WTFC SEC Filings - Wintrust Financial Corporation- Annual Report, Proxy Statement, Prospectus

Basic Stats

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CIK	1015328

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wintrust Financial Corporation

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

August 6, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WINT
July 21, 2025	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE July 21, 2025 FOR MORE INFORMATION CONTACT: David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Amy Yuhn, Executive Vice President, Communications (847) 939-9591 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record
July 21, 2025	EX-99.2	Earnings Release Presentation Q2 2025 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i q22025earningsrelease Earnings Release Presentation Q2 2025 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
July 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2025 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
July 16, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
July 16, 2025	EX-3.2	Statement of Resolution of the Board of Directors of Wintrust Financial Corporation Regarding the Series E Preferred Stock. Exhibit 3.2 FORM BCA 6.10 (rev. Dec. 2003) STATEMENT OF RESOLUTION ESTABLISHING SERIES Business Corporation Act Secretary of State Department of Business Services 501 S. Second St., Rm. 350 Springfield, IL 62756 217-782-6961 www.ilsos.gov Remit payment in the form of a check or money order payable to Secretary of State. File # Filing Fee: $25          Approved: – – – – Submit in duplicate – – – –
July 16, 2025	EX-3.1	Statement of Resolution of the Board of Directors of Wintrust Financial Corporation Regarding the Series D Preferred Stock. Exhibit 3.1 FORM BCA 6.10 (rev. Dec. 2003) STATEMENT OF RESOLUTION ESTABLISHING SERIES Business Corporation Act Secretary of State Department of Business Services 501 S. Second St., Rm. 350 Springfield, IL 62756 217-782-6961 www.ilsos.gov Remit payment in the form of a check or money order payable to Secretary of State. File # Filing Fee: $25          Approved: – – – – Submit in duplicate – – – –
June 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
June 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2025 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
June 13, 2025	EX-99.1	June 13, 2025 Exhibit 99.1 FOR IMMEDIATE RELEASE June 13, 2025 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Wintrust Financial Corporation Announces Redemption of All Outstanding Series D and Series E Preferred Stock and Related Depositary Shares ROSEMONT, IL ⸺ Wintrust Financial Corporation (“Wintrus
May 23, 2025	EX-10.1	Wintrust Financial Corporation 2025 Stock Incentive Plan EXHIBIT 10.1 WINTRUST FINANCIAL CORPORATION 2025 STOCK INCENTIVE PLAN 1.Purpose; Effect on Predecessor Plan. The purpose of the Wintrust Financial Corporation 2025 Stock Incentive Plan is to benefit the Corporation and its Subsidiaries by enabling the Corporation to offer certain present and future officers, employees, directors and consultants stock-based incentives and other equity interests in
May 23, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 22, 2025	EX-4.2	Deposit Agreement, dated as of May 22, 2025, among Wintrust Financial Corporation, U.S. Bank Trust Company, National Association, as Depositary, and the holders from time to time of the Depositary Receipts issued thereunder. Exhibit 4.2 DEPOSIT AGREEMENT among Wintrust Financial Corporation, as Issuer U.S. Bank Trust Company, National Association, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 22, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.1. Definitions 1 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF STOCK, EXECUTION AND DELIVERY, TRANSFER,
May 22, 2025	S-8	As filed with the Securities and Exchange Commission on May 22, 2025 As filed with the Securities and Exchange Commission on May 22, 2025 Registration No.
May 22, 2025	EX-FILING FEES	Filing Fee Table. Calculation of Filing Fee Tables S-8 WINTRUST FINANCIAL CORP Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, no par value per share 457(a) 2,181,300 $ 121.
May 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 WINTRUST FINANCIAL C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 21, 2025	EX-4.1	Form of Deposit Agreement, by and among the Company, U.S. Bank Trust Company, National Association, as registrar and as depositary, and the holders from time to time of the depositary receipts described therein. Exhibit 4.1 DEPOSIT AGREEMENT among Wintrust Financial Corporation, as Issuer U.S. Bank Trust Company, National Association, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 22, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.1. Definitions 1 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF STOCK, EXECUTION AND DELIVERY, TRANSFER,
May 21, 2025	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 WINTRUST FINANCIAL CORPORATION (Exact name of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 36-3873352 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identific
May 14, 2025	EX-3.1	Certificate of Designation of Wintrust Financial Corporation filed on May 9, 2025 with the Secretary of the State of Illinois designating the preferences, limitation, voting powers and relative rights of the Series F Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 14, 2025). Exhibit 3.1 WINTRUST FINANCIAL CORPORATION CERTIFICATE OF DESIGNATIONS Pursuant to Section 6.10 of the Illinois Business Corporation Act 7.875% FIXED-RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES F (no par value per share) The undersigned, David A. Dykstra, Vice Chairman and Chief Operating Officer of Wintrust Financial Corporation, an Illinois corporation (the “Corporation”), hereby
May 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 WINTRUST FINANCIAL CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commiss
May 9, 2025	424B5	Wintrust Financial Corporation 17,000,000 Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) File No. 333-271788 PROSPECTUS SUPPLEMENT (To prospectus dated May 9, 2023) Wintrust Financial Corporation 17,000,000 Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F We are offering to sell 17,000,000 depositary shares, each representing a 1/1,000t
May 9, 2025	EX-FILING FEES	Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 WINTRUST FINANCIAL CORP Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.
