RCAP / RCS CAPITAL CORPORATION - Insider Trading and Ownership Report - SEC Form 3, 4, 5

RCS CAPITAL CORPORATION
US ˙ NYSE
THIS SYMBOL IS NO LONGER ACTIVE

Insider Shares10,865,705 shares
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

RCS CAPITAL CORPORATION insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in RCAP / RCS CAPITAL CORPORATION. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2015-08-12 Weil Edward M Jr. 50,000 2.2970 50,000 2.2970 114,850 2
2015-03-31 Jones Brian D 390,585 11.6492 390,585 11.6492 4,550,003
2014-11-18 NYGAARD BRIAN L 3,800 13.0000 3,800 13.0000 49,400
2014-11-18 Jones Brian D 9,000 13.0485 9,000 13.0485 117,436
2014-11-18 Weil Edward M Jr. 20,550 12.1376 20,550 12.1376 249,428
2014-10-14 Wood Howell D 1,000 19.1300 1,000 19.1300 19,130
2014-07-02 BROWN JEFFREY J 1,000 22.4856 1,000 22.4856 22,486
2014-06-27 Weil Edward M Jr. 52 20.5800 52 20.5800 1,070
2014-06-27 Weil Edward M Jr. 900 20.5900 900 20.5900 18,531

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

RCAP / RCS CAPITAL CORPORATION Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in RCAP / RCS CAPITAL CORPORATION. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2015-04-02 Luxor Capital Group, LP 92,100 10.7868 92,100 10.7868 993,464 253
2015-04-02 Luxor Capital Group, LP 20,300 10.4250 20,300 10.4250 211,628
2015-04-02 Luxor Capital Group, LP 300 10.8367 300 10.8367 3,251
2015-04-02 Luxor Capital Group, LP 57,280 10.5292 57,280 10.5292 603,113
2015-04-02 Luxor Capital Group, LP 32,300 10.7868 32,300 10.7868 348,414
2015-04-02 Luxor Capital Group, LP 10,710 10.7474 10,710 10.7474 115,105
2015-04-02 Luxor Capital Group, LP 7,100 10.4250 7,100 10.4250 74,018
2015-04-02 Luxor Capital Group, LP 100 10.8367 100 10.8367 1,084
2015-04-02 Luxor Capital Group, LP 85,300 10.7868 85,300 10.7868 920,114

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

RCAP / RCS CAPITAL CORPORATION Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2016-02-16 2015-07-01 5 Luxor Capital Group, LP By Thebes Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share J - Other I 169,607 169,607
2016-02-16 2015-07-01 5 Luxor Capital Group, LP By Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share J - Other I -118,055 5,146,905
2016-02-16 2015-07-01 5 Luxor Capital Group, LP By Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share J - Other I -51,552 4,776,492
2015-12-28 2015-12-18 4 Wood Howell D RCAP Common Stock D - Sale to Issuer D 11.2100 -3,791 -42 29,302
2015-12-28 2015-12-18 4 BROWN JEFFREY J RCAP Common Stock D - Sale to Issuer D 11.2100 -3,791 -42 23,346
2015-12-28 2015-12-18 4 AUERBACH MARK RCAP Common Stock D - Sale to Issuer D 11.2100 -3,791 -42 112,039
2015-12-28 2015-12-18 4 AUERBACH MARK RCAP Common Stock D - Sale to Issuer D 11.2100 -1,070 -12 115,830
2015-12-28 2015-12-18 4 AUERBACH MARK RCAP Common Stock D - Sale to Issuer D 11.3000 -6,637 -75 116,900
2015-12-28 2015-12-18 4 AUERBACH MARK RCAP Common Stock D - Sale to Issuer D 11.3000 -4,424 -50 123,537
2015-12-28 2015-12-18 4 AUERBACH MARK RCAP Common Stock D - Sale to Issuer D 11.3000 -4,424 -50 123,537
2015-12-28 2015-12-18 4 McMillen Charles Thomas RCAP Common Stock D - Sale to Issuer D 11.2100 -3,791 -42 28,302
2015-11-17 2015-11-09 4 KAHANE WILLIAM M By AR Capital, LLC RCAP Series D-1 Convertible Preferred Stock J - Other I 1,000,000 1,000,000
2015-11-17 2015-11-09 4 SCHORSCH NICHOLAS S By AR Capital, LLC RCAP Series D-1 Convertible Preferred Stock J - Other I 1,000,000 1,000,000
2015-10-16 2015-10-14 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock J - Other D 898,372 21,090,475
2015-10-09 2015-10-07 4 Luxor Capital Group, LP By Blue Sands D Inc. RCAP Class A common stock, par value $0.001 per share J - Other I 82,878 110,998
2015-10-09 2015-10-07 4 Luxor Capital Group, LP By Blue Sands C Inc. RCAP Class A common stock, par value $0.001 per share J - Other I 218,705 292,908
