ECC / Eagle Point Credit Company Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Eagle Point Credit Company Inc.
US ˙ NYSE ˙ US2698081013

Insider Shares17,385,100 shares
Total Insiders28
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

6021 out of 11305

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

5965 out of 11224

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Eagle Point Credit Company Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Appleby Scott W. Director - [D] 15,518 15,518
Scott Johnathan Bronner 0
James D Carey - 0 0
Eagle Point Credit Management LLC - 1,457,589 1,457,589
Group LTD Enstar 10% Owner - [10%] 3,650,556 3,650,556
Insurance Ltd Fitzwilliam 10% Owner - [10%] 3,650,556 3,650,556
Graham C Goldsmith - 0 0
Meryl D Hartzband - 0 0
Kenmare Holdings Ltd. 10% Owner - [10%] 3,650,556 3,650,556
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Ko Daniel W. - 25,500 25,500
James R Matthews Director - [D] 0 0
Majewski Thomas P. Chief Executive Officer, Director - [D] [O] 1,087 1,087
Malik Nauman S. CCO - [O] 1,500 1,500
McDonald Kevin F. Director - [D] 9,993 9,993
OA Eagle Group Investors II, LLC - 1,429,041 470,386
OA Eagle Group Investors, LLC - 470,386 470,386
Onorio Kenneth P. CFO/COO - [O] 76,888 76,888
Ottawa Avenue Private Capital, LLC - 470,386 470,386
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Corp RDV - 1,429,041 1,429,041
Spinner Daniel M. - 0 0
Trident V, L.p. 10% Owner - [10%] 0 0
Jerry L Tubergen - 1,429,041 1,429,041
Tramontano Paul E. Director - [D] 27,127 27,127
Trident Capital IX, L.P. 10% Owner - [10%] 11,645,456 11,645,456
Trident Capital V, L.P. 10% Owner - [10%] 3,336,437 0
Trident Capital V-PF, L.P. 10% Owner - [10%] 2,339,901 0
Trident V Parallel Fund, L.P. 10% Owner - [10%] 0 0
Weiss Jeffrey L. Director - [D] 3,500 3,500

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ECC / Eagle Point Credit Company Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-03-18 Onorio Kenneth P. 6,250 8.0000 6,250 8.0000 50,000 15 8.3100 1,938 3.88
2024-11-18 Onorio Kenneth P. 10,000 8.9900 10,000 8.9900 89,900
2024-08-13 Onorio Kenneth P. 300 9.7300 300 9.7300 2,919
2022-11-16 Onorio Kenneth P. 124 11.3300 124 11.3300 1,405
2022-08-17 Onorio Kenneth P. 75 11.8800 75 11.8800 891
2022-02-18 Onorio Kenneth P. 125 14.1000 125 14.1000 1,762

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ECC / Eagle Point Credit Company Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ECC / Eagle Point Credit Company Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2022-03-07 OA Eagle Group Investors, LLC 362 14.0200 362 14.0200 5,075 296 10.0800 -1,426 -28.10
2022-02-17 OA Eagle Group Investors, LLC 52,953 14.0900 52,953 14.0900 746,108
2022-02-16 OA Eagle Group Investors, LLC 271 14.0000 271 14.0000 3,794
2022-02-15 OA Eagle Group Investors, LLC 77,658 14.0100 77,658 14.0100 1,087,989
2022-02-14 OA Eagle Group Investors, LLC 241,366 14.0300 241,366 14.0300 3,386,365
2022-02-10 OA Eagle Group Investors, LLC 1,405 14.0000 1,405 14.0000 19,670
2022-02-09 OA Eagle Group Investors, LLC 104,162 14.0000 104,162 14.0000 1,458,268
2022-02-08 OA Eagle Group Investors, LLC 52,262 14.1700 52,262 14.1700 740,553
2022-02-07 OA Eagle Group Investors, LLC 28,753 14.0100 28,753 14.0100 402,830

