ADIL / Adial Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Adial Pharmaceuticals, Inc.
US ˙ NasdaqCM ˙ US00688A2050

Shares Outstanding 21,828,215 shares
Insider Shares147,169 shares
Insider Ownership0.67 %
Total Insiders10
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

4409 out of 11323

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

4392 out of 11244

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Adial Pharmaceuticals, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Anderson J. Kermit 40,000
Cary J Claiborne Chief Executive Officer, Director - [D] [O] 1,520,000 60,800
Gilliland Robertson H. Director - [D] 109,424 4,377
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Tony Goodman Director - [D] 8,755 350
Johnson Bankole A. Chief Medical Officer - [O] 148,246 5,930
Newman James W. Jr. Director - [D] 34,644 1,386
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Jack W Reich 90,000
Kevin Schuyler Director - [D] 700 700
Stilley William B. III Director - [D] 1,261,779 50,471
Joseph Truluck Chief Financial Officer - [O] 265,139 10,606

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ADIL / Adial Pharmaceuticals, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2023-09-29 Schuyler Kevin 700 2.7400 700 2.7400 1,918 154 3.2600 364 18.98
2021-12-30 Newman James W. Jr. 10,000 2.6600 400 66.5000 26,600
2021-12-30 Newman James W. Jr. 5,000 2.7200 200 68.0000 13,600
2021-12-30 Newman James W. Jr. 10,000 2.7100 400 67.7500 27,100
2021-11-30 Stilley William B. III 10,600 2.7527 424 68.8175 29,179
2021-11-29 Stilley William B. III 10,000 2.5892 400 64.7300 25,892
2021-11-26 Newman James W. Jr. 10,000 2.8500 400 71.2500 28,500
2020-03-27 Newman James W. Jr. 5,000 1.4200 200 35.5000 7,100
2020-03-27 Newman James W. Jr. 10,000 1.3400 400 33.5000 13,400

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ADIL / Adial Pharmaceuticals, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ADIL / Adial Pharmaceuticals, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2021-10-04 Johnson Bankole A. 200,000 8,000 361 8.75
2021-04-06 Johnson Bankole A. 150,000 2.5000 6,000 62.5000 375,000
2020-08-20 Johnson Bankole A. 350,000 1.2100 14,000 30.2500 423,500
2019-12-12 Johnson Bankole A. 150,000 1.0000 6,000 25.0000 150,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ADIL / Adial Pharmaceuticals, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2023-10-03 2023-09-29 4 Schuyler Kevin ADIL Common Stock P - Purchase D 2.7400 700 2 700
2023-05-25 2023-05-23 4 Truluck Joseph ADIL Common Stock A - Award D 157,500 265,139
2023-05-25 2023-05-23 4 Stilley William B. III ADIL Common Stock A - Award D 240,800 1,261,779
2023-05-25 2023-05-23 4 Claiborne Cary J ADIL Common Stock A - Award D 420,000 1,520,000
2023-01-03 2022-12-30 4 Stilley William B. III ADIL Common Stock D - Sale to Issuer D -166,667 1,020,979
2022-09-20 2022-09-20 4 Claiborne Cary J ADIL Common Stock A - Award D 0.4202 75,000 32 1,100,000
2022-09-20 2022-09-19 4 Claiborne Cary J ADIL Common Stock A - Award D 0.4294 25,000 11 1,025,000
2022-08-22 2022-08-18 4 Claiborne Cary J ADIL Common Stock A - Award D 1,000,000 1,000,000
2022-02-25 2022-02-23 4 Johnson Bankole A. ADIL Employee Stock Option A - Award D 2.00 35,000 35,000
2022-02-25 2022-02-23 4 Goodman Tony ADIL Stock Option A - Award D 2.00 40,000 40,000
2022-02-25 2022-02-23 4 Truluck Joseph ADIL Employee Stock Option A - Award D 2.00 100,000 100,000
2022-02-25 2022-02-23 4 Stilley William B. III ADIL Common Stock A - Award D 250,000 1,187,646
2022-02-25 2022-02-23 4 Schuyler Kevin ADIL Stock Option A - Award D 2.00 40,000 40,000
2022-02-25 2022-02-23 4 Newman James W. Jr. ADIL Stock Option A - Award D 2.00 40,000 40,000
2022-02-25 2022-02-23 4 Gilliland Robertson H. ADIL Stock Option A - Award D 2.00 40,000 40,000
2022-02-25 2022-02-23 4 Claiborne Cary J ADIL Employee Stock Option A - Award D 2.00 6,667 6,667
2022-02-25 2022-02-23 4 Anderson J. Kermit ADIL Stock Option A - Award D 2.00 40,000 40,000
2022-01-03 2021-12-30 4 Newman James W. Jr. Roth IRA FBO James W Newman, Jr. ADIL Common Stock P - Purchase I 2.7100 10,000 27 34,644
2022-01-03 2021-12-30 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Common Stock P - Purchase I 2.7200 5,000 14 50,221
