OFSSO Insider Trading - OFS Capital Corporation

Total Insiders

Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

See Highest Ranking Stocks

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

See Highest Ranking Stocks

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

OFS Capital Corporation - Preferred Stock insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider	Shares Owned	Split Adjusted
Marc Abrams Director - [D]	2,000	2,000
Robert J Cresci Director - [D]	0	0
Jeffrey A Cerny Director and CFO, Director - [D] [O]	30,000	30,000
Elaine Healy Director - [D]	10,000	10,000
Oi3, Llc 10% Owner - [10%]	5,892,948	5,892,948
Orchard First Source Asset Management Holdings, LLC 10% Owner - [10%]	2,946,474	2,946,474

Insider	Shares Owned	Split Adjusted
Orchard First Source Asset Management, LLC 10% Owner - [10%]	0	0
Orchard Investments, LLC 10% Owner - [10%]	2,946,474	2,946,474
Owen Jeffery S. Chief Accounting Officer - [O]	14,500	14,500
Palmer Robert S. Chief Financial Officer - [O]	0	0
Pittson Glenn R. Director - [D]	80,031	80,031
Mukya Porter Chief Compliance Officer - [O]	210	210

Insider	Shares Owned	Split Adjusted
Ashwin Ranganathan Director - [D]	0	0
Bilal Rashid Director and CEO, Director - [D] [O]	20,000	20,000
Rubenfeld Eric P. Chief Compliance Officer, 10% Owner - [O] [10%]	0	0
Romita Shetty Director - [D]	0	0
Kyle Spina Chief Accounting Officer - [O]	0	0
Ross Teune Chief Accounting Officer - [O]	0	0
Bei Zhang Chief Accounting Officer - [O]	0	0

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in OFSSO / OFS Capital Corporation - Preferred Stock. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
2020-11-17	Porter Mukya	210	5.6600	210	5.6600	1,189	353	11.4000	1,206	101.52
2020-11-16	Owen Jeffery S.	11,950	5.7900	11,950	5.7900	69,190
2020-11-13	RESSLER RICHARD S	8,818	5.2800	8,818	5.2800	46,559
2020-11-13	Owen Jeffery S.	2,550	5.1700	2,550	5.1700	13,184
2020-11-12	Cerny Jeffrey A	10,000	5.0800	10,000	5.0800	50,800
2020-11-12	RESSLER RICHARD S	3,255	5.0700	3,255	5.0700	16,503
2020-11-11	Rashid Bilal	355	4.9300	355	4.9300	1,750
2020-11-11	Rashid Bilal	18,700	5.1700	18,700	5.1700	96,679
2020-11-11	Rashid Bilal	650	5.1400	650	5.1400	3,341

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

OFSSO / OFS Capital Corporation - Preferred Stock Insider Trades

Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in OFSSO / OFS Capital Corporation - Preferred Stock. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
2015-08-31	Rubenfeld Eric P.	1,000	11.0201	1,000	11.0201	11,020	147	10.1200	-900	-8.17