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ECC / Eagle Point Credit Company Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-03-21 2025-03-21 4 Majewski Thomas P. ECC Series AA Convertible Perpetual Preferred Stock P - Purchase D 23.0000 1,087 25 1,087
2025-03-18 2025-03-18 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 8.0000 6,250 50 75,883
2024-11-18 2024-11-18 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 8.9900 10,000 90 66,314
2024-08-15 2024-08-13 4 Onorio Kenneth P. By Children ECC Common Stock, par value $0.001 per share P - Purchase I 9.7300 300 3 898
2023-05-31 2023-05-30 4 Majewski Thomas P. ECC 6.50% Series C Term Preferred Stock due 2031 P - Purchase D 20.8000 3,000 62 3,000
2023-04-04 2023-03-31 4 Trident V Parallel Fund, L.P. ECC Common Stock, par value $0.001 per share J - Other D -2,339,901 0
2023-04-04 2023-03-31 4 TRIDENT V, L.P. ECC Common Stock, par value $0.001 per share J - Other D -3,366,438 0
2023-04-04 3 Trident ECC Aggregator LP By Limited Partnership ECC Common Stock, par value $0.001 per share I 5,822,728
2022-11-16 2022-11-16 4 Onorio Kenneth P. By Children ECC Common Stock, par value $0.001 per share P - Purchase I 11.3300 124 1 411
2022-08-17 2022-08-17 4 Onorio Kenneth P. By Children ECC Common Stock, par value $0.001 per share P - Purchase I 11.8800 75 1 271
2022-06-15 2022-06-15 4 Majewski Thomas P. By Majewski Family 2022 Holdings LLC ECC 6.6875% Notes due 2028 P - Purchase I 2,416.0000 2,500 6,040
2022-03-09 2022-03-07 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0200 -362 -5 470,386
2022-02-28 2022-02-28 4 Spinner Daniel M. ECC 7.75% Series B Term Preferred Stock due 2026 J - Other D 25.0000 -192 -5 0
2022-02-28 2022-02-28 4 Majewski Thomas P. ECC 7.75% Series B Term Preferred Stock due 2026 J - Other D 25.0000 -995 -25 0
2022-02-22 2022-02-18 4 Onorio Kenneth P. By Children ECC Common Stock, par value $0.001 per share P - Purchase I 14.1000 125 2 175
2022-02-18 2022-02-17 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0900 -52,953 -746 470,748
2022-02-16 2022-02-16 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0000 -271 -4 508,082
2022-02-16 2022-02-15 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0100 -77,658 -1,088 508,353
2022-02-16 2022-02-14 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0300 -241,366 -3,386 586,011
2022-02-16 2022-02-14 4 Spinner Daniel M. By Spouse ECC 6.6875% Notes due 2028 J - Other I 25.0000 -26,250 -656
2022-02-16 2022-02-14 4 Spinner Daniel M. By Spouse ECC 6.75% Notes due 2027 J - Other I 25.0000 -166,550 -4,164
2022-02-16 2022-02-14 4 Spinner Daniel M. ECC 6.6875% Notes due 2028 J - Other D 25.0000 -82,225 -2,056
2022-02-16 2022-02-14 4 Spinner Daniel M. ECC 6.75% Notes due 2027 J - Other D 25.0000 -249,000 -6,225
2022-02-16 2022-02-14 4 Majewski Thomas P. ECC 6.75% Notes due 2027 J - Other D 25.0000 50,000 1,250 0
2022-02-16 2022-02-14 4 Majewski Thomas P. ECC 6.6875% Notes due 2028 J - Other D 25.0000 -38,275 -957 36,725
2022-02-11 2022-02-10 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0000 -1,405 -20 827,377
2022-02-11 2022-02-09 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0000 -104,162 -1,458 828,782
2022-02-08 2022-02-08 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.1700 -52,262 -741 932,944
2022-02-08 2022-02-07 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0100 -28,753 -403 985,206
2022-02-08 2022-02-04 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0000 -70,590 -988 1,013,959
