GUT.RT / The Gabelli Utility Trust - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5

The Gabelli Utility Trust - Equity Right
US ˙ NYSE

Insider Shares366,347 shares
Total Insiders15
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

1055 out of 11321

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

1049 out of 11237

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

The Gabelli Utility Trust - Equity Right insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Bruce N Alpert President - [O] 0 0
Of America Corp /de/ Bank 10% Owner - [10%] 0 0
Of America Na Bank - 40,498,128 0
Elizabeth C Bogan 0
John Chester Ball President & Treasurer - [O] 86 86
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
John Birch 0
Anthony J Colavita Director - [D] 8,267 8,267
James P Conn Director - [D] 1,507 1,507
Michael J Jr Ferrantino 0
Mario J Gabelli Director - [D] 331,023 331,023
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Goldstein Peter D. 0
Michael J Melarkey 0
Kuni Nakamura Director - [D] 11,634 11,634
Anthony R Pustorino Director - [D] 740 740
Salvatore J Zizza Director - [D] 13,090 13,090

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in GUT.RT / The Gabelli Utility Trust - Equity Right. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2024-11-05 BANK OF AMERICA CORP /DE/ 5 5.0387 5 5.0387 25 260 6.1800 6 23.60
2024-06-13 BANK OF AMERICA CORP /DE/ 50 5.9500 50 5.9500 298
2024-02-22 Ball John Chester 46 5.5650 46 5.5650 256
2018-04-24 BANK OF AMERICA CORP /DE/ 4 0.0358 4 0.0358 0

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

GUT.RT / The Gabelli Utility Trust - Equity Right Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in GUT.RT / The Gabelli Utility Trust - Equity Right. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2024-11-06 BANK OF AMERICA CORP /DE/ 5 5.0350 5 5.0350 25 149 4.9500 -0 -1.00
2024-06-17 BANK OF AMERICA CORP /DE/ 50 5.9950 50 5.9950 300
2021-02-18 GABELLI MARIO J 24,800 8.0143 24,800 8.0143 198,755
2020-04-30 GABELLI MARIO J 4,000 6.8602 4,000 6.8602 27,441
2020-01-21 GABELLI MARIO J 5,000 7.8739 5,000 7.8739 39,370
2019-12-20 GABELLI MARIO J 4,000 7.6592 4,000 7.6592 30,637
2019-12-18 GABELLI MARIO J 4,000 7.3054 4,000 7.3054 29,222

