CALC / CalciMedica, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

CalciMedica, Inc.
US ˙ NasdaqCM ˙ US38942Q2021

Shares Outstanding 13,972,177 shares
Insider Shares5,195,351 shares
Insider Ownership37.18 %
Total Insiders40
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

5 ( )

26 out of 11305

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

1.556 %( )

78 out of 11224

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

CalciMedica, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Christina Ackermann Director - [D] 1,429 1,429
Eric Bjerkholt Director - [D] 3,684 3,684
Robert S Breuil Chief Financial Officer - [O] 35,326 35,326
Stephen Bardin Chief Financial Officer - [O] 3,000 3,000
Blackstone Clarus III L.L.C. 10% Owner - [10%] 1,930,395 137,885
Blackstone Group L.P. 10% Owner - [10%] 1,930,395 137,885
Blackstone Group Management L.L.C. 10% Owner - [10%] 1,930,395 137,885
Blackstone Holdings I/II GP Inc 10% Owner - [10%] 1,930,395 137,885
Blackstone Holdings II L.P. 10% Owner - [10%] 1,930,395 137,885
Cagle Gerald D. Director - [D] 3,322 237
Clarus Lifesciences III, L.P. 10% Owner - [10%] 1,930,395 137,885
Clarus Ventures III GP, L.P. 10% Owner - [10%] 1,930,395 137,885
Management Co Deerfield 10% Owner - [10%] 1,853,967 132,426
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Deerfield Partners, L.p. 10% Owner - [10%] 1,853,967 132,426
Deerfield Healthcare Innovations Fund, L.P. 10% Owner - [10%] 1,853,967 132,426
Deerfield Mgmt HIF, L.P. 10% Owner - [10%] 1,853,967 132,426
Deerfield Mgmt III, L.P. 10% Owner - [10%] 1,853,967 132,426
Deerfield Mgmt L.P. 10% Owner - [10%] 1,853,967 132,426
Deerfield Private Design Fund III, L.P. 10% Owner - [10%] 1,853,967 132,426
Dunn Michael J. President and COO - [O] 11,761 11,761
Julia Marie Eastland Director - [D] 1,429 1,429
James E Flynn 10% Owner - [10%] 1,853,967 132,426
Frederic Guerard Chief Executive Officer, Director - [D] [O] 90,727 90,727
Sudarshan Hebbar Chief Medical Officer - [O] 61,539 61,539
Hansoo Michael Keyoung Director - [D] 1,133,596 80,971
Leheny A. Rachel CHIEF EXECUTIVE OFFICER, Director, 10% Owner - [D] [O] [10%] 874,752 874,752
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Fred A Middleton Director, 10% Owner - [D] [10%] 36,514 36,514
Orbimed Advisors Llc 10% Owner - [10%] 4,163,347 297,382
OrbiMed Capital GP VI LLC Director, 10% Owner - [D] [10%] 4,163,347 297,382
Eric W Roberts CHIEF BUSINESS OFFICER, Director, 10% Owner - [D] [O] [10%] 1,050,494 1,050,494
Stephen A Schwarzman 10% Owner - [10%] 1,930,395 137,885
Christy L Shaffer Director - [D] 1,429 1,429
Daniel Salain 35,000
Sanderling Venture Partners VI Co Investment Fund LP 10% Owner - [10%] 1,592,872 1,592,872
Sanderling Venture Partners VI LP 10% Owner - [10%] 30,292 1,592,872
Dirk Sauer Director - [D] 1,429 1,429
Stauderman Kenneth A. Chief Scientific Officer - [O] 12,944 12,944
Valence Investments SPV IV LLC 10% Owner - [10%] 316,109 316,109
Robert N Wilson Director - [D] 422,029 422,029
Parisa Zamiri Chief Medical Officer - [O] 28,982 28,982

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CALC / CalciMedica, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-08-29 Roberts Eric W 800 2.7400 800 2.7400 2,192 5 3.2200 384 17.52
2025-08-28 Roberts Eric W 9,200 2.8630 9,200 2.8630 26,340
2025-08-21 Roberts Eric W 3,508 2.7928 3,508 2.7928 9,797
2025-08-20 Roberts Eric W 2,000 2.7200 2,000 2.7200 5,440
2025-08-19 Roberts Eric W 1,000 2.7900 1,000 2.7900 2,790
2025-08-19 Hebbar Sudarshan 9,563 2.8194 9,563 2.8194 26,962
2025-08-15 Hebbar Sudarshan 4,392 2.7930 4,392 2.7930 12,267
2025-08-15 Roberts Eric W 5,076 2.8977 5,076 2.8977 14,709
2025-08-14 Hebbar Sudarshan 1,584 2.5850 1,584 2.5850 4,095

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CALC / CalciMedica, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CALC / CalciMedica, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2025-07-25 Stauderman Kenneth A. 1,000 3.6500 1,000 3.6500 3,650 19 2.3600 -1,290 -35.34
2022-03-31 BREUIL ROBERT S 2,188 1.2500 156 17.5000 2,735