2022-01-18 2022-01-14 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0046 -10,492 -147 1,084,549
2022-01-13 2022-01-13 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.0365 -34,000 -477 1,095,041
2022-01-13 2022-01-12 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.1124 -100,000 -1,411 1,129,041
2022-01-13 2022-01-11 4 OA Eagle Group Investors, LLC ECC Common Stock S - Sale D 14.3530 -200,000 -2,871 1,229,041
2022-01-03 2021-12-31 4 Spinner Daniel M. ECC 7.75% Series B Term Preferred Stock due 2026 J - Other D 25.0000 -193 -5 192
2022-01-03 2021-12-31 4 Majewski Thomas P. ECC 7.75% Series B Term Preferred Stock due 2026 J - Other D 25.0000 -1,005 -25 995
2020-07-31 2020-07-31 4 Majewski Thomas P. ECC 7.75% Series B Term Preferred Stock due 2026 P - Purchase D 24.1000 1,109 27 2,000
2020-07-31 2020-07-30 4 Majewski Thomas P. ECC 7.75% Series B Term Preferred Stock due 2026 P - Purchase D 24.1000 891 21 891
2020-05-26 2020-05-05 4/A Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 6.0500 1,000 6 62,000
2020-05-26 2020-05-04 4/A Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 6.0700 1,000 6 61,000
2020-05-07 2020-05-06 4 McDonald Kevin F. ECC Common Stock, par value $0.001 per share P - Purchase D 6.0500 3,000 18 9,993
2020-05-05 2020-05-04 4 Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 6.0700 1,000 6 61,000
2020-05-05 2020-05-04 4 Appleby Scott W. ECC Common Stock, par value $0.001 per share P - Purchase D 6.0700 5,075 31 15,518
2020-04-22 2020-04-22 4 Malik Nauman S. ECC Common Stock, par value $0.001 per share P - Purchase D 6.2500 1,500 9 1,500
2020-04-22 2020-04-21 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 5.9600 2,000 12 27,394
2020-04-17 2020-04-17 4 Tramontano Paul E. ECC Common Stock, par value $0.001 per share P - Purchase D 6.2000 10,000 62 27,127
2020-04-17 2020-04-17 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 6.4500 3,000 19 25,394
2020-04-17 2020-04-17 4 Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 6.5500 5,000 33 60,000
2020-03-18 2020-03-17 4 Spinner Daniel M. By Spouse ECC 6.75% Notes due 2027 P - Purchase I 27,398.0000 33,825 926,737 166,550
2020-03-18 2020-03-17 4 Spinner Daniel M. ECC 6.75% Notes due 2027 P - Purchase D 1,230.0000 1,500 1,845 82,341
2020-03-18 2020-03-17 4 Spinner Daniel M. ECC 6.6875% Notes due 2028 P - Purchase D 5,213.0000 6,500 33,884 82,341
2020-03-18 2020-03-16 4 Spinner Daniel M. By Spouse ECC 6.75% Notes due 2027 P - Purchase I 111,764.0000 132,725 14,833,877 82,341
2020-03-18 2020-03-16 4 Spinner Daniel M. By Spouse ECC 6.6875% Notes due 2028 P - Purchase I 45,392.0000 52,500 2,383,080 82,341
2020-03-18 2020-03-16 4 Spinner Daniel M. ECC 6.75% Notes due 2027 P - Purchase D 212,622.0000 247,500 52,623,945 82,341
2020-03-18 2020-03-16 4 Spinner Daniel M. ECC 6.6875% Notes due 2028 P - Purchase D 54,178.0000 62,325 3,376,644 82,341
2020-03-18 2020-03-16 4 Spinner Daniel M. ECC 7.75% Series B Term Preferred Stock due 2026 P - Purchase D 22.7900 273 6 385
2020-03-16 2020-03-16 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 9.0200 1,000 9 21,713
2020-03-03 2020-03-03 4 Majewski Thomas P. ECC 6.75% Notes due 2027 P - Purchase D 50,700.0000 50,000 2,535,000 165,000
2019-11-22 2019-11-22 4 Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 14.4300 1,000 14 55,000
