DOVR / Dover Saddlery Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Dover Saddlery Inc
US
THIS SYMBOL IS NO LONGER ACTIVE

Insider Shares54,880 shares
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

See Highest Ranking Stocks
Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

See Highest Ranking Stocks
Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Dover Saddlery Inc insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned		 Split
Adjusted

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Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in DOVR / Dover Saddlery Inc. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2014-10-20 Grylls Jonathan AR 38,665 1.9400 38,665 1.9400 75,010 231
2014-03-26 Mulligan Gregory F 12,840 1.9400 12,840 1.9400 24,910
2013-12-05 North Star Investment Management Corp. 200 5.0700 200 5.0700 1,014
2013-11-20 Day Stephen L 2,644 1.3600 2,644 1.3600 3,596
2013-11-20 Day Stephen L 2,644 1.3600 2,644 1.3600 3,596
2013-11-14 North Star Investment Management Corp. 5,000 4.8915 5,000 4.8915 24,458
2013-11-13 North Star Investment Management Corp. 3,000 4.8899 3,000 4.8899 14,670
2013-10-30 North Star Investment Management Corp. 590 4.7695 590 4.7695 2,814
2013-10-25 North Star Investment Management Corp. 250 4.6200 250 4.6200 1,155

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DOVR / Dover Saddlery Inc Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in DOVR / Dover Saddlery Inc. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2015-05-06 GLENHILL ADVISORS LLC 10,000 8.4675 10,000 8.4675 84,675 40
2013-09-18 North Star Investment Management Corp. 748 3.8000 748 3.8000 2,842
2013-09-13 North Star Investment Management Corp. 427 3.9000 427 3.9000 1,665
2013-09-12 North Star Investment Management Corp. 3 3.8000 3 3.8000 11
2013-09-11 North Star Investment Management Corp. 5,167 3.7502 5,167 3.7502 19,377
2013-09-10 North Star Investment Management Corp. 5 3.8640 5 3.8640 19
2013-08-23 North Star Investment Management Corp. 2,700 3.6500 2,700 3.6500 9,855

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DOVR / Dover Saddlery Inc Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2015-07-07 2015-07-01 4 GLENHILL ADVISORS LLC See Footnotes DOVR Common Stock J - Other I 8.5000 -908,983 -7,726 0
2015-07-02 2013-11-20 5 Mitchell John W DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 30,940
2015-07-02 2014-03-26 5 Mulligan Gregory F DOVR Non-Qualified Stock Option C - Conversion D 1.94 1.9400 -12,840 -25 23,940
2015-07-02 2014-03-26 5 Mulligan Gregory F DOVR Common Stock P - Purchase D 1.9400 12,840 25 12,840
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 8.78 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 1.24 8.5000 -2,940 -25 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 4.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mitchell John W DOVR Non-Qualified Stock Option U - Other D 8.78 8.5000 -7,000 -60 0
2015-07-02 2015-07-01 4 Albert Kevin K DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Albert Kevin K DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Albert Kevin K DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Albert Kevin K DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -10,500 -89 0
2015-07-02 2015-07-01 4 Albert Kevin K DOVR Common Stock U - Other D 8.5000 -76,000 -646 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Incentive Stock Option U - Other D 4.50 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Incentive Stock Option U - Other D 4.90 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Incentive Stock Option U - Other D 3.59 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Incentive Stock Option U - Other D 3.32 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Incentive Stock Option U - Other D 3.10 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Incentive Stock Option U - Other D 1.24 8.5000 -2,644 -22 0
2015-07-02 2015-07-01 4 Schmidt William G DOVR Common Stock U - Other D 8.5000 -25,250 -215 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 7.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 1.24 8.5000 -2,940 -25 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Non-Qualified Stock Option U - Other D 4.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Mulligan Gregory F DOVR Common Stock U - Other D 8.5000 -12,840 -109 0
