Shares Outstanding | 661,507,317 shares |
Insider Shares | 57,614,004 shares |
Insider Ownership | 8.71 % |
Total Insiders | 18 |
Insider Sentiment Score
The Insider Sentiment Score finds the companies being bought by corporate insiders.
It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider accumulation.
Officer Sentiment Score
The Officer Sentiment Score finds companies being bought by Corporate Officers.
By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.
Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider sentiment.
Key Insider Metrics
This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.
For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).
Insider Trading Chart
U.S. Stem Cell, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Roster and Profitability Metrics
This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.
See our leaderboard of most profitable insider traders.
Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
---|---|---|---|
Samuel S Ahn Director - [D] | 42,806 | 42,806 | |
Anderson Sheldon T. Director - [D] | 3,881,988 | 3,881,988 | |
Mark P Borman Director - [D] | 526,942 | 526,942 | |
Bruce C Carson Director - [D] | 208,501 | 208,501 | |
Kristin C Comella | 32,097,746 | ||
Peggy A Farley Director - [D] | 390,177 | 390,177 |
Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
---|---|---|---|
David J Gury Director - [D] | 9,267 | 9,267 | |
Charles A Hart Director - [D] | 9,194,422 | 9,194,422 | |
Gregory Knutson Director - [D] | 29,175,000 | 29,175,000 | |
Brenda Lee Leonhardt
10% Owner -
|
4,727,571 | 4,727,571 | |
Howard J Leonhardt
Executive Chairman & CTO, Director, 10% Owner -
[D]
[O]
|
4,727,571 | 4,727,571 | |
William P Jr Murphy Director - [D] | 9,352,603 | 9,352,603 |
Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
---|---|---|---|
Bromley R Scott VP of Public Relations - [O] | 47,658 | 47,658 | |
Richard Iii Spencer Director - [D] | 18,535 | 18,535 | |
Richard T Iv Spencer VP Clinical Affairs & Phys Rel - [O] | 5,071 | 5,071 | |
Catherine Sulawske-guck VP of Admin & HR - [O] | 24,270 | 24,270 | |
Mike Tomas CEO & President, Director - [D] [O] | 9,193 | 9,193 | |
Linda Tufts Director - [D] | 0 | 0 |
Report errors via our new Insider Auditing Tool
Track Records of Insider Purchases - Short Term Profit Analysis
In this section, we analyze the profitability of every unplanned, open-market insider purchase made in USRM / U.S. Stem Cell, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market purchases that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Track Records of Insider Sales - Short Term Loss Analysis
In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in USRM / U.S. Stem Cell, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market sales that were not part of an automatic trading plan.
Trade Date | Insider | Reported Shares |
Reported Price |
Adjusted Shares |
Adjusted Price |
Cost Basis | Days to Min |
Price at Min |
Max Loss Avoided ($) |
Max Loss Avoided (%) |
---|---|---|---|---|---|---|---|
There are no known unplanned open-market trades for this insider |
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Transaction History
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
File Date |
Trade Date |
Form | Insider | Ticker | Security Title | Code | Direct | Exercise Price |
Unit Price |
Units Changed |
Value Changed (1K) |
Remaining Options |
Remaining Shares |
|
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2022-04-29 | 2022-04-25 | 4 | Knutson Gregory | USRM | Common Stock | D | 0.0040 | 2,500,000 | 10 | 29,175,000 | ||||