2018-12-26 2018-12-21 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 13.4600 1,000 13 17,210
2018-12-26 2018-12-21 4 Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 13.4600 1,000 13 54,000
2018-12-20 2018-12-20 4 Spinner Daniel M. ECC 7.75% Series B Term Preferred Stock due 2026 P - Purchase D 24.5800 112 3 112
2018-12-19 2018-12-18 4 Majewski Thomas P. ECC 6.6875% Notes due 2028 P - Purchase D 23,800.0000 25,000 595,000 272,625
2018-11-20 2018-11-19 4 Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 16.5000 1,000 16 53,000
2018-06-19 3/A TUBERGEN JERRY L ECC Common Stock D 1,429,041
2018-05-30 2018-05-29 4 Spinner Daniel M. ECC 6.6875% Notes due 2028 P - Purchase D 14,442.0000 14,625 211,214 89,625
2018-05-24 2018-05-24 4/A Majewski Thomas P. ecc 6.6875% Notes due 2028 P - Purchase D 49,500.0000 50,000 2,475,000 50,000
2018-05-24 2018-05-24 4/A Majewski Thomas P. ecc 7.00% Notes due 2020 J - Other D 50,525.0000 -50,000 -2,526,250 0
2018-05-24 2018-05-24 4 Majewski Thomas P. ECC 6.6875% Notes due 2028 P - Purchase D 49,500.0000 50,000 2,475,000 50,000
2018-05-24 2018-05-24 4 Majewski Thomas P. ECC 7.00% Notes due 2020 J - Other D 50,525.0000 50,000 2,526,250 0
2018-05-24 2018-05-24 4 Spinner Daniel M. ECC 7.00% Notes due 2020 J - Other D 5,936.6900 -5,875 -34,878 0
2018-05-24 2018-05-22 4 Spinner Daniel M. ECC 6.6875% Notes due 2028 P - Purchase D 73,933.0000 75,000 5,544,975 75,000
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-18 3 TUBERGEN JERRY L ECCB Common Stock D 2,858,082
2018-05-10 2018-05-08 4 Eagle Point Credit Management LLC ECC Common Stock, par value $0.001 per share P - Purchase D 18.4150 1,357,589 25,000 1,457,589
2018-05-10 2018-05-08 4 TRIDENT V, L.P. ECC Common Stock, par value $0.001 per share S - Sale D 17.9400 -1,596,747 -28,646 3,336,437
2018-05-10 2018-05-08 4 Trident V Parallel Fund, L.P. ECC Common Stock, par value $0.001 per share S - Sale D 17.9400 -1,119,825 -20,090 2,339,901
2017-03-07 2017-03-07 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 19.0500 789 15 13,702
2017-03-07 2017-03-06 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 19.0100 779 15 12,913
2016-12-01 2016-12-01 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 17.7800 843 15 11,732
2016-12-01 2016-11-30 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 17.7200 847 15 10,889
2016-09-08 2016-09-07 4 McDonald Kevin F. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 26.1700 3,000 79 3,000
2016-09-01 2016-09-01 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 17.7000 848 15 9,699
2016-09-01 2016-08-31 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 17.8000 848 15 8,851
2016-08-30 2016-08-29 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 17.4700 1,726 30 8,003
2016-06-21 2016-06-20 4 McDonald Kevin F. ECC Common Stock, par value $0.001 per share P - Purchase D 16.5600 1,450 24 4,000
2016-06-21 2016-06-21 4 Majewski Thomas P. ECC Common Stock, par value $0.001 per share P - Purchase D 16.4700 1,000 16 52,000
2016-06-20 2016-06-20 4 Spinner Daniel M. ECC Common Stock, par value $0.001 per share P - Purchase D 16.5500 182 3 27,387
2016-06-20 2016-06-20 4 Spinner Daniel M. ECC Common Stock, par value $0.001 per share P - Purchase D 16.6000 635 11 27,205
2016-06-20 2016-06-17 4 Spinner Daniel M. ECC Common Stock, par value $0.001 per share P - Purchase D 16.5500 1,070 18 26,570
