USRM / U.S. Stem Cell, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

U.S. Stem Cell, Inc.
US ˙ OTCPK

Shares Outstanding 661,507,317 shares
Insider Shares57,614,004 shares
Insider Ownership8.71 %
Total Insiders18
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

7060 out of 11307

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

7043 out of 11237

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

U.S. Stem Cell, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Samuel S Ahn Director - [D] 42,806 42,806
Anderson Sheldon T. Director - [D] 3,881,988 3,881,988
Mark P Borman Director - [D] 526,942 526,942
Bruce C Carson Director - [D] 208,501 208,501
Kristin C Comella 32,097,746
Peggy A Farley Director - [D] 390,177 390,177
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
David J Gury Director - [D] 9,267 9,267
Charles A Hart Director - [D] 9,194,422 9,194,422
Gregory Knutson Director - [D] 29,175,000 29,175,000
Brenda Lee Leonhardt 10% Owner - [10%] 4,727,571 4,727,571
Howard J Leonhardt Executive Chairman & CTO, Director, 10% Owner - [D] [O] [10%] 4,727,571 4,727,571
William P Jr Murphy Director - [D] 9,352,603 9,352,603
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Bromley R Scott VP of Public Relations - [O] 47,658 47,658
Richard Iii Spencer Director - [D] 18,535 18,535
Richard T Iv Spencer VP Clinical Affairs & Phys Rel - [O] 5,071 5,071
Catherine Sulawske-guck VP of Admin & HR - [O] 24,270 24,270
Mike Tomas CEO & President, Director - [D] [O] 9,193 9,193
Linda Tufts Director - [D] 0 0

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in USRM / U.S. Stem Cell, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2017-08-17 MURPHY WILLIAM P JR 1,799,614 0.0277 1,799,614 0.0277 49,849 216 0.0810 95,920 192.42
2017-03-06 MURPHY WILLIAM P JR 1,200,000 0.0200 1,200,000 0.0200 24,000
2015-11-12 MURPHY WILLIAM P JR 825 825
2015-11-10 MURPHY WILLIAM P JR 1,000 1.4000 1,000 1.4000 1,400
2015-11-09 MURPHY WILLIAM P JR 1,115 1,115
2015-11-06 MURPHY WILLIAM P JR 90 90
2015-11-06 AHN SAMUEL S 411 411
2015-11-05 MURPHY WILLIAM P JR 245 245
2015-11-05 AHN SAMUEL S 2,425 2,425

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

USRM / U.S. Stem Cell, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in USRM / U.S. Stem Cell, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