2022-03-25 | 2022-03-18 | 4 | Knutson Gregory | USRM | Common Stock | D | 0.0080 | 25,000,000 | 200 | 26,675,000 | ||||
2022-03-25 | 2022-02-24 | 4 | Knutson Gregory | USRM | Warrant | D | 0.01 | 12,500,000 | 28,625,000 | |||||
2022-03-25 | 2022-02-24 | 4 | Knutson Gregory | USRM | Convertible promissory Note (right to buy) | D | 0.01 | 100,000.0000 | 12,500,000 | 1,250,000,000 | 16,125,000 | |||
2022-03-04 | 2022-02-24 | 4 | Knutson Gregory | USRM | Warrant | D | 0.01 | 12,500,000 | 28,625,000 | |||||
2022-03-04 | 2022-02-24 | 4 | Knutson Gregory | USRM | Convertible promissory Note (right to buy) | D | 0.01 | 100,000.0000 | 12,500,000 | 1,250,000,000 | 16,125,000 | |||
2021-07-23 | 2021-03-23 | 4 | MURPHY WILLIAM P JR Spouse | USRM | Common Stock | I | 0.0266 | 7,518,797 | 200 | 9,352,603 | ||||
2021-07-23 | 2021-04-02 | 4 | Knutson Gregory Held by NorthStar Biotech Group, LLC of which Gregory Knutson is Managing Director | USRM | Common Stock | I | 0.0487 | 187,575 | 9 | 35,474,544 | ||||
2021-07-23 | 2021-02-17 | 4 | Knutson Gregory | USRM | Convertible promissory Note (right to buy) | D | 0.03 | 100,000.0000 | 3,759,398 | 375,939,800 | 7,384,398 | |||
2021-07-23 | 2020-10-05 | 4 | Knutson Gregory Held by NorthStar Biotech Group, LLC of which Gregory Knutson is Managing Director | USRM | Common Stock | I | 0.0045 | 2,035,820 | 9 | 35,286,969 | ||||
2021-07-23 | 2020-04-01 | 4 | Knutson Gregory Held by NorthStar Biotech Group, LLC of which Gregory Knutson is Managing Director | USRM | Common Stock | I | 0.0060 | 1,445,647 | 9 | 32,251,149 | ||||
2019-12-20 | 2019-11-18 | 4 | TOMAS MIKE | USRM | Stock Option (right to buy) | D | 0.00 | 1,500,000 | 81,541,284 | |||||
2019-12-20 | 2019-09-01 | 4 | TOMAS MIKE | USRM | Stock Option (right to buy) | D | 0.01 | 20,000,000 | 80,041,284 | |||||
2019-12-20 | 2019-11-18 | 4 | Borman Mark P | USRM | Stock Option (right to buy) | D | 0.00 | 1,500,000 | 6,002,810 | |||||
2019-12-20 | 2019-11-18 | 4 | Anderson Sheldon T. | USRM | Stock Option (right to buy) | D | 0.00 | 1,500,000 | 6,001,400 | |||||
2019-12-20 | 2019-11-18 | 4 | Knutson Gregory | USRM | Stock Option (right to buy) | D | 0.00 | 1,500,000 | 3,625,000 | |||||
2019-12-20 | 2019-11-18 | 4 | MURPHY WILLIAM P JR | USRM | Stock Option (right to buy) | D | 0.00 | 1,500,000 | 6,003,087 | |||||
2018-12-07 | 2018-12-03 | 4 | Comella Kristin C | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 32,097,746 | |||||
2018-12-07 | 2018-12-03 | 4 | Knutson Gregory | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 2,125,000 | |||||
2018-12-07 | 2018-12-03 | 4 | MURPHY WILLIAM P JR | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 4,503,087 | |||||
2018-12-07 | 2018-12-03 | 4 | TOMAS MIKE | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 60,041,284 | |||||
2018-12-07 | 2018-12-03 | 4 | Anderson Sheldon T. | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 4,501,400 | |||||
2018-12-07 | 2018-12-03 | 4 | Borman Mark P | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 4,502,810 | |||||
2018-10-26 | 2018-10-19 | 4 | Borman Mark P Trust | USRM | Common Stock | I | 0.0270 | 526,918 | 14 | 526,942 | ||||
2018-05-18 | 2018-05-07 | 4 | Comella Kristin C | USRM | Stock Option (right to buy) | D | 0.05 | 10,000,000 | 30,697,746 | |||||
2018-05-18 | 2018-05-07 | 4 | TOMAS MIKE | USRM | Stock Option (right to buy) | D | 0.05 | 20,000,000 | 58,541,284 | |||||
2017-09-01 | 3 | Knutson Gregory | USRM | Common Stock, par value $. 001 per share | D | 31,354,098 | ||||||||
