Institutional and Fund Ownership - Buyers
Major holders that have opened new positions in PGIM Rock ETF Trust - PGIM Laddered S&P 500 Buffer 12 ETF include Kestra Advisory Services, LLC, Old Mission Capital Llc, Pnc Financial Services Group, Inc., and Financial Connections Group, Inc. .
This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.
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| File Date | Source | Investor | Type | Avg Price (Est) |
Shares | Δ Shares (%) |
Reported Value ($1000) |
Δ Value (%) |
Port Alloc (%) |
|
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-08 | 13F | Cetera Investment Advisers | 57,006 | 46.60 | 1,598 | 57.13 | ||||
| 2025-08-14 | 13F | UBS Group AG | 2,652 | 493.29 | 74 | 572.73 | ||||
| 2025-08-08 | 13F | Pnc Financial Services Group, Inc. | 1,819 | 51 | ||||||
| 2025-08-14 | 13F | GWM Advisors LLC | 18,472 | 15.65 | 518 | 23.98 | ||||
| 2025-07-24 | 13F | Financial Connections Group, Inc. | 1,696 | 0 | ||||||
| 2025-08-06 | 13F | Commonwealth Equity Services, Llc | 112,016 | 314.77 | 3 | |||||
| 2025-08-01 | 13F | Envestnet Asset Management Inc | 31,481 | 15.90 | 883 | 24.23 | ||||
| 2025-08-15 | 13F | Kestra Advisory Services, LLC | 47,432 | 1,330 | ||||||
| 2025-08-12 | 13F | Proequities, Inc. | 0 | 0 | ||||||
| 2025-08-14 | 13F | Royal Bank Of Canada | 6,241 | 156.41 | 175 | 173.44 | ||||
| 2025-07-09 | 13F | Fermata Advisors, LLC | 166,804 | 0.22 | 4,677 | 7.37 | ||||
| 2025-08-14 | 13F | Old Mission Capital Llc | 16,962 | 476 | ||||||
| 2025-08-14 | 13F | Raymond James Financial Inc | 347,694 | 8.79 | 9,748 | 16.56 | ||||
| 2025-08-14 | 13F | Mml Investors Services, Llc | 31,130 | 8.79 | 1 | |||||
| 2025-07-21 | 13F | DHJJ Financial Advisors, Ltd. | 15,580 | 43.05 | 437 | 52.98 |
