NEWT / NewtekOne, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Insider Trading Chart

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

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Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in NEWT / NewtekOne, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
2025-08-01	SALUTE RICHARD J	1,400	11.2499	1,400	11.2499	15,750	21	12.4800	1,723	10.94
2025-08-01	SALUTE RICHARD J	700	11.2300	700	11.2300	7,861
2025-06-20	SLOANE BARRY	1,000	10.3925	1,000	10.3925	10,392
2025-06-20	SLOANE BARRY	1,000	10.3923	1,000	10.3923	10,392
2025-05-29	SLOANE BARRY	1,000	10.9100	1,000	10.9100	10,910
2025-05-29	SLOANE BARRY	3,000	10.8500	3,000	10.8500	32,550
2025-05-29	SLOANE BARRY	3,000	10.8585	3,000	10.8585	32,576
2025-05-29	SLOANE BARRY	3,000	10.8584	3,000	10.8584	32,575
2025-05-29	Downs Peter Mathison	500	11.0700	500	11.0700	5,535

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in NEWT / NewtekOne, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
2023-12-04	Leger Nicholas J	5	13.8250	5	13.8250	69	105	10.1700	-18	-26.30
2021-12-06	Leger Nicholas J	4	29.8970	4	29.8970	120
2019-09-19	Mulia Salvatore Francis	1,000	23.5000	1,000	23.5000	23,500
2019-06-14	Mulia Salvatore Francis	1,000	22.6000	1,000	22.6000	22,600
2017-08-11	Mulia Salvatore Francis	1,000	16.4500	1,000	16.4500	16,450

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.