USRM / U.S. Stem Cell, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2022-04-29 2022-04-25 4 Knutson Gregory USRM Common Stock A - Award D 0.0040 2,500,000 10 29,175,000
2022-03-25 2022-03-18 4 Knutson Gregory USRM Common Stock A - Award D 0.0080 25,000,000 200 26,675,000
2022-03-25 2022-02-24 4 Knutson Gregory USRM Warrant A - Award D 0.01 12,500,000 28,625,000
2022-03-25 2022-02-24 4 Knutson Gregory USRM Convertible promissory Note (right to buy) A - Award D 0.01 100,000.0000 12,500,000 1,250,000,000 16,125,000
2022-03-04 2022-02-24 4 Knutson Gregory USRM Warrant A - Award D 0.01 12,500,000 28,625,000
2022-03-04 2022-02-24 4 Knutson Gregory USRM Convertible promissory Note (right to buy) A - Award D 0.01 100,000.0000 12,500,000 1,250,000,000 16,125,000
2021-07-23 2021-03-23 4 MURPHY WILLIAM P JR Spouse USRM Common Stock A - Award I 0.0266 7,518,797 200 9,352,603
2021-07-23 2021-04-02 4 Knutson Gregory Held by NorthStar Biotech Group, LLC of which Gregory Knutson is Managing Director USRM Common Stock J - Other I 0.0487 187,575 9 35,474,544
2021-07-23 2021-02-17 4 Knutson Gregory USRM Convertible promissory Note (right to buy) A - Award D 0.03 100,000.0000 3,759,398 375,939,800 7,384,398
2021-07-23 2020-10-05 4 Knutson Gregory Held by NorthStar Biotech Group, LLC of which Gregory Knutson is Managing Director USRM Common Stock J - Other I 0.0045 2,035,820 9 35,286,969
2021-07-23 2020-04-01 4 Knutson Gregory Held by NorthStar Biotech Group, LLC of which Gregory Knutson is Managing Director USRM Common Stock J - Other I 0.0060 1,445,647 9 32,251,149
2019-12-20 2019-11-18 4 TOMAS MIKE USRM Stock Option (right to buy) A - Award D 0.00 1,500,000 81,541,284
2019-12-20 2019-09-01 4 TOMAS MIKE USRM Stock Option (right to buy) A - Award D 0.01 20,000,000 80,041,284
2019-12-20 2019-11-18 4 Borman Mark P USRM Stock Option (right to buy) A - Award D 0.00 1,500,000 6,002,810
2019-12-20 2019-11-18 4 Anderson Sheldon T. USRM Stock Option (right to buy) A - Award D 0.00 1,500,000 6,001,400
2019-12-20 2019-11-18 4 Knutson Gregory USRM Stock Option (right to buy) A - Award D 0.00 1,500,000 3,625,000
2019-12-20 2019-11-18 4 MURPHY WILLIAM P JR USRM Stock Option (right to buy) A - Award D 0.00 1,500,000 6,003,087
2018-12-07 2018-12-03 4 Comella Kristin C USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 32,097,746
2018-12-07 2018-12-03 4 Knutson Gregory USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 2,125,000
2018-12-07 2018-12-03 4 MURPHY WILLIAM P JR USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 4,503,087
2018-12-07 2018-12-03 4 TOMAS MIKE USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 60,041,284
2018-12-07 2018-12-03 4 Anderson Sheldon T. USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 4,501,400
2018-12-07 2018-12-03 4 Borman Mark P USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 4,502,810
2018-10-26 2018-10-19 4 Borman Mark P Trust USRM Common Stock J - Other I 0.0270 526,918 14 526,942
2018-05-18 2018-05-07 4 Comella Kristin C USRM Stock Option (right to buy) A - Award D 0.05 10,000,000 30,697,746
2018-05-18 2018-05-07 4 TOMAS MIKE USRM Stock Option (right to buy) A - Award D 0.05 20,000,000 58,541,284
2017-09-01 3 Knutson Gregory USRM Common Stock, par value $. 001 per share D 31,354,098
2017-09-01 3 Knutson Gregory USRM Common Stock, par value $. 001 per share D 31,354,098
2017-09-01 3 Knutson Gregory Held by NorthStar Biotech Group LLC of which Gregory Knutson is Managing Director USRM Common Stock, par value $. 001 per share I 62,675,196
2017-09-01 3 Knutson Gregory Held by NorthStar Biotech Group LLC of which Gregory Knutson is Managing Director USRM Common Stock, par value $. 001 per share I 62,675,196
2017-09-01 2017-08-07 4 TOMAS MIKE USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 38,341,284