May 9, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 WINTRUST FINANCIAL CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commiss
May 9, 2025	EX-1.1	Underwriting Agreement, dated as of May 8, 2025, between Wintrust Financial Corporation and RBC Capital Markets, LLC, as representative of the several underwriters named in Schedule A thereto. Exhibit 1.1 EXECUTION COPY WINTRUST FINANCIAL CORPORATION (an Illinois corporation) 17,000,000 Depositary Shares, Each Representing a 1/1000th Interest in a Share of 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F UNDERWRITING AGREEMENT May 8, 2025 RBC Capital Markets, LLC as Representative of the several Underwriters c/o RBC Capital Markets, LLC Brookfield Place 200 Ves
May 8, 2025	FWP	Wintrust Financial Corporation 17,000,000 DEPOSITARY SHARES, EACH REPRESENTING A 1/1,000th INTEREST IN A SHARE OF 7.875% FIXED-RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES F (liquidation preference $25,000 per share (equivalent to $25. Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated May 8, 2025 Supplementing the Preliminary Prospectus Supplement, dated May 8, 2025 Registration No.
May 8, 2025	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 8, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.
May 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WIN
April 21, 2025	EX-99.2	Earnings Release Presentation Q1 2025 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q1 2025 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
April 21, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 21, 2025	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 21, 2025 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record First Quar
April 3, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material under § 240.
April 3, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under § 240.
February 28, 2025	EX-21.1	Subsidiaries of the Registrant December 31, 2024 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Excha Exhibit 21.1 Subsidiaries of the Registrant December 31, 2024 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Exchange Company, LLC Delaware Elektra Holding Company, LLC Delaware First Insurance Funding of Canada, Inc. Canada FIFC Edge International Co
February 28, 2025	EX-19.1	WINTRUST FINANCIAL CORPORATION INSIDER TRADING AND CONFIDENTIALITY POLICY Adopted Effective as of April 27, 2023 WINTRUST FINANCIAL CORPORATION INSIDER TRADING AND CONFIDENTIALITY POLICY This Policy confirms procedures which employees and directors of Wintrust Financial Corporation (“WTFC”) and any of its subsidiaries (collectively, “Wintrust” or the “Company”) must follow, as well as additional procedures that are applicable to Insiders (as defined below).
February 28, 2025	EX-97.1	WINTRUST FINANCIAL CORPORATION POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Exhibit 97.1 Adopted Effective October 26, 2023 WINTRUST FINANCIAL CORPORATION POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Introduction The Board of Directors (the “Board”) of Wintrust Financial Corporation (the “Company”) has adopted this Policy on Recoupment of Incentive Compensation (this “Policy”), which provides for the recoupment of compensation in certain circumstances in the event of a
February 28, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 001-35077 Wintrust Financial Corporatio
January 21, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 21, 2025	EX-99.2	Earnings Release Presentation Q4 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q4 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
January 21, 2025	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE January 21, 2025 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record Full Yea
December 10, 2024	EX-10.1	Third Amendment to Amended and Restated Credit Agreement EXHIBIT 10.1 EXECUTION VERSION Third Amendment to Amended and Restated Credit Agreement and First Amendment to Amended and Restated Pledge and Security Agreement RECITALS: Borrower, Lenders and Wells Fargo Bank, National Association, as the resigning administrative agent ("Wells Fargo" or the "Resigning Administrative Agent") have previously entered into that certain Amended and Restated Credit Ag
December 10, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
November 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077
October 21, 2024	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 21, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Third Quarter a
October 21, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
October 21, 2024	EX-99.2	Earnings Release Presentation Q3 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q3 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
August 29, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 WINTRUST FINANCIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Com
August 29, 2024	EX-10.2	by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust. EXHIBIT 10.2 Performance Guarantee Confirmation Reference is made to a Performance Guarantee dated as of December 16, 2014 made by the undersigned in favour of the Purchaser (the “Performance Guarantee”). The undersigned acknowledges and confirms that the performance guarantee remains in full force and effect notwithstanding the entering into of this Twelfth Amending Agreement Dated as of the 29th
