PLNH / Planet 13 Holdings Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Planet 13 Holdings Inc.
US ˙ OTCPK ˙ CA72706K1012

Shares Outstanding 325,363,800 shares
Insider Shares67,076,197 shares
Insider Ownership20.62 %
Total Insiders16
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

-3 ( )

10832 out of 11321

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

-1.265 %( )

11083 out of 11237

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Planet 13 Holdings Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Mark A JR Ascik VP of Florida Operations - [O] 4,505,406 4,505,406
Mark A SR Ascik President of Florida Ops - [O] 14,286,743 14,286,743
David Farris VP of Sales & Marketing - [O] 148,611 148,611
Lee Fraser Chief Administrative Officer - [O] 1,852 1,852
Robert Groesbeck Co-CEO, Director, 10% Owner - [D] [O] [10%] 37,129,283 37,129,283
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Michael Harman Director - [D] 138,988 138,988
Todd Hybels VP of Midwestern Operations - [O] 65,894 65,894
Michael Lanteri Jennings Pres. of East Coast Operations - [O] 2,345,350 2,345,350
Leighton Koehler General Counsel - [O] 179,911 179,911
Dennis Logan CFO - [O] 280,880 280,880
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
David W Loop Co-President of Florida Ops, Director - [D] [O] 1,049,270 1,049,270
Adrienne O'Neal Director - [D] 223,873 223,873
Tatev Oganyan General Counsel - [O] 58,000 58,000
Larry Scheffler Co-CEO, Director, 10% Owner - [D] [O] [10%] 1,202,583 1,202,583
William Vargas VP of Finance - [O] 344,724 344,724
Chris Wren VP of Operations - [O] 5,114,829 5,114,829

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in PLNH / Planet 13 Holdings Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PLNH / Planet 13 Holdings Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in PLNH / Planet 13 Holdings Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2025-09-02 Groesbeck Robert 73,000 0.2763 73,000 0.2763 20,170 730
2025-08-29 Groesbeck Robert 245,000 0.2922 245,000 0.2922 71,589
2025-08-28 Groesbeck Robert 370,000 0.2960 370,000 0.2960 109,520
2025-08-27 Groesbeck Robert 108,000 0.2817 108,000 0.2817 30,424
2025-08-27 Wren Chris 100,000 0.2805 100,000 0.2805 28,050
2025-08-26 Groesbeck Robert 310,000 0.2877 310,000 0.2877 89,187
2025-08-25 Wren Chris 100,000 0.2869 100,000 0.2869 28,690
2025-08-25 Groesbeck Robert 327,000 0.2862 327,000 0.2862 93,587
2025-08-22 Groesbeck Robert 302,000 0.2867 302,000 0.2867 86,583

