| Shares Outstanding | 63,046,393 shares |
| Insider Shares | 40,932,022 shares |
| Insider Ownership | 64.92 % |
Insider Sentiment Score
The Insider Sentiment Score finds the companies being bought by corporate insiders.
It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider accumulation.
Officer Sentiment Score
The Officer Sentiment Score finds companies being bought by Corporate Officers.
By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.
Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider sentiment.
Key Insider Metrics
This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.
For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).
Net Number of Insiders Buying (Rank)
N/A
Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).
Percent of Float Bought by Insiders (Rank)
N/A
Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.
Insider Trading Chart
Opus Genetics, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Roster and Profitability Metrics
This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.
See our leaderboard of most profitable insider traders.
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|
Report errors via our new Insider Auditing Tool
Track Records of Insider Purchases - Short Term Profit Analysis
In this section, we analyze the profitability of every unplanned, open-market insider purchase made in OCUP / Opus Genetics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market purchases that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Track Records of Insider Sales - Short Term Loss Analysis
In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in OCUP / Opus Genetics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market sales that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Transaction History
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| File Date |
Trade Date |
Form | Insider | Ticker | Security Title | Code | Direct | Exercise Price |
Unit Price |
Units Changed |
Value Changed (1K) |
Remaining Options |
Remaining Shares |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-27 | 2025-08-25 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.1500 | 869,565 | 1,000 | 1,810,430 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Ainsworth Sean | IRD | Common Stock | D | 1.1500 | 86,956 | 100 | 254,818 | ||||
| 2025-05-06 | 2025-05-05 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 6,927,419 | 9,492,171 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Rodgers Richard J | IRD | Common Stock | D | 79,504 | 318,655 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 79,504 | 261,763 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Graves Adrienne L | IRD | Common Stock | D | 79,504 | 79,504 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Gallagher Cam | IRD | Common Stock | D | 79,504 | 940,865 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Benton Susan | IRD | Common Stock | D | 79,504 | 219,527 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Bennett Jean | IRD | Common Stock | D | 79,504 | 213,525 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Ainsworth Sean | IRD | Common Stock | D | 79,504 | 167,862 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Gallagher Cam | IRD | Common Stock | D | 784,314 | 861,361 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Magrath George | IRD | Common Stock | D | 392,157 | 1,322,004 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 52,500 | 54,500 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 39,500 | 113,968 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Magrath George | IRD | Common Stock | D | 330,697 | 929,847 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 52,500 | 194,293 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 52,500 | 125,807 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 29,500 | 185,446 | ||||||
| 2025-02-18 | 2025-02-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 1.1500 | -5,193 | -6 | 73,307 | ||||
| 2025-02-18 | 2025-02-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 1.1500 | -8,207 | -9 | 141,793 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.1400 | -8,190 | -9 | 74,468 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 1.1400 | -6,751 | -8 | 155,946 | ||||
| 2025-01-06 | 2025-01-02 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 50,222 | 182,259 | ||||||
| 2025-01-06 | 2025-01-02 | 4 | Bennett Jean | IRD | Common Stock | D | 34,021 | 134,021 | ||||||
| 2024-12-30 | 2024-12-26 | 4 | Magrath George | IRD | Common Stock | D | 0.9760 | 100,000 | 98 | 599,150 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Magrath George | IRD | Common Stock | D | 6,200 | 499,150 | ||||||
| 2024-11-25 | 2024-11-21 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 0.9834 | 10,000 | 10 | 342,800 | ||||
| 2024-11-19 | 2024-11-18 | 4 | Magrath George | IRD | Common Stock | D | 1.0244 | 9,706 | 10 | 492,950 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Magrath George | IRD | Common Stock | D | 1.0102 | 90,294 | 91 | 483,244 | ||||
| 2024-11-12 | 2024-11-07 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 332,800 | 332,800 | ||||||
| 2024-11-05 | 2024-11-01 | 4 | Magrath George | IRD | Common Stock | D | 1.1800 | -37,050 | -44 | 392,950 | ||||
| 2024-10-29 | 3 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2,564,752 | ||||||||
| 2024-10-24 | 2024-10-22 | 4 | Bennett Jean | IRD | Common Stock | D | 100,000 | 100,000 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 41,143 | 239,151 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 41,143 | 180,458 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Gallagher Cam | OCUP | Common Stock | D | 41,143 | 77,047 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 41,143 | 132,037 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Benton Susan | OCUP | Common Stock | D | 41,143 | 140,023 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 41,143 | 88,358 | ||||||
| 2024-05-24 | 2024-05-22 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 1.7650 | 3,500 | 6 | 78,500 | ||||
| 2024-05-21 | 2024-05-17 | 4 | Magrath George | OCUP | Common Stock | D | 1.7545 | 5,000 | 9 | 430,000 | ||||
| 2024-04-15 | 2024-04-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 32,000 | 139,315 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | SCHACHLE JOSEPH K | OCUP | Common Stock | D | 2.0500 | 2,000 | 4 | 2,000 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 2.1000 | 10,000 | 21 | 150,000 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Magrath George | OCUP | Common Stock | D | 1.9620 | 25,000 | 49 | 425,000 | ||||