2016-03-21 2016-03-18 4 Spinner Daniel M. ECC 7.00% Notes due 2020 P - Purchase D 24.0000 235 6 235
2016-03-17 2016-03-16 4 Majewski Thomas P. ECC 7.00% Notes due 2020 P - Purchase D 24.0500 1,000 24 2,000
2016-03-17 2016-03-16 4 Majewski Thomas P. By Anna Majewski UGTMA ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase I 24.4100 250 6 250
2016-03-16 2016-03-15 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 15.6700 1,600 25 5,848
2015-12-17 2015-12-16 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 24.2700 625 15 7,334
2015-12-15 2015-12-14 4 Majewski Thomas P. ECC 7.00% Notes due 2020 P - Purchase D 24.5500 1,000 25 1,000
2015-12-15 2015-12-14 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 24.4900 1,173 29 6,709
2015-12-15 2015-12-15 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 16.6700 758 13 4,088
2015-12-15 2015-12-14 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 17.3400 726 13 3,330
2015-11-18 3 Goldsmith Graham C ECC Common Stock, par value $0.001 per share D 0
2015-11-18 3 Goldsmith Graham C ECC 7.75% Series A Term Preferred Stock due 2022 D 0
2015-09-16 2015-09-15 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 20.0000 629 13 2,515
2015-09-16 2015-09-14 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 19.9200 631 13 1,886
2015-06-30 3 Malik Nauman S. ECC Common Stock, par value $0.001 per share D 0
2015-06-30 3 Malik Nauman S. ECC 7.75% Series A Term Preferred Stock due 2022 D 0
2015-06-22 2015-06-19 4 Weiss Jeffrey L. By Carol Weiss Marital Trust-Non GST Exempt ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase I 25.1000 2,000 50 3,500
2015-06-17 2015-06-16 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.1500 1,300 33 5,530
2015-06-17 2015-06-15 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.1100 300 8 4,230
2015-06-16 2015-06-15 4 Majewski Thomas P. By Michael Majewski UGTMA ECC 7.75% Series A Term Preferred Stock due 2022 G - Gift I 275 275
2015-06-16 2015-06-15 4 Majewski Thomas P. ECC 7.75% Series A Term Preferred Stock due 2022 G - Gift D -275 1,000
2015-06-16 2015-06-15 4 Majewski Thomas P. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.1800 275 7 1,275
2015-06-16 2015-06-15 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.1500 1,700 43 3,930
2015-06-15 2015-06-15 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 20.7100 609 13 1,219
2015-06-15 2015-06-12 4 Onorio Kenneth P. ECC Common Stock, par value $0.001 per share P - Purchase D 20.6200 610 13 610
2015-06-10 2015-06-09 4 Weiss Jeffrey L. By Carol Weiss Marital Trust - Non GST Exempt ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase I 25.1000 1,500 38 1,500
2015-06-05 2015-06-04 4 Tramontano Paul E. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.0000 575 14 3,975
2015-06-05 2015-06-03 4 Tramontano Paul E. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.0000 3,400 85 3,400
2015-06-05 2015-06-04 4 Majewski Thomas P. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.0800 1,000 25 1,000
2015-06-05 2015-06-04 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.0500 336 8 2,230
2015-06-05 2015-06-03 4 Spinner Daniel M. ECC 7.75% Series A Term Preferred Stock due 2022 P - Purchase D 25.0500 1,900 48 1,900
2015-03-24 3 Carey James D ECC Common Stock, par value $0.001 per share D 0
2015-03-24 3 HARTZBAND MERYL D ECC Common Stock, par value $0.001 per share D 0