August 29, 2024	EX-10.3	by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First Insurance Funding of Canada Inc. EXHIBIT 10.3 PLAZA TRUST c/o Royal Bank of Canada 200 Bay Street, Royal Bank Plaza 2nd Floor, North Tower Toronto, ON, M5J 2W7 August 29, 2024 First Insurance Funding of Canada Inc. c/o Wintrust Financial Corporation 9700 West Higgins Road, Suite 800 Rosemont, IL 60018 Attention: Mr. David Dykstra, Vice Chairman and Chief Operating Officer Dear Sirs: Receivables Purchase Agreement dated as of Dece
August 29, 2024	EX-10.1	a Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Pla EXHIBIT 10.1 TWELFTH AMENDING AGREEMENT (First Insurance Funding of Canada Inc.) This Twelfth Amending Agreement made as of August 29, 2024. B E T W E E N: FIRST INSURANCE FUNDING OF CANADA INC. (hereinafter referred to as the “Seller” or the “Servicer”) - and - CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST, (hereinafter referred to as the “Purchaser”) RECITALS: WHEREAS the
August 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WINT
August 1, 2024	EX-3.1	Amended and Restated By-laws of the Company, as amended (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 1, 2024) EXHIBIT 3.1 Adopted Effective August 1, 2024 AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION (AN ILLINOIS CORPORATION) AS AMENDED ARTICLE I OFFICES Wintrust Financial Corporation (the “corporation”) shall continuously maintain in the State of Illinois a registered office and a registered agent whose office is identical with such registered office, and may have other offices within o
August 1, 2024	EX-99.1	WINTRUST FINANCIAL CORPORATION COMPLETES ITS MERGER WITH MACATAWA BANK CORPORATION Exhibit 99.1 FOR IMMEDIATE RELEASE August 1, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President and CEO – Wintrust Financial Corporation, (847) 939-9000 David A. Dykstra, Vice Chair and COO – Wintrust Financial Corporation, (847) 939-9000 Richard L. Postma, Chairman – Macatawa Bank Corporation, (616) 392-1517 Wintrust Website address: www.wintrust.com Macatawa Website address: www.maca
August 1, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
July 17, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
July 17, 2024	EX-99.2	Earnings Release Presentation Q2 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q2 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
July 17, 2024	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE July 17, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record Year-to-Dat
June 18, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
June 18, 2024	424B3	Macatawa Bank Corporation TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) File No.333-279835 Macatawa Bank Corporation Wintrust Financial Corporation PROXY STATEMENT OF MACATAWA BANK CORPORATION PROSPECTUS OF WINTRUST FINANCIAL CORPORATION Merger Proposed — Your Vote Is Important DEAR MACATAWA SHAREHOLDERS: You are cordially invited to attend a special meeting of shareholders of Macatawa Bank Corporation (“Macatawa”),
June 18, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
June 13, 2024	S-4/A	As filed with the Securities and Exchange Commission on June 13, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 13, 2024.
June 13, 2024	EX-99.1	Form of proxy card. Exhibit 99.1 THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date SCAN TO VIEW MATERIALS & VOTE 0 0 0 0 0 0 0 0 0 00006486601 R1.0.0.6 MACATAWA BANK CORPORATION 10753 MACATAWA DRIVE HOLLAND, MI 49424
June 13, 2024	CORRESP	WINTRUST FINANCIAL CORPORATION 9700 W. Higgins Road, Suite 800 Rosemont, Illinois 60018 June 13, 2024 WINTRUST FINANCIAL CORPORATION 9700 W. Higgins Road, Suite 800 Rosemont, Illinois 60018 June 13, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: John Stickel Re: Wintrust Financial Corporation Registration Statement on Form S-4 File No. 333-279835 Request for Acceleration of Effective Date Dear Mr. Stickel: Pursuant
May 30, 2024	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) Wintrust Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock, no par value Other 5,731,509 (1) $ 479,515,597.
May 30, 2024	S-4	As filed with the Securities and Exchange Commission on May 30, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 30, 2024.
May 28, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WIN
May 9, 2024	EX-10.1	Employment Agreement dated as of September 8, 2015 between Wintrust Financial Corporation and Kathleen M. Boege. * EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is made by and between Wintrust Financial Corporation ("Employer" or "Wintrust"), an Illinois bank holding company, and Kathleen M.
April 17, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 17, 2024	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 17, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record First Quar
April 17, 2024	EX-99.2	Earnings Release Presentation Q1 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q1 2024 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
April 15, 2024	EX-99.1	Voting and Support Agreement   Exhibit 99.1   Voting and Support Agreement   This Voting and Support Agreement (this “Agreement”) is entered into as of April 15, 2024, by and among Wintrust Financial Corporation, an Illinois corporation (“Purchaser”), Macatawa Bank Corporation, a Michigan corporation (“Company”), and those Persons whose names appear on the signature page of this Agreement and who own or solely control the vot
April 15, 2024	EX-99.3	Wintrust Financial Corporation Acquisition of Macatawa Bank Corporation: Strategic Expansion Into West Michigan With a High - Performing Banking Platform April 15, 2024 Exhibit 99.3 Wintrust Financial Corporation Acquisition of Macatawa Bank Corporation: Strategic Expansion Into West Michigan With a High - Performing Banking Platform April 15, 2024 2 Forward Looking Statements This communication contains forward - looking statements within the meaning of the federal securities laws relating to the propose d acquisition of Macatawa Bank Corporation (“Macatawa”) by
