Institutional and Fund Ownership - Buyers
Major holders that have opened new positions in Guggenheim Active Allocation Fund include Golden State Equity Partners, Brinker Capital Investments, LLC, MCTOX - Modern Capital Tactical Opportunities Fund Class A Shares, and Larson Financial Group LLC .
This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-14 | 13F | Wells Fargo & Company/mn | 255,921 | 2.00 | 4,003 | 5.85 | ||||
| 2025-08-12 | 13F | Jpmorgan Chase & Co | 5,199 | 845.27 | 81 | 912.50 | ||||
| 2025-08-26 | NP | MCTOX - Modern Capital Tactical Opportunities Fund Class A Shares | 3,056 | 48 | ||||||
| 2025-08-13 | 13F | Invesco Ltd. | 60,389 | 27.09 | 944 | 31.84 | ||||
| 2025-08-28 | NP | Cohen & Steers Closed-end Opportunity Fund, Inc. | 394,198 | 1.28 | 6,165 | 5.12 | ||||
| 2025-08-08 | 13F | Cetera Investment Advisers | 21,746 | 11.89 | 340 | 16.44 | ||||
| 2025-08-14 | 13F | Raymond James Financial Inc | 650,002 | 9.69 | 10,166 | 13.85 | ||||
| 2025-08-05 | 13F | Aviance Capital Partners, LLC | 28,793 | 17.84 | 450 | 22.28 | ||||
| 2025-08-14 | 13F | Wetherby Asset Management Inc | 23,590 | 110.02 | 369 | 120.36 | ||||
| 2025-08-15 | 13F | Kestra Advisory Services, LLC | 96,208 | 0.06 | 1,505 | 3.87 | ||||
| 2025-08-12 | 13F | Proequities, Inc. | 0 | 0 | ||||||
| 2025-07-31 | 13F | Oppenheimer & Co Inc | 90,955 | 3.22 | 1,423 | 7.16 | ||||
| 2025-08-01 | 13F | Envestnet Asset Management Inc | 32,501 | 13.64 | 508 | 17.87 | ||||
| 2025-08-13 | 13F | Northwestern Mutual Wealth Management Co | 1,518 | 24 | ||||||
| 2025-07-25 | 13F | Concurrent Investment Advisors, LLC | 27,942 | 5.01 | 437 | 9.25 | ||||
| 2025-08-12 | 13F | Pathstone Holdings, LLC | 770,869 | 17.12 | 12,056 | 20.96 | ||||
| 2025-08-01 | 13F | Corrado Advisors, Llc | 167,183 | 3.06 | 2,615 | 6.96 | ||||
| 2025-07-14 | 13F | Golden State Equity Partners | 39,724 | 621 | ||||||
| 2025-08-14 | 13F | UBS Group AG | 58,755 | 26.57 | 919 | 31.33 | ||||
| 2025-08-18 | 13F | Geneos Wealth Management Inc. | 3,000 | 100.00 | 47 | 109.09 | ||||
| 2025-08-14 | 13F | Stifel Financial Corp | 65,580 | 7.92 | 1,026 | 12.02 | ||||
| 2025-08-08 | 13F | Larson Financial Group LLC | 3,000 | 47 | ||||||
| 2025-08-12 | 13F | Steward Partners Investment Advisory, Llc | 75,835 | 147.11 | 1,186 | 156.71 | ||||
| 2025-08-06 | 13F | Wedbush Securities Inc | 15,142 | 0.45 | 0 | |||||
| 2025-08-14 | 13F | Bank Of America Corp /de/ | 920,711 | 49.70 | 14,400 | 55.36 | ||||
| 2025-08-11 | 13F | Blue Bell Private Wealth Management, Llc | 200 | 3 | ||||||
| 2025-09-04 | 13F/A | Advisor Group Holdings, Inc. | 52,280 | 0.02 | 818 | 3.81 | ||||
| 2025-08-12 | 13F | Advisors Asset Management, Inc. | 799,036 | 12.71 | 12,497 | 16.97 | ||||
| 2025-08-13 | 13F | Baird Financial Group, Inc. | 781,143 | 1.96 | 12,217 | 5.82 | ||||
| 2025-08-11 | 13F | HighTower Advisors, LLC | 28,645 | 18.87 | 448 | 23.42 | ||||
| 2025-08-15 | 13F | Morgan Stanley | 2,581,005 | 4.42 | 40,367 | 8.37 | ||||
| 2025-08-06 | 13F | Commonwealth Equity Services, Llc | 12,064 | 4.00 | 0 | |||||
| 2025-08-14 | 13F | Cohen & Steers, Inc. | 741,149 | 0.68 | 12 | 0.00 | ||||
| 2025-08-27 | 13F/A | Brinker Capital Investments, LLC | 11,450 | 179 | ||||||
| 2025-08-12 | 13F | J.w. Cole Advisors, Inc. | 38,406 | 42.82 | 601 | 48.15 | ||||
| 2025-08-14 | 13F/A | Rockefeller Capital Management L.P. | 21,645 | 2.35 | 339 | 6.29 | ||||
| 2025-08-12 | 13F | LPL Financial LLC | 24,820 | 0.97 | 388 | 4.86 |