2022-01-03 2021-12-30 4 Newman James W. Jr. ADIL Common Stock P - Purchase D 2.6600 10,000 27 20,000
2021-12-23 2021-12-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift D 6.25 -90,000 0
2021-12-23 2021-12-23 4 Schuyler Kevin ADIL Common Stock G - Gift D -312,990 0
2021-12-08 2021-12-07 4 Claiborne Cary J ADIL Stock options A - Award D 2.77 130,000 130,000
2021-12-01 2021-11-30 4 Stilley William B. III ADIL Common Stock P - Purchase D 2.7527 10,600 29 937,646
2021-12-01 2021-11-29 4 Stilley William B. III ADIL Common Stock P - Purchase D 2.5892 10,000 26 927,046
2021-11-30 2021-11-26 4 Newman James W. Jr. Rountop Limited Partnership, LLP ADIL Common Stock P - Purchase I 2.8500 10,000 28 34,475
2021-11-03 2021-11-02 4 Claiborne Cary J ADIL Stock Option A - Award D 3.15 60,000 60,000
2021-10-06 2021-10-04 4 Johnson Bankole A. ADIL Warrant J - Other D -150,000 39,714
2021-10-06 2021-10-04 4 Johnson Bankole A. By En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock S - Sale I -200,000 148,246
2021-04-08 2021-04-06 4 Johnson Bankole A. En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock S - Sale I 2.5000 -150,000 -375 548,336
2021-02-10 2021-02-08 4 Truluck Joseph ADIL Employee Stock Option A - Award D 3.11 125,000 125,000
2021-02-10 2021-02-08 4 Stilley William B. III ADIL Employee Stock Option A - Award D 3.11 250,000 250,000
2021-02-10 2021-02-08 4 Schuyler Kevin ADIL Stock Option A - Award D 3.11 40,000 40,000
2021-02-10 2021-02-08 4 Newman James W. Jr. ADIL Stock Option A - Award D 3.11 40,000 40,000
2021-02-10 2021-02-08 4 Goodman Tony ADIL Stock Option A - Award D 3.11 40,000 40,000
2021-02-10 2021-02-08 4 Gilliland Robertson H. ADIL Stock Option A - Award D 3.11 40,000 40,000
2021-02-10 2021-02-08 4 Anderson J. Kermit ADIL Stock Option A - Award D 3.11 40,000 40,000
2021-01-28 2021-01-26 4 Stilley William B. III ADIL Common Stock A - Award D 201,109 917,046
2021-01-28 2021-01-26 4 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock A - Award I 2,544 152,963
2021-01-28 2021-01-26 4 Newman James W. Jr. Roundtop Limited Partnership, LLP ADIL Common Stock A - Award I 1,187 14,475
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift D 6.25 -89,600 0
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift D 5.00 -89,600 0
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift D 6.25 -82,461 0
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift D 6.25 -89,600 0
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrants to purchase common stock G - Gift D 7.63 -8,649 0
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift D 0.01 -1,010 0
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift I 5.00 89,600 89,600
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrants to purchase common stock G - Gift I 6.25 89,600 89,600
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrants to purchase common stock G - Gift I 6.25 82,461 82,461
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrants to purchase common stock G - Gift I 6.25 89,600 89,600
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrants to purchase common stock G - Gift I 7.63 8,649 8,649
2020-11-25 2020-11-23 4 Schuyler Kevin ADIL Warrant to purchase common stock G - Gift I 0.01 1,010 1,010
2020-11-25 2018-07-31 4/A Schuyler Kevin Owned by MVA 151 Investors, LLC ADIL Common Stock J - Other I 144,200 144,200
2020-11-25 2018-07-31 4/A Schuyler Kevin ADIL Common Stock P - Purchase D 90,000 312,990
2020-11-25 2018-07-31 4/A Schuyler Kevin ADIL Common Stock J - Other D 89,600 222,990
2020-08-24 2020-08-20 4 Johnson Bankole A. ADIL Common Stock S - Sale D 1.2100 -350,000 -424 1,055
2020-05-20 2020-05-19 4 REICH JACK W ADIL Stock Option A - Award D 1.47 90,000 90,000
2020-03-30 2020-03-27 4 Newman James W. Jr. Roth IRA FBO James W Newman, Jr. ADIL Common Stock P - Purchase I 1.3500 4,644 6 14,644
2020-03-30 2020-03-27 4 Newman James W. Jr. Roundtop Limited Partnership, LLP ADIL Common Stock P - Purchase I 1.3400 10,000 13 13,288
2020-03-30 2020-03-27 4 Newman James W. Jr. ADIL Common Stock P - Purchase D 1.4200 5,000 7 15,000
2020-03-27 2020-03-26 4 Stilley William B. III ADIL Common Stock P - Purchase D 1.4700 12,652 19 715,937