April 15, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 15, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 15, 2024	EX-99.2	WINTRUST FINANCIAL CORPORATION AND MACATAWA BANK CORPORATION ANNOUNCE PLANS TO MERGE Exhibit 99.2 FOR IMMEDIATE RELEASE April 15, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President and CEO – Wintrust Financial Corporation, (847) 939-9000 David A. Dykstra, Vice Chair and COO – Wintrust Financial Corporation, (847) 939-9000 Richard L. Postma, Chairman – Macatawa Bank Corporation, (616) 392-1517 Wintrust Website address: www.wintrust.com Macatawa Website address: www.maca
April 15, 2024	EX-99.2	WINTRUST FINANCIAL CORPORATION AND MACATAWA BANK CORPORATION ANNOUNCE PLANS TO MERGE Exhibit 99.2 FOR IMMEDIATE RELEASE April 15, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President and CEO – Wintrust Financial Corporation, (847) 939-9000 David A. Dykstra, Vice Chair and COO – Wintrust Financial Corporation, (847) 939-9000 Richard L. Postma, Chairman – Macatawa Bank Corporation, (616) 392-1517 Wintrust Website address: www.wintrust.com Macatawa Website address: www.maca
April 15, 2024	EX-2.1	Agreement and Plan of Merger, by and among Wintrust Financial Corporation, Leo Subsidiary LLC and Macatawa Bank Corporation, dated April 15, 2024. (The schedules to the Agreement and Plan of Merger have been omitted. The registrant hereby agrees to furnish supplementally a copy of any omitted schedules to the SEC upon request.)   Exhibit 2.1   AGREEMENT AND PLAN OF MERGER   BY AND AMONG   WINTRUST FINANCIAL CORPORATION,   LEO SUBSIDIARY LLC   AND   MACATAWA BANK CORPORATION   Dated as of April 15, 2024         Table of Contents   ARTICLE I THE MERGER 1       1.1 Merger 1 1.2 The Closing 2 1.3 Effective Time of Merger 2 1.4 Additional Actions 2 1.5 Surviving Company 2 1.6 Reservation of Right to Revise Structure 3       A
April 15, 2024	EX-99.3	Wintrust Financial Corporation Acquisition of Macatawa Bank Corporation: Strategic Expansion Into West Michigan With a High - Performing Banking Platform April 15, 2024 Exhibit 99.3 Wintrust Financial Corporation Acquisition of Macatawa Bank Corporation: Strategic Expansion Into West Michigan With a High - Performing Banking Platform April 15, 2024 2 Forward Looking Statements This communication contains forward - looking statements within the meaning of the federal securities laws relating to the propose d acquisition of Macatawa Bank Corporation (“Macatawa”) by
April 15, 2024	EX-99.1	Voting and Support Agreement   Exhibit 99.1   Voting and Support Agreement   This Voting and Support Agreement (this “Agreement”) is entered into as of April 15, 2024, by and among Wintrust Financial Corporation, an Illinois corporation (“Purchaser”), Macatawa Bank Corporation, a Michigan corporation (“Company”), and those Persons whose names appear on the signature page of this Agreement and who own or solely control the vot
April 15, 2024	EX-2.1	Agreement and Plan of Merger by and among Wintrust Financial Corporation, Leo Subsidiary LLC and Macatawa Bank Corporation dated April 15, 2024. Previously filed with the Commission on April 15, 2024 in Macatawa Bank Corporation's Current Report on Form 8-K, Exhibit 2.1. Here incorporated by reference.   Exhibit 2.1   AGREEMENT AND PLAN OF MERGER   BY AND AMONG   WINTRUST FINANCIAL CORPORATION,   LEO SUBSIDIARY LLC   AND   MACATAWA BANK CORPORATION   Dated as of April 15, 2024         Table of Contents   ARTICLE I THE MERGER 1       1.1 Merger 1 1.2 The Closing 2 1.3 Effective Time of Merger 2 1.4 Additional Actions 2 1.5 Surviving Company 2 1.6 Reservation of Right to Revise Structure 3       A
April 4, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material under § 240.
April 4, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under § 240.
February 28, 2024	EX-97.1	WINTRUST FINANCIAL CORPORATION POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Exhibit 97.1 Adopted Effective October 26, 2023 WINTRUST FINANCIAL CORPORATION POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Introduction The Board of Directors (the “Board”) of Wintrust Financial Corporation (the “Company”) has adopted this Policy on Recoupment of Incentive Compensation (this “Policy”), which provides for the recoupment of compensation in certain circumstances in the event of a
February 28, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 001-35077 Wintrust Financial Corporatio
February 28, 2024	EX-21.1	Subsidiaries of the Registrant December 31, 2023 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Excha Exhibit 21.1 Subsidiaries of the Registrant December 31, 2023 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Exchange Company, LLC Delaware Elektra Holding Company, LLC Delaware First Insurance Funding of Canada, Inc. Canada FIFC Edge International Co
February 28, 2024	EX-4.1	Exhibit 4.1 of the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2023, filed with the Commission on February 28, 2024 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Introduction Wintrust Financial Corporation (the “Company,” “we,” “us” or “our”) has three securities registered pursuant to Section 12 of the Securities Exchange Act of 1934: (i) our common stock, (ii) our Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series D, which we refer to as series D preferred, and (iii) depositary shares, each representing a 1/1,000th interest in a share our 6.
