CLI - Mack-Cali Realty Corp. Stock - Stock Price, Institutional Ownership, Shareholders (NYSE)

Mack-Cali Realty Corp.
US ˙ NYSE ˙ US5544891048
THIS SYMBOL IS NO LONGER ACTIVE

Basic Stats
Institutional Owners 245 total, 242 long only, 2 short only, 1 long/short - change of -0.81% MRQ
Average Portfolio Allocation 0.1388 % - change of -11.44% MRQ
Institutional Shares (Long) 35,005,768 (ex 13D/G) - change of -0.98MM shares -2.72% MRQ
Institutional Value (Long) $ 528,560 USD ($1000)
Institutional Ownership and Shareholders

Mack-Cali Realty Corp. (US:CLI) has 245 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 35,198,759 shares. Largest shareholders include IJR - iShares Core S&P Small-Cap ETF, VGSIX - Vanguard Real Estate Index Fund Investor Shares, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, IWM - iShares Russell 2000 ETF, NAESX - Vanguard Small-Cap Index Fund Investor Shares, VEXMX - Vanguard Extended Market Index Fund Investor Shares, VISVX - Vanguard Small-Cap Value Index Fund Investor Shares, PURCX - PGIM GLOBAL REAL ESTATE FUND Class C, FSSNX - Fidelity Small Cap Index Fund, and QCSTRX - Stock Account Class R1 .

Mack-Cali Realty Corp. (NYSE:CLI) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

CLI / Mack-Cali Realty Corp. Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

CLI / Mack-Cali Realty Corp. Historical Put/Call Ratio
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-07-28 NP VCSLX - Small Cap Index Fund 29,603 -1.28 450 -11.44
2025-07-30 NP FSAKX - Strategic Advisers U.S. Total Stock Fund 21,760 -4.92 331 -14.73
2025-06-25 NP GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 63,731 869.00 989 815.74
2025-08-27 NP NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,710,534 -13.14 25,470 -23.56
2025-06-25 NP FAD - First Trust Multi Cap Growth AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,418 118.18 115 116.98
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 182 -0.55 3 0.00
2025-06-26 NP TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 225,311 5.03 3,497 2.25
2025-06-26 NP TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 119,693 -54.06 1,858 -55.29
2025-05-12 13F Simplex Trading, Llc Put 0 -100.00 0
2025-08-26 NP NSIDX - Northern Small Cap Index Fund 36,528 0.18 544 -11.85
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 3,870 -49.48 58 -55.81
2025-08-26 NP Profunds - Profund Vp Ultrasmall-cap 276 -2.82 4 0.00
2025-06-24 NP SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 37,721 0.00 585 -2.66
2025-06-25 NP FYX - First Trust Small Cap Core AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 30,319 -16.51 471 -18.69
2025-08-22 NP FESM - Fidelity Enhanced Small Cap ETF 61,956 4.93 923 -7.71
2025-08-27 NP BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 47,975 0.00 714 -11.96
2025-07-28 NP VVSCX - Small Cap Value Fund 15,352 -15.66 233 -24.35
2025-08-22 NP SZCAX - DWS Small Cap Core Fund Class A 343,847 0.00 5,120 -12.00
2025-08-22 NP CRED - Columbia Research Enhanced Real Estate ETF 305 0.00 5 -20.00
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 77 -11.49 1 0.00
2025-07-22 NP DSMFX - Destinations Small-Mid Cap Equity Fund Class I 2,039 0.00 31 -11.76
2025-06-26 NP KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 334 6.37 5 0.00
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 791,508 0.78 12,284 -1.88
2025-08-26 NP Profunds - Profund Vp Small-cap Value 1,010 0.70 15 -6.25
2025-08-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,030 19.62 30 7.14
2025-08-28 NP SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,108 0.00 16 -11.11
2025-08-28 NP WFIVX - Wilshire 5000 Index Fund Investment Class 312 0.00 5 -20.00
2025-08-26 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 51,400 0.00 765 -11.97
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 4,298 8.32 64 -5.97
2025-08-27 NP VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 593,082 0.28 8,831 -11.75
2025-06-25 NP GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 214,222 547.84 3,325 530.74