2015-10-09 2015-10-07 4 Luxor Capital Group, LP By Blue Sands B Inc. RCAP Class A common stock, par value $0.001 per share J - Other I 77,122 103,288
2015-10-09 2015-10-07 4 Luxor Capital Group, LP By Blue Sands LLC RCAP Class A common stock, par value $0.001 per share J - Other I 1,035,971 1,387,461
2015-10-09 2015-10-07 4 Luxor Capital Group, LP By Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share J - Other I 825,324 4,791,737
2015-08-28 2015-08-18 4 Wood Howell D RCAP Common Stock A - Award D 2.5200 15,873 40 33,093
2015-08-28 2015-08-18 4 McMillen Charles Thomas RCAP Common Stock A - Award D 2.5200 15,873 40 32,093
2015-08-28 2015-08-18 4 AUERBACH MARK RCAP Common Stock A - Award D 2.5200 99,206 250 132,385
2015-08-28 2015-08-18 4 BROWN JEFFREY J RCAP Common Stock A - Award D 2.5200 15,873 40 27,137
2015-08-28 2015-08-13 4 KAHANE WILLIAM M RCAP Class A Common Stock A - Award D 352,728 4,480,806
2015-08-21 2015-08-19 4 Luxor Capital Group, LP By Thebes Offshore Master Fund, LP RCAP 11% Series D-2 Convertible Preferred Stock J - Other I 25.0000 17,320 433 17,320
2015-08-21 2015-08-19 4 Luxor Capital Group, LP By Luxor Capital Partners Offshore Master Fund, LP RCAP 11% Series D-2 Convertible Preferred Stock J - Other I 25.0000 204,360 5,109 204,360
2015-08-21 2015-08-19 4 Luxor Capital Group, LP By Luxor Capital Partners, LP RCAP 11% Series D-2 Convertible Preferred Stock J - Other I 25.0000 278,320 6,958 278,320
2015-08-18 2015-08-13 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock A - Award D 760,000 20,192,103
2015-08-14 2015-08-13 4 Budko Peter M RCAP Class A Common Stock A - Award D 427,873 5,435,151
2015-08-14 2015-08-13 4 Weil Edward M Jr. RCAP Class A Common Stock A - Award D 91,340 1,239,669
2015-08-12 2015-08-12 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 2.2970 50,000 115 1,148,329
2015-08-10 2015-08-06 4 Luxor Capital Group, LP By Blue Sands D Inc. RCAP Class A common stock, par value $0.001 per share J - Other I 28,120 28,120
2015-08-10 2015-08-06 4 Luxor Capital Group, LP By Blue Sands C Inc. RCAP Class A common stock, par value $0.001 per share J - Other I 74,203 74,203
2015-08-10 2015-08-06 4 Luxor Capital Group, LP By Blue Sands B Inc. RCAP Class A common stock, par value $0.001 per share J - Other I 26,166 26,166
2015-08-10 2015-08-06 4 Luxor Capital Group, LP By Blue Sands LLC RCAP Class A common stock, par value $0.001 per share J - Other I 351,490 351,490
2015-08-10 2015-08-06 4 Luxor Capital Group, LP By Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share J - Other I 280,021 3,966,413
2015-05-08 3 ROTH R LAWRENCE RCAP Class A Common Stock D 304,176
2015-05-08 3 ROTH R LAWRENCE RCAP Class A Common Stock D 304,176
2015-05-01 2015-03-31 4/A Jones Brian D RCAP Class A Common Stock A - Award D 390,585 496,703
2015-05-01 3 Grady John Henry RCAP Class A Common Stock D 98,534
2015-05-01 3 Grady John Henry RCAP Class A Common Stock D 98,534
2015-04-29 2015-03-31 4 Jones Brian D RCAP Class A Common Stock P - Purchase D 11.6492 390,585 4,550 496,703
2015-04-29 2015-03-17 4 Jones Brian D RCAP Class A Common Stock F - Taxes D 11.0700 -15,553 -172 106,118
2015-04-29 2014-03-31 4 Jones Brian D RCAP Class A Common Stock A - Award D 27.1074 110,671 3,000 121,671
2015-04-29 2015-03-31 4 NYGAARD BRIAN L RCAP Class A Common Stock A - Award D 11.6492 6,438 75 10,238
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.5292 -53,245 -561 84,979
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.8367 -200 -2 138,224
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.4250 -18,800 -196 138,424
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.7474 -28,400 -305 157,224
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.7868 -85,300 -920 185,624
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.5292 -20,175 -212 696,376
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.8367 -100 -1 716,551