February 13, 2024	SC 13G/A	WTFC / Wintrust Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02291-wintrustfinancialcor.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Wintrust Financial Corp Title of Class of Securities: Common Stock CUSIP Number: 97650W108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box t
January 17, 2024	EX-99.2	Earnings Release Presentation Q4 2023 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q4 2023 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
January 17, 2024	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE January 17, 2024 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record Full Yea
January 17, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
December 12, 2023	EX-10.1	Second Amendment,dated December 11, 2023, to the Amended and Restated Credit Agreement dated December 12, 2022, as amended and restated, among Wintrust Financial Corporation, the lenders named therein, and Wells Fargo Bank, National Association, as administrative agent EXHIBIT 10.1 EXECUTION VERSION Second Amendment to Amended and Restated Credit Agreement This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment"), dated as of December 11, 2023 (effective as provided herein), is among WINTRUST FINANCIAL CORPORATION, an Illinois corporation ("Borrower"), each lender party hereto (each, a "Lender," and collectively, the "Lenders"), and WELLS
December 12, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (C
November 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077
October 17, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
October 17, 2023	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 17, 2023 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record Year-to-
October 17, 2023	EX-99.2	Earnings Release Presentation Q3 2023 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i Earnings Release Presentation Q3 2023 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
August 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WINT
August 1, 2023	EX-3.2	Amended and Restated By-laws of Wintrust, as amended (incorporated by reference to Exhibit 3.2 of Wintrust’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 1, 2023). EXHIBIT 3.2 Adopted Effective July 27, 2023 AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION (AN ILLINOIS CORPORATION) AS AMENDED ARTICLE I OFFICES Wintrust Financial Corporation (the “corporation”) shall continuously maintain in the State of Illinois a registered office and a registered agent whose office is identical with such registered office, and may have other offices within or
August 1, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
July 20, 2023	EX-10.1	, among Wintrust Financial Corporation, the lenders named therein, and Wells Fargo Bank, National Association, as administrative agent. EXECUTION VERSION First Amendment to Amended and Restated Credit Agreement This FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of July 17, 2023 (effective as provided herein), is among WINTRUST FINANCIAL CORPORATION, an Illinois corporation (“Borrower”), each Lender a party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent (“Administrative Agent”).
July 20, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
July 20, 2023	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE July 19, 2023 FOR MORE INFORMATION CONTACT: Timothy S. Crane, President & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record Year-to-Dat
July 20, 2023	EX-99.2	Earnings Release Presentation Q2 2023 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “i a3q2023992earningsreleas Earnings Release Presentation Q2 2023 Wintrust Financial Corporation 22 This document contains forward-looking statements within the meaning of federal securities laws.
June 6, 2023	EX-10.1	by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada. EXHIBIT 10.1 ELEVENTH AMENDING AGREEMENT (First Insurance Funding of Canada Inc.) This Eleventh Amending Agreement made as of May 31, 2023. B E T W E E N: FIRST INSURANCE FUNDING OF CANADA INC. (hereinafter referred to as the “Seller” or the “Servicer”) - and - CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST, (hereinafter referred to as the “Purchaser”) RECITALS: WHEREAS the p
June 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 WINTRUST FINANCIAL C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
June 6, 2023	EX-10.3	by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First Insurance Funding of Canada Inc. EXHIBIT 10.3 PLAZA TRUST c/o Royal Bank of Canada 200 Bay Street, Royal Bank Plaza 2nd Floor, North Tower Toronto, ON, M5J 2W7 May 31, 2023 First Insurance Funding of Canada Inc. c/o Wintrust Financial Corporation 9700 West Higgins Road, Suite 800 Rosemont, IL 60018 Attention: Mr. David Dykstra, Vice Chairman and Chief Operating Officer Dear Sirs: Receivables Purchase Agreement dated as of Decembe
June 6, 2023	EX-10.2	by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust. EXHIBIT 10.2 Performance Guarantee Confirmation Reference is made to a Performance Guarantee dated as of December 16, 2014 made by the undersigned in favour of the Purchaser (the “Performance Guarantee”). The undersigned acknowledges and confirms that the performance guarantee remains in full force and effect notwithstanding the entering into of this Eleventh Amending Agreement Dated as of the 31s
May 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 WINTRUST FINANCIAL C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 9, 2023	EX-3.2	Restated Certificate of Designations of Wintrust filed on May 5, 2023 with the Secretary of State of the State of Illinois designating the preferences, limitations, voting powers and relative rights of the Series D Preferred Stock (incorporated by reference to Exhibit 3.2 of Wintrust’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023). WINTRUST FINANCIAL CORPORATION RESTATED CERTIFICATE OF DESIGNATIONS Pursuant to Section 6.
May 9, 2023	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Wintrust Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title (1)(2) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Re
May 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WIN
May 9, 2023	S-3ASR	As filed with the Securities and Exchange Commission on May 9, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 9, 2023 Registration No.
May 9, 2023	EX-25.1	Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of U.S. Bank Trust Company, National Association, as Trustee. Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
April 19, 2023	EX-99.2	Earnings Release Presentation Q1 2023 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “in q12023earningsreleasepre Earnings Release Presentation Q1 2023 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws.
April 19, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 WINTRUST FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 19, 2023	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 19, 2023 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record First Quarte
April 6, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material under § 240.
April 6, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under § 240.
February 28, 2023	EX-21.1	Subsidiaries of the Registrant December 31, 2022 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Excha Exhibit 21.1 Subsidiaries of the Registrant December 31, 2022 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Exchange Company, LLC Delaware Elektra Holding Company, LLC Delaware First Insurance Funding of Canada, Inc. Canada FIFC Edge International Co
February 28, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 001-35077 Wintrust Financial Corporatio
February 28, 2023	EX-4.1	DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Introduction Wintrust Financial Corporation (the “Company,” “we,” “us” or “our”) has three securities registered pursuant to Section 12 of the Securities Exchange Act of 1934: (i) our common stock, (ii) our Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series D, which we refer to as series D preferred, and (iii) depositary shares, each representing a 1/1,000th interest in a share our 6.