2025-08-22 NP CREAX - Columbia Real Estate Equity Fund Class A 12,100 0.00 180 -11.76
2025-07-29 NP VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 93,431 -2.05 1,420 -12.02
2025-08-29 NP DES - WisdomTree U.S. SmallCap Dividend Fund N/A 86,269 -0.35 1,285 -12.30
2025-08-26 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 135,172 0.12 2,013 -11.91
2025-08-27 NP VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 61,988 -1.28 923 -13.09
2025-06-26 NP USCAX - Small Cap Stock Fund Shares 72,500 0.00 1,125 -2.60
2025-07-28 NP QVMS - Invesco S&P SmallCap 600 QVM Multi-factor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,750 -4.71 194 -14.60
2025-08-28 NP GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,260 0.00 19 -14.29
2025-08-26 NP PEXMX - T. Rowe Price Extended Equity Market Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,270 0.00 168 -12.11
2025-06-24 NP BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 28,456 11.50 442 8.62
2025-06-26 NP DFA INVESTMENT DIMENSIONS GROUP INC - DFA Global Real Estate Securities Portfolio Shares This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 330,414 -6.72 5,128 -9.17
2025-06-24 NP SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 46,964 2.50 729 -0.27
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 37,192 -8.94 554 -19.97
2025-08-28 NP SLYG - SPDR(R) S & P 600 Small Cap Growth ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 174,411 -3.99 2,597 -15.52
2025-08-22 NP FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 86,531 1.72 1,288 -10.49
2025-08-29 NP PRRSX - PIMCO RealEstateRealReturn Strategy Fund Institutional 8,082 -4.30 120 -15.49
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 14,675 5.87 219 -6.84
2025-08-27 NP Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 33,010 0.00 492 -12.01
2025-08-26 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 17,328 0.00 258 -11.95
2025-06-26 NP ETTOX - E*TRADE No Fee Total Market Index Fund 23 0
2025-08-28 NP SPSM - SPDR(R) Portfolio Small Cap ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 686,766 -1.40 10,226 -13.23
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP JPMorgan Small Cap Core Fund Service Class 4,016 -13.22 60 -24.36
2025-06-26 NP DFAR - Dimensional US Real Estate ETF 86,831 5.38 1,348 2.59
2025-07-24 NP BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 228,450 799.76 3,472 799.48
2025-06-26 NP FSRNX - Fidelity Real Estate Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 140,943 2.19 2,187 -0.50
2025-07-25 NP FNDA - Schwab Fundamental U.S. Small Company Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 226,986 -7.58 3,450 -17.03
2025-08-27 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 403 0.75 6 0.00
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,773 7.98 26 -3.70
2025-07-28 NP MSSM - Morgan Stanley Pathway Small-Mid Cap Equity ETF 3,271 15.22 50 2.08
2025-06-25 NP WMMRX - Wilmington Real Asset Fund Class A Shares 6,873 0.00 107 -2.75
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Real Estate Portfolio Class IB 1,542 2.12 23 -12.00
2025-08-26 NP FRI - First Trust S&P REIT Index Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,653 -1.53 159 -13.66
2025-08-27 NP Advanced Series Trust - Ast Academic Strategies Asset Allocation Portfolio 190,572 -1.50 2,838 -13.32
2025-08-26 NP JMEE - JPMorgan Market Expansion Enhanced Equity ETF 36,227 3.39 539 -8.95
2025-08-27 NP THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 59,654 0.54 888 -11.47
2025-08-28 NP PZRMX - PIMCO Inflation Response Multi-Asset Fund Class A 3,697 -5.42 55 -16.67
2025-06-23 NP PJARX - SmallCap Value Fund II R-3 6,178 15.39 96 11.76
2025-08-26 NP IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 438,132 -6.51 6,524 -17.73
2025-07-25 NP SCHH - Schwab U.S. REIT ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 494,126 6.82 7,511 -4.10
2025-07-29 NP VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 52,091 -4.79 792 -14.58
2025-08-27 NP Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 28,166 0.00 419 -11.97