| 2024-02-14 | 2024-02-12 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 140,000 | 140,000 | ||||||
| 2024-02-14 | 2024-02-12 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 75,000 | 75,000 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 20,000 | 162,697 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 40,000 | 82,658 | ||||||
| 2024-01-12 | 2024-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 3.2650 | -4,031 | -13 | 142,697 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 3.2650 | -3,950 | -13 | 42,658 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 3.2650 | -1,282 | -4 | 90,714 | ||||
| 2024-01-03 | 2024-01-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 14,964 | 107,315 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 22,090 | 90,894 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 24,762 | 198,008 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Benton Susan | OCUP | Common Stock | D | 19,418 | 98,880 | ||||||
| 2023-12-05 | 2023-12-01 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 49,692 | 91,996 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 35,000 | 92,351 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 35,000 | 173,246 | ||||||
| 2023-11-03 | 2023-11-01 | 4 | Magrath George | OCUP | Common Stock | D | 400,000 | 400,000 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Benton Susan | OCUP | Common Stock | D | 10,976 | 79,462 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,976 | 68,804 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 10,976 | 47,215 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Gallagher Cam | OCUP | Common Stock | D | 10,976 | 35,904 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Pepose Jay | OCUP | Common Stock | D | 10,976 | 57,351 | ||||||
| 2023-04-26 | 2023-04-24 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 20,000 | 42,304 | ||||||
| 2023-04-26 | 3 | Patel Ronil A. | OCUP | Common Stock | D | 22,304 | ||||||||
| 2023-04-21 | 2023-04-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 50,000 | 138,246 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Benton Susan | OCUP | Common Stock | D | 1,053 | 68,486 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Pepose Jay | OCUP | Common Stock | D | 468 | 46,375 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 2,819 | 57,828 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina Held by Daughter | OCUP | Common Stock | I | 50,000 | 50,000 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina | OCUP | Common Stock | D | -100,000 | 296,045 | ||||||
| 2023-02-14 | 2022-12-23 | 5 | Sooch Mina | OCUP | Common Stock | D | -30,000 | 396,045 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 36,239 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Sooch Mina | OCUP | Common Stock | D | 134,456 | 430,501 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 18,544 | 55,009 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 46,608 | 146,728 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 20,822 | 88,246 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 13,013 | 45,907 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 46,608 | 46,608 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Benton Susan | OCUP | Common Stock | D | 16,267 | 67,433 | ||||||
| 2023-01-06 | 2023-01-04 | 4 | Gallagher Cam | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 24,928 | ||||
| 2022-10-20 | 2022-10-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 41,239 | ||||
| 2022-10-12 | 2022-10-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 0.0001 | 787 | 0 | 36,465 | ||||
| 2022-10-04 | 2022-10-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 0.0001 | 3,148 | 0 | 67,424 | ||||
| 2022-09-08 | 2022-09-06 | 4 | Sooch Mina | OCUP | Common Stock | D | 0.0001 | 1,023 | 0 | 426,045 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 12,376 | 51,166 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 6,335 | 38,790 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 15,841 | 64,276 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 7,812 | 48,435 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 14,108 | 35,678 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 9,900 | 32,894 | ||||||
| 2022-05-24 | 2022-05-20 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 1.9900 | 5,000 | 10 | 21,570 | ||||
| 2022-05-23 | 2022-05-20 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0240 | 12,500 | 25 | 425,022 | ||||
| 2022-05-23 | 2022-05-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0703 | 12,500 | 26 | 412,522 | ||||
| 2022-04-13 | 2022-04-08 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-04-05 | 2022-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 3,395 | 32,455 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,629 | 40,623 | ||||||
| 2022-02-14 | 2021-12-23 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 39,665 | ||||||
| 2022-02-01 | 2022-01-28 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 42,500 | 42,500 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 200,000 | 200,000 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-01-05 | 2022-01-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,021 | 35,994 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Benton Susan | OCUP | Common Stock | D | 2,949 | 29,060 | ||||||
| 2021-12-14 | 2021-12-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 3.6500 | 8,250 | 30 | 22,994 | ||||
| 2021-11-22 | 2021-11-18 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 3.5000 | 2,000 | 7 | 16,570 | ||||
| 2021-10-04 | 2021-10-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,912 | 31,973 | ||||||
| 2021-10-04 | 2021-10-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,135 | 26,111 | ||||||
| 2021-09-15 | 2021-09-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 4.7500 | 12,631 | 60 | 14,744 | ||||
| 2021-09-03 | 2021-09-02 | 4 | Benton Susan | OCUP | Common Stock | D | 4.5700 | 20,000 | 91 | 23,976 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,840 | 29,061 | ||||||
| 2021-07-02 | 2021-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,083 | 3,976 | ||||||
| 2021-06-09 | 2021-06-07 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 5.74 | 40,000 | 40,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 3 | Pepose Jay | OCUP | Common Stock | D | 2,113 | ||||||||