2021-09-22 BREUIL ROBERT S 7,283 3.5499 520 49.6986 25,854

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CALC / CalciMedica, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-09-02 2025-08-29 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.7400 800 2 70,907
2025-09-02 2025-08-28 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.8630 9,200 26 70,107
2025-08-25 2025-08-21 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.7928 3,508 10 60,907
2025-08-21 2025-08-19 4 Hebbar Sudarshan CALC Common Stock P - Purchase D 2.8194 9,563 27 61,539
2025-08-21 2025-08-20 4 Roberts Eric W CALC Common Stock M - Exercise D 1.5300 15,000 23 179,706
2025-08-21 2025-08-20 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.7200 2,000 5 57,399
2025-08-21 2025-08-19 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.7900 1,000 3 55,399
2025-08-19 2025-08-15 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.8977 5,076 15 54,399
2025-08-18 2025-08-15 4 Hebbar Sudarshan CALC Common Stock P - Purchase D 2.7930 4,392 12 51,976
2025-08-18 2025-08-14 4 Hebbar Sudarshan CALC Common Stock P - Purchase D 2.5850 1,584 4 47,584
2025-07-29 2025-07-28 4 Stauderman Kenneth A. CALC Common Stock P - Purchase D 3.9600 1,000 4 12,944
2025-07-29 2025-07-25 4 Stauderman Kenneth A. By Spouse CALC Common Stock S - Sale I 3.6500 -1,000 -4 0
2025-07-23 2025-07-22 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.7750 1,500 6 49,323
2025-07-22 2025-07-21 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.3700 1,500 5 47,823
2025-07-21 2025-07-21 4 Leheny A. Rachel By Scheibler-Leheny Family Living Trust CALC Common Stock P - Purchase I 3.4000 1,000 3 3,500
2025-07-18 2025-07-18 4 WILSON ROBERT N CALC Common Stock P - Purchase D 2.8700 4,500 13 422,029
2025-07-18 2025-07-18 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.8800 2,000 6 46,323
2025-07-16 2025-07-14 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.4323 6,500 16 44,323
2025-07-15 2025-07-14 4 Leheny A. Rachel By Scheibler-Leheny Family Living Trust CALC Common Stock P - Purchase I 2.4700 2,500 6 2,500
2025-07-10 2025-07-09 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 1.6047 5,000 8 37,823
2025-07-02 2025-07-01 4 Stauderman Kenneth A. By Spouse CALC Common Stock P - Purchase I 1.8500 1,000 2 1,000
2025-06-27 2025-06-26 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 1.4406 4,500 6 32,823
2025-06-26 2025-06-26 4 Bardin Stephen CALC Common Stock P - Purchase I 1.5025 2,000 3 3,000
2025-06-13 2025-06-11 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 1.8500 5,000 9 28,323
2025-06-09 2025-06-06 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 1.7750 5,000 9 23,323
2025-06-09 2025-06-05 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 1.7000 5,100 9 18,323
2025-06-03 2025-05-30 4 Bardin Stephen CALC Common Stock P - Purchase D 1.6900 1,000 2 41,000
2024-12-06 2024-12-06 4 MIDDLETON FRED A CALC Common Stock P - Purchase D 2.6500 4,800 13 36,514
2024-11-15 3 Bardin Stephen CALC Common Stock D 40,000
2024-11-06 2023-05-17 4/A Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 2.6800 3,000 8 3,000
2024-11-05 2024-11-01 4 Sanderling Venture Partners VI Co Investment Fund LP By Sanderling Ventures Management VI CALC Common Stock P - Purchase I 3.7500 877 3 22,479
2024-11-05 2024-11-01 4 Sanderling Venture Partners VI Co Investment Fund LP CALC Common Stock P - Purchase D 3.7500 86,867 326 814,300
2024-11-05 2024-11-01 4 MIDDLETON FRED A By Sanderling Ventures Management VI CALC Common Stock P - Purchase I 3.7500 877 3 22,479
2024-11-05 2024-11-01 4 MIDDLETON FRED A By Sanderling Venture Partners VI Co-Investment Fund, L.P. CALC Common Stock P - Purchase I 3.7500 86,867 326 814,300
2024-11-05 2024-11-01 4 MIDDLETON FRED A CALC Common Stock P - Purchase D 3.7500 20,000 75 31,714
2024-11-01 2024-11-01 4 Leheny A. Rachel CALC Common Stock P - Purchase D 3.7500 20,000 75 130,926
2024-11-01 2024-11-01 4 Roberts Eric W CALC Common Stock P - Purchase D 3.7500 53,333 200 164,706
2024-11-01 2024-11-01 4 WILSON ROBERT N CALC Common Stock P - Purchase D 3.7500 53,333 200 417,529