January 30, 2023	EX-3.2	Amended and Restated By-Laws of Wintrust Financial Corporation, Adopted Effective January 26, 2023 Exhibit 3.2 Adopted Effective January 26, 2023 AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION (AN ILLINOIS CORPORATION) AS AMENDED ARTICLE I OFFICES Wintrust Financial Corporation (the “corporation”) shall continuously maintain in the State of Illinois a registered office and a registered agent whose office is identical with such registered office, and may have other offices within
January 30, 2023	EX-10.1	Amended and Restated Employment Agreement, dated as of January 26, 2023, between the Company and Timothy S. Crane (incorporated by reference to Exhibit 10.1 of the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2023).* Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is made by and between WINTRUST FINANCIAL CORPORATION (“Wintrust”), a bank holding company, and Timothy S. Crane, an individual resident in the State of Illinois (“Executive”), as of January 26, 2023. WITNESSETH THAT: WHEREAS, Wintrust and Executive are parties to an Employment A
January 30, 2023	EX-10.2	Amended and Restated Employment Agreement, dated as of January 26, 2023, between the Company and Edward J. Wehmer (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2023).* Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is made by and between WINTRUST FINANCIAL CORPORATION (“Wintrust”), a bank holding company, and Edward J. Wehmer, an individual resident in the State of Illinois (“Executive”), as of January 26, 2023. WITNESSETH THAT: WHEREAS, Wintrust and Executive are parties to an Amended and
January 30, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 30, 2023	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE January 30, 2023 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chair & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust To Appoint Timothy S. Crane as Chief Executive Off
January 18, 2023	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE January 18, 2023 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Fourth Quarter an
January 18, 2023	EX-99.2	Earnings Release Presentation Q4 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “in Earnings Release Presentation Q4 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws.
January 18, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2023 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 10, 2023	SC 13G/A	WTFC / Wintrust Financial Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0017-wintrustfinancialcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Wintrust Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 97650W108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box
January 5, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (C
December 15, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (C
December 15, 2022	EX-10.1	Amended and Restated Credit Agreement, dated as of December 12, 2022, by and among Wintrust Financial Corporation, as Borrower, the lenders who are party to the Agreement and the lenders who may become a party to the Agreement pursuant to terms hereof, as Lenders, and Wells Fargo, National Association, a national banking association, as Administrative Agent for the Lenders. EXHIBIT 10.1 $300,000,000 AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 12, 2022 by and among WINTRUST FINANCIAL CORPORATION, as Borrower, the Lenders referred to herein, as Lenders, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent TABLE OF CONTENTS Page ARTICLE I Definitions 1 SECTION 1.1 Definitions 1 SECTION 1.2 Other Interpretive Provisions 25 SECTION 1.3 Accoun
November 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077
October 21, 2022	EX-99.2	Earnings Release Presentation Q3 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “in Earnings Release Presentation Q3 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws.
October 21, 2022	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 18, 2022 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Third Quarter 202
October 21, 2022	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (
October 18, 2022	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 18, 2022 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Third Quarter 202
October 18, 2022	EX-99.2	Earnings Release Presentation Q3 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “in Earnings Release Presentation Q3 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws.
October 18, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
September 15, 2022	EX-10.1	Fifth Amendment, dated as of September 13, 2022, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named therein, and Wells Fargo Bank, National Association, as administrative agent EXHIBIT 10.1 Fifth Amendment to Credit Agreement This FIFTH AMENDMENT TO CREDIT AGREEMENT (this "Amendment"), dated as of September 13, 2022 (effective as provided herein), is among WINTRUST FINANCIAL CORPORATION, an Illinois corporation ("Borrower"), each Lender a party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent ("Administrative Agent"). RECITALS: Borrower, Lender
September 15, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (
August 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WINT
July 20, 2022	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE July 20, 2022 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Second Quarter 2022
July 20, 2022	EX-99.2	Second Quarter 2022 Earnings Release Presentation dated July 20, 2022
July 20, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
June 10, 2022	EX-1.1	Underwriting Agreement, dated as of June 7, 2022, between Wintrust Financial Corporation and RBC Capital Markets, LLC, as representative of the several underwriters named therein Exhibit?1.1 ? EXECUTION COPY ? WINTRUST FINANCIAL CORPORATION ? (an Illinois corporation) ? 3,000,000 Shares of Common Stock ? UNDERWRITING AGREEMENT ? Dated: June?7, 2022 ? ? ? WINTRUST FINANCIAL CORPORATION ? (an Illinois corporation) ? 3,000,000 Shares of Common Stock ? UNDERWRITING AGREEMENT ? June?7, 2022 ? RBC Capital Markets, LLC as Representative of the several Underwriters ? c/o RBC Capit
June 10, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
June 9, 2022	424B5	3,000,000 Shares Wintrust Financial Corporation Common Stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ?File No. 333-238023? PROSPECTUS SUPPLEMENT (To prospectus dated May 6, 2020) 3,000,000 Shares Wintrust Financial Corporation Common Stock We are offering 3,000,000 shares of our common stock. Our common stock is listed on the Nasdaq Global Select Market under the symbol ?WTFC.? On June 7, 2022, the last sale price of the shares as reported on t
June 9, 2022	EX-FILING FEES	Calculation of Filing Fee Table Exhibit ? Filing Fees Calculation of Filing Fee Table 424(b)(5) (Form Type) Wintrust Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(1) Fees to Be Paid Equity Common stock, no par value per share 457(r) 3,450,000 (2) $ 86.
June 7, 2022	424B5	Subject to Completion Preliminary Prospectus Supplement dated June 7, 2022 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.