2025-08-28 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,025,208 -2.74 30,155 -14.41
2025-08-26 NP XJR - iShares ESG Screened S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,363 -6.21 95 -17.54
2025-08-26 NP PENN SERIES FUNDS INC - Small Cap Index Fund 2,400 0.00 36 -12.50
2025-07-22 NP GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 8,369 -25.87 127 -33.51
2025-08-26 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 2,801 -9.47 42 -21.15
2025-06-17 NP GRASX - Goldman Sachs Multi-Manager Real Assets Strategy Fund Class R6 Shares 223,909 5.85 3,475 3.09
2025-07-25 NP CRAAX - Columbia Adaptive Risk Allocation Fund Class A 9,300 25.68 141 4.44
2025-08-26 NP IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,832,321 -3.17 71,953 -14.79
2025-06-26 NP BLACKROCK FUNDS - iShares Developed Real Estate Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,447 -12.68 147 -15.12
2025-06-23 NP SGPIX - Small-cap Growth Profund Investor Class 212 -0.47 3 0.00
2025-07-28 NP HDG - ProShares Hedge Replication ETF 103 11.96 2 0.00
2025-08-28 NP RWO - SPDR(R) Dow Jones Global Real Estate ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 60,941 -0.81 907 -12.70
2025-07-28 NP BBRE - JPMorgan BetaBuilders MSCI U.S. REIT ETF 81,303 0.98 1,236 -9.39
2025-06-26 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 100,172 0.00 1,555 -2.63
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 6,672 -5.52 104 -8.04
2025-08-29 NP EES - WisdomTree U.S. SmallCap Fund N/A 16,807 -2.55 250 -14.09
2025-07-29 NP SEIAX - SIIT Multi-Asset Real Return Fund - Class A 1,495 0.00 23 -12.00
2025-06-25 NP ISCB - iShares Morningstar Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,952 3.86 61 1.67
2025-06-25 NP FREL - Fidelity MSCI Real Estate Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 64,291 8.26 998 5.39
2025-06-26 NP FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 24,116 2.14 374 -0.53
2025-08-19 NP NORTHWESTERN MUTUAL SERIES FUND INC - Index 600 Stock Portfolio 28,559 1.92 425 -10.34
2025-08-27 NP Advanced Series Trust - Ast Advanced Strategies Portfolio 182,178 -1.49 2,713 -13.33
2025-08-27 NP PRUDENTIAL SERIES FUND - SMALL CAPITALIZATION STOCK PORTFOLIO Class I 71,979 0.00 1,072 -12.00
2025-06-25 NP USRT - iShares Core U.S. REIT ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 197,278 5.54 3,062 2.75
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 11,838 -7.01 176 -18.14
2025-07-28 NP OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,024 -3.21 122 -13.57
2025-08-29 NP SA FUNDS INVESTMENT TRUST - SA Real Estate Securities Fund 7,019 -15.63 105 -25.71
2025-08-28 NP RWR - SPDR(R) Dow Jones REIT ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 172,098 10.78 2,563 -2.51
2025-06-26 NP HAUS - Home Appreciation U.S. REIT ETF 21,796 13.61 338 10.82
2025-08-28 NP ESIX - SPDR S&P SmallCap 600 ESG ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 622 -10.25 9 -18.18
2025-08-21 NP MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 58,864 -2.02 876 -13.78
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 803 -29.81 12 -33.33
2025-08-28 NP SLYV - SPDR(R) S & P 600 Small Cap Value ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 256,455 -11.07 3,819 -21.75
2025-07-29 NP ESGV - Vanguard ESG U.S. Stock ETF ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,576 9.45 267 -1.48
2025-08-26 NP JSCSX - JPMorgan U.S. Small Company Fund Class I 19,895 -11.00 296 -21.69
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 8,923 2.58 138 0.00
2025-07-22 NP DRAFX - Destinations Real Assets Fund Class I 13,737 14.21 209 2.46
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 52,337 0.00 779 -11.98
2025-08-27 NP PJEAX - PGIM US Real Estate Fund Class A 193,039 7.59 2,874 -5.30
2025-06-26 NP REET - iShares Global REIT ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 191,243 2.34 2,968 -0.34
2025-07-30 NP SMCIX - S&P SmallCap Index Fund Direct Shares 3,077 0.00 47 -11.54
2025-08-25 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 7,866 0.00 117 -12.03