2024-09-11 2024-09-09 4 Dunn Michael J. CALC Common Stock M - Exercise D 1.3900 11,761 16 11,761
2024-08-27 2024-08-27 4 Leheny A. Rachel CALC Common Stock P - Purchase D 4.1898 1,000 4 110,926
2024-08-26 2024-08-23 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.5700 3,000 11 13,223
2024-08-26 2024-08-23 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.5785 2,000 7 46,894
2024-08-26 2024-08-23 4 WILSON ROBERT N CALC Common Stock P - Purchase D 3.7190 54,000 201 364,196
2024-08-22 2024-08-21 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 4.0400 5,000 20 44,894
2024-07-02 2024-06-28 4 WILSON ROBERT N CALC Common Stock P - Purchase D 3.5200 51,278 180 310,196
2024-07-01 2024-06-27 4 WILSON ROBERT N CALC Common Stock P - Purchase D 3.2340 8,443 27 258,918
2024-06-28 2024-06-27 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.2200 5,000 16 10,223
2024-04-02 2024-04-02 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.9000 3,254 13 39,894
2024-04-02 2024-04-01 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.9000 746 3 36,640
2024-02-06 2024-02-05 4 Roberts Eric W CALC Common Stock A - Award D 4.2665 91,086 389 111,373
2024-01-25 2024-01-23 4 WILSON ROBERT N CALC Common Stock A - Award D 4.2665 68,314 291 250,475
2024-01-25 2024-01-23 4 Leheny A. Rachel CALC Common Stock A - Award D 4.2665 91,086 389 109,926
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP By Sanderling Ventures Management VII CALC Common Stock P - Purchase I 3.7020 28,744 106 30,292
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP By Sanderling Ventures Management VI CALC Common Stock P - Purchase I 3.7020 3,920 15 21,602
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP By Sanderling Ventures VII Annex Fund, L.P. CALC Common Stock P - Purchase I 3.7020 13,184 49 27,609
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP By Sanderling Ventures VII (Canada), L.P. CALC Common Stock P - Purchase I 3.7020 51,032 189 114,260
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP By Sanderling Ventures VII, L.P. CALC Common Stock P - Purchase I 3.7020 194,472 720 435,148
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP By Sanderling Venture Partners VI Co-Investment Fund, L.P. CALC Common Stock P - Purchase I 3.7020 144,676 536 727,433
2024-01-25 2024-01-23 4 Sanderling Venture Partners VI LP CALC Common Stock P - Purchase D 3.7020 243,356 901 946,744
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Ventures Management VII CALC Common Stock P - Purchase I 3.7020 28,744 106 30,292
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Ventures Management VI CALC Common Stock P - Purchase I 3.7020 3,920 15 21,602
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Ventures VII Annex Fund, L.P. CALC Common Stock P - Purchase I 3.7020 13,184 49 27,609
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Ventures VII (Canada), L.P. CALC Common Stock P - Purchase I 3.7020 51,032 189 114,260
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Ventures VII, L.P. CALC Common Stock P - Purchase I 3.7020 194,472 720 435,148
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Venture Partners VI Co-Investment Fund, L.P. CALC Common Stock P - Purchase I 3.7020 144,676 536 727,433
2024-01-25 2024-01-23 4 MIDDLETON FRED A By Sanderling Venture Partners VI, LP CALC Common Stock P - Purchase I 3.7020 243,356 901 946,744
2023-12-13 2023-12-11 4 WILSON ROBERT N CALC Common Stock P - Purchase D 3.3000 506 2 182,161
2023-11-08 2023-11-07 4 Leheny A. Rachel CALC Common Stock P - Purchase D 3.3400 2,000 7 18,840
2023-11-08 2023-11-06 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.1200 2,400 7 35,894
2023-11-07 2023-11-03 4 Hebbar Sudarshan CALC Common Stock P - Purchase D 2.7389 36,000 99 46,000
2023-11-07 2023-11-06 4 Leheny A. Rachel CALC Common Stock P - Purchase D 3.1208 2,440 8 16,840
2023-11-07 2023-11-03 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 2.8310 11,249 32 33,494
2023-11-07 2023-11-03 4 Roberts Eric W CALC Common Stock P - Purchase D 2.7700 3,700 10 20,287