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PLNH / Planet 13 Holdings Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-09-02 2025-09-02 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2763 -73,000 -20 5,529,294
2025-09-02 2025-08-29 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2922 -245,000 -72 5,602,294
2025-08-28 2025-08-27 4 Wren Chris PLNH Common Stock S - Sale D 0.2805 -100,000 -28 5,114,829
2025-08-28 2025-08-25 4 Wren Chris PLNH Common Stock S - Sale D 0.2869 -100,000 -29 5,214,829
2025-08-28 2025-08-28 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2960 -370,000 -110 5,847,294
2025-08-28 2025-08-27 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2817 -108,000 -30 6,217,294
2025-08-27 2025-08-14 4 Fraser Lee PLNH Common Stock S - Sale D 0.2891 -100,000 -29 1,852
2025-08-26 2025-08-26 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2877 -310,000 -89 6,325,294
2025-08-26 2025-08-25 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2862 -327,000 -94 6,635,294
2025-08-25 2025-08-22 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2867 -302,000 -87 6,962,294
2025-08-25 2025-08-21 4 Groesbeck Robert By PRMN Investments Ltd. PLNH Common Stock S - Sale I 0.2792 -339,000 -95 7,264,294
2025-08-21 2025-08-21 4 Wren Chris PLNH Common Stock S - Sale D 0.2830 -100,000 -28 5,214,829
2025-08-21 2025-08-19 4 Wren Chris PLNH Common Stock S - Sale D 0.3248 -46,000 -15 5,314,829
2025-08-19 2025-08-18 4 Wren Chris PLNH Common Stock S - Sale D 0.3075 -100,000 -31 5,360,829
2025-08-19 2025-08-15 4 Wren Chris PLNH Common Stock S - Sale D 0.3028 -127,000 -38 5,460,829
2025-04-04 2025-04-02 4 Oganyan Tatev PLNH Common Stock C - Conversion D 0.2401 58,000 14 58,000
2024-06-21 3 Loop David W By Doris Wilson Loop Irrevocable Trust PLNH Common Stock I 12,534,708
2024-06-21 3 Loop David W By Loop's Dispensaries Inc. PLNH Common Stock I 1,049,270
2024-06-21 3 Loop David W By Loop's Nursery & Greenhouses Inc. PLNH Common Stock I 805,643
2024-06-21 3 Loop David W By spouse Doris Wilson Loop PLNH Common Stock I 989,654
2024-05-20 3 Ascik Mark A SR by Ascik Family Irrev TR DTD 7/28/17 PLNH Common Stock I 4,504,683
2024-05-20 3 Ascik Mark A SR PLNH Common Stock D 5,277,377
2024-05-20 3 Ascik Mark A JR by Mark A Ascik Jr Irrv TR DTD 7/28/17 PLNH Common Stock I 1,501,802
2024-05-20 3 Ascik Mark A JR PLNH Common Stock D 1,501,802
2024-03-26 2024-03-22 4 Wren Chris PLNH Common Stock S - Sale D 0.5190 -98,606 -51 304,831
2024-03-26 2024-03-22 4 Wren Chris PLNH Common Stock F - Taxes D 0.5190 -57,912 -30 403,437
2024-03-26 2024-03-22 4 Wren Chris PLNH Common Stock M - Exercise D 0.5190 156,518 81 461,349
2024-03-26 2024-03-22 4 O'Neal Adrienne PLNH Common Stock F - Taxes D 0.5190 -26,165 -14 223,873
2024-03-26 2024-03-22 4 O'Neal Adrienne PLNH Common Stock M - Exercise D 0.5190 69,494 36 250,038
2024-03-26 2024-03-22 4 Scheffler Larry PLNH Common Stock F - Taxes D 0.5190 -125,581 -65 1,202,583
2024-03-26 2024-03-22 4 Scheffler Larry PLNH Common Stock M - Exercise D 0.5190 281,255 146 1,328,164
2024-03-26 2024-03-22 4 Groesbeck Robert PLNH Common Stock F - Taxes D 0.5190 -125,581 -65 1,113,813
2024-03-26 2024-03-22 4 Groesbeck Robert PLNH Common Stock M - Exercise D 0.5190 281,255 146 1,239,394
2024-03-26 2024-03-22 4 Logan Dennis PLNH Common Stock F - Taxes D 0.5190 -55,669 -29 280,880
2024-03-26 2024-03-22 4 Logan Dennis PLNH Common Stock M - Exercise D 0.5190 104,345 54 336,549