2017-09-01 2017-08-07 4 TOMAS MIKE USRM Stock Option (right to buy) A - Award D 0.03 15,000,000 36,841,284
2017-09-01 2017-08-07 4 Comella Kristin C USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 20,697,746
2017-09-01 2017-08-07 4 Comella Kristin C USRM Stock Option (right to buy) A - Award D 0.03 7,500,000 19,197,746
2017-08-25 2017-08-07 4 Borman Mark P USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 3,002,810
2017-08-25 2017-08-17 4 MURPHY WILLIAM P JR USRM Common Stock P - Purchase D 0.0277 1,799,614 50 2,088,818
2017-08-25 2017-08-07 4 MURPHY WILLIAM P JR USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 3,003,087
2017-08-25 2017-08-07 4 Anderson Sheldon T. USRM Stock Option (right to buy) A - Award D 0.03 1,500,000 3,001,400
2017-03-31 2017-03-29 4 MURPHY WILLIAM P JR Spouse USRM Common Stock M - Exercise I 0.0335 1,748,947 59 3,023,782
2017-03-17 2017-03-06 4 MURPHY WILLIAM P JR Spouse BHRT.OB Common Stock P - Purchase I 0.0200 1,200,000 24 1,274,835
2017-02-17 2017-02-06 4 Comella Kristin C BHRT.OB Stock Options (right to buy) A - Award D 0.00 5,000,000 11,697,748
2017-02-17 2017-02-06 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 0.00 10,000,000 21,841,284
2016-09-23 2016-09-19 4 MURPHY WILLIAM P JR BHRT.OB Stock Option (right to buy) A - Award D 0.02 1,500,000 1,503,087
2016-09-23 2016-09-19 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 0.02 1,500,000 11,841,284
2016-09-23 2016-09-19 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 0.02 10,000,000 10,341,284
2016-09-23 2016-09-19 4 Borman Mark P BHRT.OB Stock Option (right to buy) A - Award D 0.02 1,500,000 1,502,810
2016-09-23 2016-09-19 4 Comella Kristin C BHRT.OB Stock Options (right to buy) A - Award D 0.02 1,500,000 6,697,748
2016-09-23 2016-09-19 4 Comella Kristin C BHRT.OB Stock Options (right to buy) A - Award D 0.02 5,000,000 5,197,748
2016-09-23 2016-09-19 4 Anderson Sheldon T. BHRT.OB Stock Option (right to buy) A - Award D 0.02 1,500,000 1,501,400
2016-02-16 2016-02-11 4 MURPHY WILLIAM P JR Spouse BHRT.OB Common Stock C - Conversion I 1.4600 14,606 21 74,833
2016-01-15 2015-11-04 4/A MURPHY WILLIAM P JR Spouse BHRT.OB Common Stock C - Conversion I 1.6900 55,056 93 60,227
2016-01-15 2015-11-04 4/A MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 1.6900 219,155 370 283,606
2016-01-04 2015-12-31 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 300 64,670
2016-01-04 2015-12-30 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 1,850 64,370
2016-01-04 2015-12-29 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 900 62,520
2016-01-04 2015-12-28 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 2,150 61,620
2015-12-28 2015-12-24 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 600 59,470
2015-12-28 2015-12-23 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 1,150 58,870
2015-12-28 2015-12-22 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 5,775 57,720
2015-12-21 2015-12-18 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 1,300 51,945
2015-12-21 2015-12-17 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 950 50,645
2015-12-21 2015-12-16 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 4,250 49,695
2015-12-21 2015-12-15 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 400 45,445
2015-12-21 2015-12-14 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 1,250 45,045
2015-12-21 2015-12-11 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 0.7494 146 0 43,795
2015-12-21 2015-12-11 4 TOMAS MIKE BHRT.OB Common Stock C - Conversion D 1,514 9,193
2015-12-07 2015-12-03 4 TOMAS MIKE BHRT.OB Common Stock C - Conversion D 600 8,279
2015-12-07 2015-12-02 4 TOMAS MIKE BHRT.OB Common Stock C - Conversion D 1,100 7,679