2017-09-01 | 3 | Knutson Gregory | USRM | Common Stock, par value $. 001 per share | D | 31,354,098 | ||||||||
2017-09-01 | 3 | Knutson Gregory Held by NorthStar Biotech Group LLC of which Gregory Knutson is Managing Director | USRM | Common Stock, par value $. 001 per share | I | 62,675,196 | ||||||||
2017-09-01 | 3 | Knutson Gregory Held by NorthStar Biotech Group LLC of which Gregory Knutson is Managing Director | USRM | Common Stock, par value $. 001 per share | I | 62,675,196 | ||||||||
2017-09-01 | 2017-08-07 | 4 | TOMAS MIKE | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 38,341,284 | |||||
2017-09-01 | 2017-08-07 | 4 | TOMAS MIKE | USRM | Stock Option (right to buy) | D | 0.03 | 15,000,000 | 36,841,284 | |||||
2017-09-01 | 2017-08-07 | 4 | Comella Kristin C | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 20,697,746 | |||||
2017-09-01 | 2017-08-07 | 4 | Comella Kristin C | USRM | Stock Option (right to buy) | D | 0.03 | 7,500,000 | 19,197,746 | |||||
2017-08-25 | 2017-08-07 | 4 | Borman Mark P | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 3,002,810 | |||||
2017-08-25 | 2017-08-17 | 4 | MURPHY WILLIAM P JR | USRM | Common Stock | D | 0.0277 | 1,799,614 | 50 | 2,088,818 | ||||
2017-08-25 | 2017-08-07 | 4 | MURPHY WILLIAM P JR | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 3,003,087 | |||||
2017-08-25 | 2017-08-07 | 4 | Anderson Sheldon T. | USRM | Stock Option (right to buy) | D | 0.03 | 1,500,000 | 3,001,400 | |||||
2017-03-31 | 2017-03-29 | 4 | MURPHY WILLIAM P JR Spouse | USRM | Common Stock | I | 0.0335 | 1,748,947 | 59 | 3,023,782 | ||||
2017-03-17 | 2017-03-06 | 4 | MURPHY WILLIAM P JR Spouse | BHRT.OB | Common Stock | I | 0.0200 | 1,200,000 | 24 | 1,274,835 | ||||
2017-02-17 | 2017-02-06 | 4 | Comella Kristin C | BHRT.OB | Stock Options (right to buy) | D | 0.00 | 5,000,000 | 11,697,748 | |||||
2017-02-17 | 2017-02-06 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 0.00 | 10,000,000 | 21,841,284 | |||||
2016-09-23 | 2016-09-19 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Stock Option (right to buy) | D | 0.02 | 1,500,000 | 1,503,087 | |||||
2016-09-23 | 2016-09-19 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 0.02 | 1,500,000 | 11,841,284 | |||||
2016-09-23 | 2016-09-19 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 0.02 | 10,000,000 | 10,341,284 | |||||
2016-09-23 | 2016-09-19 | 4 | Borman Mark P | BHRT.OB | Stock Option (right to buy) | D | 0.02 | 1,500,000 | 1,502,810 | |||||
2016-09-23 | 2016-09-19 | 4 | Comella Kristin C | BHRT.OB | Stock Options (right to buy) | D | 0.02 | 1,500,000 | 6,697,748 | |||||
2016-09-23 | 2016-09-19 | 4 | Comella Kristin C | BHRT.OB | Stock Options (right to buy) | D | 0.02 | 5,000,000 | 5,197,748 | |||||
2016-09-23 | 2016-09-19 | 4 | Anderson Sheldon T. | BHRT.OB | Stock Option (right to buy) | D | 0.02 | 1,500,000 | 1,501,400 | |||||
2016-02-16 | 2016-02-11 | 4 | MURPHY WILLIAM P JR Spouse | BHRT.OB | Common Stock | I | 1.4600 | 14,606 | 21 | 74,833 | ||||
2016-01-15 | 2015-11-04 | 4/A | MURPHY WILLIAM P JR Spouse | BHRT.OB | Common Stock | I | 1.6900 | 55,056 | 93 | 60,227 | ||||
2016-01-15 | 2015-11-04 | 4/A | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1.6900 | 219,155 | 370 | 283,606 | ||||
2016-01-04 | 2015-12-31 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 300 | 64,670 | ||||||
2016-01-04 | 2015-12-30 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1,850 | 64,370 | ||||||
2016-01-04 | 2015-12-29 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 900 | 62,520 | ||||||