2015-07-02 2015-07-01 4 Powers James F DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers James F DOVR Non-Qualified Stock Option U - Other D 4.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers James F DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers James F DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers James F DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers James F DOVR Non-Qualified Stock Option U - Other D 1.24 8.5000 -2,940 -25 0
2015-07-02 2015-07-01 4 Powers James F DOVR Common Stock U - Other D 8.5000 -294,335 -2,502 0
2015-07-02 2015-07-01 4 Powers David J DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers David J DOVR Non-Qualified Stock Option U - Other D 4.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers David J DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers David J DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers David J DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Powers David J DOVR Non-Qualified Stock Option U - Other D 1.24 8.5000 -2,940 -25 0
2015-07-02 2015-07-01 4 Powers David J DOVR Common Stock U - Other D 8.5000 -290,835 -2,472 0
2015-07-02 2015-06-30 4 Powers David J DOVR Common Stock G - Gift D 8.5000 -3,500 -30 290,835
2015-07-02 2015-07-01 4 Day Stephen L DOVR Incentive Stock Option U - Other D 5.39 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Incentive Stock Option U - Other D 3.41 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Non-Qualified Stock Option U - Other D 4.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Incentive Stock Option U - Other D 3.95 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Incentive Stock Option U - Other D 3.65 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Non-Qualified Stock Option U - Other D 1.24 8.5000 -2,940 -25 0
2015-07-02 2015-07-01 4 Day Stephen L DOVR Common Stock U - Other D 8.5000 -614,744 -5,225 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option U - Other D 4.50 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option U - Other D 4.90 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Incentive Stock Option U - Other D 4.50 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Incentive Stock Option U - Other D 4.90 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option U - Other D 3.59 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Incentive Stock Option U - Other D 3.59 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option U - Other D 3.32 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Incentive Stock Option U - Other D 3.32 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option U - Other D 3.10 8.5000 -3,500 -30 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Incentive Stock Option U - Other D 3.10 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option U - Other D 1.24 8.5000 -2,940 -25 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Incentive Stock Option U - Other D 1.24 8.5000 -13,220 -112 0
2015-07-02 2015-07-01 4 Grylls Jonathan AR DOVR Common Stock U - Other D 8.5000 -179,000 -1,522 0
2015-07-02 2015-07-01 4 Cullen James H. DOVR Executive Stock Option U - Other D 3.75 8.5000 -10,000 -85 0
2015-07-02 2015-07-01 4 Cullen James H. DOVR Executive Stock Option U - Other D 3.75 8.5000 -50,000 -425 0
2015-07-02 2015-07-01 4 Cullen James H. DOVR Executive Stock Option U - Other D 3.75 8.5000 -50,000 -425 0
2015-07-02 2015-07-01 4 Cullen James H. DOVR Executive Stock Option U - Other D 3.75 8.5000 -50,000 -425 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Incentive Stock Option U - Other D 4.90 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Incentive Stock Option U - Other D 3.32 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Incentive Stock Option U - Other D 3.59 8.5000 -15,725 -134 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Incentive Stock Option U - Other D 3.10 8.5000 -40,000 -340 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Non-Qualified Stock Option U - Other D 2.01 8.5000 -10,500 -89 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Common Stock U - Other D 8.5000 -1,000 -8 0
2015-07-02 2015-07-01 4 PEARCE DAVID R DOVR Common Stock U - Other D 8.5000 -500 -4 0
2015-05-08 2015-05-06 4 GLENHILL ADVISORS LLC See Footnotes DOVR Common Stock S - Sale I 8.4675 -10,000 -85 908,983