2015-03-03 2014-10-08 4/A Eagle Point Credit Management LLC Footnote ECC Common Stock, par value $0.001 per share P - Purchase I 20.0000 100,000 2,000 100,000
2015-01-08 3 Fitzwilliam Insurance Ltd ECC Common Stock I 3,650,556
2015-01-08 3 Fitzwilliam Insurance Ltd ECC Common Stock I 3,650,556
2015-01-08 3 Fitzwilliam Insurance Ltd ECC Common Stock I 3,650,556
2015-01-08 3 Fitzwilliam Insurance Ltd ECC Common Stock I 3,650,556
2015-01-08 2014-11-07 4 Enstar Group LTD ECC Common Stock S - Sale I 20.0004 -425,000 -8,500 1,275,278
2015-01-08 2014-11-05 4 Enstar Group LTD ECC Common Stock S - Sale I 20.0005 -125,000 -2,500 1,700,278
2014-10-09 2014-10-08 4 Majewski Thomas P. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 17,588 352 51,000
2014-10-09 2014-10-08 4 McDonald Kevin F. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 2,550 51 2,550
2014-10-09 2014-10-08 4 Tramontano Paul E. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 10,000 200 10,000
2014-10-09 2014-10-08 4 Eagle Point Credit Management LLC ECC common stock, par value $0.001 per share P - Purchase D 20.0000 100,000 2,000 100,000
2014-10-09 2014-10-08 4 Appleby Scott W. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 6,250 125 6,250
2014-10-09 2014-10-08 4 Spinner Daniel M. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 18,895 378 25,500
2014-10-09 2014-10-08 4 Ko Daniel W. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 18,818 376 25,500
2014-10-09 2014-10-08 4 Weiss Jeffrey L. ECC common stock, par value $0.001 per share P - Purchase D 20.0000 12,500 250 12,500
2014-10-07 3 Onorio Kenneth P. ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Eagle Point Credit Management LLC ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Onorio Kenneth P. ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Appleby Scott W. ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Weiss Jeffrey L. ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Spinner Daniel M. ECC common stock, par value $0.001 per share D 13,210
2014-10-07 3 Spinner Daniel M. ECC common stock, par value $0.001 per share D 13,210
2014-10-07 3 Majewski Thomas P. ECC common stock, par value $0.001 per share D 66,824
2014-10-07 3 Majewski Thomas P. ECC common stock, par value $0.001 per share D 66,824
2014-10-07 3 Ko Daniel W. ECC common stock, par value $0.001 per share D 13,364
2014-10-07 3 Ko Daniel W. ECC common stock, par value $0.001 per share D 13,364
2014-10-07 3 Trident Capital V, L.P. ECC common stock, par value $0.001 per share D 9,866,368
2014-10-07 3 Trident Capital V, L.P. ECC common stock, par value $0.001 per share D 9,866,368
2014-10-07 3 Trident Capital V, L.P. ECC common stock, par value $0.001 per share D 9,866,368
2014-10-07 3 McDonald Kevin F. ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Tramontano Paul E. ECC common stock, par value $0.001 per share D 0
2014-10-07 3 MATTHEWS JAMES R ECC common stock, par value $0.001 per share D 0
2014-10-07 3 Trident Capital V-PF, L.P. ECC common stock, par value $0.001 per share D 6,919,452
2014-10-07 3 Trident Capital V-PF, L.P. ECC common stock, par value $0.001 per share D 6,919,452
2014-10-07 3 Trident Capital V-PF, L.P. ECC common stock, par value $0.001 per share D 6,919,452
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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