2016-01-04 | 2015-12-28 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 2,150 | 61,620 | ||||||
2015-12-28 | 2015-12-24 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 600 | 59,470 | ||||||
2015-12-28 | 2015-12-23 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1,150 | 58,870 | ||||||
2015-12-28 | 2015-12-22 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 5,775 | 57,720 | ||||||
2015-12-21 | 2015-12-18 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1,300 | 51,945 | ||||||
2015-12-21 | 2015-12-17 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 950 | 50,645 | ||||||
2015-12-21 | 2015-12-16 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 4,250 | 49,695 | ||||||
2015-12-21 | 2015-12-15 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 400 | 45,445 | ||||||
2015-12-21 | 2015-12-14 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1,250 | 45,045 | ||||||
2015-12-21 | 2015-12-11 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 0.7494 | 146 | 0 | 43,795 | ||||
2015-12-21 | 2015-12-11 | 4 | TOMAS MIKE | BHRT.OB | Common Stock | D | 1,514 | 9,193 | ||||||
2015-12-07 | 2015-12-03 | 4 | TOMAS MIKE | BHRT.OB | Common Stock | D | 600 | 8,279 | ||||||
2015-12-07 | 2015-12-02 | 4 | TOMAS MIKE | BHRT.OB | Common Stock | D | 1,100 | 7,679 | ||||||
2015-12-01 | 2015-11-02 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 1.71 | 291,885 | 342,284 | |||||
2015-12-01 | 2015-11-02 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 6.24 | 10,000 | 50,399 | |||||
2015-12-01 | 2015-11-02 | 4 | Comella Kristin C | BHRT.OB | Stock Options (right to buy) | D | 1.71 | 175,131 | 192,762 | |||||
2015-12-01 | 2015-11-02 | 4 | Comella Kristin C | BHRT.OB | Stock Option (right to buy) | D | 6.24 | 5,000 | 17,631 | |||||
2015-11-23 | 2015-11-04 | 4 | MURPHY WILLIAM P JR Spouse | BHRT.OB | Common Stock | I | 1.6900 | 55 | 0 | 5,226 | ||||
2015-11-23 | 2015-11-04 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1.6900 | 219 | 0 | 43,649 | ||||
2015-11-16 | 2015-11-12 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 825 | 43,430 | ||||||
2015-11-13 | 2015-11-10 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1.4000 | 1,000 | 1 | 42,605 | ||||
2015-11-13 | 2015-11-09 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1,115 | 41,605 | ||||||
2015-11-09 | 2015-11-06 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 90 | 40,490 | ||||||
2015-11-09 | 2015-11-05 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 245 | 40,395 | ||||||
2015-11-09 | 2015-11-06 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 411 | 42,806 | ||||||
2015-11-09 | 2015-11-05 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 2,425 | 42,395 | ||||||
2015-11-06 | 2015-11-04 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 226 | 40,150 | ||||||
2015-11-06 | 2015-11-03 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 8,740 | 39,924 | ||||||
2015-11-06 | 2015-11-04 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 295 | 39,970 | ||||||
2015-11-06 | 2015-11-03 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 2,940 | 39,675 | ||||||
2015-11-02 | 2015-10-29 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 310,000 | 31,183,903 | ||||||
2015-10-29 | 2015-10-28 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 3,019,998 | 30,873,903 | ||||||
2015-10-29 | 2015-10-27 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 0.0012 | 400,000 | 0 | 27,853,905 | ||||
2015-10-21 | 2015-10-19 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 2,999,997 | 36,734,394 | ||||||