2020-03-27 2020-03-25 4 Stilley William B. III ADIL Common Stock P - Purchase D 1.1300 12,348 14 703,285
2020-03-05 2020-03-03 4 Newman James W. Jr. ADIL Stock Option A - Award D 1.44 60,000 60,000
2020-03-05 2020-03-03 4 Truluck Joseph ADIL Employee Stock Option A - Award D 1.44 20,000 200,000
2020-03-05 2020-03-03 4 Truluck Joseph ADIL Common stock A - Award D 27,084 107,639
2020-03-05 2020-03-03 4 Stilley William B. III ADIL Stock Option A - Award D 1.44 460,000 460,000
2020-03-05 2020-03-03 4 Stilley William B. III ADIL Common stock A - Award D 54,167 690,937
2020-03-05 2020-03-03 4 Schuyler Kevin ADIL Stock Option A - Award D 1.44 60,000 60,000
2020-03-05 2020-03-03 4 Gilliland Robertson H. ADIL Stock Option A - Award D 1.44 60,000 60,000
2020-03-05 2020-03-03 4 Anderson J. Kermit ADIL Stock Option A - Award D 1.44 60,000 60,000
2020-03-05 2020-03-03 4 Goodman Tony ADIL Stock Option A - Award D 1.44 60,000 60,000
2019-12-13 2019-12-12 4 Johnson Bankole A. En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock S - Sale I 1.0000 -150,000 -150 698,336
2019-10-04 2019-10-02 4 Johnson Bankole A. ADIL Common Stock A - Award D 3,187 351,055
2019-04-01 2019-03-29 4 Johnson Bankole A. ADIL Common Stock P - Purchase D 3.2967 600 2 347,868
2019-04-01 2019-03-29 4 Johnson Bankole A. ADIL Common Stock P - Purchase D 3.4676 2,500 9 347,268
2019-04-01 2019-03-29 4 Johnson Bankole A. ADIL Common Stock P - Purchase D 3.4718 30,000 104 344,768
2019-04-01 2019-03-28 4 Johnson Bankole A. ADIL Common Stock P - Purchase D 3.1452 40,000 126 314,768
2019-03-26 2019-03-24 4 Johnson Bankole A. ADIL Stock Option A - Award D 3.01 250,000 250,000
2019-03-12 2019-03-10 4 Stilley William B. III ADIL Stock Option A - Award D 3.39 500,000 500,000
2019-03-12 2019-03-10 4 Truluck Joseph ADIL Stock Option A - Award D 3.39 180,000 180,000
2018-11-13 2018-11-12 4 Johnson Bankole A. ADIL Warrant to purchase common stock J - Other D 5.00 17,600 17,600
2018-11-13 2018-11-12 4 Johnson Bankole A. ADIL Warrant to purchase common stock J - Other D 6.25 17,600 17,600
2018-11-13 2018-11-12 4 Johnson Bankole A. ADIL Warrant to purchase units J - Other D 5.00 -17,600 0
2018-11-13 2018-11-12 4 Stilley William B. III ADIL Warrant to purchase common stock J - Other D 6.25 36,800 36,800
2018-11-13 2018-11-12 4 Stilley William B. III ADIL Warrant to purchase common stock J - Other D 5.00 36,800 36,800
2018-11-13 2018-11-12 4 Stilley William B. III ADIL Warrant to purchase units J - Other D 5.00 -36,800 0
2018-11-13 2018-11-12 4 Newman James W. Jr. Owned by Virga Ventures LLC ADIL Warrant to purchase common stock J - Other I 5.00 92,000 92,000
2018-11-13 2018-11-12 4 Newman James W. Jr. Owned by Virga Ventures LLC ADIL Warrant to purchase common stock J - Other I 6.25 92,000 92,000
2018-11-13 2018-11-12 4 Newman James W. Jr. Owned by Virga Ventures LLC ADIL Warrant to purchase units J - Other I 5.00 -92,000 0
2018-11-13 2018-11-12 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Warrant to purchase common stock J - Other I 5.00 20,000 20,000
2018-11-13 2018-11-12 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Warrant to purchase common stock J - Other I 6.25 20,000 20,000
2018-11-13 2018-11-12 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Warrant to purchase units J - Other I 5.00 -20,000 0
2018-11-13 2018-11-12 4 Schuyler Kevin Owned by MVA 151 Investors LLC ADIL Warrant to purchase common stock J - Other I 6.25 162,200 162,200
2018-11-13 2018-11-12 4 Schuyler Kevin Owned by MVA 151 Investors LLC ADIL Warrant to purchase common stock J - Other I 5.00 162,200 162,200
2018-11-13 2018-11-12 4 Schuyler Kevin Owned by MVA 151 Investors LLC ADIL Warrant to purchase units J - Other I 5.00 -162,200 0
2018-11-13 2018-11-12 4 Schuyler Kevin ADIL Warrant to purchase common stock J - Other D 5.00 120,000 120,000
2018-11-13 2018-11-12 4 Schuyler Kevin ADIL Warrant to purchase common stock J - Other D 6.25 120,000 120,000
2018-11-13 2018-11-12 4 Schuyler Kevin ADIL Warrant to purchase units J - Other D 5.00 -120,000 0
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures LLC ADIL Warrant to purchase common stock P - Purchase I 6.25 10,000 10,000