2024-03-26 2024-03-22 4 Fraser Lee PLNH Common Stock F - Taxes D 0.5400 -83,333 -45 101,852
2024-03-26 2024-03-22 4 Fraser Lee PLNH Common Stock M - Exercise D 0.5400 185,185 100 185,185
2023-11-14 2023-11-14 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.9067 -40,500 -37 3,665,200
2023-11-14 2023-11-13 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.8548 -50,000 -43 3,705,700
2023-09-19 2023-09-18 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.8971 -57,800 -52 3,755,700
2023-09-19 2023-09-15 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.9324 -20,000 -19 3,813,500
2023-09-05 2023-09-05 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.9640 -100,000 -96 3,833,500
2023-09-05 2023-09-01 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.8567 -100,000 -86 3,933,500
2023-05-26 2023-05-25 4 Vargas William PLNHF Common Shares F - Taxes D 0.5601 -41,739 -23 344,724
2023-05-26 2023-05-25 4 Vargas William PLNHF Common Shares M - Exercise D 0.5601 104,345 58 386,463
2023-05-26 2023-05-25 4 Vargas William PLNHF Common Shares J - Other D -208,691 0
2023-05-26 2023-05-25 4 Farris David PLNHF Common Shares F - Taxes D 0.5601 -20,035 -11 148,611
2023-05-26 2023-05-25 4 Farris David PLNHF Common Shares M - Exercise D 0.5601 62,607 35 168,646
2023-05-26 2023-05-25 4 Farris David PLNHF Common Shares J - Other D -125,214 0
2023-05-26 2023-05-25 4 O'Neal Adrienne PLNHF Common Shares F - Taxes D 0.5601 -26,165 -15 180,544
2023-05-26 2023-05-25 4 O'Neal Adrienne PLNHF Common Shares M - Exercise D 0.5601 69,493 39 206,709
2023-05-26 2023-05-25 4 O'Neal Adrienne PLNHF Common Shares J - Other D -138,987 0
2023-05-26 2023-05-25 4 Logan Dennis PLNHF Common Shares F - Taxes D 0.5601 -55,669 -31 175,317
2023-05-26 2023-05-25 4 Logan Dennis PLNHF Common Shares M - Exercise D 0.5601 104,345 58 230,986
2023-05-26 2023-05-25 4 Logan Dennis PLNHF Common Shares J - Other D -208,691 0
2023-05-26 2023-05-25 4 Wren Chris PLNHF Common Shares F - Taxes D 0.5601 -57,913 -32 304,831
2023-05-26 2023-05-25 4 Wren Chris PLNHF Common Shares M - Exercise D 0.5601 156,518 88 362,744
2023-05-26 2023-05-25 4 Wren Chris PLNHF Common Shares J - Other D -313,037 0
2023-05-26 2023-05-25 4 Koehler Leighton PLNHF Common Shares F - Taxes D 0.5601 -24,824 -14 179,911
2023-05-26 2023-05-25 4 Koehler Leighton PLNHF Common Shares M - Exercise D 0.5601 62,607 35 204,735
2023-05-26 2023-05-25 4 Koehler Leighton PLNHF Common Shares J - Other D -125,215 0
2023-05-26 2023-05-25 4 Scheffler Larry PLNHF Common Shares F - Taxes D 0.5601 -125,581 -70 1,046,909
2023-05-26 2023-05-25 4 Scheffler Larry PLNHF Common Shares M - Exercise D 0.5601 281,255 158 1,172,490
2023-05-26 2023-05-25 4 Scheffler Larry PLNHF Common Shares J - Other D -562,510 0
2023-05-26 2023-05-25 4 Groesbeck Robert PLNHF Common Shares F - Taxes D 0.5601 -125,581 -70 958,139
2023-05-26 2023-05-25 4 Groesbeck Robert PLNHF Common Shares M - Exercise D 0.5601 281,255 158 1,083,720
2023-05-26 2023-05-25 4 Groesbeck Robert PLNHF Common Shares J - Other D -562,510 0
2023-05-24 2023-05-23 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.6069 -500 -0 4,033,500
2023-05-18 2023-05-17 4 Wren Chris By 4 Degrees Higher LLC PLNHF Common Shares S - Sale I 0.6241 -3,000 -2 4,034,000
2022-10-03 2022-09-30 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.0772 -17,500 -19 2,345,350
2022-09-30 2022-09-29 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.0692 -17,500 -19 2,362,850
2022-09-30 2022-09-28 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.0979 -35,000 -38 2,380,350