2015-10-19 | 2015-10-16 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 0.0013 | 1,099,999 | 1 | 28,553,904 | ||||
2015-10-19 | 2015-10-15 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 999,999 | 27,453,905 | ||||||
2015-10-13 | 2015-10-09 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 2,499,998 | 33,734,397 | ||||||
2015-10-13 | 2015-10-09 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 0.0013 | 700,000 | 1 | 26,453,906 | ||||
2015-10-07 | 2015-10-06 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 0.0014 | 199,500 | 0 | 25,753,906 | ||||
2015-10-07 | 2015-10-05 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 188,000 | 25,554,406 | ||||||
2015-10-05 | 2015-10-02 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 1,999,998 | 25,366,404 | ||||||
2015-10-05 | 2015-10-01 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 2,499,998 | 23,366,406 | ||||||
2015-10-01 | 2015-09-30 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 750,000 | 20,866,408 | ||||||
2015-10-01 | 2015-09-29 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 4,099,996 | 20,116,408 | ||||||
2015-05-26 | 2015-05-22 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 0.0067 | 2,994,012 | 20 | 31,234,399 | ||||
2015-05-20 | 2015-05-18 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock | D | 0.0070 | 2,873,564 | 20 | 16,016,412 | ||||
2015-02-13 | 2015-02-02 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 3,723,529 | |||||
2015-02-13 | 2015-02-02 | 4 | Borman Mark P | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 2,810,000 | |||||
2015-02-13 | 2015-02-02 | 4 | AHN SAMUEL S | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 12,657,750 | |||||
2015-02-13 | 2015-02-02 | 4 | Hart Charles A | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 8,871,430 | |||||
2015-02-13 | 2015-02-02 | 4 | Comella Kristin C | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 17,626,286 | |||||
2015-02-13 | 2015-02-02 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 40,398,487 | |||||
2015-02-13 | 2015-02-02 | 4 | Anderson Sheldon T. | BHRT.OB | Stock Option (right to buy) | D | 0.01 | 1,000,000 | 4,140,994 | |||||
2014-11-18 | 2014-11-03 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 2,723,529 | |||||
2014-11-18 | 2014-11-03 | 4 | Borman Mark P | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 1,810,000 | |||||
2014-11-18 | 2014-11-03 | 4 | AHN SAMUEL S | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 11,657,750 | |||||
2014-11-18 | 2014-11-03 | 4 | Hart Charles A | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 7,871,430 | |||||
2014-11-18 | 2014-11-03 | 4 | Comella Kristin C | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 16,626,286 | |||||
2014-11-18 | 2014-11-03 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 39,398,487 | |||||
2014-11-18 | 2014-11-03 | 4 | Anderson Sheldon T. | BHRT.OB | Stock Option (right to buy) | D | 0.03 | 400,000 | 3,140,994 | |||||
2014-08-14 | 2014-08-01 | 4/A | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.03 | 10,000,000 | 38,998,487 | |||||
2014-08-14 | 2014-08-01 | 4/A | Comella Kristin C | BHRT.OB | Stock option (right to buy) | D | 0.03 | 5,000,000 | 16,262,286 | |||||
2014-08-13 | 2014-08-01 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.03 | 10,000,000.0000 | 10,000,000 | 100,000,000,000 | 38,998,487 | |||
2014-08-13 | 2014-08-01 | 4 | Comella Kristin C | BHRT.OB | Stock option (right to buy) | D | 0.03 | 5,000,000.0000 | 5,000,000 | 25,000,000,000 | 16,262,286 | |||
2014-08-06 | 2014-07-25 | 4 | Hart Charles A | BHRT.OB | Common Stock | D | 0.0400 | 44,328 | 2 | 9,194,422 | ||||
