ARDC - Ares Dynamic Credit Allocation Fund, Inc. Stock - Stock Price, Institutional Ownership, Shareholders (NYSE)

Ares Dynamic Credit Allocation Fund, Inc.
US ˙ NYSE ˙ US04014F1021

Basic Stats
Institutional Owners 64 total, 63 long only, 1 short only, 0 long/short - change of 3.23% MRQ
Average Portfolio Allocation 0.0896 % - change of -16.26% MRQ
Institutional Shares (Long) 7,247,147 (ex 13D/G) - change of 0.14MM shares 2.00% MRQ
Institutional Value (Long) $ 99,318 USD ($1000)
Institutional Ownership and Shareholders

Ares Dynamic Credit Allocation Fund, Inc. (US:ARDC) has 64 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7,247,956 shares. Largest shareholders include Wells Fargo & Company/mn, Morgan Stanley, Guggenheim Capital Llc, Advisors Asset Management, Inc., Foundations Investment Advisors, LLC, United Advisor Group, LLC, Stifel Financial Corp, Invesco Ltd., Bank Of America Corp /de/, and Hennion & Walsh Asset Management, Inc. .

Ares Dynamic Credit Allocation Fund, Inc. (NYSE:ARDC) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%.

The share price as of September 8, 2025 is 14.87 / share. Previously, on September 9, 2024, the share price was 15.40 / share. This represents a decline of 3.44% over that period.

ARDC / Ares Dynamic Credit Allocation Fund, Inc. Institutional Ownership
Fund Sentiment Score

The Fund Sentiment Score (fka Ownership Accumulation Score) finds the stocks that are being most bought by funds. It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of institutional accumulation. The scoring model uses a combination of the total increase in disclosed owners, the changes in portfolio allocations in those owners and other metrics. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Ownership Explorer, which provides a list of highest-ranking companies.

Institutional Put/Call Ratio

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

ARDC / Ares Dynamic Credit Allocation Fund, Inc. Historical Put/Call Ratio
13D/G Filings

We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately.

Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. Previously, we were showing the full history of 13D/G filings. In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. However, funds sometimes exit positions without submitting a closing filing (ie, they wind down), so displaying the full history sometimes resulted in confusion about the current ownership. To prevent confusion, we now only show ’current’ owners - that is - owners that have filed within the last year.

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File Date Form Investor Prev
Shares
Latest
Shares
Δ Shares
(Percent)
Ownership
(Percent)
Δ Ownership
(Percent)
2025-08-06 13G/A WELLS FARGO & COMPANY/MN 1,701,820 1,685,930 -0.93 7.30 -1.35
2024-11-14 13G/A GUARDIAN LIFE INSURANCE CO OF AMERICA 280,000 280,000 0.00 7.00 0.00
2024-11-14 13G/A Apollo Management Holdings GP, LLC
13F and NPORT Filings