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.4250 -7,100 -74 716,651
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.7474 -10,710 -115 723,751
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share S - Sale I 10.7868 -32,300 -348 734,461
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Separately Managed Account RCAP Class A common stock, par value $0.001 per share S - Sale I 10.5292 -57,280 -603 91,667
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Separately Managed Account RCAP Class A common stock, par value $0.001 per share S - Sale I 10.8367 -300 -3 148,947
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Separately Managed Account RCAP Class A common stock, par value $0.001 per share S - Sale I 10.4250 -20,300 -212 149,247
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Separately Managed Account RCAP Class A common stock, par value $0.001 per share S - Sale I 10.7474 -30,600 -329 169,547
2015-04-02 2015-04-02 4 Luxor Capital Group, LP By Separately Managed Account RCAP Class A common stock, par value $0.001 per share S - Sale I 10.7868 -92,100 -993 200,147
2015-01-20 2015-01-13 4 McMillen Charles Thomas RCAP Common Stock A - Award D 11.2100 3,791 42 16,220
2015-01-20 2015-01-14 4 Wood Howell D RCAP Common Stock A - Award D 11.2100 3,791 42 17,220
2015-01-20 2015-01-19 4 BROWN JEFFREY J RCAP Common Stock A - Award D 11.2100 3,791 42 11,264
2015-01-20 2015-01-13 4 AUERBACH MARK RCAP Common Stock A - Award D 11.2100 3,791 42 33,179
2015-01-20 2015-01-13 4 AUERBACH MARK RCAP Common Stock A - Award D 11.2100 1,070 12 29,388
2015-01-20 2015-01-13 4 AUERBACH MARK RCAP Common Stock A - Award D 11.3000 6,637 75 28,318
2015-01-20 2015-01-13 4 AUERBACH MARK RCAP Common Stock A - Award D 11.3000 4,424 50 21,681
2015-01-20 2015-01-13 4 AUERBACH MARK RCAP Common Stock A - Award D 11.3000 4,424 50 21,681
2015-01-05 2014-12-31 4 Weil Edward M Jr. RCAP LTIP Units M - Exercise D 0.00 -10,914 0
2015-01-05 2014-12-31 4 Weil Edward M Jr. RCAP Class A Common Stock M - Exercise D 10,914 1,098,329
2015-01-05 2014-12-31 4 SCHORSCH NICHOLAS S RCAP LTIP Units M - Exercise D 0.00 -197,638 0
2015-01-05 2014-12-31 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock M - Exercise D 197,638 19,432,103
2015-01-05 2014-12-31 4 KAHANE WILLIAM M RCAP LTIP Units M - Exercise D 0.00 -42,040 0
2015-01-05 2014-12-31 4 KAHANE WILLIAM M RCAP Class A Common Stock M - Exercise D 42,040 4,128,078
2015-01-05 2014-12-31 4 Budko Peter M RCAP LTIP Units M - Exercise D 0.00 -50,995 0
2015-01-05 2014-12-31 4 Budko Peter M RCAP Class A Common Stock M - Exercise D 50,995 5,007,278
2015-01-05 2014-12-31 4 BLOCK BRIAN S RCAP LTIP Units M - Exercise D 0.00 -9,360 0
2015-01-05 2014-12-31 4 BLOCK BRIAN S RCAP Class A Common Stock M - Exercise D 9,360 918,638
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 12,836,748
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Capital Partners, LP RCAP Class A common stock, par value $0.001 per share I 12,690,256
2014-12-29 3 LCG HOLDINGS LLC By: Separately Managed Account RCAP Class A common stock, par value $0.001 per share I 9,244,559
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP RCAP Class A common stock, par value $0.001 per share I 9,223,236
2014-12-29 3 LCG HOLDINGS LLC By: Luxor Wavefront, LP RCAP Class A common stock, par value $0.001 per share I 9,719,073
2014-11-19 2014-11-18 4 Jones Brian D RCAP Class A Common Stock P - Purchase D 13.0485 9,000 117 11,000
2014-11-19 2014-11-18 4 NYGAARD BRIAN L RCAP Class A Common Stock P - Purchase D 13.0000 3,800 49 3,800
2014-11-18 2014-11-18 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 12.1376 20,550 249 1,083,958
2014-11-14 2014-06-30 4/A RCAP Holdings, LLC RCAP Class A Common Stock J - Other D 23.0000 -86,956 -2,000 0
2014-11-14 2014-06-30 4/A RCAP Holdings, LLC RCAP Class A Common Stock J - Other D -7,764,543 86,956
2014-10-16 2014-10-14 4 Wood Howell D RCAP Common Stock P - Purchase D 19.1300 1,000 19 13,429