2015-02-09 2014-03-26 5 Mulligan Gregory F DOVR Non-Qualified Stock Option C - Conversion D 1.94 1.9400 -12,840 -25 23,940
2015-02-09 2014-03-26 5 Mulligan Gregory F DOVR Common Stock P - Purchase D 1.9400 12,840 25 12,840
2015-02-09 2014-10-20 5 Grylls Jonathan AR DOVR Incentive Stock Option C - Conversion D 1.94 1.9400 -38,665 -75 91,845
2015-02-09 2014-10-20 5 Grylls Jonathan AR DOVR Common Stock P - Purchase D 1.9400 38,665 75 179,000
2014-11-07 2013-07-29 4/A North Star Investment Management Corp. Self as investment adviser DOVR Common Stock P - Purchase I 0 0
2014-10-22 2014-10-20 4 Grylls Jonathan AR DOVR Incentive Stock Option (right to buy) C - Conversion D 1.94 1.9400 -38,665 -75 91,845
2014-10-22 2014-10-20 4 Grylls Jonathan AR DOVR Common Stock P - Purchase D 1.9400 38,665 75 179,000
2014-03-28 2014-03-26 4 Mulligan Gregory F DOVR Non-Qualified Stock Option C - Conversion D 1.94 1.9400 -12,840 -25 23,940
2014-03-28 2014-03-26 4 Mulligan Gregory F DOVR Common Stock P - Purchase D 1.9400 12,840 25 12,840
2014-02-14 2013-11-20 5 Albert Kevin K DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 21,000
2014-02-14 2013-11-20 5 Mulligan Gregory F DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 36,780
2014-02-14 2013-11-20 5 Powers James F DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 20,440
2014-02-14 2013-08-15 5 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 10,000 38 160,000
2014-02-14 2013-08-15 5 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 50,000 188 160,000
2014-02-14 2013-08-15 5 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 50,000 188 160,000
2014-02-14 2013-08-15 5 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 50,000 188 160,000
2014-02-14 2013-11-20 5 PEARCE DAVID R DOVR Incentive Stock Option A - Award D 4.90 15,725 87,175
2014-02-14 2013-11-20 5 Schmidt William G DOVR Incentive Stock Option A - Award D 4.90 15,725 81,269
2014-02-14 2013-11-20 5 Mitchell John W DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 30,940
2014-02-14 2013-11-20 5 Grylls Jonathan AR DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 20,440
2014-02-14 2013-11-20 5 Grylls Jonathan AR DOVR Incentive Stock Option A - Award D 4.90 15,725 130,510
2014-02-14 2013-11-20 5 Powers David J DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 20,440
2014-02-14 2013-11-20 5 Day Stephen L DOVR Incentive Stock Option A - Award D 1.36 -2,644 62,900
2014-02-14 2013-11-20 5 Day Stephen L DOVR Incentive Stock Option A - Award D 5.39 15,725 20,440
2014-02-14 2013-11-20 5 Day Stephen L DOVR Non-Qualified Stock Option A - Award D 4.90 3,500 62,900
2014-02-14 2013-11-20 5 Day Stephen L DOVR Common Stock P - Purchase D 1.3600 2,644 4 614,744
2014-02-14 2013-08-05 5 Day Stephen L DOVR Incentive Stock Option A - Award D 1.36 -10,576 62,900
2014-02-14 2013-08-05 5 Day Stephen L DOVR Common Stock P - Purchase D 1.3600 10,576 14 614,744
2013-12-31 2013-07-29 4/A North Star Investment Management Corp. Investment Adviser DOVR Dover Saddlery, Inc. D - Sale to Issuer I 0 249,160
2013-12-05 2013-12-05 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 5.0700 200 1 593,730
2013-11-22 2013-11-20 4 Day Stephen L DOVR Incentive Stock Option (right to buy) A - Award D 5.39 5.3900 15,725 85 62,900
2013-11-22 2013-11-20 4 Day Stephen L DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 20,440
2013-11-22 2013-11-20 4 Day Stephen L DOVR Incentive Stock Option (right to buy) C - Conversion D 1.36 1.3600 -2,644 -4 62,900
2013-11-22 2013-11-20 4 Day Stephen L DOVR Common Stock P - Purchase D 1.3600 2,644 4 614,744
2013-11-22 2013-11-20 4 Grylls Jonathan AR DOVR Incentive Stock Option (right to buy) A - Award D 4.90 4.9000 15,725 77 130,510
2013-11-22 2013-11-20 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 20,440
2013-11-22 2013-11-20 4 Powers David J DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 20,440
2013-11-22 2013-11-20 4 Powers James F DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 20,440
2013-11-22 2013-11-20 4 Mulligan Gregory F DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 36,780
2013-11-22 2013-11-20 4 Schmidt William G DOVR Incentive Stock Option (right to buy) A - Award D 4.90 4.9000 15,725 77 81,269
2013-11-22 2013-11-20 4 Mitchell John W DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 30,940