| 2021-04-05 | 2021-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 1,893 | 1,893 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,581 | 26,221 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 3,148 | 3,148 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 26,789 | 26,789 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 17,730 | 23,640 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Common Stock | D | 8,865 | 23,354 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 787 | 787 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 6,697 | 6,697 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 4,434 | 14,570 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series B Warrant (right to buy) | D | 0.00 | 315 | 315 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series A Warrant (right to buy) | D | 4.48 | 2,679 | 2,679 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 1,771 | 487,029 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series B Warrant (right to buy) | D | 0.00 | 2,046 | 2,046 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series A Warrant (right to buy) | D | 4.48 | 17,413 | 17,413 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 11,524 | 800,044 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 8,865 | 44,665 | ||||||
| 2020-11-16 | 2020-11-11 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 75,000 | 75,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 130,000 | 130,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 20,000 | 20,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 4.05 | 7,500 | 7,500 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 1.21 | 31,695 | 31,695 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 485,258 | 485,258 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,136 | 10,136 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Common Stock | D | 14,489 | 14,489 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 35,800 | 35,800 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.65 | 4,226 | 4,226 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 30,110 | 30,110 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 42,867 | 42,867 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 100,120 | 100,120 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 158,475 | 158,475 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 178,284 | 178,284 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Common Stock | D | 788,520 | 788,520 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 5,910 | 5,910 | ||||||
| 2019-06-07 | 2019-06-06 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | -1,625 | 3,250 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 23,250 | ||||||
| 2019-03-01 | 2019-02-27 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 0.53 | 84,968 | 84,968 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | -2,375 | 4,750 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 4,750 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | Beever Charles | RNN | Common Stock | D | 0.6380 | 10,000 | 6 | 11,000 | ||||
| 2019-01-31 | 2019-01-29 | 4 | Price Ben Gil | RNN | Common Stock | D | 0.6094 | 15,000 | 9 | 15,000 | ||||
| 2019-01-31 | 2019-01-30 | 4 | Nolan Lisa | RNN | Common Stock | D | 0.6480 | 20,000 | 13 | 21,625 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Swirsky Douglas J | RNN | Common Stock | D | 0.6344 | 50,000 | 32 | 50,000 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.62 | 100,000 | 100,000 | |||||
| 2019-01-25 | 2019-01-25 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.62 | 130,000 | 130,000 | |||||
| 2018-12-03 | 2018-11-29 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 1.10 | 112,878 | 112,878 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 1.09 | 500,000 | 500,000 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-03-09 | 2018-03-07 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 1.78 | 200,000 | 200,000 | |||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 1,625 | 4,875 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 1,625 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 6,250 | 18,750 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Common Stock | D | 6,250 | 22,250 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 2,375 | 7,125 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 2,375 | ||||||
| 2018-01-30 | 2018-01-26 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 2.29 | 42,101 | 42,101 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 2.29 | 112,271 | 112,271 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 2.29 | 45,443 | 45,443 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 2.10 | 250,000 | 250,000 | |||||
| 2017-08-16 | 2017-08-16 | 4 | Suzdak Peter David | RNN | Common Stock | D | 1.9872 | 10,000 | 20 | 16,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | -250,000 | 0 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.7015 | -250,000 | -175 | 6,010,000 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.3100 | 250,000 | 78 | 6,260,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 250,000 | 250,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.18 | 1,175,000 | 1,175,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Restricted Stock Units | D | 70,000 | 70,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.18 | 330,000 | 330,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Restricted Stock Units | D | 63,000 | 63,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.18 | 300,000 | 300,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 95,000 | 95,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.18 | 450,000 | 450,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.18 | 315,000 | 315,000 | |||||