2014-07-03 2014-07-02 4 BROWN JEFFREY J RCAP Common Stock P - Purchase D 22.4856 1,000 22 7,473
2014-07-02 2014-06-30 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock J - Other D 18.4200 7,160,217 131,891 12,095,518
2014-07-02 2014-06-30 4 BLOCK BRIAN S RCAP Class A Common Stock J - Other D 18.4200 338,840 6,241 572,391
2014-07-02 2014-06-30 4 Weil Edward M Jr. RCAP Class A Common Stock J - Other D 18.4200 396,276 7,299 669,416
2014-07-02 2014-06-30 4 Budko Peter M RCAP Class A Common Stock J - Other D 18.4200 1,846,945 34,021 3,119,983
2014-07-02 2014-06-30 4 KAHANE WILLIAM M RCAP Class A Common Stock J - Other D 18.4200 1,522,651 28,047 2,572,164
2014-07-02 2014-06-30 4 RCAP Holdings, LLC RCAP Class A Common Stock J - Other D 23.0000 -86,596 -1,992 0
2014-07-02 2014-06-30 4 RCAP Holdings, LLC RCAP Class A Common Stock J - Other D -7,764,543 86,596
2014-07-02 2014-06-30 4 RCAP Holdings, LLC RCAP Class A Common Stock J - Other D 18.4200 -11,264,929 -207,500 7,851,499
2014-07-02 2014-06-30 4 RCAP Holdings, LLC RCAP Class A Common Stock J - Other D 18.4200 11,264,929 207,500 19,116,428
2014-06-27 2014-06-27 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 20.5800 52 1 3,457
2014-06-27 2014-06-27 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 20.5900 900 19 3,405
2014-06-27 2014-06-27 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 20.6300 1,505 31 2,505
2014-06-19 2014-06-10 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock S - Sale I 19.0350 -5,000,000 -95,175 7,851,499
2014-06-19 2014-06-10 4 KAHANE WILLIAM M RCAP Class A Common Stock S - Sale I 19.0350 -5,000,000 -95,175 7,851,499
2014-06-19 2014-06-10 4 RCAP Holdings, LLC RCAP Class A Common Stock S - Sale D 19.0350 -5,000,000 -95,175 7,851,499
2014-06-11 2014-06-09 4 BROWN JEFFREY J RCAP Common Stock A - Award D 29.7400 1,429 42 6,473
2014-06-11 2014-06-09 4 BROWN JEFFREY J RCAP Common Stock A - Award D 29.7400 5,044 150 5,044
2014-06-11 2014-06-09 4 Wood Howell D RCAP Common Stock A - Award D 29.7400 1,429 42 12,429
2014-06-11 2014-06-09 4 Wood Howell D RCAP Common Stock A - Award D 21.0012 10,000 210 11,000
2014-06-09 2014-06-09 4 AUERBACH MARK RCAP Common Stock A - Award D 29.7400 404 12 12,833
2014-06-09 2014-06-09 4 AUERBACH MARK RCAP Common Stock A - Award D 29.7400 1,429 42 12,429
2014-06-09 2014-06-09 4 AUERBACH MARK RCAP Common Stock A - Award D 21.0012 10,000 210 11,000
2014-06-09 2014-06-05 4 AUERBACH MARK RCAP Common Stock P - Purchase D 20.2000 1,000 20 1,000
2014-06-09 2014-06-09 4 McMillen Charles Thomas RCAP Common Stock A - Award D 29.7400 1,429 42 12,429
2014-06-09 2014-06-09 4 McMillen Charles Thomas RCAP Common Stock A - Award D 21.0012 10,000 210 11,000
2014-06-09 2014-06-06 4 McMillen Charles Thomas RCAP Common Stock P - Purchase D 20.2763 1,000 20 1,000
2014-04-11 2014-04-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 32.6642 10,000 327 20,000
2014-04-11 2014-04-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 31.2175 10,000 312 10,000
2014-02-14 2013-08-19 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.1834 2,000 32 51,500
2014-02-14 2013-08-07 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 15.7000 1,600 25 49,500
2014-02-14 2013-08-07 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 15.6500 200 3 47,900
2014-02-14 2013-08-07 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 15.6400 200 3 47,700
2014-02-14 2013-07-11 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 15.9578 2,000 32 47,500
2014-02-14 2013-07-10 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.0993 4,000 64 45,500
2014-02-14 2013-07-09 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.3493 3,000 49 41,500
2014-02-14 2013-07-05 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.7325 2,000 33 38,500
2014-02-14 2013-07-03 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.9033 1,500 25 36,500