2025-07-28 NP URTY - ProShares UltraPro Russell2000 5,739 -28.44 87 -35.56
2025-06-26 NP FZROX - Fidelity ZERO Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 37,156 3.73 577 1.05
2025-08-26 NP ICRPX - VY(R) Clarion Real Estate Portfolio Class ADV 65,117 0.00 970 -11.99
2025-06-24 NP Innovator ETFs Trust - Innovator U.S. Small Cap Managed Floor ETF 544 60.00 8 60.00
2025-07-29 NP VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 272,828 -1.74 4,147 -11.79
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 195,816 3.30 3,039 0.60
2025-08-26 NP IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 3,517 -9.12 52 -20.00
2025-07-29 NP SIXL - 6 Meridian Low Beta Equity Strategy ETF 48,365 735
2025-06-23 NP SVPIX - Small-cap Value Profund Investor Class 172 -11.34 3 -33.33
2025-06-26 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,759 0.00 74 -2.67
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,317,212 -7.50 34,503 -18.60
2025-08-26 NP Profunds - Profund Vp Small-cap 181 2.26 3 0.00
2025-08-28 NP MMTM - SPDR S&P 1500 Momentum Tilt ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 65 -12.16 1 -100.00
2025-08-28 NP SPWIX - Simt Small Cap Growth Fund Class I 14,959 -53.67 223 -59.34
2025-07-28 NP RWJ - Invesco S&P SmallCap 600 Revenue ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 18,055 -9.11 274 -18.45
2025-06-30 NP VRTPX - Vanguard Real Estate II Index Fund This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 539,072 -0.01 8,366 -2.64
2025-08-26 NP PSOPX - JPMorgan Small Cap Value Fund Class I 68,970 -1.29 1,027 -13.20
2025-08-27 NP JNL SERIES TRUST - JNL Small Cap Index Fund (I) 138,146 -2.74 2,057 -14.44
2025-08-28 NP ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 104,122 2.52 1,550 -9.78
2025-07-25 NP SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 384,325 -1.09 5,842 -11.20
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 393,330 9.52 5,979 -1.68
2025-08-26 NP EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 5,300 0.00 79 -12.36
2025-08-27 NP HCEGX - The Growth Equity Portfolio HC Strategic Shares 3,365 0.00 50 -10.71
2025-06-26 NP TRDFX - Steward Small-Mid Cap Enhanced Index Fund Class A 4,646 0.00 72 -2.70
2025-06-30 NP PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 112,202 -14.75 1,741 -16.98
2025-06-26 NP ERET - iShares Environmentally Aware Real Estate ETF 568 0.00 9 -11.11
2025-06-30 NP VGSIX - Vanguard Real Estate Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,139,809 -2.62 48,730 -5.18
2025-06-18 NP RTXAX - Tax-Managed Real Assets Fund Class A 26,987 0.00 419 -2.79
2025-08-25 NP MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 10,505 -10.69 156 -21.61
2025-08-27 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 111 0.00 2 0.00
2025-08-27 NP VGSR - Vert Global Sustainable Real Estate ETF 36,256 -1.18 540 -13.06
2025-07-29 NP VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 41,956 -7.22 638 -16.73
2025-06-26 NP SREAX - PGIM Select Real Estate Fund Class A 252,034 -0.38 3,912 -3.00
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 21,881 6.55 326 -6.34
2025-08-28 NP QCSTRX - Stock Account Class R1 766,943 -18.06 11,420 -27.89
2025-07-29 NP SMXAX - SIIT Extended Market Index Fund - Class A 12,567 0.00 191 -9.91
2025-08-27 NP ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 25,540 0.00 380 -12.04
2025-05-28 NP QCEQRX - Equity Index Account Class R1 4,144 0.00 70 2.94
2025-07-29 NP SSMAX - Siit Small Mid Cap Equity Fund - Class A 25,326 -59.98 385 -64.15
2025-06-23 NP PSSMX - SmallCap S&P 600 Index Fund R-3 78,456 -5.28 1,218 -7.80
2025-06-25 NP FYC - First Trust Small Cap Growth AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 59,902 161.08 930 158.06
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 1,333 -2.98 20 -13.04
2025-07-28 NP XSLV - Invesco S&P SmallCap Low Volatility ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 160,998 4.73 2,447 -5.96
2025-08-26 NP BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 31,703 -4.00 472 -15.41
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,121 -11.14 91 -21.55
