOME OF $13.1 MILLION ? GRAND FORKS, N.D. (October 27, 2021) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $13.1 million for the third quarter of 2021, or $0.74 per diluted common share, compared to |
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| October 21, 2021 |
JANET ESTEP, JILL SCHURTZ, AND MARY ZIMMER JOIN BOARD OF DIRECTORS FOR ALERUS FINANCIAL CORPORATION Exhibit 99.1 Missy Keney, Investor Relations 701.280.5120 (Office) :: 218.791.6818 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE JANET ESTEP, JILL SCHURTZ, AND MARY ZIMMER JOIN BOARD OF DIRECTORS FOR ALERUS FINANCIAL CORPORATION GRAND FORKS, N.D. (October 21, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) (the ?Company?) is honored to announce the addition of Janet |
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| October 21, 2021 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 20, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 15, 2021 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 14, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 20, 2021 |
Exhibit 99.1 Kris Bevill, Public Relations 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] investors.alerus.com FOR IMMEDIATE RELEASE ALERUS FINANCIAL CORPORATION ANNOUNCES CEO TRANSITION Katie A. Lorenson to Succeed Randy L. Newman as President and Chief Executive Officer, Effective January 1, 2022 GRAND FORKS, N.D. (September 20, 2021) ? Alerus Financial Corporation (Nasdaq: |
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| September 20, 2021 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2021 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-39036 ? ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| July 28, 2021 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): July 28, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 28, 2021 |
ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2021 NET INCOME OF $11.7 MILLION Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (7.28.2021) Katie A. Lorenson, Chief Financial Officer 952.417.3725 (Office) ALERUS FINANCIAL CORPORATION REPORTS SECOND QUARTER 2021 NET INCOME OF $11.7 MILLION ? GRAND FORKS, N.D. (July 28, 2021) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $11.7 million for the second quarter of 2021, or $0.66 per diluted common share, compared to n |
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| July 28, 2021 |
Exhibit 99.2 INVESTOR PRESENTATION JULY 2021 Alerus 1 Forward-Looking Statements This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with respect to |
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| July 26, 2021 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): July 26, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 26, 2021 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? ? Missy Keney, Investor Relations 701.280.5120 (Office) : 218.791.6818 (Cell) [email protected] investors.alerus.com ? ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? GRAND FORKS, N.D. (July 26, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.16 per com |
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| June 7, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): June 7, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 7, 2021 |
Exhibit 99.1 INVESTOR PRESENTATION JUNE 2021 Alerus 1 Forward-Looking Statements This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with respect to |
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| May 25, 2021 |
Financial Statements and Exhibits, Other Events ? ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): May 25, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 25, 2021 |
Press Release of Alerus Financial Corporation, dated May 25, 2021 Exhibit 99.1 ? ? ? ? ? ? ? Kris Bevill, Public Relations Manager 701.280.5076 (Office) :: 701.306.8561 (Cell) [email protected] investors.alerus.com ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION EXPANDS SBA LENDING STRENGTH WITH ADDITION OF 5 SPECIALISTS ? GRAND FORKS, N.D. (May 25, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) is pleased to announce it is strengthening its U.S |
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| May 12, 2021 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): May 11, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 11, 2021 |
ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? ? Missy Keney, Investor Relations 701.280.5120 (Office) : 218.791.6818 (Cell) [email protected] investors.alerus.com ? ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION DECLARES CASH DIVIDEND ON COMMON SHARES ? GRAND FORKS, N.D. (May 11, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly cash dividend of $0.16 per comm |
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| May 11, 2021 |
Financial Statements and Exhibits, Other Events ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): May 11, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 6, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended March 31, 2021 ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-39036 ? ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| May 3, 2021 |
EX-99.2 2 alrs-20210428xex99d2.htm EX-99.2 Exhibit 99.2 INVESTOR PRESENTATION APRIL 2021 Alerus 1 Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations |
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| May 3, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K/A ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): April 28, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 28, 2021 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): April 28, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 28, 2021 |
ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2021 NET INCOME OF $15.2 MILLION Exhibit 99.1 ? ? ? ? ? ? ? FOR RELEASE (4.28.2021) Katie A. Lorenson, Chief Financial Officer 952.417.3725 (Office) ALERUS FINANCIAL CORPORATION REPORTS FIRST QUARTER 2021 NET INCOME OF $15.2 MILLION ? GRAND FORKS, N.D. (April 28, 2021) ? Alerus Financial Corporation (Nasdaq: ALRS) reported net income of $15.2 million for the first quarter of 2021, or $0.86 per diluted common share, compared to ne |
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| April 28, 2021 |
Exhibit 99.2 INVESTOR PRESENTATION APRIL 2021 Alerus 1 Forward-Looking Statements This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with respect to |
