CTF Insider Trading - Nuveen Long/Short Commodity Total Return Fund

Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

See Highest Ranking Stocks

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

See Highest Ranking Stocks

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Nuveen Long/Short Commodity Total Return Fund insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider	Avg Profit (%)	Shares Owned	Split Adjusted

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Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CTF / Nuveen Long/Short Commodity Total Return Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max
2016-12-08	Bulldog Investors, LLC	1,267	13.1295	1,267	13.1295	16,635	19
2016-12-06	Bulldog Investors, LLC	1,327	13.1294	1,327	13.1294	17,423
2016-12-05	Bulldog Investors, LLC	1,940	13.2797	1,940	13.2797	25,763
2016-12-02	Bulldog Investors, LLC	8,890	13.1790	8,890	13.1790	117,161
2016-12-01	Bulldog Investors, LLC	6,377	13.0843	6,377	13.0843	83,439
2016-11-30	Bulldog Investors, LLC	1,802	13.0623	1,802	13.0623	23,538
2016-11-29	Bulldog Investors, LLC	4,230	12.8779	4,230	12.8779	54,474
2016-11-28	Bulldog Investors, LLC	7,848	12.9907	7,848	12.9907	101,951
2016-11-23	Bulldog Investors, LLC	7,635	13.0491	7,635	13.0491	99,630

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CTF / Nuveen Long/Short Commodity Total Return Fund Insider Trades

Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CTF / Nuveen Long/Short Commodity Total Return Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File Date	Trade Date	Form	Insider	Ticker	Security Title	Code	Direct	Unit Price	Units Changed	Value Changed (1K)	Remaining Shares
2016-12-12	2016-12-08	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.1295	1,267	17	1,179,781
2016-12-08	2016-12-06	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.1294	1,327	17	1,178,514
2016-12-06	2016-12-05	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.2797	1,940	26	1,177,187
2016-12-06	2016-12-02	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.1790	8,890	117	1,175,247
2016-12-02	2016-12-01	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0843	6,377	83	1,166,357
2016-12-02	2016-11-30	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0623	1,802	24	1,159,980
2016-11-30	2016-11-29	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.8779	4,230	54	1,158,178
2016-11-30	2016-11-28	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.9907	7,848	102	1,153,948
2016-11-28	2016-11-23	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0491	7,635	100	1,146,100
2016-11-23	2016-11-22	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0513	3,478	45	1,138,465
2016-11-23	2016-11-21	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0000	1,877	24	1,134,987
2016-11-21	2016-11-17	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.8959	1,704	22	1,133,110
2016-11-16	2016-11-15	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.8567	1,950	25	1,131,406
2016-11-16	2016-11-14	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.8838	7,434	96	1,129,456
2016-11-14	2016-11-10	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0600	10,274	134	1,122,022
2016-11-14	2016-11-09	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0544	14,082	184	1,111,748
2016-11-09	2016-11-08	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0053	2,255	29	1,097,666
2016-11-09	2016-11-07	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0490	3,314	43	1,095,411
2016-11-07	2016-11-04	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.9802	3,083	40	1,092,097
2016-11-07	2016-11-03	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.0732	4,692	61	1,089,014
2016-11-03	2016-11-02	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	12.9892	6,580	85	1,084,322
2016-11-03	2016-11-01	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.1905	1,362	18	1,077,742
2016-11-01		3	Samuels Steven By Clients	CTF	Common Stock		I				2,137,376
2016-11-01		3	Samuels Steven By Clients	CTF	Common Stock		I				2,137,376
2016-11-01		3	Samuels Steven By Clients	CTF	Common Stock		I				2,137,376
2016-11-01		3	Samuels Steven By Clients	CTF	Common Stock		I				2,137,376
2016-11-01		3	Samuels Steven By Clients	CTF	Common Stock		I				2,137,376
2016-11-01	2016-10-31	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.2610	3,508	47	1,076,380
2016-11-01	2016-10-28	4	Bulldog Investors, LLC By Clients	CTF	Common Stock	P - Purchase	I	13.3959	4,184	56	1,072,872
2013-03-19	2012-10-30	4	Hepworth Douglas J	CTF	Common Stock	P - Purchase	D	25.0000	2,000	50	2,000
2012-10-30	2012-10-26	4	Hunt Jon C.	CTF	Common Stock	P - Purchase	D	24.8500	4,000	99	4,000
2012-10-30	2012-10-26	4	Moravy L. Joe	CTF	Common Stock	P - Purchase	D	24.8500	1,500	37	1,500

Open market or private purchase of non-derivative or derivative security

Open market or private sale of non-derivative or derivative security

Grant, award, or other acquisition of securities from the company (such as an option)

Conversion of derivative

Sale or transfer of securities back to the company

Payment of exercise price or tax liability using portion of securities received from the company

Gift of securities by or to the insider

Equity swaps and similar hedging transactions

Exercise or conversion of derivative security received from the company (such as an option)

A transaction voluntarily reported on Form 4

Other (accompanied by a footnote describing the transaction)

CTF / Nuveen Long/Short Commodity Total Return Fund - Insider Trading and Ownership Report - SEC Form 3, 4, 5