2023-11-06 2023-11-03 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 2.7010 5,860 16 22,245
2023-11-06 2023-11-03 4 Roberts Eric W CALC Common Stock P - Purchase D 2.8000 3,200 9 16,587
2023-11-06 2023-11-03 4 Leheny A. Rachel CALC Common Stock P - Purchase D 2.8500 5,000 14 14,400
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling Ventures Management VII CALC Common Stock A - Award I 1,548 1,548
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling Ventures VII (Canada), L.P. CALC Common Stock A - Award I 63,228 63,228
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling Ventures VII Annex Fund, L.P. CALC Common Stock A - Award I 14,425 14,425
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling Ventures VII, L.P. CALC Common Stock A - Award I 240,676 240,676
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling VI Limited Partnership CALC Common Stock A - Award I 8,884 8,884
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling VI Beteligungs GmbH & Co KG CALC Common Stock A - Award I 7,456 7,456
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling Ventures Management VI CALC Common Stock A - Award I 17,682 17,682
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP By Sanderling Venture Partners VI Co-Investment Fund, L.P. CALC Common Stock A - Award I 582,757 582,757
2023-10-10 2023-03-20 4 Sanderling Venture Partners VI LP CALC Common Stock A - Award D 703,388 703,388
2023-09-05 2023-08-29 4/A Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.0200 223 1 5,223
2023-08-29 2023-08-25 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.1800 736 2 5,000
2023-08-23 2023-08-22 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.2700 714 2 4,264
2023-08-23 2023-08-21 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 3.2500 1,750 6 3,550
2023-06-26 2023-06-26 4 Roberts Eric W CALC Common Stock P - Purchase D 3.7010 1,200 4 13,387
2023-06-26 2023-06-26 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.5300 200 1 16,385
2023-06-26 2023-06-23 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.3500 500 2 16,185
2023-06-22 2023-06-21 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 4.1250 2,000 8 15,685
2023-06-22 2023-06-20 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 4.8500 500 2 13,685
2023-06-15 2023-06-08 4/A Leheny A. Rachel CALC Common Stock P - Purchase D 5.2250 1,000 5 9,000
2023-06-09 2023-06-09 4 MIDDLETON FRED A CALC Common Stock P - Purchase D 5.2000 714 4 11,714
2023-06-09 2023-06-08 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 5.2000 485 3 13,185
2023-06-09 2023-06-09 4 Leheny A. Rachel CALC Common Stock P - Purchase D 5.2500 400 2 9,328
2023-06-09 2023-06-08 4 Leheny A. Rachel CALC Common Stock P - Purchase D 5.2269 928 5 8,928
2023-06-08 2023-06-07 4 MIDDLETON FRED A CALC Common Stock P - Purchase D 5.2000 500 3 11,000
2023-06-08 2023-06-06 4 MIDDLETON FRED A CALC Common Stock P - Purchase D 4.8808 500 2 10,500
2023-06-08 2023-06-07 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 5.2267 1,500 8 12,700
2023-06-08 2023-06-06 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 5.0870 3,200 16 11,200
2023-06-08 2023-06-07 4 Leheny A. Rachel CALC Common Stock P - Purchase D 5.2478 1,000 5 8,000
2023-06-08 2023-06-06 4 Leheny A. Rachel CALC Common Stock P - Purchase D 5.1287 1,000 5 7,000
2023-06-05 2023-06-02 4 Leheny A. Rachel CALC Common Stock P - Purchase D 4.8000 1,000 5 6,000
2023-06-05 2023-05-16 4/A Leheny A. Rachel By Spouse CALC Common Stock P - Purchase I 2.6980 1,000 3 1,000
2023-06-05 2023-06-02 4 Roberts Eric W CALC Common Stock P - Purchase D 4.9000 1,687 8 12,187
2023-06-05 2023-06-01 4 Roberts Eric W CALC Common Stock P - Purchase D 4.4150 2,000 9 10,500
2023-06-01 2023-05-31 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 4.2000 150 1 3,684
2023-06-01 2023-05-31 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 4.0875 100 0 3,534
2023-06-01 2023-05-30 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 3.2500 5 0 3,434
2023-06-01 2023-05-31 4 Leheny A. Rachel CALC Common Stock P - Purchase D 4.2100 1,000 4 5,000