2015-12-01 2015-11-02 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 1.71 291,885 342,284
2015-12-01 2015-11-02 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 6.24 10,000 50,399
2015-12-01 2015-11-02 4 Comella Kristin C BHRT.OB Stock Options (right to buy) A - Award D 1.71 175,131 192,762
2015-12-01 2015-11-02 4 Comella Kristin C BHRT.OB Stock Option (right to buy) A - Award D 6.24 5,000 17,631
2015-11-23 2015-11-04 4 MURPHY WILLIAM P JR Spouse BHRT.OB Common Stock C - Conversion I 1.6900 55 0 5,226
2015-11-23 2015-11-04 4 MURPHY WILLIAM P JR BHRT.OB Common Stock C - Conversion D 1.6900 219 0 43,649
2015-11-16 2015-11-12 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 825 43,430
2015-11-13 2015-11-10 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 1.4000 1,000 1 42,605
2015-11-13 2015-11-09 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 1,115 41,605
2015-11-09 2015-11-06 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 90 40,490
2015-11-09 2015-11-05 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 245 40,395
2015-11-09 2015-11-06 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 411 42,806
2015-11-09 2015-11-05 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 2,425 42,395
2015-11-06 2015-11-04 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 226 40,150
2015-11-06 2015-11-03 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 8,740 39,924
2015-11-06 2015-11-04 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 295 39,970
2015-11-06 2015-11-03 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 2,940 39,675
2015-11-02 2015-10-29 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 310,000 31,183,903
2015-10-29 2015-10-28 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 3,019,998 30,873,903
2015-10-29 2015-10-27 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 0.0012 400,000 0 27,853,905
2015-10-21 2015-10-19 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 2,999,997 36,734,394
2015-10-19 2015-10-16 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 0.0013 1,099,999 1 28,553,904
2015-10-19 2015-10-15 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 999,999 27,453,905
2015-10-13 2015-10-09 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 2,499,998 33,734,397
2015-10-13 2015-10-09 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 0.0013 700,000 1 26,453,906
2015-10-07 2015-10-06 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 0.0014 199,500 0 25,753,906
2015-10-07 2015-10-05 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 188,000 25,554,406
2015-10-05 2015-10-02 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 1,999,998 25,366,404
2015-10-05 2015-10-01 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 2,499,998 23,366,406
2015-10-01 2015-09-30 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 750,000 20,866,408
2015-10-01 2015-09-29 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 4,099,996 20,116,408
2015-05-26 2015-05-22 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 0.0067 2,994,012 20 31,234,399
2015-05-20 2015-05-18 4 MURPHY WILLIAM P JR BHRT.OB Common Stock P - Purchase D 0.0070 2,873,564 20 16,016,412
2015-02-13 2015-02-02 4 MURPHY WILLIAM P JR BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 3,723,529
2015-02-13 2015-02-02 4 Borman Mark P BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 2,810,000
2015-02-13 2015-02-02 4 AHN SAMUEL S BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 12,657,750
2015-02-13 2015-02-02 4 Hart Charles A BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 8,871,430
2015-02-13 2015-02-02 4 Comella Kristin C BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 17,626,286
2015-02-13 2015-02-02 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 40,398,487