2014-02-14 2013-07-02 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.9930 2,000 34 35,000
2014-02-14 2013-07-01 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.8490 2,000 34 33,000
2014-02-14 2013-06-28 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.9498 4,000 68 31,000
2014-02-14 2013-06-27 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.7596 6,000 101 27,000
2014-02-14 2013-06-26 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 16.6889 4,000 67 21,000
2014-02-14 2013-06-21 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 17.6002 7,000 123 17,000
2014-02-14 2013-06-11 5 KAHANE WILLIAM M RCAP Class A Common Stock P - Purchase I 18.6807 10,000 187 10,000
2014-02-14 2013-08-19 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.1834 2,000 32 51,500
2014-02-14 2013-08-07 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 15.7000 1,600 25 49,500
2014-02-14 2013-08-07 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 15.6500 200 3 47,900
2014-02-14 2013-08-07 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 15.6400 200 3 47,700
2014-02-14 2013-07-11 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 15.9578 2,000 32 47,500
2014-02-14 2013-07-10 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.0993 4,000 64 45,500
2014-02-14 2013-07-09 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.3493 3,000 49 41,500
2014-02-14 2013-07-05 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.7325 2,000 33 38,500
2014-02-14 2013-07-03 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.9033 1,500 25 36,500
2014-02-14 2013-07-02 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.9930 2,000 34 35,000
2014-02-14 2013-07-01 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.8490 2,000 34 33,000
2014-02-14 2013-06-28 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.9498 4,000 68 31,000
2014-02-14 2013-06-27 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.7596 6,000 101 27,000
2014-02-14 2013-06-26 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 16.6889 4,000 67 21,000
2014-02-14 2013-06-21 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 17.6002 7,000 123 17,000
2014-02-14 2013-06-11 5 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase I 18.6807 10,000 187 10,000
2014-02-14 2014-02-11 4 KAHANE WILLIAM M RCAP Operating Subsidiaries Units C - Conversion I -23,999,999 1
2014-02-14 2014-02-11 4 KAHANE WILLIAM M RCAP Class B Common Stock J - Other I -23,999,999 1
2014-02-14 2014-02-11 4 KAHANE WILLIAM M RCAP Class A Common Stock C - Conversion I 23,999,999 24,051,499
2014-02-14 2014-02-11 4 SCHORSCH NICHOLAS S RCAP Operating Subsidiaries Units C - Conversion I -23,999,999 1
2014-02-14 2014-02-11 4 SCHORSCH NICHOLAS S RCAP Class B Common Stock J - Other I -23,999,999 1
2014-02-14 2014-02-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock C - Conversion I 23,999,999 24,051,499
2014-02-14 2014-02-11 4 RCAP Holdings, LLC RCAP Operating Subsidiaries Units C - Conversion D -23,999,999 1
2014-02-14 2014-02-11 4 RCAP Holdings, LLC RCAP Class B Common Stock J - Other D -23,999,999 1
2014-02-14 2014-02-11 4 RCAP Holdings, LLC RCAP Class A Common Stock C - Conversion D 23,999,999 24,051,499
2013-12-18 3 Jones Brian D RCAP Common Stock D 2,000
2013-08-20 2013-08-19 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.1834 2,000 32 51,500
2013-08-07 2013-08-07 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 15.9000 200 3 1,000
2013-08-07 2013-08-07 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 15.8900 200 3 800
2013-08-07 2013-08-07 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 15.8000 500 8 600
2013-08-07 2013-08-07 4 Weil Edward M Jr. RCAP Class A Common Stock P - Purchase D 15.7920 100 2 100
2013-08-07 2013-08-07 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 15.7000 1,600 25 49,500
2013-08-07 2013-08-07 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 15.6500 200 3 47,900