2023-06-01 2023-05-30 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 3.8616 2,000 8 8,000
2023-05-24 2023-05-23 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 3.2680 500 2 3,429
2023-05-24 2023-05-23 4 Leheny A. Rachel CALC Common Stock P - Purchase D 3.3439 3,000 10 4,000
2023-05-24 2023-05-23 4 Roberts Eric W CALC Common Stock P - Purchase D 3.2630 2,000 7 8,500
2023-05-24 2023-05-22 4 Roberts Eric W By Oppenheimer & Co Inc. Custodian FBO Eric W Roberts Roth IRA CALC Common Stock P - Purchase I 2.9500 6,000 18 6,000
2023-05-22 2023-05-19 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 2.6500 199 1 2,929
2023-05-22 2023-05-18 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 2.6500 1 0 2,730
2023-05-22 2023-05-19 4 MIDDLETON FRED A CALC Common Stock P - Purchase D 2.8500 10,000 28 10,000
2023-05-18 2023-05-18 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 2.7000 300 1 2,729
2023-05-18 2023-05-17 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 2.6700 200 1 2,429
2023-05-18 2023-05-16 4 BJERKHOLT ERIC CALC Common Stock P - Purchase D 2.7000 800 2 2,229
2023-05-18 2023-05-17 4 Roberts Eric W CALC Common Stock P - Purchase D 2.6800 3,000 8 6,500
2023-05-18 2023-05-16 4 Roberts Eric W By FMTC Custodian - Roth IRA FBO Eric W. Roberts CALC Common Stock P - Purchase I 2.7200 1,800 5 1,800
2023-05-18 2023-05-16 4 Roberts Eric W CALC Common Stock P - Purchase D 2.7100 3,500 9 3,500
2023-05-18 2023-05-16 4 Hebbar Sudarshan CALC Common Stock P - Purchase D 2.6999 10,000 27 10,000
2023-05-18 2023-05-16 4 Leheny A. Rachel CALC Common Stock P - Purchase D 2.6900 1,000 3 1,000
2023-05-03 2023-03-20 4 Valence Investments SPV IV LLC By Valence Investments SPV VI, LLC CALC Common Stock A - Award I 316,109 316,109
2023-05-03 2023-03-20 4 Valence Investments SPV IV LLC By Valence Investments SPV V, LLC CALC Common Stock A - Award I 66,228 66,228
2023-05-03 2023-03-20 4 Valence Investments SPV IV LLC CALC Common Stock A - Award D 356,989 356,989
2023-03-27 2023-03-23 4 Zamiri Parisa GRAY Common Stock F - Taxes D 5.5000 -17,901 -98 28,982
2023-03-27 2023-03-23 4 Zamiri Parisa GRAY Common Stock D - Sale to Issuer D 42,771 46,883
2023-03-27 2023-03-23 4 Sauer Dirk GRAY Common Stock D - Sale to Issuer D 1,429 1,429
2023-03-27 2023-03-23 4 SHAFFER CHRISTY L GRAY Common Stock D - Sale to Issuer D 1,429 1,429
2023-03-27 2023-03-23 4 BJERKHOLT ERIC GRAY Common Stock D - Sale to Issuer D 1,429 1,429
2023-03-27 2023-03-23 4 Guerard Frederic GRAY Common Stock F - Taxes D 5.5000 -20,383 -112 90,727
2023-03-27 2023-03-23 4 Guerard Frederic GRAY Common Stock D - Sale to Issuer D 83,705 111,110
2023-03-27 2023-03-23 4 EASTLAND JULIA MARIE GRAY Common Stock D - Sale to Issuer D 1,429 1,429
2023-03-27 2023-03-23 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 5.5000 -12,677 -70 35,326
2023-03-27 2023-03-23 4 BREUIL ROBERT S GRAY Common Stock D - Sale to Issuer D 36,657 48,003
2023-03-27 2023-03-23 4 ACKERMANN CHRISTINA GRAY Common Stock D - Sale to Issuer D 1,429 1,429
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Golden Triangle Ventures, LLC CALC Common Stock A - Award I 8,176 8,176
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Ventures Management VII CALC Common Stock A - Award I 1,548 1,548
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Ventures VII (Canada), L.P. CALC Common Stock A - Award I 47,052 47,052
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Ventures VII Annex Fund, L.P. CALC Common Stock A - Award I 14,425 14,425
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Ventures VII, L.P. CALC Common Stock A - Award I 256,852 256,852
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling VI Limited Partnership CALC Common Stock A - Award I 8,884 8,884
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling VI Beteligungs GmbH & Co KG CALC Common Stock A - Award I 7,456 7,456
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Ventures Management VI CALC Common Stock A - Award I 17,682 17,682