2018-08-02 2018-07-31 4 Newman James W. Jr. ADIL Warrant to purchase common stock P - Purchase D 6.25 10,000 10,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures LLC ADIL Warrant to purchase common stock J - Other I 6.25 92,000 92,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures LLC ADIL Warrant to purchase units J - Other I 5.00 92,000 92,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Warrant to purchase common stock J - Other I 6.25 20,000 20,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Warrant to purchase units J - Other I 5.00 20,000 20,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Warrant to purchase common stock J - Other I 6.25 5,178 5,178
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures LLC ADIL Warrant to purchase common stock J - Other I 6.25 21,715 21,715
2018-08-02 2018-07-31 4 Newman James W. Jr. Newman GST Trust FBO James W. Newman Jr. ADIL Warrant to purchase common stock J - Other I 6.25 29,931 29,931
2018-08-02 2018-07-31 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Convertible Note C - Conversion I 0.44 -5,178 0
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures LLC ADIL Convertible Note C - Conversion I 0.44 -21,715 0
2018-08-02 2018-07-31 4 Newman James W. Jr. Newman GST Trust FBO James W. Newman Jr. ADIL Convertible Note C - Conversion I 0.44 -29,931 0
2018-08-02 2018-07-31 4 Newman James W. Jr. ADIL Common Stock P - Purchase D 10,000 10,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock P - Purchase I 10,000 10,000
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock J - Other I 92,000 140,419
2018-08-02 2018-07-31 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Common Stock J - Other I 20,000 35,094
2018-08-02 2018-07-31 4 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Common Stock C - Conversion I 5,178 15,221
2018-08-02 2018-07-31 4 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock C - Conversion I 21,715 58,419
2018-08-02 2018-07-31 4 Newman James W. Jr. Newman GST Trust FBO James W. Newman Jr. ADIL Common Stock C - Conversion I 29,931 41,160
2018-08-02 2018-07-31 4 Schuyler Kevin Owned by MVA 151 Investors, LLC ADIL Warrant to purchase units J - Other I 5.00 162,200 162,200
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Warrant to purchase units J - Other D 5.00 120,000 120,000
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Warrant to purchase common stock J - Other D 6.25 120,000 120,000
2018-08-02 2018-07-31 4 Schuyler Kevin Owned by MVA 151 Investors, LLC ADIL Warrant to purchase common stock J - Other I 6.25 113,800 113,800
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Warrant to purchase common stock P - Purchase D 6.25 90,000 292,461
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Warrant to purchase common stock C - Conversion D 6.25 82,461 82,461
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Convertible Note C - Conversion D 0.44 -82,461 0
2018-08-02 2018-07-31 4 Schuyler Kevin Owned by MVA 151 Investors, LLC ADIL Common Stock J - Other I 113,800 113,800
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Common Stock P - Purchase D 90,000 343,390
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Common Stock J - Other D 120,000 253,390
2018-08-02 2018-07-31 4 Schuyler Kevin ADIL Common Stock C - Conversion D 82,461 133,390
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Warrant to purchase common stock P - Purchase D 6.25 80,000 169,027
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Warrant to purchase units J - Other D 5.00 36,800 36,800
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Warrant to purchase common stock J - Other D 6.25 36,800 36,800
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Warrant to purchase common stock C - Conversion D 6.25 52,227 89,027
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Convertible Note C - Conversion D 0.44 -52,227 0
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Common Stock P - Purchase D 80,000 504,000
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Common Stock C - Conversion D 52,227 424,629
2018-08-02 2018-07-31 4 Stilley William B. III ADIL Common Stock J - Other D 36,800 372,402
2018-08-02 2018-07-31 4 Truluck Joseph ADIL Warrant C - Conversion D 6.25 5,927 5,927