Detail on 13F filings are free. Detail on NP filings require a premium membership. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File Date Source Investor Type Avg Price
(Est)
Shares Δ Shares
(%)
Reported
Value
($1000)
Δ Value
(%)
Port Alloc
(%)
2025-08-13 13F Guggenheim Capital Llc 383,564 -11.77 5,454 -11.14
2025-08-13 13F EverSource Wealth Advisors, LLC 1,057 15
2025-08-07 13F Hennion & Walsh Asset Management, Inc. 239,104 16.69 3,400 17.53
2025-07-07 13F Thurston, Springer, Miller, Herd & Titak, Inc. 642 0.00 9 0.00
2025-07-21 13F Future Financial Wealth Managment LLC 1,300 0.00 18 0.00
2025-08-12 13F Landscape Capital Management, L.l.c. 121,683 -20.64 1,730 -20.06
2025-07-28 13F Curated Wealth Partners LLC 85,639 0.00 1,218 0.66
2025-07-10 13F Secure Asset Management, LLC 177,373 -8.61 2,522 -7.96
2025-08-12 13F Proequities, Inc. 0 0
2025-08-12 13F LPL Financial LLC 34,173 1.14 486 1.68
2025-07-14 13F AdvisorNet Financial, Inc 235,120 38.89 3,343 39.87
2025-08-26 NP MCTOX - Modern Capital Tactical Opportunities Fund Class A Shares 0 -100.00 0 -100.00
2025-04-09 13F Worth Asset Management, LLC 0 -100.00 0
2025-08-12 13F Advisors Asset Management, Inc. 374,456 -7.86 5,325 -7.22
2025-08-04 13F Assetmark, Inc 7 0.00 0
2025-08-08 13F Foundations Investment Advisors, LLC 352,598 -13.72 5,014 -12.31
2025-08-19 13F National Asset Management, Inc. 0 -100.00 0
2025-08-14 13F Wiley Bros.-aintree Capital, Llc 35,792 509
2025-05-15 13F WPG Advisers, LLC 0 -100.00 0 -100.00
2025-09-09 13F NWF Advisory Services Inc. 39,250 0.00 558 0.72
2025-07-22 13F Miracle Mile Advisors, LLC 35,000 0.00 498 0.61
2025-08-25 13F/A Neuberger Berman Group LLC 10,000 0.00 142 0.71
2025-07-14 13F E&G Advisors, LP 16,746 0.00 238 0.85
2025-08-07 13F Readystate Asset Management Lp 90,357 24.76 1,285 25.64
2025-08-13 13F Virtus Investment Advisers, Inc. 51,260 -12.49 729 -11.97
2025-05-29 NP ACEFX - Absolute Strategies Fund Institutional Shares Short -809 -11
2025-08-13 13F Northern Trust Corp 0 -100.00 0
2025-05-14 13F Virtus ETF Advisers LLC 0 -100.00 0
2025-08-08 13F Cedar Wealth Management, LLC 20,166 -19.74 287 -19.21
2025-08-13 13F Invesco Ltd. 297,857 8.58 4,236 9.35
2025-08-14 13F Stifel Financial Corp 303,274 5.35 4,313 6.10
2025-08-05 13F Shaker Financial Services, LLC 106,790 100.36 1,519 101.86
2025-08-11 13F Nations Financial Group Inc, /ia/ /adv 69,700 -4.37 991 -3.69
2025-08-14 13F Raymond James Financial Inc 47,754 -31.54 679 -31.00
2025-08-19 13F Newbridge Financial Services Group, Inc. 30,544 434
2025-06-25 NP VPC - Virtus Private Credit Strategy ETF 53,502 2.73 730 -8.30
2025-08-11 13F Anfield Capital Management, LLC 8,147 4.83 116 5.50
2025-08-04 13F Spire Wealth Management 6,500 0.00 92 1.10
2025-08-14 13F Williams Jones Wealth Management, LLC. 15,435 0.00 219 0.92
2025-08-01 13F GoalVest Advisory LLC 7,000 100
2025-07-17 13F/A Capital Investment Advisors, LLC 203,521 -2.24 2,894 -1.53
2025-08-06 13F Axim Planning & Wealth 11,755 167
2025-08-14 13F Bank Of America Corp /de/ 247,969 -1.88 3,526 -1.18
2025-08-12 13F SRS Capital Advisors, Inc. 600 9
2025-08-14 13F Polar Asset Management Partners Inc. 53,370 759
2025-08-11 13F NewEdge Wealth, LLC 132,825 9.40 1,907 11.26
2025-08-14 13F Federation des caisses Desjardins du Quebec 7,600 0.00 108 0.93
2025-08-14 13F UBS Group AG 46,291 -14.82 658 -14.21
2025-08-11 13F Elequin Capital Lp 5,568 64.54 79 68.09
2025-08-14 13F Cohen & Steers, Inc. 180,212 0.00 3 0.00
2025-08-08 13F Cetera Investment Advisers 17,859 -22.08 254 -21.67
2025-05-09 13F Cornerstone Advisors, LLC 0 -100.00 0
2025-08-15 13F Morgan Stanley 439,362 8.51 6,248 9.27
2025-07-11 13F Farther Finance Advisors, LLC 137,190 10.07 1,951 11.17
2025-05-09 13F Pnc Financial Services Group, Inc. 0 -100.00 0
2025-08-14 13F Wells Fargo & Company/mn 1,685,931 -0.93 23,974 -0.23
2025-08-14 13F Susquehanna International Group, Llp 0 -100.00 0
2025-09-04 13F/A Advisor Group Holdings, Inc. 61,122 18.16 869 19.04
2025-08-01 13F Boyd Watterson Asset Management Llc/oh 275 0.00 4 0.00
2025-04-01 NP CVY - Invesco Zacks Multi-Asset Income ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 18,676 25.67 285 27.23
2025-08-14 13F Royal Bank Of Canada 40,817 -13.90 580 -13.30
2025-07-29 13F Huntleigh Advisors, Inc. 200,898 0.64 2,857 1.35
2025-08-14 13F GWM Advisors LLC 19,739 -2.95 281 -2.44
2025-08-11 13F United Advisor Group, LLC 336,279 1.64 4,782 2.35
2025-08-04 13F Wolverine Asset Management Llc 67,150 247.26 955 249.45
2025-08-14 13F CoreCap Advisors, LLC 3,381 -22.38 48 -21.31
2025-08-12 13F MAI Capital Management 572 0.00 8 0.00
2025-08-14 13F Hrt Financial Lp 10,407 0
2025-07-08 13F Webster Bank, N. A. 2,531 0.00 36 0.00
2025-08-14 13F Warren Averett Asset Management, LLC 12,660 0.84 180 1.69
2025-07-17 13F Janney Montgomery Scott LLC 25,786 13.26 0
2025-08-14 13F Sit Investment Associates Inc 43,687 1
2025-04-23 13F Tyche Wealth Partners LLC 0 -100.00 0
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