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Venture Partners VI Co-Investment Fund, L.P. CALC Common Stock A - Award I 582,757 582,757
2023-03-22 2023-03-20 4 MIDDLETON FRED A By Sanderling Venture Partners VI, L.P. CALC Common Stock A - Award I 703,388 703,388
2023-03-22 2023-03-20 4 WILSON ROBERT N CALC Common Stock A - Award D 181,655 181,655
2023-03-22 2023-03-20 4 Roberts Eric W By IRA Financial Trust Company CFBO Eric W. Roberts CALC Common Stock A - Award I 10,661 10,661
2023-03-22 2023-03-20 4 Roberts Eric W By Valence Investments SPV VI, LLC CALC Common Stock A - Award I 316,109 316,109
2023-03-22 2023-03-20 4 Roberts Eric W By Valence Investments SPV V, LLC CALC Common Stock A - Award I 66,228 66,228
2023-03-22 2023-03-20 4 Roberts Eric W By Valence Investments SPV IV, LLC CALC Common Stock A - Award I 356,989 356,989
2023-03-22 2023-03-20 4 Stauderman Kenneth A. CALC Common Stock A - Award D 11,944 11,944
2023-03-22 2023-03-20 4 Leheny A. Rachel By Valence Investments SPV VI, LLC CALC Common Stock A - Award I 316,109 316,109
2023-03-22 2023-03-20 4 Leheny A. Rachel By Valence Investments SPV V, LLC CALC Common Stock A - Award I 66,228 66,228
2023-03-22 2023-03-20 4 Leheny A. Rachel By Valence Investments SPV IV, LLC CALC Common Stock A - Award I 356,989 356,989
2023-03-15 2023-03-14 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.5800 -1,730 -1 162,119
2023-03-15 2023-03-14 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 5,000 163,849
2023-03-06 2023-03-03 4 Zamiri Parisa GRAY Common Stock F - Taxes D 0.5700 -42,894 -24 135,338
2023-03-06 2023-03-03 4 Zamiri Parisa GRAY Common Stock M - Exercise D 120,655 178,232
2023-03-06 2023-03-03 4 Guerard Frederic GRAY Common Stock F - Taxes D 0.5700 -89,344 -51 383,682
2023-03-06 2023-03-03 4 Guerard Frederic GRAY Common Stock M - Exercise D 315,496 473,026
2023-03-06 2023-03-03 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.5700 -49,434 -28 158,849
2023-03-06 2023-03-03 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 121,217 208,283
2022-12-14 2022-12-12 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.5800 -1,729 -1 87,066
2022-12-14 2022-12-12 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 5,000 88,795
2022-12-01 2022-12-01 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.6300 -3,437 -2 83,795
2022-12-01 2022-12-01 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 9,938 87,232
2022-12-01 2022-12-01 4 Zamiri Parisa GRAY Common Stock F - Taxes D 0.6300 -2,752 -2 57,577
2022-12-01 2022-12-01 4 Zamiri Parisa GRAY Common Stock M - Exercise D 9,375 60,329
2022-12-01 2022-12-01 4 Guerard Frederic GRAY Common Stock F - Taxes D 0.6300 -11,068 -7 157,530
2022-12-01 2022-12-01 4 Guerard Frederic GRAY Common Stock M - Exercise D 28,125 168,598
2022-11-29 2022-11-24 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.6700 -9,726 -7 77,294
2022-11-29 2022-11-24 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 28,125 87,020
2022-11-29 2022-11-24 4 Zamiri Parisa GRAY Common Stock F - Taxes D 0.6700 -8,255 -6 50,954
2022-11-29 2022-11-24 4 Zamiri Parisa GRAY Common Stock M - Exercise D 28,125 59,209
2022-11-29 2022-11-24 4 Guerard Frederic GRAY Common Stock F - Taxes D 0.6700 -25,824 -17 140,473
2022-11-29 2022-11-24 4 Guerard Frederic GRAY Common Stock M - Exercise D 65,625 166,297
2022-09-26 2022-09-23 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.9661 -1,684 -2 58,895
2022-09-26 2022-09-04 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 5,000 60,579
2022-08-23 2022-08-19 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.9700 -3,347 -3 55,579
2022-08-23 2022-08-19 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 9,937 58,926
2022-08-23 2022-08-19 4 Guerard Frederic GRAY Common Stock F - Taxes D 0.9700 -6,596 -6 100,672
2022-08-23 2022-08-19 4 Guerard Frederic GRAY Common Stock M - Exercise D 28,125 107,268
2022-08-23 2022-08-19 4 Zamiri Parisa GRAY Common Stock F - Taxes D 0.9700 -2,668 -3 31,084
2022-08-23 2022-08-19 4 Zamiri Parisa GRAY Common Stock M - Exercise D 9,375 33,752
2022-06-13 2022-06-09 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 5,000 48,989
