AMP / Ameriprise Financial, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Insider Trading Chart

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

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Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AMP / Ameriprise Financial, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
2018-05-10	CRACCHIOLO JAMES M	7,400	136.0375	7,400	136.0375	1,006,678	147	151.97	117,901	11.71
2018-05-02	Berman Walter Stanley	3,728	134.1213	3,728	134.1213	500,004
2016-10-06	Sharpe Robert Francis JR	35	100.5610	35	100.5610	3,520
2016-06-29	GREENBERG LON R	3,900	88.1810	3,900	88.1810	343,906
2016-06-16	Sharpe Robert Francis JR	35	99.1930	35	99.1930	3,472
2016-03-08	Sharpe Robert Francis JR	80	89.6980	80	89.6980	7,176
2016-02-01	SARLES H JAY	2,000	89.5170	2,000	89.5170	179,034
2015-10-29	Sharpe Robert Francis JR	30	115.5360	30	115.5360	3,466
2015-08-11	NEAL BLIXT DIANNE	800	122.9600	800	122.9600	98,368

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AMP / Ameriprise Financial, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
2025-08-19	TRUSCOTT WILLIAM F	9,929	506.8923	9,929	506.8923	5,032,934	17	489.2800	-174,872	-3.47
2025-02-19	Sweeney Joseph Edward	4,636	539.0742	4,636	539.0742	2,499,148
2025-02-18	Berman Walter Stanley	4,000	547.1726	4,000	547.1726	2,188,690
2025-02-18	Berman Walter Stanley	4,000	550.7065	4,000	550.7065	2,202,826
2025-02-18	Sharpe Robert Francis JR	1,000	551.4439	1,000	551.4439	551,444
2025-02-12	Sharpe Robert Francis JR	1,000	523.1250	1,000	523.1250	523,125
2025-02-06	TRUSCOTT WILLIAM F	6,000	540.2906	6,000	540.2906	3,241,744
2024-11-11	CRACCHIOLO JAMES M	8,638	563.4367	8,638	563.4367	4,866,966
2024-11-11	Berman Walter Stanley	5,463	563.7939	5,463	563.7939	3,080,006

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.