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

GUT.RT / The Gabelli Utility Trust - Equity Right Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2024-12-20 2024-11-06 4 BANK OF AMERICA CORP /DE/ See Footnotes GUT Common Stock S - Sale I 5.0350 -5 -0 0
2024-12-20 2024-11-05 4 BANK OF AMERICA CORP /DE/ See Footnotes GUT Common Stock P - Purchase I 5.0387 5 0 5
2024-12-20 2024-06-17 4 BANK OF AMERICA CORP /DE/ See Footnotes GUT Common Stock S - Sale I 5.9950 -50 -0 0
2024-12-20 2024-06-13 4 BANK OF AMERICA CORP /DE/ See Footnotes GUT Common Stock P - Purchase I 5.9500 50 0 50
2024-11-26 2024-11-22 4 BANK OF AMERICA CORP /DE/ GUT GUT 5.25% 31-DEC-2024 Promissory Note S - Sale I 99.9200 -20,249,064 -2,023,286 0
2024-10-29 2024-10-25 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 J - Other I 5.0000 55,170 276 331,023
2024-10-29 2024-10-25 4 GABELLI MARIO J GUT Common Shares, Par Value $0.001 J - Other D 5.0000 50,000 250 953,866
2024-10-28 2024-10-25 4 Ball John Chester GUT Common Shares, Par Value $0.001 J - Other D 5.0000 40 0 86
2024-10-25 2024-10-25 4 CONN JAMES P GUT Common Shares, Par Value $0.001 J - Other D 5.0000 200 1 1,507
2024-10-25 2024-10-25 4 ZIZZA SALVATORE J GUT Common Shares, Par Value $0.001 J - Other D 5.0000 2,182 11 13,090
2024-07-02 2024-06-28 4 BANK OF AMERICA CORP /DE/ GUT Series C Preferred Shares S - Sale I 23.7750 -263 -6 0
2024-07-02 2024-06-28 4 BANK OF AMERICA CORP /DE/ GUT Series C Preferred Shares P - Purchase I 23.7450 263 6 263
2024-02-22 2024-02-22 4 Ball John Chester GUT Common Shares, Par Value $0.001 P - Purchase D 5.5650 46 0 46
2023-10-30 3 BANK OF AMERICA NA By Subsidiary GUT GUT 5.25% 31-DEC-2024 Promissory Note I 20,249,064
2023-10-26 2023-10-11 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Series B Auction-Rate Preferred Shares J - Other I 22,803.0000 -888 -20,249 0
2022-04-27 2022-04-25 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 J - Other I 5.5000 34,482 190 275,853
2022-04-27 2022-04-25 4 GABELLI MARIO J MJG IV Limited Partnership GUT Common Shares, Par Value $0.001 J - Other I 5.5000 2,977 16 23,815
2022-04-27 2022-04-25 4 GABELLI MARIO J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 112,984 621 903,866
2022-04-27 2022-04-25 4 ZIZZA SALVATORE J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 2,636 14 10,908
2022-04-26 2022-04-25 4 Nakamura Kuni GUT Common Shares, Par Value $0.001 J - Other D 5.5000 1,438 8 11,634
2022-04-26 2022-04-25 4 CONN JAMES P GUT Common Shares, Par Value $0.001 J - Other D 5.5000 164 1 1,307
2022-04-13 2021-04-20 4/A ZIZZA SALVATORE J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 2,000 11 8,272
2022-04-05 2022-01-31 4 ZIZZA SALVATORE J GUT.A Series A Cumulative Preferred Shares J - Other D 25.0000 -3,843 -96 0
2022-02-01 2022-01-31 4 ALPERT BRUCE N GUT.A Series A Cumulative Preferred Shares J - Other D 25.0000 -208 -5 0
2021-05-25 2021-05-20 4 ALPERT BRUCE N GUT.A Series A Cumulative Preferred Shares W - Other D 26.8169 208 6 208
2021-05-24 2021-05-20 4 ALPERT BRUCE N GUT.C Series C Cumulative Preferred Shares W - Other D 26.0800 52 1 2,085
2021-05-18 2021-02-08 4 ALPERT BRUCE N GUT.C Series C Cumulative Preferred Shares W - Other D 25.9500 33 1 2,033
2021-04-22 2021-04-20 4 GABELLI MARIO J MJG IV Limited Partnership GUT Common Shares, Par Value $0.001 J - Other I 5.5000 2,604 14 20,838
2021-04-22 2021-04-20 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 J - Other I 5.5000 30,171 166 241,371
2021-04-22 2021-04-20 4 GABELLI MARIO J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 98,860 544 790,882
2021-04-21 2021-04-20 4 ZIZZA SALVATORE J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 2,000 11 7,168
2021-04-20 2021-04-20 4 Nakamura Kuni GUT Common Shares, Par Value $0.001 J - Other D 5.5000 1,167 6 9,394
2021-04-20 2021-04-20 4 CONN JAMES P GUT Common Shares, Par Value $0.001 J - Other D 5.5000 143 1 1,143
2021-02-22 2021-02-18 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 8.0143 -24,800 -199 211,200
2020-05-04 2020-04-30 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 6.8602 -4,000 -27 236,000
2020-01-22 2020-01-21 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.8739 -5,000 -39 240,000
2020-01-22 2019-12-02 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.7234 -7,000 -54 245,000
2019-12-23 2019-12-20 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.6592 -4,000 -31 252,000
2019-12-20 2019-12-18 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.3054 -4,000 -29 256,000