2014-06-24 | 2014-06-19 | 4 | MURPHY WILLIAM P JR Spouse | BHRT.OB | Common Stock - Conversion debt to equity | I | 0.0400 | 5,170,918 | 207 | 19,113,766 | ||||
2014-06-24 | 2014-06-19 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock - Conversion debt to equity | D | 0.0400 | 5,170,919 | 207 | 13,942,848 | ||||
2014-06-24 | 2014-06-20 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock - Conversion debt to equity | D | 0.0400 | 5,378,296 | 215 | 28,240,387 | ||||
2014-06-03 | 2014-05-12 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.03 | 4,298,487 | 28,998,487 | |||||
2014-04-15 | 2014-02-24 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Stock option (right to buy) | D | 0.02 | 800,000 | 2,363,529 | |||||
2014-04-15 | 2014-02-24 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.02 | 10,000,000 | 24,700,000 | |||||
2014-04-15 | 2014-02-24 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.02 | 800,000 | 14,700,000 | |||||
2014-04-15 | 2014-02-24 | 4 | AHN SAMUEL S | BHRT.OB | Stock option (right to buy) | D | 0.02 | 800,000 | 19,019,716 | |||||
2014-04-15 | 2014-02-24 | 4 | Borman Mark P | BHRT.OB | Stock option (right to buy) | D | 0.02 | 800,000 | 1,410,000 | |||||
2014-04-15 | 2014-02-24 | 4 | Hart Charles A | BHRT.OB | Stock option (right to buy) | D | 0.02 | 800,000 | 7,312,440 | |||||
2014-04-15 | 2014-02-24 | 4 | Comella Kristin C | BHRT.OB | Stock option (right to buy) | D | 0.02 | 5,000,000 | 10,962,288 | |||||
2014-04-15 | 2014-02-24 | 4 | Comella Kristin C | BHRT.OB | Stock option (right to buy) | D | 0.02 | 400,000 | 5,962,288 | |||||
2014-04-15 | 2014-02-24 | 4 | Anderson Sheldon T. | BHRT.OB | Stock option (right to buy) | D | 0.02 | 800,000 | 2,740,994 | |||||
2014-03-14 | 2013-09-30 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock Conversion of debt to equity. | D | 0.0140 | 8,771,929 | 123 | 22,862,091 | ||||
2014-03-14 | 2013-09-01 | 4 | AHN SAMUEL S | BHRT.OB | Stock option (right to buy) | D | 0.02 | 400,000 | 11,019,716 | |||||
2014-03-14 | 2012-07-10 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 0.0300 | 2,500,000 | 75 | 14,090,162 | ||||
2014-03-14 | 2012-05-16 | 4 | AHN SAMUEL S | BHRT.OB | Warrant (right to buy) | D | 0.02 | 2,500,000 | 10,619,716 | |||||
2014-03-14 | 3 | Anderson Sheldon T. | BHRT | Common Stock | D | 3,881,988 | ||||||||
2014-03-14 | 3 | Anderson Sheldon T. | BHRT | Common Stock | D | 3,881,988 | ||||||||
2014-03-10 | 2013-09-30 | 4 | TOMAS MIKE | BHRT.OB | Common Stock Conversion of debt to equity | D | 0.0140 | 6,578,947 | 92 | 6,578,947 | ||||
2014-03-10 | 2013-09-01 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.02 | 400,000 | 13,900,000 | |||||
2014-03-10 | 2013-08-01 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.02 | 10,000,000 | 13,500,000 | |||||
2014-03-10 | 2012-08-06 | 4 | TOMAS MIKE | BHRT.OB | Stock option (right to buy) | D | 0.02 | 2,000,000 | 3,500,000 | |||||
2013-12-31 | 2013-09-30 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Common Stock Conversion of debt to equity | D | 0.0140 | 8,771,929 | 123 | 8,771,929 | ||||
2013-12-31 | 2013-09-01 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Warrant (right to buy) | D | 0.02 | -1,000,000 | 1,563,529 | |||||
2013-12-31 | 2013-09-01 | 4 | MURPHY WILLIAM P JR | BHRT.OB | Stock option (right to buy) | D | 0.02 | 400,000 | 2,563,529 | |||||
2013-12-31 | 2011-07-29 | 4 | MURPHY WILLIAM P JR Spouse | BHRT.OB | Warrant (right to buy) | I | 0.06 | 1,666,670 | 2,163,529 | |||||
