Institutional and Fund Ownership - Buyers
Major holders that have opened new positions in Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF include SIRAX - Sierra Tactical All Asset Fund Class A, Colony Group, LLC, KWB Wealth, Boreal Capital Management LLC, Essex Financial Services, Inc., Mml Investors Services, Llc, Insigneo Advisory Services, Llc, Grant/GrossMendelsohn, LLC, Everett Harris & Co /ca/, Stephens Inc /ar/, Financial Advocates Investment Management, FSC Wealth Advisors, LLC, Cascade Financial Partners, LLC, Grant Private Wealth Management Inc, Resurgent Financial Advisors LLC, Assetmark, Inc, Hantz Financial Services, Inc., AdvisorNet Financial, Inc, and Ameritas Advisory Services, LLC .
This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-28 | NP | SIRAX - Sierra Tactical All Asset Fund Class A | 246,100 | 4,669 | ||||||
| 2025-08-12 | 13F | LPL Financial LLC | 2,791,483 | 32.34 | 52,954 | 34.25 | ||||
| 2025-05-01 | 13F | Grant/GrossMendelsohn, LLC | 34,241 | 633 | ||||||
| 2025-07-31 | 13F | Cambridge Investment Research Advisors, Inc. | 21,739 | 5.26 | 0 | |||||
| 2025-08-14 | 13F | GWM Advisors LLC | 158,682 | 4.58 | 3,010 | 6.10 | ||||
| 2025-07-21 | 13F | Mechanics Financial Corp | 36,694 | 23.47 | 696 | 25.41 | ||||
| 2025-08-06 | 13F | Commonwealth Equity Services, Llc | 305,236 | 1.87 | 6 | 0.00 | ||||
| 2025-07-30 | 13F | Meadow Creek Wealth Advisors Llc | 130,435 | 14.75 | 2,474 | 16.42 | ||||
| 2025-07-11 | 13F | Grant Private Wealth Management Inc | 11,159 | 212 | ||||||
| 2025-07-14 | 13F | AdvisorNet Financial, Inc | 285 | 5 | ||||||
| 2025-08-04 | 13F | Hantz Financial Services, Inc. | 800 | 0 | ||||||
| 2025-08-07 | 13F | Cascade Financial Partners, LLC | 17,399 | 330 | ||||||
| 2025-09-04 | 13F/A | Advisor Group Holdings, Inc. | 78,543 | 4.79 | 1,490 | 6.35 | ||||
| 2025-08-11 | 13F | Principal Securities, Inc. | 429,357 | 94.40 | 8,145 | 98.15 | ||||
| 2025-08-08 | 13F | Principal Financial Group Inc | 284,025 | 23.39 | 5,381 | 25.11 | ||||
| 2025-08-14 | 13F | BTG Pactual Asset Management US LLC | 28,025 | 8.74 | 532 | 10.40 | ||||
| 2025-08-15 | 13F | Kestra Advisory Services, LLC | 235,944 | 45.83 | 4,476 | 47.93 | ||||
| 2025-07-15 | 13F | GSB Wealth Management, LLC | 224,275 | 16.10 | 4,255 | 17.77 | ||||
| 2025-08-14 | 13F | Main Street Financial Solutions, LLC | 11,396 | 1.17 | 216 | 2.86 | ||||
| 2025-07-17 | 13F | LexAurum Advisors, LLC | 34,488 | 22.22 | 654 | 24.10 | ||||
| 2025-08-12 | 13F | Laurel Wealth Advisors LLC | 3,510 | 1,797.30 | 0 | -100.00 | ||||
| 2025-08-12 | 13F | Jpmorgan Chase & Co | 77,295 | 3,031.89 | 1,466 | 3,086.96 | ||||
| 2025-08-14 | 13F/A | Rockefeller Capital Management L.P. | 117,383 | 5.80 | 2,227 | 7.33 | ||||
| 2025-07-28 | 13F | IFC Advisors LLC | 2,819,142 | 1.49 | 53,479 | 2.96 | ||||
| 2025-07-29 | 13F | Stephens Inc /ar/ | 20,417 | 387 | ||||||
| 2025-08-14 | 13F | Colony Group, LLC | 242,920 | 4,608 | ||||||
| 2025-08-06 | 13F | Bensler, LLC | 582,078 | 11.67 | 11,042 | 13.30 | ||||
| 2025-08-12 | 13F | J.w. Cole Advisors, Inc. | 136,786 | 0.83 | 2,595 | 2.29 | ||||
| 2025-07-17 | 13F | KWB Wealth | 209,390 | 3,916 | ||||||
| 2025-08-07 | 13F | Ibex Wealth Advisors | 95,623 | 2.31 | 1,814 | 3.78 | ||||
| 2025-08-14 | 13F | Permanens Capital L.P. | 1,520,729 | 10.12 | 28,848 | 11.71 | ||||
