LCDX / Caliber Imaging & Diagnostics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Caliber Imaging & Diagnostics, Inc.
US ˙ OTCPK

Shares Outstanding 8,700,000 shares
Insider Shares38,346,347 shares
Total Insiders15
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

8998 out of 11307

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

8910 out of 11227

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Caliber Imaging & Diagnostics, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Richard Christopher 0
Kevin M Cronin Director - [D] 321,653 321,653
Brian T Carty 100,000
Jay M Eastman Chief Science Officer, 10% Owner - [O] [10%] 369,658 369,658
William J Fox Director - [D] 76,233 76,233
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Hone L. Michael Chief Executive Officer, Director - [D] [O] 9,560,689 9,560,689
Ruben Jose JR King-Shaw 100,000
Rocco J Maggiotto Director - [D] 210,569 210,569
Northeast LCD Capital, LLC 10% Owner - [10%] 25,915,943 25,915,943
Pulsifer Richard J. 270,000
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
William J Shea Director, 10% Owner - [D] [10%] 100,000 100,000
Daniel M Siegel 50,000
Stathes Richard N. 270,000
Paul Stuka Director - [D] 1,506,672 1,506,672
Ramey W Tomson Director - [D] 284,930 284,930

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in LCDX / Caliber Imaging & Diagnostics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2014-07-31 Maggiotto Rocco J 186,246 0.5500 186,246 0.5500 102,435 349 0.9600 76,361 74.55
2014-07-31 Northeast LCD Capital, LLC 24,468,808 0.5500 24,468,808 0.5500 13,457,844
2014-07-31 Hone L. Michael 9,254,545 0.5500 9,254,545 0.5500 5,090,000
2014-07-31 SHEA WILLIAM J 8,181,818 0.5500 8,181,818 0.5500 4,500,000
2014-07-31 CRONIN KEVIN M 185,444 0.5500 185,444 0.5500 101,994
2014-07-31 Stuka Paul 1,101,230 0.5500 1,101,230 0.5500 605,676
2014-06-05 Hone L. Michael 200,000 1.0000 200,000 1.0000 200,000
2013-12-20 Hone L. Michael 400 0.8300 400 0.8300 332

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

LCDX / Caliber Imaging & Diagnostics, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in LCDX / Caliber Imaging & Diagnostics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