2019-12-18 2019-12-16 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.3299 -4,000 -29 260,000
2019-12-05 2019-12-03 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.6962 -8,000 -62 264,000
2018-05-25 2018-05-24 4 GABELLI MARIO J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 266,852 1,468 692,022
2018-05-25 2018-05-24 4 GABELLI MARIO J MJG IV Limited Partnership GUT Common Shares, Par Value $0.001 J - Other I 5.5000 7,221 40 18,234
2018-05-24 2018-05-24 4 Nakamura Kuni GUT Common Shares, Par Value $0.001 J - Other D 5.5000 1,057 6 6,381
2018-05-24 2018-05-24 4 ZIZZA SALVATORE J GUT Common Shares, Par Value $0.001 J - Other D 5.5000 1,046 6 6,272
2018-05-23 2018-05-22 4 CONN JAMES P GUTRT Subscription Rights for Common Shares S - Sale D 0.0402 -1,000 -0 0
2018-05-16 2018-05-14 4 GABELLI MARIO J GGCP, Inc. GUTRT Subscription Rights for Common Shares S - Sale I 0.0526 -272,000 -14 0
2018-04-26 2018-04-24 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Rights S - Sale I 0.0359 -4 -0 0
2018-04-26 2018-04-24 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Rights P - Purchase I 0.0358 4 0 4
2017-11-29 2017-11-27 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 S - Sale I 7.0432 -1,149 -8 272,000
2016-06-01 2016-05-31 4 ALPERT BRUCE N By Spouse GUT.C Series C Cumulative Preferred Shares P - Purchase I 25.0000 700 18 700
2016-06-01 2016-05-31 4 ALPERT BRUCE N GUT.C Series C Cumulative Preferred Shares P - Purchase D 25.0000 2,000 50 2,000
2016-04-06 2016-04-05 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.5000 -34 -1 0
2016-04-06 2016-04-04 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares P - Purchase I 25.6800 34 1 34
2015-12-18 2015-12-16 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.3750 200 5 0
2015-12-18 2015-12-15 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares P - Purchase I 25.8400 200 5 200
2015-04-29 2015-04-28 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.5100 -320 -8 0
2015-04-29 2015-04-28 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.5000 -915 -23 320
2015-04-29 2015-04-28 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.5200 -95 -2 1,235
2015-04-29 2015-04-28 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.5400 -300 -8 1,330
2015-04-29 2015-04-28 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares S - Sale I 25.5500 -370 -9 1,630
2015-04-29 2015-04-27 4 BANK OF AMERICA CORP /DE/ By Subsidiary GUT Preferred Shares P - Purchase I 25.5100 2,000 51 2,000
2014-08-06 2014-08-04 4 CONN JAMES P GUT Common Shares, Par Value $0.001 S - Sale D 7.1109 -5,652 -40 1,000
2014-06-03 2014-05-30 4 CONN JAMES P GUT.A Series A Cumulative Preferred Shares S - Sale D 25.3200 -1,000 -25 0
2014-05-21 2014-05-19 4 Nakamura Kuni GUT Common Shares, Par Value $0.001 P - Purchase D 7.0400 1,700 12 3,900
2013-03-28 2013-03-26 4 ZIZZA SALVATORE J GUT.A Series A Cumulative Preferred Shares P - Purchase D 26.0899 1,588 41 3,843
2013-03-20 2013-03-20 4 ZIZZA SALVATORE J GUT.A Series A Cumulative Preferred Shares P - Purchase D 25.7400 232 6 2,255
2013-03-20 2013-03-18 4 ZIZZA SALVATORE J GUT.A Series A Cumulative Preferred Shares P - Purchase D 25.7400 265 7 2,023
2013-03-07 2013-03-05 4 Nakamura Kuni GUT Common Shares, Par Value $0.001 P - Purchase D 6.7800 2,200 15 2,200
2013-03-06 2013-03-04 4 ZIZZA SALVATORE J GUT.A Series A Cumulative Preferred Shares P - Purchase D 25.8902 1,758 46 1,758
2012-12-28 2012-12-26 4 GABELLI MARIO J MJG IV Limited Partnership GUT Common Shares, Par Value $0.001 X - Other I 6.0000 1,836 11 11,013
2012-12-28 2012-12-26 4 GABELLI MARIO J GGCP, Inc. GUT Common Shares, Par Value $0.001 X - Other I 6.0000 45,525 273 273,149
2012-12-28 2012-12-26 4 GABELLI MARIO J GUT Common Shares, Par Value $0.001 X - Other D 6.0000 70,862 425 425,171
2012-12-27 2012-12-26 4 PUSTORINO ANTHONY R By Spouse GUT Common Shares, Par Value $0.001 X - Other I 6.0000 124 1 740
2012-12-27 2012-12-26 4 PUSTORINO ANTHONY R GUT Common Shares, Par Value $0.001 X - Other D 6.0000 314 2 1,881
2012-12-26 2012-12-26 4 CONN JAMES P GUT Common Shares, Par Value $0.001 X - Other D 6.0000 1,109 7 6,652
2012-12-26 2012-12-26 4 COLAVITA ANTHONY J By Spouse GUT Common Shares, Par Value $0.001 X - Other I 6.0000 1,378 8 8,267
2012-12-26 2012-12-26 4 ZIZZA SALVATORE J GUT Common Shares, Par Value $0.001 X - Other D 6.0000 871 5 5,226
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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