| 2025-07-22 | 13F | Wealthcare Advisory Partners LLC | 44,543 | 2.53 | 845 | 3.94 | ||||
| 2025-08-12 | 13F | Financial Advocates Investment Management | 19,965 | 379 | ||||||
| 2025-07-18 | 13F | Truist Financial Corp | 56,237 | 3.54 | 1,067 | 5.02 | ||||
| 2025-07-17 | 13F | XML Financial, LLC | 18,718 | 1.09 | 355 | 2.60 | ||||
| 2025-08-15 | 13F | Morgan Stanley | 6,156,993 | 0.77 | 116,798 | 2.22 | ||||
| 2025-08-08 | 13F | Creative Planning | 138,387 | 2,625 | ||||||
| 2025-07-18 | 13F | Rogco, Lp | 380,684 | 1.43 | 7,222 | 2.89 | ||||
| 2025-08-14 | 13F | Fmr Llc | 41 | 24.24 | 1 | |||||
| 2025-07-14 | 13F | Signature Securities Group Corporation | 78,578 | 1.18 | 1,491 | 2.62 | ||||
| 2025-07-08 | 13F | Ehrlich Financial Group | 16,597 | 12.76 | 315 | 14.18 | ||||
| 2025-07-22 | 13F | Berger Financial Group, Inc | 425,217 | 5.61 | 8,066 | 7.13 | ||||
| 2025-07-16 | 13F | Essex Financial Services, Inc. | 47,378 | 899 | ||||||
| 2025-08-14 | 13F | Susquehanna International Group, Llp | 31,705 | 2.66 | 601 | 4.16 | ||||
| 2025-08-14 | 13F | Bank Of America Corp /de/ | 10,222,023 | 10.76 | 193,912 | 12.35 | ||||
| 2025-08-14 | 13F | Mariner, LLC | 504,757 | 31.78 | 9,575 | 33.69 | ||||
| 2025-08-11 | 13F | Resurgent Financial Advisors LLC | 10,268 | 195 | ||||||
| 2025-09-02 | 13F/A | FSC Wealth Advisors, LLC | 17,675 | 335 | ||||||
| 2025-07-29 | 13F | Private Trust Co Na | 6,094 | 78.50 | 116 | 82.54 | ||||
| 2025-08-12 | 13F | Boreal Capital Management LLC | 66,894 | 1,269 | ||||||
| 2025-07-09 | 13F | Fiduciary Alliance LLC | 103,095 | 18.55 | 1,956 | 20.23 | ||||
| 2025-07-25 | 13F | Cwm, Llc | 10,535 | 1.17 | 0 | |||||
| 2025-08-12 | 13F | Insigneo Advisory Services, Llc | 35,434 | 672 | ||||||
| 2025-08-11 | 13F | Platform Technology Partners | 19,000 | 72.73 | 360 | 75.61 | ||||
| 2025-08-04 | 13F | Assetmark, Inc | 2,390 | 45 | ||||||
| 2025-08-14 | 13F | Wells Fargo & Company/mn | 3,250,027 | 3.66 | 61,653 | 5.15 | ||||
| 2025-08-14 | 13F | Mml Investors Services, Llc | 38,426 | 1 | ||||||
| 2025-07-21 | 13F | Ameritas Advisory Services, LLC | 200 | 4 | ||||||
| 2025-08-14 | 13F | Comerica Bank | 89,256 | 5.18 | 1,693 | 6.75 | ||||
| 2025-08-05 | 13F | Huntington National Bank | 52 | 0.00 | ||||||
| 2025-08-12 | 13F | Steward Partners Investment Advisory, Llc | 2,577 | 92.31 | 49 | 92.00 | ||||
| 2025-08-08 | 13F | Emerald Investment Partners, Llc | 10,814 | 5.05 | 205 | 6.77 | ||||
| 2025-07-21 | 13F | Cliftonlarsonallen Wealth Advisors, Llc | 43,885 | 832 | ||||||
| 2025-08-06 | 13F | SOUTH STATE Corp | 740 | 14 | ||||||
| 2025-04-14 | 13F | Griffith & Werner, Inc. | 11,029 | 0.81 | 206 | 1.48 | ||||
| 2025-08-12 | 13F | Proequities, Inc. | 0 | 0 | ||||||
| 2025-08-08 | 13F | Cornerstone Advisors Asset Management, Inc | 525,948 | 9.19 | 9,977 | 11.87 | ||||
| 2025-08-12 | 13F | FourThought Financial Partners, LLC | 56,278 | 11.86 | 1,068 | 13.51 | ||||
| 2025-08-01 | 13F | Envestnet Asset Management Inc | 403,476 | 59.71 | 7,654 | 62.00 | ||||
| 2025-07-21 | 13F | Mirae Asset Global Investments Co., Ltd. | 102,829 | 58.66 | 1,951 | 60.76 | ||||
| 2025-07-11 | 13F | Pinnacle Bancorp, Inc. | 6,135 | 48.91 | 116 | 50.65 | ||||
| 2025-07-31 | 13F | Whipplewood Advisors, LLC | 19,583 | 2,697.57 | 371 | -8.85 | ||||
| 2025-08-08 | 13F | Everett Harris & Co /ca/ | 23,500 | 446 |
