CXDC / China XD Plastics Co Ltd - Insider Trading and Ownership Report - SEC Form 3, 4, 5

China XD Plastics Co Ltd
US ˙ NASDAQ ˙ US16948F1075
THIS SYMBOL IS NO LONGER ACTIVE

Insider Shares51,963,874 shares
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

China XD Plastics Co Ltd insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CXDC / China XD Plastics Co Ltd. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2019-12-11 XD Engineering Plastics Co Ltd 554,923 2.0490 554,923 2.0490 1,137,037 34 2.15 56,047 4.93

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CXDC / China XD Plastics Co Ltd Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CXDC / China XD Plastics Co Ltd. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2019-12-11 Ma Junjie 78,180 2.0490 78,180 2.0490 160,191 96 0.72 -103,900 -64.86
2019-12-11 Ma Qingwei 91,660 2.0490 91,660 2.0490 187,811
2019-12-11 Zhang Dahe 93,660 2.0490 93,660 2.0490 191,909

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CXDC / China XD Plastics Co Ltd Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2021-05-12 2021-05-12 4 Faith Abundant Ltd CXDC Series B Preferred Stock J - Other I 0 0
2021-05-12 2021-05-12 4 Faith Abundant Ltd CXDC Common Stock J - Other I 0 0
2021-05-12 2021-05-12 4 Faith Dawn Ltd CXDC Series B Preferred Stock J - Other I 0 0
2021-05-12 2021-05-12 4 Faith Dawn Ltd CXDC Common Stock J - Other I 0 0
2020-09-01 2020-08-28 4 Ma Qingwei CXDC Common Stock, par value $0.0001 A - Award D 500,000 500,000
2020-09-01 2020-08-28 4 Han Jie CXDC Common Stock, par value $0.0001 A - Award D 1,800,000 28,904,266
2020-09-01 2020-08-28 4 Zhang Dahe CXDC Common Stock, par value $0.0001 A - Award D 500,000 500,000
2020-06-23 3 Faith Abundant Ltd CXDC Series B Preferred Stock I 35,065,054
2020-06-23 3 Faith Abundant Ltd CXDC Common Stock I 67,130,108
2020-06-23 3 Faith Abundant Ltd CXDC Common Stock I 67,130,108
2020-06-23 3 Faith Abundant Ltd CXDC Series B Preferred Stock I 35,065,054
2020-06-23 3 Faith Abundant Ltd CXDC Common Stock I 67,130,108
2020-06-23 3 Faith Abundant Ltd CXDC Series B Preferred Stock I 35,065,054
2020-06-23 3 Faith Dawn Ltd CXDC Common Stock I 67,130,108
2020-06-23 3 Faith Dawn Ltd CXDC Series B Preferred Stock I 35,065,054
2020-06-23 3 Faith Dawn Ltd CXDC Common Stock I 67,130,108
2020-06-23 3 Faith Dawn Ltd CXDC Series B Preferred Stock I 35,065,054
2020-06-23 3 Faith Dawn Ltd CXDC Common Stock I 67,130,108
2020-06-23 3 Faith Dawn Ltd CXDC Series B Preferred Stock I 35,065,054
2020-05-29 2019-12-11 4 XD Engineering Plastics Co Ltd CXDC Common Stock, par value $0.0001 P - Purchase D 2.0490 554,923 1,137 5,960,788
2020-05-29 2019-09-09 4 XD Engineering Plastics Co Ltd CXDC Common Stock, par value $0.0001 J - Other D -18,976,733 5,405,865
2020-05-29 2015-08-05 4 ZHAI LINYUAN CXDC Common Stock, par value $0.0001 A - Award D 1,407 10,879
2019-12-12 2019-12-11 4 Han Jie Through 100% ownership of XD. Engineering CXDC Common Stock, par value $0.0001 P - Purchase I 2.0490 554,923 1,137 5,960,788
2019-12-12 2019-12-11 4 Ma Qingwei CXDC Common Stock, par value $0.0001 S - Sale D 2.0490 -91,660 -188 0
2019-12-12 2019-12-11 4 Ma Junjie CXDC Common Stock, par value $0.0001 S - Sale D 2.0490 -78,180 -160 0
2019-12-12 2019-12-11 4 Zhang Dahe CXDC Common Stock, par value $0.0001 S - Sale D 2.0490 -93,660 -192 0
2019-10-09 2019-09-30 4 MORGAN STANLEY See Footnotes CXDC Series D Jr. Convertible Preferred Stock, par value $0.0001 C - Conversion I 6.2500 -16,000,000 -100,000 0
2019-10-09 2019-09-30 4 MORGAN STANLEY See Footnotes CXDC Common Stock A - Award I 16,000,000 16,000,000
2017-02-17 2014-01-24 4 MORGAN STANLEY See Footnotes CXDC Series D Jr. Convertible Preferred Stock, par value $0.0001 A - Award I 6.25 16,000,000 16,000,000
2017-02-17 2014-01-24 4 MORGAN STANLEY See Footnotes CXDC Series D Jr. Convertible Preferred Stock, par value $0.0001 D - Sale to Issuer I 6.25 -16,000,000 0
2015-03-13 2014-12-08 4 Leighton Lawrence W. CXDC Common Stock, par value $0.0001 A - Award D 8,169 64,720
2015-03-13 2014-12-08 4 Ma Qingwei CXDC Common Stock, par value $0.0001 A - Award D 17,220 71,220
2015-03-13 2014-12-08 4 ZHAI LINYUAN CXDC Common Stock, par value $0.0001 A - Award D 1,319 9,472
2015-03-13 2014-12-08 4 Ma Junjie CXDC Common Stock, par value $0.0001 A - Award D 16,060 59,590
2015-03-13 2014-12-08 4 Zhang Dahe CXDC Common Stock, par value $0.0001 A - Award D 17,220 73,220
2013-08-19 2013-08-07 4 Zhang Dahe CXDC Common Stock, par value $0.0001 A - Award D 14,000 56,000
2013-08-19 2013-08-07 4 Leighton Lawrence W. CXDC Common Stock, par value $0.0001 A - Award D 12,240 56,551
2013-08-19 2013-08-07 4 Ma Junjie CXDC Common Stock, par value $0.0001 A - Award D 13,530 43,530
2013-08-19 2013-08-07 4 Ma Qingwei CXDC Common Stock, par value $0.0001 A - Award D 14,000 54,000
2013-08-19 2013-08-07 4 ZHAI LINYUAN CXDC Common Stock, par value $0.0001 A - Award D 1,965 8,153
2013-08-14 2013-05-10 4 Leighton Lawrence W. CXDC Common Stock, par value $0.0001 A - Award D 12,201 44,311
2013-08-14 2013-05-10 4 ZHAI LINYUAN CXDC Common Stock, par value $0.0001 A - Award D 1,959 6,188
2013-08-14 2013-05-10 4 Brisotti Robert L. CXDC Common Stock, par value $0.0001 A - Award D 12,201 23,221
2012-08-14 2012-08-07 4 Zhang Dahe CXDC Common Stock, par value $0.0001 A - Award D 28,000 42,000
2012-08-13 2012-08-07 4 Ma Qingwei CXDC Common Stock, par value $0.0001 A - Award D 28,000 40,000
2012-08-13 2012-08-07 4 Ma Junjie CXDC Common Stock, par value $0.0001 A - Award D 22,000 30,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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