2015-02-13 2015-02-02 4 Anderson Sheldon T. BHRT.OB Stock Option (right to buy) A - Award D 0.01 1,000,000 4,140,994
2014-11-18 2014-11-03 4 MURPHY WILLIAM P JR BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 2,723,529
2014-11-18 2014-11-03 4 Borman Mark P BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 1,810,000
2014-11-18 2014-11-03 4 AHN SAMUEL S BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 11,657,750
2014-11-18 2014-11-03 4 Hart Charles A BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 7,871,430
2014-11-18 2014-11-03 4 Comella Kristin C BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 16,626,286
2014-11-18 2014-11-03 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 39,398,487
2014-11-18 2014-11-03 4 Anderson Sheldon T. BHRT.OB Stock Option (right to buy) A - Award D 0.03 400,000 3,140,994
2014-08-14 2014-08-01 4/A TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.03 10,000,000 38,998,487
2014-08-14 2014-08-01 4/A Comella Kristin C BHRT.OB Stock option (right to buy) A - Award D 0.03 5,000,000 16,262,286
2014-08-13 2014-08-01 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.03 10,000,000.0000 10,000,000 100,000,000,000 38,998,487
2014-08-13 2014-08-01 4 Comella Kristin C BHRT.OB Stock option (right to buy) A - Award D 0.03 5,000,000.0000 5,000,000 25,000,000,000 16,262,286
2014-08-06 2014-07-25 4 Hart Charles A BHRT.OB Common Stock J - Other D 0.0400 44,328 2 9,194,422
2014-06-24 2014-06-19 4 MURPHY WILLIAM P JR Spouse BHRT.OB Common Stock - Conversion debt to equity J - Other I 0.0400 5,170,918 207 19,113,766
2014-06-24 2014-06-19 4 MURPHY WILLIAM P JR BHRT.OB Common Stock - Conversion debt to equity J - Other D 0.0400 5,170,919 207 13,942,848
2014-06-24 2014-06-20 4 AHN SAMUEL S BHRT.OB Common Stock - Conversion debt to equity J - Other D 0.0400 5,378,296 215 28,240,387
2014-06-03 2014-05-12 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.03 4,298,487 28,998,487
2014-04-15 2014-02-24 4 MURPHY WILLIAM P JR BHRT.OB Stock option (right to buy) A - Award D 0.02 800,000 2,363,529
2014-04-15 2014-02-24 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.02 10,000,000 24,700,000
2014-04-15 2014-02-24 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.02 800,000 14,700,000
2014-04-15 2014-02-24 4 AHN SAMUEL S BHRT.OB Stock option (right to buy) A - Award D 0.02 800,000 19,019,716
2014-04-15 2014-02-24 4 Borman Mark P BHRT.OB Stock option (right to buy) A - Award D 0.02 800,000 1,410,000
2014-04-15 2014-02-24 4 Hart Charles A BHRT.OB Stock option (right to buy) A - Award D 0.02 800,000 7,312,440
2014-04-15 2014-02-24 4 Comella Kristin C BHRT.OB Stock option (right to buy) A - Award D 0.02 5,000,000 10,962,288
2014-04-15 2014-02-24 4 Comella Kristin C BHRT.OB Stock option (right to buy) A - Award D 0.02 400,000 5,962,288
2014-04-15 2014-02-24 4 Anderson Sheldon T. BHRT.OB Stock option (right to buy) A - Award D 0.02 800,000 2,740,994
2014-03-14 2013-09-30 4 AHN SAMUEL S BHRT.OB Common Stock Conversion of debt to equity. P - Purchase D 0.0140 8,771,929 123 22,862,091
2014-03-14 2013-09-01 4 AHN SAMUEL S BHRT.OB Stock option (right to buy) A - Award D 0.02 400,000 11,019,716
2014-03-14 2012-07-10 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 0.0300 2,500,000 75 14,090,162
2014-03-14 2012-05-16 4 AHN SAMUEL S BHRT.OB Warrant (right to buy) A - Award D 0.02 2,500,000 10,619,716
2014-03-14 3 Anderson Sheldon T. BHRT Common Stock D 3,881,988
2014-03-14 3 Anderson Sheldon T. BHRT Common Stock D 3,881,988
2014-03-10 2013-09-30 4 TOMAS MIKE BHRT.OB Common Stock Conversion of debt to equity J - Other D 0.0140 6,578,947 92 6,578,947
2014-03-10 2013-09-01 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.02 400,000 13,900,000