2018-08-02 2018-07-31 4 Truluck Joseph ADIL Convertible Note C - Conversion D 0.44 -5,927 0
2018-08-02 2018-07-31 4 Truluck Joseph ADIL Common Stock C - Conversion D 5,927 80,555
2018-08-02 2018-07-31 4 Gilliland Robertson H. Owned by Keller Enterprises, LLC ADIL Warrant to purchase common stock P - Purchase I 6.25 14,000 43,931
2018-08-02 2018-07-31 4 Gilliland Robertson H. Owned by Keller Enterprises, LLC ADIL Warrant to purchase common stock C - Conversion I 6.25 29,931 29,931
2018-08-02 2018-07-31 4 Gilliland Robertson H. Owned by Keller Enterprises, LLC ADIL Convertible Note C - Conversion I 0.44 -29,931 0
2018-08-02 2018-07-31 4 Gilliland Robertson H. Owned by Keller Enterprises, LLC ADIL Common Stock P - Purchase I 14,000 109,424
2018-08-02 2018-07-31 4 Gilliland Robertson H. Owned by Keller Enterprises, LLC ADIL Common Stock C - Conversion I 29,931 95,424
2018-08-02 2018-07-31 4 Goodman Tony ADIL Warrant to purchase common stock P - Purchase D 6.25 7,000 7,000
2018-08-02 2018-07-31 4 Goodman Tony ADIL Common Stock P - Purchase D 7,000 8,755
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Warrant to purchase common stock P - Purchase D 6.25 1,400 169,314
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Warrant to purchase units J - Other D 5.00 17,600 17,600
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Warrant to purchase common stock J - Other D 6.25 17,600 17,600
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Warrant to purchase common stock C - Conversion D 6.25 153,114 170,714
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Convertible Note C - Conversion D 0.44 0.4400 -153,114 -67 0
2018-08-02 2018-07-31 4 Johnson Bankole A. Medico-Trans Company, LLC ADIL Common Stock A - Award I 40,382 313,750
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Common Stock P - Purchase D 1,400 1,400
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Common Stock J - Other D 17,600 273,368
2018-08-02 2018-07-31 4 Johnson Bankole A. ADIL Common Stock C - Conversion D 0.4400 153,114 67 255,768
2018-07-26 3 Goodman Tony ADIL Common Stock D 3,510
2018-07-26 3 Goodman Tony ADIL Common Stock D 3,510
2018-07-26 3 Goodman Tony ADIL Common Stock D 3,510
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock I 1,936,506
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust ADIL Common Stock D 1,188,264
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Efunbowale Johnson ADIL Common Stock I 1,090,260
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Aida Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lina Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lola Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Ade Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Efunbowale Johnson ADIL Common Stock I 1,090,260
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust De Mi Amor 11/23/2010 (Trust) ADIL Common Stock I 1,093,050
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mis Suenos 11/23/2010 (Trust) ADIL Common Stock I 1,107,930
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fidecomiso de Todos Mis Suenos Grantor Retained Annuity Trust dated June 27, 2017 ADIL Common Stock I 1,178,610
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock I 1,936,506
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust ADIL Common Stock D 1,188,264
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Aida Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lina Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lola Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Ade Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Efunbowale Johnson ADIL Common Stock I 1,090,260
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust De Mi Amor 11/23/2010 (Trust) ADIL Common Stock I 1,093,050
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mis Suenos 11/23/2010 (Trust) ADIL Common Stock I 1,107,930
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fidecomiso de Todos Mis Suenos Grantor Retained Annuity Trust dated June 27, 2017 ADIL Common Stock I 1,178,610
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Aida Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lina Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lola Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Ade Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Efunbowale Johnson ADIL Common Stock I 1,090,260