May 27, 2022	EX-10.1	Wintrust Financial Corporation 2022 Stock Incentive Plan EXHIBIT 10.1 WINTRUST FINANCIAL CORPORATION 2022 STOCK INCENTIVE PLAN 1.Purpose; Effect on Predecessor Plan. The purpose of the Wintrust Financial Corporation 2022 Stock Incentive Plan is to benefit the Corporation and its Subsidiaries by enabling the Corporation to offer certain present and future officers, employees, directors and consultants stock-based incentives and other equity interests in
May 27, 2022	S-8	As filed with the Securities and Exchange Commission on May 27, 2022 As filed with the Securities and Exchange Commission on May 27, 2022 Registration No.
May 27, 2022	EX-FILING FEES	Filing Fee Table. EXHIBIT 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Wintrust Financial Corporation (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee(2) Equity(3) Common Stock, no par value per share Rule 457(c) and Rule 457(h) 1,584,727 $ 81.
May 27, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 6, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WIN
May 3, 2022	EX-10.2	by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust. EXHIBIT 10.2 Performance Guarantee Confirmation Reference is made to a Performance Guarantee dated as of December 16, 2014 made by the undersigned in favour of the Purchaser (the ?Performance Guarantee?). The undersigned acknowledges and confirms that the performance guarantee remains in full force and effect notwithstanding the entering into of this Tenth Amending Agreement Dated as of the 2nd da
May 3, 2022	EX-10.1	by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada. EXHIBIT 10.1 TENTH AMENDING AGREEMENT (First Insurance Funding of Canada Inc.) This Tenth Amending Agreement made as of May 2, 2022. B E T W E E N: FIRST INSURANCE FUNDING OF CANADA INC. (hereinafter referred to as the ?Seller? or the ?Servicer?) - and - CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST, (hereinafter referred to as the ?Purchaser?) RECITALS: WHEREAS the parties
May 3, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commiss
May 3, 2022	EX-10.3	by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First Insurance Funding of Canada Inc. EXHIBIT 10.3 PLAZA TRUST c/o Royal Bank of Canada 200 Bay Street, Royal Bank Plaza 2nd Floor, North Tower Toronto, ON, M5J 2W7 May 2, 2022 First Insurance Funding of Canada Inc. c/o Wintrust Financial Corporation 9700 West Higgins Road, Suite 800 Rosemont, IL 60018 Attention: Mr. David Dykstra, Vice Chairman and Chief Operating Officer Dear Sirs: Receivables Purchase Agreement dated as of December
April 19, 2022	EX-99.2	Earnings Release Presentation Q1 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws. Forward-looking information can be identified through the use of words such as “in a1q22earningsreleasepres Earnings Release Presentation Q1 2022 Wintrust Financial Corporation 2 This document contains forward-looking statements within the meaning of federal securities laws.
April 19, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 19, 2022	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 19, 2022 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports First Quarter 2022
April 7, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.
April 7, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.
February 25, 2022	EX-21.1	Subsidiaries of the Registrant December 31, 2021 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Excha Exhibit 21.1 Subsidiaries of the Registrant December 31, 2021 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Exchange Company, LLC Delaware Elektra Holding Company, LLC Delaware First Insurance Funding of Canada, Inc. Canada FIFC Edge International Co
February 25, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 001-35077 Wintrust Financial Corporatio
February 10, 2022	SC 13G/A	WTFC / Wintrust Financial Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Wintrust Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 97650W108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fi
January 31, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 31, 2022	EX-3.1	dopted Effective January 27, 2022 Adopted Effective January 27, 2022 AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION (AN ILLINOIS CORPORATION) AS AMENDED ARTICLE I OFFICES Wintrust Financial Corporation (the ?corporation?) shall continuously maintain in the State of Illinois a registered office and a registered agent whose office is identical with such registered office, and may have other offices within or without the state.
January 19, 2022	EX-99.2	Earnings Release Presentation Q4 2021 Wintrust Financial Corporation 2 Celebrated Wintrust’s 30th anniversary by reporting record annual net income and eclipsing $50 billion in total assets. The fourth quarter of 2021 was characterized by significant Earnings Release Presentation Q4 2021 Wintrust Financial Corporation 2 Celebrated Wintrust?s 30th anniversary by reporting record annual net income and eclipsing $50 billion in total assets.
January 19, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 19, 2022	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE January 19, 2022 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Fourth Quarter 20
December 28, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (C
December 28, 2021	EX-10.1	Fourth Amendment, dated as of December 23, 2021, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named therein, and Wells Fargo Bank, National Association, as administrative agent. EXHIBIT 10.1 Fourth Amendment to Credit Agreement This FOURTH AMENDMENT TO CREDIT AGREEMENT (this "Amendment"), dated as of December 23, 2021 (effective as provided herein), is among WINTRUST FINANCIAL CORPORATION, an Illinois corporation ("Borrower"), each Lender a party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent ("Administrative Agent"). RECITALS: Borrower, Lende
November 8, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077
October 28, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
October 28, 2021	EX-99.1	Wintrust Financial Corporation 9700 West Higgins Road, Rosemont, Illinois 60018 EXHIBIT 99.1 Wintrust Financial Corporation 9700 West Higgins Road, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 28, 2021 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Website address: www.wintrust.com WINTRUST FINANCIAL CORPORATION ANNOUNCES CASH DIVIDENDS AND NEW SH
October 19, 2021	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 19, 2021 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Third Quarter 202
October 19, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
October 19, 2021	EX-99.2	Earnings Release Presentation Q3 2021 Wintrust Financial Corporation 2 Our core fundamentals were strong, with robust loan and deposit growth, increased net interest income despite significant PPP loan reductions, record wealth management revenue, st Earnings Release Presentation Q3 2021 Wintrust Financial Corporation 2 Our core fundamentals were strong, with robust loan and deposit growth, increased net interest income despite significant PPP loan reductions, record wealth management revenue, strong mortgage revenues, improved net overhead and efficiency ratios compared to the prior quarter, strong loan pipelines and very good credit quality metrics.