| 2016-07-08 | 2016-07-06 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.26 | 1,200,000 | 1,200,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-03-21 | 2016-03-18 | 4 | Suzdak Peter David | RNN | Common Stock | D | 0.3231 | 60,000 | 19 | 60,000 | ||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 500,000 | 500,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 98,734 | 98,734 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 100,000 | 100,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 98,853 | 98,853 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 1,000,000 | 1,000,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 411,689 | 411,689 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 200,000 | 200,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 214,461 | 214,461 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-02-04 | 2015-02-02 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.71 | 1,200,000 | 1,200,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.71 | 1,100,000 | 1,100,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -48,444 | 549,151 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9137 | -48,444 | -44 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 48,444 | 39 | 6,058,444 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -186,212 | 597,595 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9155 | -186,212 | -170 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 186,212 | 149 | 6,196,212 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -80,000 | 783,807 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9004 | -80,000 | -72 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 80,000 | 64 | 6,090,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -49,800 | 182,728 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9135 | -49,800 | -45 | 505,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 49,800 | 40 | 554,800 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -188,690 | 232,528 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9153 | -188,690 | -173 | 505,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 188,690 | 151 | 693,690 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -78,782 | 421,218 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9004 | -78,782 | -71 | 505,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 78,782 | 63 | 583,782 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Ahn Chang Ho | RNN | Common Stock | D | -803,924 | 6,010,000 | ||||||
| 2014-12-03 | 2014-12-02 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.68 | 30,000 | 30,000 | |||||
| 2014-09-05 | 2014-09-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.83 | 1,000,000 | 1,000,000 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -136,193 | 863,807 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9871 | -136,193 | -134 | 6,813,924 | ||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 136,193 | 109 | 6,950,117 | ||||
| 2014-06-11 | 2014-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | McIntosh David M | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Hwang Si Moon | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.80 | 125,000 | 0 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 1.0100 | -99,010 | -100 | 25,990 | ||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 0.8000 | 125,000 | 100 | 125,000 | ||||
| 2014-03-03 | 2014-02-27 | 4 | CARTHY MARK | RNN | Stock Options (right to buy) | D | 1.35 | 20,000 | 20,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 1.14 | 350,000 | 350,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 1.14 | 125,000 | 125,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 1.14 | 175,000 | 175,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 1.14 | 85,000 | 85,000 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.24 | -150,000 | 0 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -71,139 | -32 | 505,000 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -78,861 | -36 | 576,139 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.2400 | 150,000 | 36 | 655,000 | ||||
| 2013-06-13 | 2013-06-11 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 0.31 | 50,000 | 50,000 | |||||
| 2013-02-06 | 2013-02-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.37 | 1,200,000 | 1,200,000 | |||||
| 2012-06-26 | 2012-06-18 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon | RNN | Common Stock | D | 341,198 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By son | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-20 | 2012-06-18 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Kivel Richard | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,813,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,838,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,863,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,888,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,913,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,938,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,963,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,988,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,013,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,038,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,063,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,088,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,113,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,138,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,163,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,188,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,213,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,238,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,263,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,288,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,313,924 | ||||||
| 2012-02-03 | 2011-05-31 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -4,000,000 | 7,338,924 | ||||||
| 2010-10-19 | 3 | Kivel Richard | RNN | Common Stock | D | 0 | ||||||||
| 2008-07-18 | 3 | Soni Rakesh | RNN | Common Stock | D | 2,700 | ||||||||
| 2007-06-13 | 3 | Hoffman Freddie Ann | RXHN | No securities beneficially owned. | D | 0 | ||||||||
| 2005-05-17 | 3 | Kwon Suk Hyung | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Rhee Jang Han | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | McIntosh David M | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Steinfels George F | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Park Young Soon | RXHN | Common Stock | D | 2,909,000 | ||||||||
| 2005-05-17 | 3 | Park Young Soon Held through Korean Rexahn Investors Voting Trust | RXHN | Common Stock | I | 166,000 | ||||||||
| 2005-05-17 | 3 | HOLADAY JOHN W DR | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Korean Rexahn Investors Voting Trust | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho Held by wife, Inok Ahn | RXHN | Common Stock | I | 500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho | RXHN | Common Stock | D | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok Held by husband, Chang H. Ahn | RXHN | Common Stock | I | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok | RXHN | Common Stock | D | 500,000 | ||||||||
| 2005-05-17 | 3 | Rexgene Biotech Co., Ltd. | RXHN | Common Stock | D | 4,791,670 |
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