2013-11-22 2013-11-20 4 Albert Kevin K DOVR Non-Qualified Stock Option (right to buy) A - Award D 4.90 4.9000 3,500 17 21,000
2013-11-22 2013-11-20 4 PEARCE DAVID R DOVR Incentive Stock Option (right to buy) A - Award D 4.90 4.9000 15,725 77 87,175
2013-11-15 2013-11-14 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 4.8915 5,000 24 593,530
2013-11-15 2013-11-13 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 4.8899 3,000 15 588,530
2013-10-30 2013-10-30 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 4.7695 590 3 585,530
2013-10-25 2013-10-25 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 4.6200 250 1 584,940
2013-10-11 2013-10-08 4/A North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 1,449 6 584,690
2013-10-11 2013-10-07 4/A North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 100 0 583,241
2013-10-11 2013-10-04 4/A North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 200 1 583,141
2013-10-11 2013-10-03 4/A North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 1,000 4 582,941
2013-10-08 2013-10-08 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 1,449 6 262,670
2013-10-08 2013-10-07 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 100 0 261,221
2013-10-08 2013-10-04 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 200 1 261,121
2013-10-08 2013-10-03 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 4.4000 1,000 4 260,921
2013-09-19 2013-09-19 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 3.9840 100 0 581,941
2013-09-19 2013-09-18 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery S - Sale I 3.8000 748 3 581,841
2013-09-13 2013-09-13 4 North Star Investment Management Corp. Investment Adviser DOVR Dover Saddlery S - Sale I 3.9000 -427 -2 582,589
2013-09-13 2013-09-12 4 North Star Investment Management Corp. Investment Adviser DOVR Dover Saddlery S - Sale I 3.8000 -3 -0 583,016
2013-09-11 2013-09-11 4 North Star Investment Management Corp. Investment Adviser DOVR Dover Saddlery S - Sale I 3.7502 -5,167 -19 583,019
2013-09-11 2013-09-10 4 North Star Investment Management Corp. Investment Adviser DOVR Dover Saddlery S - Sale I 3.8640 -5 -0 588,186
2013-09-09 2013-09-09 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 3.8427 8,489 33 588,191
2013-09-09 2013-09-06 4 North Star Investment Management Corp. Investment Adviser dovr Dover Saddlery P - Purchase I 3.8418 5,763 22 579,702
2013-09-04 2013-09-03 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 3.7500 100 0 573,939
2013-08-30 2013-08-30 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 3.7500 926 3 573,839
2013-08-28 2013-08-23 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery S - Sale I 3.6500 -2,700 -10 572,913
2013-08-22 2013-08-21 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 3.7500 1,793 7 575,613
2013-08-22 2013-08-20 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 3.7499 500 2 573,820
2013-08-22 2013-08-19 4 North Star Investment Management Corp. Investment Advisor dovr Dover Saddlery P - Purchase I 3.7999 2,000 8 573,320
2013-08-16 2013-08-15 4 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 10,000 38 160,000
2013-08-16 2013-08-15 4 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 50,000 188 160,000
2013-08-16 2013-08-15 4 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 50,000 188 160,000
2013-08-16 2013-08-15 4 Cullen James H. DOVR Executive Stock Option A - Award D 3.75 3.7500 50,000 188 160,000
2013-08-15 3 Cullen James H. DOVR Common Stock D 0
2013-08-07 2013-08-05 4 Day Stephen L DOVR Incentice Stock Option (right to buy) C - Conversion D 1.36 1.3600 -10,576 -14 49,819
2013-08-07 2013-08-05 4 Day Stephen L DOVR Common Stock P - Purchase D 1.3600 10,576 14 612,100
2013-08-06 2013-08-06 4 North Star Investment Management Corp. Investment Advisor DOVR Dover Saddlery P - Purchase I 3.9505 6,800 27 571,320
2013-08-06 2013-08-06 4 North Star Investment Management Corp. Investment Advisor DOVR Dover Saddlery P - Purchase I 3.9794 3,050 12 564,520
2013-08-06 2013-08-05 4 North Star Investment Management Corp. Investment Advisor DOVR Dover Saddlery P - Purchase I 3.8100 200 1 561,470
2013-08-01 3 North Star Investment Management Corp. DOVR Dover Saddlery, Inc. D 561,270
2013-02-14 2012-11-16 5 Albert Kevin K DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 17,500