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 252 3.28 4 0.00
2025-08-26 NP USAF - Atlas America Fund 233 -39.01 3 -50.00
2025-07-28 NP PSCF - Invesco S&P SmallCap Financials ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,546 -4.15 69 -13.75
2025-07-25 NP WSML - iShares MSCI World Small-Cap ETF 4,823 73
2025-06-26 NP FESIX - Fidelity SAI Real Estate Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,376 71.88 146 68.60
2025-08-29 NP JAFEX - Total Stock Market Index Trust NAV 1,726 14.68 26 0.00
2025-06-27 NP RSSL - Global X Russell 2000 ETF 47,625 6.59 739 3.79
2025-05-28 NP TLEQX - Small-Cap Equity Fund 5,060 -3.93 86 -2.30
2025-07-28 NP SAA - ProShares Ultra SmallCap600 1,402 -15.75 21 -25.00
2025-07-29 NP ISMD - Inspire Small/Mid Cap Impact ETF 20,925 -8.81 318 -18.04
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 59,200 2.96 881 -9.36
2025-08-26 NP GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 31,842 0.00 474 -11.90
2025-08-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,147 -8.12 404 -19.04
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 32,740 -36.19 487 -43.89
2025-06-25 NP DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 53,281 -14.68 827 -16.98
2025-08-28 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,816 0.00 146 -12.05
2025-08-28 NP VSCVX - Victory Integrity Small-Cap Value Fund Class A 496,000 2.35 7,385 -9.93
2025-08-29 NP JAEWX - Small Cap Index Trust NAV 15,147 0.48 226 -11.76
2025-07-25 NP FNDB - Schwab Fundamental U.S. Broad Market Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,797 3.75 27 -6.90
2025-06-30 NP VT - Vanguard Total World Stock Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 50,610 0.00 785 -2.61
2025-06-26 NP BLACKROCK FUNDS - iShares FTSE NAREIT All Equity REIT Index Fund 105,516 0.00 1,638 -2.62
2025-08-26 NP NGREX - Northern Global Real Estate Index Fund 34,779 -30.52 518 -38.89
2025-08-28 NP SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 355 2.60 5 0.00
2025-06-26 NP PURCX - PGIM GLOBAL REAL ESTATE FUND Class C 828,668 -6.83 12,861 -9.29
2025-06-26 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,194 7.61 158 5.33
2025-08-26 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,339 13.38 109 0.00
2025-08-26 NP REZ - iShares Residential Real Estate ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 148,412 -0.93 2,210 -12.83
2025-06-24 NP CRCRX - MainStay CBRE Real Estate Fund Class C 88,803 -10.95 1,378 -13.28
2025-08-26 NP BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,805 131
2025-08-27 NP OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 5,360 0.00 80 -12.22
2025-08-26 NP VVICX - Voya VACS Index Series SC Portfolio 5,766 4.14 86 -8.60
2025-08-26 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 26,161 5.91 390 -6.71
2025-08-28 NP SPTM - SPDR(R) Portfolio Total Stock Market ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,909 1.56 267 -10.74
2025-08-26 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 93,576 0.98 1,393 -11.10
2025-08-27 NP Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 18,507 0.74 276 -11.29
2025-07-29 NP GCAVX - GMO U.S. Small Cap Value Fund Class VI 1,519 23
2025-08-28 NP New Age Alpha Funds Trust - NAA Risk Managed Real Estate Fund Institutional Class Short -192,991 278.34 -2,874 232.91
2025-08-26 NP Profunds - Profund Vp Small-cap Growth 798 2.44 12 -15.38
2025-06-18 NP NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 1,904 0.00 30 -3.33
2025-08-26 NP NURE - Nuveen Short-Term REIT ETF This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 28,730 -16.05 428 -26.25
2025-08-27 NP SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,687 1.18 55 -11.48
2025-08-28 NP PIMCO FUNDS - PIMCO All Asset: Multi-Real Fund 25,239 0.00 376 -12.18
2025-08-27 NP RYRRX - Russell 2000 Fund Class A 185 0.00 3 -33.33
2025-06-26 NP TIEIX - TIAA-CREF Equity Index Fund Institutional Class 75,492 0.00 1,172 -2.66
2025-08-26 NP MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 72,570 680.49 1,081 928.57