2014-03-10 2013-08-01 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.02 10,000,000 13,500,000
2014-03-10 2012-08-06 4 TOMAS MIKE BHRT.OB Stock option (right to buy) A - Award D 0.02 2,000,000 3,500,000
2013-12-31 2013-09-30 4 MURPHY WILLIAM P JR BHRT.OB Common Stock Conversion of debt to equity J - Other D 0.0140 8,771,929 123 8,771,929
2013-12-31 2013-09-01 4 MURPHY WILLIAM P JR BHRT.OB Warrant (right to buy) D - Sale to Issuer D 0.02 -1,000,000 1,563,529
2013-12-31 2013-09-01 4 MURPHY WILLIAM P JR BHRT.OB Stock option (right to buy) A - Award D 0.02 400,000 2,563,529
2013-12-31 2011-07-29 4 MURPHY WILLIAM P JR Spouse BHRT.OB Warrant (right to buy) A - Award I 0.06 1,666,670 2,163,529
2013-12-31 2013-09-01 4 Borman Mark P BHRT.OB Stock option (right to buy) A - Award D 0.02 400,000 610,000
2013-12-31 2013-09-30 4 Hart Charles A BHRT.OB Common Stock Conversion of debt to equity J - Other D 0.0140 1,995,614 28 9,150,094
2013-12-31 2013-09-01 4 Hart Charles A BHRT.OB Stock option (right to buy) A - Award D 0.02 400,000 6,512,440
2013-12-31 2013-08-01 4 Comella Kristin C BHRT.OB Stock option (right to buy) A - Award D 0.02 5,000,000 5,562,288
2013-12-31 2012-08-06 4 Comella Kristin C BHRT.OB Stock option (right to buy) A - Award D 0.02 500,000 562,288
2012-02-10 2012-02-06 4 Hart Charles A BHRT.OB Warrant (right to buy) A - Award D 0.01 3,571,430 6,540,540
2012-02-10 2012-02-06 4 Hart Charles A BHRT.OB Common Stock P - Purchase D 0.0140 3,571,430 50 7,154,480
2012-02-03 2012-01-30 4 AHN SAMUEL S BHRT.OB Warrant (right to buy) A - Award D 0.02 5,500,000 8,398,035
2012-02-03 2012-01-30 4 AHN SAMUEL S BHRT.OB Common Stock P - Purchase D 0.0200 5,500,000 110 11,590,162
2012-01-20 2012-01-16 4 TOMAS MIKE BHRT.OB Stock Option (right to buy) A - Award D 0.10 500,000 1,500,000
2012-01-19 2011-12-15 5 Hart Charles A BHRT.OB Warrant (right to buy) A - Award D 0.03 2,200,000 2,969,110
2012-01-19 2011-12-15 5 Hart Charles A BHRT.OB Common Stock P - Purchase D 0.0300 2,200,000 66 3,583,050
2009-02-20 2009-01-09 4 SCOTT BROMLEY R BHRT Stock Option (right to buy) A - Award D 0.71 26,000 585,092
2009-02-20 2009-01-13 4 FARLEY PEGGY A BHRT Stock Option (right to buy) A - Award D 0.80 40,000 75,000
2008-02-21 2008-02-19 4 Leonhardt Howard J BHRT Common Stock P - Purchase D 5.1337 30,000 154 4,727,571
2008-02-21 2008-02-19 4 Leonhardt Howard J BHRT Common Stock P - Purchase D 5.2500 114,000 598 4,697,571
2007-12-06 2007-10-10 4 Leonhardt Howard J BHRT Warrant (right to buy) P - Purchase D 7.69 81,547 189,474
2007-10-02 3 SPENCER RICHARD T IV BHRT Common Stock D 5,071
2007-10-02 3 SCOTT BROMLEY R BHRT Common Stock D 47,658
2007-10-02 3 TUFTS LINDA BHRT No securities owned. D 0
2007-10-02 3 SPENCER RICHARD III BHRT Common Stock D 18,535
2007-10-02 3 TOMAS MIKE Shares are held by the Astri Group, over which Mr. Tomas has shared voting and investment power. BHRT Common Stock I 354,340
2007-10-02 3 MURPHY WILLIAM P JR BHRT Common Stock D 74,134
2007-10-02 3 GURY DAVID J BHRT Common Stock D 9,267
2007-10-02 3 FARLEY PEGGY A Shares owned by Ascent Medical, over which Ms. Farley has shared voting and investment power. BHRT Common Stock I 390,177
2007-10-02 3 FARLEY PEGGY A Shares owned by Ascent Medical, over which Ms. Farley has shared voting and investment power. BHRT Common Stock I 77,223
2007-10-02 3 FARLEY PEGGY A These shares are owned by various investors, for which Ms. Farley has a power of attorney. BHRT Common Stock I 27,010
2007-10-02 3 SULAWSKE-GUCK CATHERINE BHRT Common Stock D 24,270
2007-10-02 3 AHN SAMUEL S BHRT Common Stock D 172,979
2007-10-02 3 CARSON BRUCE C BHRT Common Stock D 208,501
2007-10-02 3 Leonhardt Brenda Lee BHRT Common Stock D 4,583,571
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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