2013-02-14 2012-11-16 5 Mitchell John W DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 27,440
2013-02-14 2012-11-16 5 Mulligan Gregory F DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 33,280
2013-02-14 2012-11-16 5 Powers David J DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 20,440
2013-02-14 2012-11-16 5 Powers James F DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 20,440
2013-02-14 2012-11-26 5 Schmidt William G DOVR Incentive Stock Option C - Conversion D 1.24 -2,644 81,269
2013-02-14 2012-11-26 5 Schmidt William G DOVR Common Stock P - Purchase D 1.2400 2,644 3 25,250
2013-02-14 2012-11-16 5 Schmidt William G DOVR Incentive Stock Option A - Award D 3.59 15,725 81,269
2013-02-14 2012-11-16 5 Grylls Jonathan AR DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 20,440
2013-02-14 2012-11-16 5 Grylls Jonathan AR DOVR Incentive Stock Option A - Award D 3.59 15,725 130,510
2013-02-14 2012-11-16 5 PEARCE DAVID R DOVR Incentive Stock Option A - Award D 3.59 15,725 71,450
2013-02-14 2012-11-16 5 Day Stephen L DOVR Non-Qualified Stock Option A - Award D 3.59 3,500 20,440
2013-02-14 2012-11-16 5 Day Stephen L DOVR Incentive Stock Option A - Award D 3.95 15,725 60,395
2012-11-28 2012-11-26 4 Schmidt William G DOVR Incentive Stock Option (right to buy) C - Conversion D 1.24 1.2400 -2,644 -3 81,269
2012-11-28 2012-11-26 4 Schmidt William G DOVR Common Stock P - Purchase D 1.2400 2,644 3 25,250
2012-11-20 2012-11-16 4 Day Stephen L DOVR Incentive Stock Option (right to buy) A - Award D 3.95 3.9500 15,725 62 60,395
2012-11-20 2012-11-16 4 Day Stephen L DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 20,440
2012-11-20 2012-11-16 4 Powers David J DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 20,440
2012-11-20 2012-11-16 4 Grylls Jonathan AR DOVR Incentive Stock Option (right to buy) A - Award D 3.59 3.5900 15,725 56 130,510
2012-11-20 2012-11-16 4 Grylls Jonathan AR DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 20,440
2012-11-20 2012-11-16 4 Powers James F DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 20,440
2012-11-20 2012-11-16 4 Mulligan Gregory F DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 33,280
2012-11-20 2012-11-16 4 Schmidt William G DOVR Incentive Stock Option (right to buy) A - Award D 3.59 3.5900 15,725 56 83,913
2012-11-20 2012-11-16 4 Mitchell John W DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 27,440
2012-11-20 2012-11-16 4 Albert Kevin K DOVR Non-Qualified Stock Option (right to buy) A - Award D 3.59 3.5900 3,500 13 17,500
2012-11-20 2012-11-16 4 PEARCE DAVID R DOVR Incentive Stock Option (right to buy) A - Award D 3.59 3.5900 15,725 56 71,450
2012-02-14 2011-11-28 5 Albert Kevin K DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 14,000
2012-02-14 2011-11-28 5 Mulligan Gregory F DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 33,280
2012-02-14 2011-11-28 5 Mitchell John W DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 23,940
2012-02-14 2011-11-28 5 Powers David J DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 20,440
2012-02-14 2011-11-28 5 Powers James F DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 20,440
2012-02-14 2011-11-28 5 PEARCE DAVID R DOVR Incentive Stock Option A - Award D 3.32 15,725 55,725
2012-02-14 2011-11-28 5 Schmidt William G DOVR Incentive Stock Option A - Award D 3.32 15,725 83,913
2012-02-14 2011-11-21 5 Schmidt William G DOVR Incentive Stock Option C - Conversion D 1.24 -2,644 83,913
2012-02-14 2011-11-21 5 Schmidt William G DOVR Common Stock P - Purchase D 1.2400 2,644 3 22,606
2012-02-14 2011-01-13 5 Schmidt William G DOVR Incentive Stock Option C - Conversion D 1.24 -2,644 83,913
2012-02-14 2011-01-13 5 Schmidt William G DOVR Common Stock P - Purchase D 1.2400 2,644 3 22,606
2012-02-14 2011-11-28 5 Grylls Jonathan AR DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 20,440
2012-02-14 2011-11-28 5 Grylls Jonathan AR DOVR Incentive Stock Option A - Award D 3.32 15,725 130,510
2012-02-14 2011-11-28 5 Day Stephen L DOVR Non-Qualified Stock Option A - Award D 3.32 3,500 20,440
2012-02-14 2011-11-28 5 Day Stephen L DOVR Incentive Stock Option A - Award D 3.65 15,725 60,395
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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