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 150,881 3.22 2,293 -7.32
2025-04-29 NP RBB FUND, INC. - Adara Smaller Companies Fund 5,029 11.85 85 2.41
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 113,411 7.02 1,724 -3.96
2025-08-27 NP VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,093,918 -14.38 16,288 -24.66
2025-06-26 NP DFREX - Dfa Real Estate Securities Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 439,681 27.04 6,824 23.69
2025-08-28 NP IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 697,157 -4.48 10,381 -15.94
2025-08-27 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 21 0.00 0
2025-07-25 NP SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 45,046 0.11 685 -10.12
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,266,028 4.21 18,851 -8.29
2025-07-29 NP VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,313 -2.86 96 -13.64
2025-08-14 13F Group One Trading, L.p. Put 25,000 4,900.00 372 4,550.00
2025-08-21 NP MXREX - Great-West Real Estate Index Fund Investor Class 81,630 13.35 1,215 -0.25
2025-08-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 11,948 0.00 178 -12.38
2025-07-22 13F IMC-Chicago, LLC Put 25,000 372
2025-08-14 13F Group One Trading, L.p. Call 200 -80.00 3 -87.50
2025-07-28 NP UWM - ProShares Ultra Russell2000 7,831 -18.67 119 -26.99
2025-05-28 NP QWVOX - Clearwater Small Companies Fund 2,400 -4.00 41 42.86
2025-08-28 NP IJT - iShares S&P Small-Cap 600 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 304,712 -3.67 4,537 -15.21
2025-08-26 NP TLSTX - Stock Index Fund 1,437 0.00 21 -12.50
2025-06-26 NP ISCV - iShares Morningstar Small-Cap Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,627 4.22 149 1.36
2025-08-26 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 30,070 0.00 448 -12.01
2025-08-28 NP FREAX - Nuveen Real Estate Securities Fund Class A This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 348,227 16.90 5,185 2.88
2025-08-27 NP Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 3,722 -6.90 55 -17.91
2025-05-27 NP NOSGX - Northern Small Cap Value Fund 128,246 -5.14 2,170 -3.51
2025-06-26 NP USMIX - Extended Market Index Fund 10,846 -2.46 168 -5.08
2025-08-26 NP IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,964 -0.78 357 -12.75
2025-05-13 NP HLRRX - REMS Real Estate Value-Opportunity Fund Institutional Shares 44,816 3.82 758 5.72
2025-07-25 NP SFREX - Schwab Fundamental Global Real Estate Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,995 0.00 46 -10.00
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 440,681 -0.32 6,698 -10.50
2025-06-26 NP DFGR - Dimensional Global Real Estate ETF 108,913 5.37 1,690 2.61
2025-08-26 NP NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 12,346 -5.54 184 -17.19
2025-08-12 13F Proequities, Inc. Put 0 0
2025-06-26 NP ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,009 8.52 140 5.30
2025-08-12 13F Proequities, Inc. Call 0 0
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 12,986 2.83 193 -9.39
2025-08-29 NP JAFVX - Strategic Equity Allocation Trust Series NAV 11,715 2.21 174 -9.84
2025-08-27 NP VQNPX - Vanguard Growth and Income Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,585 0.00 83 -11.70
2025-08-28 NP SSBIX - State Street Balanced Index Fund Class K 558 0.00 8 -11.11
2025-08-28 NP VLU - SPDR S&P 1500 Value Tilt ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 722 -54.53 11 -61.54
2025-08-27 NP BBVSX - Bridge Builder Small/Mid Cap Value Fund 37,814 3.86 563 -8.60
2025-07-25 NP NMSAX - Columbia Small Cap Index Fund Class A 153,950 -5.59 2,340 -15.22
2025-08-28 NP TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,163 0.00 17 -10.53
2025-06-26 NP CRSSX - CATHOLIC RESPONSIBLE INVESTMENTS SMALL-CAP FUND Institutional Shares 34,804 -5.58 540 -8.01
2025-08-27 NP NGJAX - Nuveen Global Real Estate Securities Fund Class A This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,269 20.95 168 6.37
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 15,007 16.49 233 13.17
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