LCDX / Caliber Imaging & Diagnostics, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2014-08-07 2014-07-31 4 Hone L. Michael lcdx Common Stock P - Purchase D 0.5500 9,254,545 5,090 9,560,689
2014-08-07 2014-07-31 4 SHEA WILLIAM J lcdx Series C Preferred Stock P - Purchase D 55.0000 100,000 5,500 100,000
2014-08-07 2014-07-31 4 SHEA WILLIAM J lcdx Common Stock P - Purchase D 0.5500 8,181,818 4,500 8,546,905
2014-08-06 2014-07-31 4 Northeast LCD Capital, LLC lcdx Common Stock P - Purchase D 0.5500 24,468,808 13,458 25,915,943
2014-08-05 2014-07-31 4 CRONIN KEVIN M lcdx Common Stock P - Purchase D 0.5500 185,444 102 321,653
2014-08-01 2014-07-31 4 Maggiotto Rocco J lcdx Common Stock P - Purchase D 0.5500 186,246 102 210,569
2014-08-01 2014-07-31 4 Stuka Paul See Note lcdx Common Stock P - Purchase I 0.5500 1,101,230 606 1,506,672
2014-06-09 2014-06-05 4 Hone L. Michael LCDX Common Stock P - Purchase D 1.0000 200,000 200 306,144
2014-03-27 2014-02-25 4 Siegel Daniel M LCDX Common Stock Option A - Award D 1.00 50,000 50,000
2013-12-20 2013-12-20 4 Hone L. Michael LCDX Common Stock P - Purchase D 0.8300 400 0 106,144
2013-12-20 2013-12-20 4 Hone L. Michael LCDX Common Stock P - Purchase D 0.6700 200 0 105,744
2013-12-19 2013-12-17 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.6700 400 0 136,209
2013-12-13 2013-12-12 4 Hone L. Michael LCDX Common Stock P - Purchase D 0.7600 200 0 105,544
2013-12-13 2013-12-11 4 Hone L. Michael LCDX Common Stock P - Purchase D 0.7900 250 0 105,344
2013-12-13 2013-12-13 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.6900 400 0 135,809
2013-12-13 2013-12-11 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.7800 400 0 135,409
2013-12-05 2013-12-03 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.7800 10,000 8 135,009
2013-12-05 2013-12-03 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.8500 5,000 4 125,009
2013-12-05 2013-12-03 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.8000 4,000 3 120,009
2013-12-05 2013-12-03 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.7700 2,000 2 116,009
2013-11-26 2013-11-25 4 Hone L. Michael LCDX Common Stock P - Purchase D 1.0000 100 0 105,094
2013-11-26 2013-11-25 4 Hone L. Michael LCDX Common Stock P - Purchase D 0.9500 250 0 104,994
2013-11-20 2013-11-18 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 3,000 3 114,009
2013-11-20 2013-11-18 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0500 1,500 2 111,009
2013-11-18 2013-11-15 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 500 0 109,509
2013-11-18 2013-11-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 500 0 109,009
2013-11-18 2013-11-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.9900 500 0 108,509
2013-11-18 2013-11-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.8000 500 0 108,009
2013-09-17 2012-09-30 4/A Fox William J LCDX Common Stock Option J - Other D 8.32 -50,000 48,900
2013-09-17 2012-09-30 4/A Fox William J LCDX Common Stock Option J - Other D 6.68 -37,500 98,900
2013-09-17 2012-09-30 4/A Fox William J LCDX Common Stock Option J - Other D 6.58 -62,500 136,400
2013-09-17 2013-09-13 4 Carty Brian T LCDX Common Stock Option A - Award D 1.00 100,000 100,000
2013-09-17 2013-09-13 4 Hone L. Michael LCDX Common Stock Option A - Award D 1.00 900,000 900,000
2013-09-17 2013-09-13 4 CRONIN KEVIN M LCDX Common Stock Option A - Award D 1.00 100,000 100,000
2013-09-17 2013-09-13 4 Maggiotto Rocco J LCDX Common Stock Option A - Award D 1.00 150,000 168,323
2013-09-17 2013-09-13 4 King-Shaw Ruben Jose JR LCDX Common Stock Option A - Award D 1.00 100,000 100,000
2013-09-17 2013-09-13 4 Pulsifer Richard J. LCDX Common Stock Option A - Award D 1.00 270,000 270,000
2013-09-17 2013-09-13 4 Stathes Richard N. LCDX Common Stock Option A - Award D 1.00 250,000 270,000
2013-09-17 2013-09-13 4 SHEA WILLIAM J LCDX Common Stock Option A - Award D 1.00 500,000 500,000
2013-09-17 2013-09-13 4 Stuka Paul LCDX Common Stock Option A - Award D 1.00 100,000 100,000
2013-09-17 2013-09-13 4 Fox William J LCDX Common Stock Option A - Award D 1.00 100,000 198,900
2013-09-17 2013-09-13 4 Fox William J LCDX Common Stock Option A - Award D 1.00 50,000 98,900
2013-08-26 2013-08-22 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 500 0 107,509
2013-08-26 2013-08-22 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.7600 1,250 1 107,009
2013-08-26 2013-08-22 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.7400 2,000 1 105,759
2013-08-21 2013-08-20 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 5,000 5 103,759
2013-08-19 2013-08-16 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 7,500 8 98,759
2013-08-15 2013-08-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 11,500 12 91,259
2013-08-15 2013-08-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.9600 14,000 13 79,759
2013-06-18 2013-06-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.9700 4,000 4 65,759
2013-06-18 2013-06-14 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 1.0000 2,000 2 61,759
2013-06-18 2013-06-14 4 Hone L. Michael LCDX Common Stock P - Purchase D 1.2000 400 0 104,744
2013-06-18 2013-06-14 4 Hone L. Michael LCDX Common Stock P - Purchase D 1.0000 159 0 104,344
2013-06-10 3 Stuka Paul See Note LCDX Common Stock; Par Value - $0.01 I 405,442
2013-06-07 2013-06-07 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.9000 7,000 6 59,759
2013-06-07 2013-06-06 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.8000 1,000 1 52,759
2013-06-07 2013-06-06 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.8000 3,000 2 51,759