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| April 1, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? |
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| March 30, 2021 |
Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of March 30, 2021 ? ? ? ? 1. DEFINITIONS 1 ? 1.1 Defined Terms 1 ? 1.2 Certain Accounting Terms; Interpretations 5 ? 1.3 Exhibits and Schedules Incorporated 5 2. SUBORDINATED DEBT 5 ? 2.1 General Matters 5 ? ? 2.1.1 Certain Terms 5 ? ? 2.1.2 Subordination 5 ? 2.2 The Subordinated Note 5 ? 2.3 Unsecured Facility 5 ? 2.4 The Closing 5 ? 2.5 |
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| March 30, 2021 |
? ? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): March 30, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 30, 2021 |
ALERUS FINANCIAL CORPORATION ANNOUNCES PRIVATE PLACEMENT OF A $50 MILLION SUBORDINATED NOTE DUE 2031 Exhibit 99.1 ? ? Missy Keney, Investor Relations 701.280.5120 (Office) [email protected] investors.alerus.com ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION ANNOUNCES PRIVATE PLACEMENT OF A $50 MILLION SUBORDINATED NOTE DUE 2031 ? GRAND FORKS, N.D. (March 30, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that it has completed the private placement of a $50 million Subo |
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| March 30, 2021 |
Subordinated Note Due March 30, 2021 EX-4.1 2 alrs-20210330xex4d1.htm EX-4.1 Exhibit 4.1 SUBORDINATED NOTE THE INDEBTEDNESS OF ALERUS FINANCIAL CORPORATION (“BORROWER”) EVIDENCED BY THIS SUBORDINATED NOTE, INCLUDING THE PRINCIPAL AND INTEREST SHALL BE SUBORDINATE AND JUNIOR IN RIGHT OF PAYMENT TO ITS OBLIGATIONS TO ITS DEPOSITORS, ITS OBLIGATION UNDER BANKERS’ ACCEPTANCES AND LETTERS OF CREDIT, AND ITS OBLIGATIONS TO ITS OTHER GENERA |
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| March 12, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39036 ALERUS FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? ? Delaware 45-0375407 (State or other jurisdiction of incorporation or (I. |
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| February 22, 2021 |
ALERUS FINANCIAL CORPORATION DECLARES DIVIDEND AND ANNOUNCES STOCK REPURCHASE PROGRAM Exhibit 99.1 ? Missy Keney, Investor Relations 701.280.5120 (Office): 218.791.6818 (Cell) [email protected] investors.alerus.com ? ? FOR IMMEDIATE RELEASE ? ALERUS FINANCIAL CORPORATION DECLARES DIVIDEND AND ANNOUNCES STOCK REPURCHASE PROGRAM ? GRAND FORKS, N.D. (February 22, 2021) ? Alerus Financial Corporation (NASDAQ: ALRS) announced that its board of directors declared a regular quarterly |
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| February 22, 2021 |
Form of Performance-Based Restricted Stock Unit Award Agreement for Senior Executive Officers Exhibit 10.2 alerus financial corporation 2019 Equity Incentive Plan Performance-based Restricted Stock unit Award Agreement ? The Participant specified below is hereby granted a restricted stock unit award (the ?Award?) by Alerus Financial Corporation, a Delaware corporation (the ?Company?), under the Alerus Financial Corporation 2019 Equity Incentive Plan (the ?Plan?). The Award shall be subject |
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| February 22, 2021 |
Alerus Financial Corporation Long Term Incentive Plan Exhibit 10.1 ? ALERUS FINANCIAL LONG TERM INCENTIVE PLAN Summary Document ? ? Purpose of the Plan ? The Alerus Financial (?Alerus? or ?Company?) Executive Compensation Philosophy drives all aspects of compensation payable to the key executives of Alerus, particularly incentive compensation. The Compensation Philosophy states that executive compensation practices are designed to attract, motivate, |
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| February 22, 2021 |
Form of Time-Based Restricted Stock Unit Award Agreement for Senior Executive Officers EX-10.4 5 alrs-20210217xex10d4.htm EX-10.4 Exhibit 10.4 alerus financial corporation 2019 Equity Incentive Plan TIMe-based Restricted Stock unit Award Agreement The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by Alerus Financial Corporation, a Delaware corporation (the “Company”), under the Alerus Financial Corporation 2019 Equity Incentive Plan (the “ |
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| February 22, 2021 |
Form of Time-Based Restricted Stock Unit Award Agreement for Non-Executive Senior Officers EX-10.5 6 alrs-20210217xex10d5.htm EX-10.5 Exhibit 10.5 alerus financial corporation 2019 Equity Incentive Plan TIMe-based Restricted Stock unit Award Agreement The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by Alerus Financial Corporation, a Delaware corporation (the “Company”), under the Alerus Financial Corporation 2019 Equity Incentive Plan (the “ |
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| February 22, 2021 |
? United States Securities And Exchange Commission Washington, DC 20549 ? FORM 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): February 17, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 22, 2021 |
Form of Performance-Based Restricted Stock Unit Award Agreement for Non-Executive Senior Officers Exhibit 10.3 alerus financial corporation 2019 Equity Incentive Plan Performance-based Restricted Stock unit Award Agreement ? The Participant specified below is hereby granted a restricted stock unit award (the ?Award?) by Alerus Financial Corporation, a Delaware corporation (the ?Company?), under the Alerus Financial Corporation 2019 Equity Incentive Plan (the ?Plan?). The Award shall be subject |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Alerus Financial Corporation (Name of Issuer) Common Stock, $1.00 par value per share (Title of Class of Securities) 01446U103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 29, 2021 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 29, 2021 Alerus Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39036 45-0375407 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 27, 2021 |
Exhibit 99.2 INVESTOR PRESENTATION JANUARY 2021 Alerus 1 Forward-Looking Statements This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements include, without limitation, statements concerning plans, estimates, calculations, forecasts and projections with respect |