2013-08-07 2013-08-07 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 15.6400 200 3 47,700
2013-07-12 2013-07-11 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 15.9578 2,000 32 47,500
2013-07-12 2013-07-10 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.0993 4,000 64 45,500
2013-07-12 2013-07-09 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.3493 3,000 49 41,500
2013-07-09 2013-07-05 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.7325 2,000 33 38,500
2013-07-09 2013-07-03 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.9033 1,500 25 36,500
2013-07-09 2013-07-02 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.9930 2,000 34 35,000
2013-07-09 2013-07-01 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.8490 2,000 34 33,000
2013-07-09 2013-06-28 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.9498 4,000 68 31,000
2013-06-28 2013-06-27 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.7596 6,000 101 27,000
2013-06-28 2013-06-26 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 16.6889 4,000 67 21,000
2013-06-28 2013-06-11 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 18.6807 10,000 187 10,000
2013-06-21 2013-06-21 4 RCAP Holdings, LLC RCAP Class A Common Stock P - Purchase D 17.6002 7,000 123 7,000
2013-06-11 2013-06-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 18.8000 2,500 47 10,000
2013-06-11 2013-06-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 18.7500 834 16 7,500
2013-06-11 2013-06-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 18.7400 166 3 6,666
2013-06-11 2013-06-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 18.6500 3,640 68 6,500
2013-06-11 2013-06-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 18.6400 100 2 2,860
2013-06-11 2013-06-11 4 SCHORSCH NICHOLAS S RCAP Class A Common Stock P - Purchase D 18.5900 2,760 51 2,760
2013-06-10 2013-06-06 4 KAHANE WILLIAM M RCAP Operating Subsidiaries Units J - Other I 0 24,000,000
2013-06-10 2013-06-06 4 KAHANE WILLIAM M RCAP Class B Common Stock J - Other I 24,000,000 24,000,000
2013-06-10 2013-06-06 4 KAHANE WILLIAM M RCAP Common Stock J - Other I -100 0
2013-06-10 2013-06-06 4 Budko Peter M RCAP Operating Subsidiaries Units J - Other I 0 24,000,000
2013-06-10 2013-06-06 4 Budko Peter M RCAP Class B Common Stock J - Other I 24,000,000 24,000,000
2013-06-10 2013-06-06 4 Budko Peter M RCAP Common Stock J - Other I -100 0
2013-06-10 2013-06-06 4 BLOCK BRIAN S RCAP Operating Subsidiaries Units J - Other I 0 24,000,000
2013-06-10 2013-06-06 4 BLOCK BRIAN S RCAP Class B Common Stock J - Other I 24,000,000 24,000,000
2013-06-10 2013-06-06 4 BLOCK BRIAN S RCAP Common Stock J - Other I -100 0
2013-06-10 2013-06-06 4 Weil Edward M Jr. RCAP Operating Subsidiaries Units J - Other I 0 24,000,000
2013-06-10 2013-06-06 4 Weil Edward M Jr. RCAP Class B Common Stock J - Other I 24,000,000 24,000,000
2013-06-10 2013-06-06 4 Weil Edward M Jr. RCAP Common Stock J - Other I -100 0
2013-06-10 2013-06-06 4 SCHORSCH NICHOLAS S RCAP Operating Subsidiaries Units J - Other I 0 24,000,000
2013-06-10 2013-06-06 4 SCHORSCH NICHOLAS S RCAP Class B Common Stock J - Other I 24,000,000 24,000,000
2013-06-10 2013-06-06 4 SCHORSCH NICHOLAS S RCAP Common Stock J - Other I -100 0
2013-06-10 2013-06-06 4 RCAP Holdings, LLC RCAP Operating Subsidiaries Units J - Other D 0 24,000,000
2013-06-10 2013-06-06 4 RCAP Holdings, LLC RCAP Class B Common Stock J - Other D 24,000,000 24,000,000
2013-06-10 2013-06-06 4 RCAP Holdings, LLC RCAP Common Stock J - Other D -100 0
2013-06-04 3 SCHORSCH NICHOLAS S RCAP Common Stock I 100
2013-06-04 3 BLOCK BRIAN S RCAP Common Stock I 100
2013-06-04 3 Weil Edward M Jr. RCAP Common Stock I 100
2013-06-04 3 Budko Peter M RCAP Common Stock I 100
2013-06-04 3 RCAP Holdings, LLC RCAP Common Stock D 100
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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