Institutional and Fund Ownership - Buyers
Major holders that have opened new positions in Barings Participation Investors include PCEF - Invesco CEF Income Composite ETF, Whipplewood Advisors, LLC, GWM Advisors LLC, Putnam Fl Investment Management Co, and Ameritas Advisory Services, LLC .
This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-14 | 13F | GWM Advisors LLC | 14,760 | 297 | ||||||
| 2025-08-01 | 13F | Envestnet Asset Management Inc | 10,340 | 208 | ||||||
| 2025-07-28 | NP | PCEF - Invesco CEF Income Composite ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 125,768 | 2,215 | ||||||
| 2025-07-18 | 13F | PFG Investments, LLC | 17,803 | 1.94 | 358 | 16.61 | ||||
| 2025-08-12 | 13F | Barings Llc | 277,703 | 0.98 | 5,585 | 15.18 | ||||
| 2025-08-12 | 13F | Putnam Fl Investment Management Co | 11,300 | 227 | ||||||
| 2025-08-14 | 13F | Mml Investors Services, Llc | 14,186 | 0.33 | 0 | |||||
| 2025-07-16 | 13F | St Germain D J Co Inc | 1,352 | 27 | ||||||
| 2025-08-13 | 13F | Invesco Ltd. | 125,390 | 0.88 | 2,522 | 15.06 | ||||
| 2025-07-21 | 13F | Ameritas Advisory Services, LLC | 1,264 | 25 | ||||||
| 2025-08-06 | 13F | Round Rock Advisors, LLC | 205,996 | 1.86 | 4,143 | 16.19 | ||||
| 2025-08-15 | 13F | Morgan Stanley | 323,943 | 2.98 | 6,515 | 17.48 | ||||
| 2025-08-12 | 13F | LPL Financial LLC | 166,947 | 12.84 | 3,357 | 28.72 | ||||
| 2025-05-19 | 13F | Smith Asset Management Co., LLC | 75,765 | 1.54 | 1,336 | 4.71 | ||||
| 2025-08-06 | 13F | Commonwealth Equity Services, Llc | 124,770 | 0.33 | 3 | 0.00 | ||||
| 2025-08-11 | 13F | TSP Capital Management Group, LLC | 5,742 | 11.07 | ||||||
| 2025-08-08 | 13F | Cetera Investment Advisers | 96,038 | 0.35 | 1,931 | 14.46 | ||||
| 2025-08-13 | 13F | Jones Financial Companies Lllp | 22,980 | 3.43 | 451 | 16.88 | ||||
| 2025-09-04 | 13F/A | Advisor Group Holdings, Inc. | 195,996 | 8.48 | 3,941 | 23.74 | ||||
| 2025-07-31 | 13F | Whipplewood Advisors, LLC | 21,783 | 438 | ||||||
| 2025-08-12 | 13F | Proequities, Inc. | 0 | 0 | ||||||
| 2025-08-14 | 13F | Schwallier Wealth Management LLC | 44,987 | 1.92 | 905 | 16.20 |
