Institutional and Fund Ownership - Buyers
Major holders that have opened new positions in PGIM Rock ETF Trust - PGIM S&P 500 Buffer 20 ETF - April include Spire Wealth Management, Centaurus Financial, Inc., American Asset Management Inc., Harbor Investment Advisory, Llc, Pnc Financial Services Group, Inc., and PRUDENTIAL SERIES FUND - PSF PGIM Laddered Allocation S&P 500 Buffer 20 Portfolio Class III .
This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-06 | 13F | Commonwealth Equity Services, Llc | 26,717 | 195.93 | 1 | |||||
| 2025-07-21 | 13F | DHJJ Financial Advisors, Ltd. | 10,272 | 23.02 | 285 | 27.93 | ||||
| 2025-08-29 | 13F | Centaurus Financial, Inc. | 93,384 | 3 | ||||||
| 2025-08-04 | 13F | Jim Saulnier & Associates, Llc | 61,926 | 24.75 | 1,717 | 30.08 | ||||
| 2025-08-27 | NP | PRUDENTIAL SERIES FUND - PSF PGIM Laddered Allocation S&P 500 Buffer 20 Portfolio Class III | 761 | 21 | ||||||
| 2025-08-08 | 13F | Pnc Financial Services Group, Inc. | 1,785 | 50 | ||||||
| 2025-08-12 | 13F | Proequities, Inc. | 0 | 0 | ||||||
| 2025-08-04 | 13F | Spire Wealth Management | 119,649 | 3,318 | ||||||
| 2025-08-14 | 13F | Old Mission Capital Llc | 12,755 | 27.51 | 354 | 32.71 | ||||
| 2025-08-12 | 13F | American Asset Management Inc. | 32,479 | 901 | ||||||
| 2025-08-08 | 13F | Cetera Investment Advisers | 12,514 | 23.46 | 347 | 29.00 | ||||
| 2025-07-01 | 13F | Harbor Investment Advisory, Llc | 2,000 | 55 | ||||||
| 2025-08-15 | 13F | Kestra Advisory Services, LLC | 22,367 | 34.58 | 620 | 40.27 | ||||
| 2025-08-12 | 13F | Prudential Financial Inc | 161,929 | 34.42 | 4,490 | 40.09 |