2022-09-27 2022-09-27 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.1117 -35,000 -39 2,415,350
2022-09-27 2022-09-23 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.1589 -35,000 -41 2,450,350
2022-09-23 2022-09-22 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.2107 -25,000 -30 2,485,350
2022-09-23 2022-09-21 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.2306 -50,650 -62 2,510,350
2022-06-02 2022-06-01 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 2.0600 -5,000 -10 2,561,000
2022-06-01 2022-05-30 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.8830 -26,500 -50 2,566,000
2022-05-31 2022-05-26 4 Wren Chris PLTH/PLNHF Common Shares S - Sale D 1.5010 -13,700 -21 206,226
2022-05-31 2022-05-27 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.4710 -45,000 -66 2,592,500
2022-05-31 2022-05-26 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.4910 -47,500 -71 2,637,500
2022-05-26 2022-05-25 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.4840 -20,600 -31 2,685,000
2022-05-26 2022-05-24 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.4850 -19,500 -29 2,705,600
2022-05-24 2022-05-20 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.5290 -9,700 -15 2,725,100
2022-05-20 2022-05-19 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.5230 -37,700 -57 2,734,800
2022-05-20 2022-05-18 4 Jennings Michael Lanteri PLTH/PLNHF Common Shares S - Sale D 1.5410 -90,000 -139 2,772,500
2022-03-11 3 Jennings Michael Lanteri PLTH/PLNHF Common Shares D 2,862,500
2022-03-11 3 Hybels Todd PLTH/PLNHF Common Shares D 65,894
2022-01-03 3 Farris David PLTH/PLNHF Common Shares D 125,214
2022-01-03 3 Farris David PLTH/PLNHF Common Shares D 106,039
2022-01-03 3 Logan Dennis By Registered Retirement Savings Plan PLTH/PLNHF Common Shares I 56,887
2022-01-03 3 Logan Dennis PLTH/PLNHF Common Shares D 126,641
2022-01-03 3 Logan Dennis PLTH/PLNHF Common Shares D 208,691
2022-01-03 3 Koehler Leighton PLTH/PLNHF Common Shares D 142,128
2022-01-03 3 Koehler Leighton PLTH/PLNHF Common Shares D 125,215
2022-01-03 3 Wren Chris PLTH/PLNHF Common Shares D 313,037
2022-01-03 3 Wren Chris PLTH/PLNHF Common Shares D 219,926
2022-01-03 3 Wren Chris By 4 Degrees Higher LLC PLTH/PLNHF Common Shares I 4,037,000
2022-01-03 3 Vargas William PLTH/PLNHF Common Shares D 282,118
2022-01-03 3 Vargas William PLTH/PLNHF Common Shares D 208,691
2022-01-03 3 Harman Michael PLTH/PLNHF Common Shares D 226,602
2022-01-03 3 Harman Michael PLTH/PLNHF Common Shares D 138,988
2022-01-03 3 O'Neal Adrienne PLTH/PLNHF Common Shares D 137,216
2022-01-03 3 O'Neal Adrienne PLTH/PLNHF Common Shares D 138,987
2022-01-03 3 Groesbeck Robert By PRMN Investments, LLC PLTH/PLNHF Common Shares I 7,603,294
2022-01-03 3 Groesbeck Robert By RAG Holdings LLC PLTH/PLNHF Common Shares I 30,413,176
2022-01-03 3 Groesbeck Robert PLTH/PLNHF Common Shares D 562,510
2022-01-03 3 Groesbeck Robert PLTH/PLNHF Common Shares D 802,465
2022-01-03 3 Scheffler Larry PLTH/PLNHF Common Shares D 562,510
2022-01-03 3 Scheffler Larry By Scheffler RX LLC PLTH/PLNHF Common Shares I 33,016,470
2022-01-03 3 Scheffler Larry By Thirteen, LLC PLTH/PLNHF Common Shares I 5,000,000
2022-01-03 3 Scheffler Larry Scheffler Family Limited Partnership PLTH/PLNHF Common Shares I 562,500
2022-01-03 3 Scheffler Larry PLTH/PLNHF Common Shares D 891,235
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
Other Listings
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