2022-05-23 2022-05-19 4 BREUIL ROBERT S GRAY Restricted Stock Units M - Exercise D -39,750 119,250
2022-05-23 2022-05-19 4 BREUIL ROBERT S GRAY Common Stock F - Taxes D 0.9011 -16,290 -15 43,989
2022-05-23 2022-05-19 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 39,750 60,279
2022-05-23 2022-05-19 4 Guerard Frederic GRAY Restricted Stock Units M - Exercise D -112,500 337,500
2022-05-23 2022-05-19 4 Guerard Frederic GRAY Common Stock F - Taxes D 0.9011 -33,357 -30 79,143
2022-05-23 2022-05-19 4 Guerard Frederic GRAY Common Stock M - Exercise D 112,500 112,500
2022-05-23 2022-05-19 4 Zamiri Parisa GRAY Restricted Stock Units M - Exercise D -37,500 112,500
2022-05-23 2022-05-19 4 Zamiri Parisa GRAY Common Stock F - Taxes D 0.9011 -13,123 -12 24,377
2022-05-23 2022-05-19 4 Zamiri Parisa GRAY Common Stock M - Exercise D 37,500 37,500
2022-04-15 2022-04-13 4 Sauer Dirk GRAY Stock Option (right to buy) A - Award D 1.22 80,000 80,000
2022-04-04 2022-03-31 4 BREUIL ROBERT S GRAY Restricted Stock Units M - Exercise D -5,000 50,000
2022-04-04 2022-03-31 4 BREUIL ROBERT S GRAY Common Stock S - Sale D 1.2500 -2,188 -3 20,529
2022-04-04 2022-03-31 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 5,000 22,717
2022-03-02 2022-02-28 4 Zamiri Parisa GRAY Restricted Stock Unit A - Award D 83,155 83,155
2022-03-02 2022-02-28 4 Zamiri Parisa GRAY Employee Stock Option (Right to Buy) A - Award D 1.33 63,845 63,845
2022-03-02 2022-02-28 4 Guerard Frederic GRAY Restricted Stock Unit A - Award D 221,746 221,746
2022-03-02 2022-02-28 4 Guerard Frederic GRAY Employee Stock Option (Right to Buy) A - Award D 1.33 170,054 170,054
2022-03-02 2022-02-28 4 BREUIL ROBERT S GRAY Restricted Stock Unit A - Award D 83,155 83,155
2022-03-02 2022-02-28 4 BREUIL ROBERT S GRAY Employee Stock Option (Right to Buy) A - Award D 1.33 63,845 63,845
2021-12-07 2021-12-04 4 BREUIL ROBERT S GRAY Restricted Stock Units M - Exercise D -5,000 55,000
2021-12-07 2021-12-04 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 5,000 17,717
2021-09-24 2021-09-22 4 BREUIL ROBERT S GRAY Restricted Stock Units M - Exercise D -20,000 60,000
2021-09-24 2021-09-22 4 BREUIL ROBERT S GRAY Common Stock S - Sale D 3.5499 -7,283 -26 12,717
2021-09-24 2021-09-22 4 BREUIL ROBERT S GRAY Common Stock M - Exercise D 20,000 20,000
2021-06-04 2021-06-02 4 Cagle Gerald D. GRAY Employee Stock Option (Right to Buy) A - Award D 4.07 12,500 12,500
2021-06-04 2021-06-02 4 EASTLAND JULIA MARIE GRAY Employee Stock Option (Right to Buy) A - Award D 4.07 12,500 12,500
2021-06-04 2021-06-02 4 BJERKHOLT ERIC GRAY Employee Stock Option (Right to Buy) A - Award D 4.07 12,500 12,500
2021-06-04 2021-06-02 4 SHAFFER CHRISTY L GRAY Employee Stock Option (Right to Buy) A - Award D 4.07 12,500 12,500
2021-06-04 2021-06-02 4 ACKERMANN CHRISTINA GRAY Employee Stock Option (Right to Buy) A - Award D 4.07 12,500 12,500
2021-05-21 2021-05-19 4 Guerard Frederic GRAY Restricted Stock Units A - Award D 450,000 450,000
2021-05-21 2021-05-19 4 Guerard Frederic GRAY Employee Stock Option (Right to Buy) A - Award D 3.73 660,000 660,000
2021-05-21 2021-05-19 4 Zamiri Parisa GRAY Restricted Stock Units A - Award D 150,000 150,000
2021-05-21 2021-05-19 4 Zamiri Parisa GRAY Employee Stock Option (Right to Buy) A - Award D 3.73 219,000 219,000
2021-05-21 2021-05-19 4 BREUIL ROBERT S GRAY Restricted Stock Units A - Award D 159,000 159,000
2021-05-21 2021-05-19 4 BREUIL ROBERT S GRAY Employee Stock Option (Right to Buy) A - Award D 3.73 232,000 232,000
2021-03-26 3/A SHAFFER CHRISTY L GRAY Common Stock D 0
2020-12-10 2020-12-08 4 BREUIL ROBERT S GRAY Employee Stock Option (Right to Buy) A - Award D 23.66 30,000 30,000
2020-12-10 2020-12-08 4 Salain Daniel GRAY Employee Stock Option (Right to Buy) A - Award D 23.66 35,000 35,000
2020-12-10 2020-12-08 4 Zamiri Parisa GRAY Employee Stock Option (Right to Buy) A - Award D 23.66 35,000 35,000
2020-12-10 2020-12-08 4 Guerard Frederic GRAY Employee Stock Option (Right to Buy) A - Award D 23.66 200,000 200,000