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust De Mi Amor 11/23/2010 (Trust) ADIL Common Stock I 1,093,050
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mis Suenos 11/23/2010 (Trust) ADIL Common Stock I 1,107,930
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fidecomiso de Todos Mis Suenos Grantor Retained Annuity Trust dated June 27, 2017 ADIL Common Stock I 1,178,610
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock I 1,936,506
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust ADIL Common Stock D 1,188,264
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Aida Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lina Tiouririne ADIL Common Stock I 1,086,540
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Lola Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust Ade Johnson ADIL Common Stock I 1,087,005
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust De Mi Amor 11/23/2010 (Trust) ADIL Common Stock I 1,093,050
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fidecomiso de Todos Mis Suenos Grantor Retained Annuity Trust dated June 27, 2017 ADIL Common Stock I 1,178,610
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mi Vida 11/23/2010 (Trust) ADIL Common Stock I 1,936,506
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust ADIL Common Stock D 1,188,264
2018-07-26 3 En Fidecomiso de Mi Vida 11/23/2010 Trust En Fideicomiso De Mis Suenos 11/23/2010 (Trust) ADIL Common Stock I 1,107,930
2018-07-26 3 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Common Stock I 71,307
2018-07-26 3 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock I 97,968
2018-07-26 3 Newman James W. Jr. Rountop Limited Partnership, LLP ADIL Common Stock I 64,552
2018-07-26 3 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Common Stock I 71,307
2018-07-26 3 Newman James W. Jr. Newman GST Trust FBO James W. Newman Jr. ADIL Common Stock I 72,493
2018-07-26 3 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock I 97,968
2018-07-26 3 Newman James W. Jr. Rountop Limited Partnership, LLP ADIL Common Stock I 64,552
2018-07-26 3 Newman James W. Jr. Ivy Cottage Group, LLC ADIL Common Stock I 71,307
2018-07-26 3 Newman James W. Jr. Newman GST Trust FBO James W. Newman Jr. ADIL Common Stock I 72,493
2018-07-26 3 Newman James W. Jr. Virga Ventures, LLC ADIL Common Stock I 97,968
2018-07-26 3 Newman James W. Jr. Rountop Limited Partnership, LLP ADIL Common Stock I 64,552
2018-07-26 3 Newman James W. Jr. Newman GST Trust FBO James W. Newman Jr. ADIL Common Stock I 72,493
2018-07-26 3 Schuyler Kevin Owned by Mr. Schuyler's wife, Carolyn M. Schuyler ADIL Common Stock I 57,013
2018-07-26 3 Schuyler Kevin Owned by Mr. Schuyler's wife, Carolyn M. Schuyler ADIL Common Stock I 57,013
2018-07-26 3 Schuyler Kevin ADIL Common Stock D 104,900
2018-07-26 3 Schuyler Kevin Owned by Mr. Schuyler's wife, Carolyn M. Schuyler ADIL Common Stock I 57,013
2018-07-26 3 Schuyler Kevin ADIL Common Stock D 104,900
2018-07-26 3 Schuyler Kevin ADIL Common Stock D 104,900
2018-07-26 3 Stilley William B. III Owned Jointly by Mr. Stilley and his wife Anne T. Stilley ADIL Common Stock I 599,884
2018-07-26 3 Stilley William B. III ADIL Common Stock D 803,345
2018-07-26 3 Stilley William B. III Owned Jointly by Mr. Stilley and his wife Anne T. Stilley ADIL Common Stock I 599,884
2018-07-26 3 Stilley William B. III ADIL Common Stock D 803,345
2018-07-26 3 Stilley William B. III Owned Jointly by Mr. Stilley and his wife Anne T. Stilley ADIL Common Stock I 599,884
2018-07-26 3 Stilley William B. III ADIL Common Stock D 803,345
2018-07-26 3 Truluck Joseph ADIL Common Stock D 149,256
2018-07-26 3 Truluck Joseph ADIL Common Stock D 149,256
2018-07-26 3 Truluck Joseph ADIL Common Stock D 149,256
2018-07-26 3 Gilliland Robertson H. Keller Enterprises ADIL Common Stock I 130,986
2018-07-26 3 Gilliland Robertson H. Keller Enterprises ADIL Common Stock I 130,986
2018-07-26 3 Gilliland Robertson H. Keller Enterprises ADIL Common Stock I 130,986
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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