2013-06-07 2013-06-05 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.7000 5,000 4 48,759
2013-06-07 2013-06-05 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.5000 600 0 43,759
2013-06-07 2013-06-05 4 CRONIN KEVIN M LCDX Common Stock P - Purchase D 0.6200 150 0 43,159
2013-03-08 3 CRONIN KEVIN M LCDX Common Stock D 12,000
2013-03-08 3 CRONIN KEVIN M LCDX Common Stock D 31,009
2012-12-20 2012-12-19 4 SHEA WILLIAM J LCDX Common Stock G - Gift D -600,000 65,087
2012-12-20 2012-12-19 4 SHEA WILLIAM J Held in trust for minor child LCDX Common Stock G - Gift I 300,000 300,000
2012-12-20 2012-12-19 4 SHEA WILLIAM J LCDX Common Stock G - Gift D -300,000 665,087
2012-12-20 2012-12-18 4 SHEA WILLIAM J LCDX Common Stock P - Purchase D 1.4000 214,286 300 965,087
2012-12-18 2012-12-17 4 Hone L. Michael LCDX Common Stock P - Purchase D 1.3000 200 0 104,185
2012-12-05 2012-12-03 4 Hone L. Michael LCDX Common Stock P - Purchase D 1.3500 100 0 103,985
2012-11-30 2012-11-28 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.3500 10,000 14 750,801
2012-11-30 2012-11-28 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.4000 30,000 42 740,801
2012-11-27 2012-11-27 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.4000 40,000 56 710,801
2012-11-27 2012-11-26 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.4000 50,000 70 670,801
2012-11-27 2012-11-23 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.4000 6,000 8 620,801
2012-11-27 2012-11-23 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.4500 15,000 22 614,801
2012-11-23 2012-11-20 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.5000 5,000 8 599,801
2012-11-23 2012-11-20 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.5500 1,000 2 594,801
2012-11-23 2012-11-20 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.5000 2,000 3 593,801
2012-11-23 2012-11-20 4 SHEA WILLIAM J By Spouse LCDX Common Stock P - Purchase I 1.4800 1,000 1 591,801
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock Warrant J - Other D 9.22 -12,500 0
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock Warrant J - Other D 9.22 -12,500 0
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock Warrant J - Other D 5.04 -71,410 12,500
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock Warrant J - Other D 8.22 -4,276 96,410
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock Option J - Other D 8.32 -75,000 100,686
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock Option J - Other D 6.58 -200,000 175,686
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock J - Other D 2.0000 1,579 3 590,801
2012-10-02 2012-09-30 4 SHEA WILLIAM J LCDX Common Stock J - Other D 2.0000 25,237 50 589,222
2012-10-02 2012-09-30 4 Fox William J LCDX Common Stock Option J - Other D 8.32 -50,000 0
2012-10-02 2012-09-30 4 Fox William J LCDX Common Stock Option J - Other D 6.58 -37,500 50,000
2012-10-02 2012-09-30 4 Fox William J LCDX Common Stock Option J - Other D 6.58 -62,500 87,500
2012-10-02 2012-09-30 4 Hone L. Michael LCDX Common Stock Option J - Other D 8.32 -150,000 0
2012-08-31 2012-08-29 4 Hone L. Michael LCDX Common Stock P - Purchase D 2.2500 200 0 103,885
2012-08-31 2012-08-28 4 Hone L. Michael LCDX Common Stock P - Purchase D 2.0000 200 0 103,685
2012-08-16 2012-08-14 4 Fox William J LCDX Common Stock X - Other D 0.3000 16,100 5 76,233
2012-08-16 2012-08-14 4 Fox William J LCDX Common Stock X - Other D 0.3000 26,500 8 60,133
2012-04-30 3/A Fox William J LCDX.OB Common Stock; Par Value - $0.01 D 33,583
2012-04-30 3/A Fox William J LCDX.OB Common Stock; Par Value- $0.01 D 50
2012-01-05 3 Northeast LCD Capital, LLC LCDCU Common Stock; Par Value - $0.01 D 1,279,971
2012-01-04 2011-12-30 4 SHEA WILLIAM J LCDCU Warrant to Purchase Common Stock P - Purchase D 5.04 71,410 71,410
2012-01-04 2011-12-30 4 SHEA WILLIAM J LCDCU 8% Convertible Note Due 2012 C - Conversion D -52,304 0
2012-01-04 2011-12-30 4 SHEA WILLIAM J LCDCU 8% Convertible Note Due 2012 C - Conversion D -71,330 0
2012-01-04 2011-12-30 4 SHEA WILLIAM J LCDCU Common Stock P - Purchase D 4.2000 71,410 300 563,986
2012-01-04 2011-12-30 4 SHEA WILLIAM J LCDCU Common Stock C - Conversion D 52,304 492,576
2012-01-04 2011-12-30 4 SHEA WILLIAM J LCDCU Common Stock C - Conversion D 71,330 440,272
2012-01-04 2011-12-30 4 Hone L. Michael LCDCU Series A Convertible Preferred Stock C - Conversion D -1,052 0
2012-01-04 2011-12-30 4 Hone L. Michael LCDCU Common Stock C - Conversion D 1,052 103,485
2012-01-04 2011-12-30 4 Tomson Ramey W LCDCU Series B Convertible Preferred Stock C - Conversion D -347 0
2012-01-04 2011-12-30 4 Tomson Ramey W LCDCU Series A Convertible Preferred Stock C - Conversion D -247,083 0
2012-01-04 2011-12-30 4 Tomson Ramey W LCDCU Common Stock C - Conversion D 347 284,930
2012-01-04 2011-12-30 4 Tomson Ramey W LCDCU Common Stock C - Conversion D 247,083 284,583
2012-01-04 2011-12-30 4 EASTMAN JAY M LCDCU 8% Convertible Note Due 2012 C - Conversion D -36,054 0
2012-01-04 2011-12-30 4 EASTMAN JAY M LCDCU Series A Convertible Preferred Stock C - Conversion D -312,354 0
2012-01-04 2011-12-30 4 EASTMAN JAY M LCDCU Common Stock C - Conversion D 36,054 369,658
2012-01-04 2011-12-30 4 EASTMAN JAY M LCDCU Common Stock C - Conversion D 312,354 333,604
2012-01-04 2011-12-30 4 Maggiotto Rocco J LCDCU 8% Convertible Note Due 2012 C - Conversion D -18,323 0
2012-01-04 2011-12-30 4 Maggiotto Rocco J LCDCU Common Stock C - Conversion D 18,323 24,323
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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