2020-10-01 2020-09-29 4 Clarus Lifesciences III, L.P. See Footnotes GRAY Series C Preferred Stock C - Conversion I -395,068 0
2020-10-01 2020-09-29 4 Clarus Lifesciences III, L.P. See Footnotes GRAY Series B Preferred Stock C - Conversion I -1,285,327 0
2020-10-01 2020-09-29 4 Clarus Lifesciences III, L.P. See Footnotes GRAY Common Stock P - Purchase I 16.0000 250,000 4,000 1,930,395
2020-10-01 2020-09-29 4 Clarus Lifesciences III, L.P. See Footnotes GRAY Common Stock C - Conversion I 395,068 1,680,395
2020-10-01 2020-09-29 4 Clarus Lifesciences III, L.P. See Footnotes GRAY Common Stock C - Conversion I 1,285,327 1,285,327
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Healthcare Innovations Fund, L.P. GRAY Series C Preferred Stock C - Conversion I -2,624,901 0
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Partners, L.P. GRAY Series C Preferred Stock C - Conversion I -2,624,901 0
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Private Design Fund III, L.P. GRAY Series C Preferred Stock C - Conversion I -2,624,901 0
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Private Design Fund III, L.P. GRAY Series B Preferred Stock C - Conversion I -12,809,910 0
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Healthcare Innovations Fund, L.P. GRAY Series B Preferred Stock C - Conversion I -12,809,912 0
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Partners, L.P. GRAY Common Stock P - Purchase I 16.0000 1,562,500 25,000 1,853,967
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Partners, L.P. GRAY Common Stock C - Conversion I 291,467 291,467
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Healthcare Innovations Fund, L.P. GRAY Common Stock C - Conversion I 291,467 291,467
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Private Design Fund III, L.P. GRAY Common Stock C - Conversion I 291,467 291,467
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Healthcare Innovations Fund, L.P. GRAY Common Stock C - Conversion I 1,422,406 1,422,406
2020-10-01 2020-09-29 4 Flynn James E Through Deerfield Private Design Fund III, L.P. GRAY Common Stock C - Conversion I 1,422,406 1,422,406
2020-09-29 2020-09-29 4 Cagle Gerald D. GRAY Series B Preferred Stock C - Conversion D -3,322 0
2020-09-29 2020-09-29 4 Cagle Gerald D. GRAY Common Stock C - Conversion D 3,322 3,322
2020-09-29 2020-09-29 4 Keyoung Hansoo Michael GRAY Series C Preferred Stock C - Conversion I -1,133,596 0
2020-09-29 2020-09-29 4 Keyoung Hansoo Michael GRAY Common Stock C - Conversion I 1,133,596 1,133,596
2020-09-29 2020-09-29 4 ORBIMED ADVISORS LLC GRAY Series C Preferred Stock C - Conversion I -846,574 0
2020-09-29 2020-09-29 4 ORBIMED ADVISORS LLC GRAY Series B Preferred Stock C - Conversion I -2,754,273 0
2020-09-29 2020-09-29 4 ORBIMED ADVISORS LLC GRAY Common Stock C - Conversion I 3,600,847 4,163,347
2020-09-29 2020-09-25 4 ORBIMED ADVISORS LLC GRAY Common Stock P - Purchase I 16.0000 562,500 9,000 562,500
2020-09-29 2020-09-29 4 SHAFFER CHRISTY L GRAY Series C Preferred Stock C - Conversion I -151,146 0
2020-09-29 2020-09-29 4 SHAFFER CHRISTY L GRAY Series B Preferred Stock C - Conversion I -1,242,120 0
2020-09-29 2020-09-29 4 SHAFFER CHRISTY L GRAY Series A-2 Preferred Stock C - Conversion I -193,224 0
2020-09-29 2020-09-29 4 SHAFFER CHRISTY L GRAY Common Stock P - Purchase I 16.0000 18,750 300 1,605,240
2020-09-29 2020-09-29 4 SHAFFER CHRISTY L GRAY Common Stock C - Conversion I 1,586,490 1,586,490
2020-09-28 2020-09-24 4 ACKERMANN CHRISTINA GRAY Director Stock Option (Right to Buy) A - Award D 16.00 25,000 25,000
2020-09-28 2020-09-24 4 BJERKHOLT ERIC GRAY Director Stock Option (Right to Buy) A - Award D 16.00 25,000 25,000
2020-09-28 2020-09-24 4 BREUIL ROBERT S GRAY Restricted Stock Units A - Award D 0.00 80,000 80,000
2020-09-28 2020-09-24 4 Cagle Gerald D. GRAY Director Stock Option (Right to Buy) A - Award D 16.00 25,000 25,000
2020-09-28 2020-09-24 4 EASTLAND JULIA MARIE GRAY Director Stock Option (Right to Buy) A - Award D 16.00 25,000 25,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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