2013-12-31 | 2013-09-01 | 4 | Borman Mark P | BHRT.OB | Stock option (right to buy) | D | 0.02 | 400,000 | 610,000 | |||||
2013-12-31 | 2013-09-30 | 4 | Hart Charles A | BHRT.OB | Common Stock Conversion of debt to equity | D | 0.0140 | 1,995,614 | 28 | 9,150,094 | ||||
2013-12-31 | 2013-09-01 | 4 | Hart Charles A | BHRT.OB | Stock option (right to buy) | D | 0.02 | 400,000 | 6,512,440 | |||||
2013-12-31 | 2013-08-01 | 4 | Comella Kristin C | BHRT.OB | Stock option (right to buy) | D | 0.02 | 5,000,000 | 5,562,288 | |||||
2013-12-31 | 2012-08-06 | 4 | Comella Kristin C | BHRT.OB | Stock option (right to buy) | D | 0.02 | 500,000 | 562,288 | |||||
2012-02-10 | 2012-02-06 | 4 | Hart Charles A | BHRT.OB | Warrant (right to buy) | D | 0.01 | 3,571,430 | 6,540,540 | |||||
2012-02-10 | 2012-02-06 | 4 | Hart Charles A | BHRT.OB | Common Stock | D | 0.0140 | 3,571,430 | 50 | 7,154,480 | ||||
2012-02-03 | 2012-01-30 | 4 | AHN SAMUEL S | BHRT.OB | Warrant (right to buy) | D | 0.02 | 5,500,000 | 8,398,035 | |||||
2012-02-03 | 2012-01-30 | 4 | AHN SAMUEL S | BHRT.OB | Common Stock | D | 0.0200 | 5,500,000 | 110 | 11,590,162 | ||||
2012-01-20 | 2012-01-16 | 4 | TOMAS MIKE | BHRT.OB | Stock Option (right to buy) | D | 0.10 | 500,000 | 1,500,000 | |||||
2012-01-19 | 2011-12-15 | 5 | Hart Charles A | BHRT.OB | Warrant (right to buy) | D | 0.03 | 2,200,000 | 2,969,110 | |||||
2012-01-19 | 2011-12-15 | 5 | Hart Charles A | BHRT.OB | Common Stock | D | 0.0300 | 2,200,000 | 66 | 3,583,050 | ||||
2009-02-20 | 2009-01-09 | 4 | SCOTT BROMLEY R | BHRT | Stock Option (right to buy) | D | 0.71 | 26,000 | 585,092 | |||||
2009-02-20 | 2009-01-13 | 4 | FARLEY PEGGY A | BHRT | Stock Option (right to buy) | D | 0.80 | 40,000 | 75,000 | |||||
2008-02-21 | 2008-02-19 | 4 | Leonhardt Howard J | BHRT | Common Stock | D | 5.1337 | 30,000 | 154 | 4,727,571 | ||||
2008-02-21 | 2008-02-19 | 4 | Leonhardt Howard J | BHRT | Common Stock | D | 5.2500 | 114,000 | 598 | 4,697,571 | ||||
2007-12-06 | 2007-10-10 | 4 | Leonhardt Howard J | BHRT | Warrant (right to buy) | D | 7.69 | 81,547 | 189,474 | |||||
2007-10-02 | 3 | SPENCER RICHARD T IV | BHRT | Common Stock | D | 5,071 | ||||||||
2007-10-02 | 3 | SCOTT BROMLEY R | BHRT | Common Stock | D | 47,658 | ||||||||
2007-10-02 | 3 | TUFTS LINDA | BHRT | No securities owned. | D | 0 | ||||||||
2007-10-02 | 3 | SPENCER RICHARD III | BHRT | Common Stock | D | 18,535 | ||||||||
2007-10-02 | 3 | TOMAS MIKE Shares are held by the Astri Group, over which Mr. Tomas has shared voting and investment power. | BHRT | Common Stock | I | 354,340 | ||||||||
2007-10-02 | 3 | MURPHY WILLIAM P JR | BHRT | Common Stock | D | 74,134 | ||||||||
2007-10-02 | 3 | GURY DAVID J | BHRT | Common Stock | D | 9,267 | ||||||||
2007-10-02 | 3 | FARLEY PEGGY A Shares owned by Ascent Medical, over which Ms. Farley has shared voting and investment power. | BHRT | Common Stock | I | 390,177 | ||||||||
2007-10-02 | 3 | FARLEY PEGGY A Shares owned by Ascent Medical, over which Ms. Farley has shared voting and investment power. | BHRT | Common Stock | I | 77,223 | ||||||||
2007-10-02 | 3 | FARLEY PEGGY A These shares are owned by various investors, for which Ms. Farley has a power of attorney. | BHRT | Common Stock | I | 27,010 | ||||||||
2007-10-02 | 3 | SULAWSKE-GUCK CATHERINE | BHRT | Common Stock | D | 24,270 | ||||||||
2007-10-02 | 3 | AHN SAMUEL S | BHRT | Common Stock | D | 172,979 | ||||||||
2007-10-02 | 3 | CARSON BRUCE C | BHRT | Common Stock | D | 208,501 | ||||||||
2007-10-02 | 3 | Leonhardt Brenda Lee | BHRT | Common Stock | D | 4,583,571 |