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File Date	Trade Date	Form	Insider	Ticker	Security Title	Code	Direct	Unit Price	Units Changed	Value Changed (1K)	Remaining Shares
2023-07-05		3	OI3, LLC -	OFS	Common Stock		I				2,946,474
2023-04-25		3	Spina Kyle	OFS	Common Stock		D				0
2023-01-10		3	Orchard First Source Asset Management Holdings, LLC	OFS	Common Stock		D				2,946,474
2023-01-10	2023-01-09	4	Orchard First Source Asset Management, LLC	OFS	Common Stock	J - Other	D		-2,946,474		0
2022-03-25		3	Teune Ross	OFS	Common Stock		D				0
2022-01-06		3	Ranganathan Ashwin	OFS	Common Stock		D				0
2021-09-27		3	OI3 2019 Trust -	OFS	Common Stock		I				2,946,474
2021-01-15		3	Shetty Romita	OFS	Common Stock		D				0
2020-11-24	2020-05-28	4	HEALY ELAINE	OFS	Common Stock	P - Purchase	D	5.1100	10,000	51	10,000
2020-11-19	2020-11-17	4	Porter Mukya	OFS	Common Stock	P - Purchase	D	5.6600	210	1	210
2020-11-17	2020-11-16	4	Owen Jeffery S.	OFS	Common Stock	P - Purchase	D	5.7900	11,950	69	14,500
2020-11-17	2020-11-13	4	Owen Jeffery S.	OFS	Common Stock	P - Purchase	D	5.1700	2,550	13	2,550
2020-11-16	2020-11-13	4	RESSLER RICHARD S	OFS	Common Stock	P - Purchase	D	5.2800	8,818	47	12,073
2020-11-16	2020-11-12	4	RESSLER RICHARD S	OFS	Common Stock	P - Purchase	D	5.0700	3,255	17	3,255
2020-11-13	2020-11-11	4	Rashid Bilal	OFS	Common Stock	P - Purchase	D	5.1700	18,700	97	20,000
2020-11-13	2020-11-11	4	Rashid Bilal	OFS	Common Stock	P - Purchase	D	5.1400	650	3	1,300
2020-11-13	2020-11-11	4	Rashid Bilal	OFS	Common Stock	P - Purchase	D	5.1300	200	1	650
2020-11-13	2020-11-11	4	Rashid Bilal	OFS	Common Stock	P - Purchase	D	4.9500	95	0	450
2020-11-13	2020-11-11	4	Rashid Bilal	OFS	Common Stock	P - Purchase	D	4.9300	355	2	355
2020-11-13	2020-11-12	4	Cerny Jeffrey A	OFS	Common Stock	P - Purchase	D	5.0800	10,000	51	30,000
2020-11-13	2020-11-11	4	Cerny Jeffrey A	OFS	Common Stock	P - Purchase	D	5.0700	20,000	101	20,000
2020-01-13		3	OI3 2019 Trust (1)	OFS	Common Stock		I				5,892,948
2020-01-13		3	OI3 2019 Trust (1)	OFS	Common Stock		I				5,892,948
2020-01-13		3	OI3 2019 Trust (1)	OFS	Common Stock		I				5,892,948
2020-01-13		3	OI3 2019 Trust (1)	OFS	Common Stock		I				5,892,948
2020-01-13		3	OI3 2019 Trust (1)	OFS	Common Stock		I				5,892,948
2017-05-05		3	Porter Mukya	OFS	Common Stock		D				0
2016-01-07		3	Owen Jeffery S.	OFS	Common Stock		D				0
2015-09-02	2015-08-31	4	Rubenfeld Eric P.	OFS	Common Stock	S - Sale	D	11.0201	-1,000	-11	0
2014-08-28	2014-08-27	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.7500	12,965	165	80,031
2014-08-28	2014-08-26	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.7400	10,000	127	67,066
2014-07-11		3	Cerny Jeffrey A	OFS	Common Stock		D				0
2014-06-05	2014-06-04	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.7500	2,100	27	57,066
2014-06-05	2014-06-03	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.7500	10,000	128	54,966
2014-05-27	2014-05-23	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.5800	2,700	34	44,966
2014-05-23	2014-05-21	4	Pittson Glenn R. By daughter	OFS	Common Stock	P - Purchase	I	12.6900	2,000	25	4,000
2014-05-23	2014-05-21	4	Pittson Glenn R. By daughter	OFS	Common Stock	P - Purchase	I	12.6900	2,000	25	4,000
2014-05-23	2014-05-21	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.6600	22,266	282	42,266
2013-12-17	2013-12-13	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.3000	5,000	62	20,000
2013-12-17	2013-12-11	4	Pittson Glenn R. By daughter	OFS	Common Stock	P - Purchase	I	12.6400	2,000	25	2,000
2013-12-13	2013-12-12	4	Rubenfeld Eric P.	OFS	Common Stock	P - Purchase	D	12.4600	1,000	12	1,000
2013-12-12	2013-12-10	4	Abrams Marc	OFS	Common Stock	P - Purchase	D	12.5000	2,000	25	2,000
2013-12-12	2013-12-11	4	Pittson Glenn R. By daughter	OFS	Common Stock	P - Purchase	I	12.5300	2,000	25	17,500
2013-12-12	2013-12-10	4	Pittson Glenn R. By daughter	OFS	Common Stock	P - Purchase	I	12.5000	500	6	15,500
2013-12-12	2013-12-10	4	Pittson Glenn R.	OFS	Common Stock	P - Purchase	D	12.5000	15,000	188	15,000
2012-11-07		3	CRESCI ROBERT J	OFS	Common Stock		D				0
2012-11-07		3	HEALY ELAINE	OFS	Common Stock		D				0
2012-11-07		3	Abrams Marc	OFS	Common Stock		D				0
2012-11-07		3	Palmer Robert S.	OFS	Common Stock		D				0
2012-11-07		3	Rashid Bilal	OFS	Common Stock		D				0
2012-11-07		3	Zhang Bei	OFS	Common Stock		D				0
2012-11-07		3	Rubenfeld Eric P.	OFS	Common Stock		D				0
2012-11-07		3	Pittson Glenn R.	OFS	Common Stock		D				0
2012-11-07		3	Orchard First Source Asset Management, LLC	OFS	Common Stock		D				2,912,024

Open market or private purchase of non-derivative or derivative security

Open market or private sale of non-derivative or derivative security

Grant, award, or other acquisition of securities from the company (such as an option)

Conversion of derivative

Sale or transfer of securities back to the company

Payment of exercise price or tax liability using portion of securities received from the company

Gift of securities by or to the insider

Equity swaps and similar hedging transactions

Exercise or conversion of derivative security received from the company (such as an option)

A transaction voluntarily reported on Form 4

Other (accompanied by a footnote describing the transaction)

OFSSO / OFS Capital Corporation - Preferred Stock - Insider Trading and Ownership Report - SEC Form 3, 4, 5