September 14, 2021	EX-10.1	Third Amendment, dated as of September 14, 2021, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named therein, and Wells Fargo Bank, National Association, as administrative agent. EXHIBIT 10.1 Execution Version Third Amendment to Credit Agreement This THIRD AMENDMENT TO CREDIT AGREEMENT (this "Amendment"), dated as of September 14, 2021 (effective as provided herein), is among WINTRUST FINANCIAL CORPORATION, an Illinois corporation ("Borrower"), each Lender a party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent ("Administrative Agent"). RECITALS
September 14, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (
August 6, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WINT
July 19, 2021	EX-99.2	Earnings Release Presentation Q2 2021 Wintrust Financial Corporation 2 ROA3 • Total loans, excluding Paycheck Protection Program ("PPP") loans, increased by $1.2 billion or 15%, on an annualized basis. • Total deposits increased by $932 million. • Ne Earnings Release Presentation Q2 2021 Wintrust Financial Corporation 2 ROA3 ? Total loans, excluding Paycheck Protection Program ("PPP") loans, increased by $1.
July 19, 2021	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE July 19, 2021 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Second Quarter 2021
July 19, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
June 2, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 27, 2021	S-8	As filed with the Securities and Exchange Commission on May 27, 2021 As filed with the Securities and Exchange Commission on May 27, 2021 Registration No.
May 7, 2021	EX-10.4	Form of Restricted Share Unit Award Agreement under the Company’s 2015 Stock Incentive Plan.* WINTRUST FINANCIAL CORPORATION RESTRICTED SHARE UNIT AWARD AGREEMENT This Restricted Share Unit Award Agreement (herein called the "Agreement") is made and entered into as of January 28, 2021 by and between Wintrust Financial Corporation, an Illinois corporation (the "Company"), and First Name Last Name ("Employee").
May 7, 2021	EX-10.5	Form of Performance Award Agreement - Share Settled under the Company’s 2015 Stock Incentive Plan.* WINTRUST FINANCIAL CORPORATION PERFORMANCE AWARD AGREEMENT This Performance Award Agreement (the ?Agreement?) is dated as of January 28, 2021 (the ?Grant Date?), by and between Wintrust Financial Corporation, an Illinois corporation (the ?Company?), and First Name Last Name (the ?Participant?) and is governed by the terms of the Wintrust Financial Corporation Long-Term Incentive Program (the ?Program?), which was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of the Company under the Wintrust Financial Corporation 2015 Stock Incentive Plan (the ?Plan?).
May 7, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WIN
April 20, 2021	EX-99.2	Earnings Release Presentation Q1 2021 Wintrust Financial Corporation 2 ROA3 • Total loans, excluding Paycheck Protection Program ("PPP") loans, increased by $515 million. • Total investment securities increased by $1.0 billion as the Company deployed Earnings Release Presentation Q1 2021 Wintrust Financial Corporation 2 ROA3 ? Total loans, excluding Paycheck Protection Program ("PPP") loans, increased by $515 million.
April 20, 2021	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 19, 2021 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record First Quarte
April 20, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 12, 2021	EX-3.2	Amended and Restated By-laws EX-3.2 2 amendedandrestatedbylawsas.htm EX-3.2 AMENDED AND RESTATED BY-LAWS AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION (AN ILLINOIS CORPORATION) AS AMENDED ARTICLE I OFFICES Wintrust Financial Corporation (the “corporation”) shall continuously maintain in the State of Illinois a registered office and a registered agent whose office is identical with such registered office, and
April 12, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
April 8, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.
April 8, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.
February 26, 2021	EX-21.1	Subsidiaries of the Registrant December 31, 2020 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Excha EX-21.1 3 exhibit211subsidiaries1231.htm EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant December 31, 2020 Subsidiary Jurisdiction Barrington Bank & Trust Company, N.A. United States Beverly Bank & Trust Company, N.A. United States Crystal Lake Bank & Trust Company, N.A. United States Chicago Deferred Exchange Company, LLC Delaware Elektra Holding Company, LLC Delaware First Insurance Funding
February 26, 2021	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 001-35077 Wintrust Financial Corporatio
February 26, 2021	EX-4.1	DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 EX-4.1 2 exhibit41registrantsecurit.htm EX-4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Introduction Wintrust Financial Corporation (the “Company,” “we,” “us” or “our”) has three securities registered pursuant to Section 12 of the Securities Exchange Act of 1934: (i) our common stock, (ii) our Fixed-to-Floating Non-Cumulati
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Wintrust Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 97650W108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fil
January 21, 2021	EX-99.2	Earnings Release Presentation Q4 2020 Wintrust Financial Corporation 2 ROA3 • Total loans, excluding Paycheck Protection Program ("PPP") loans, increased by $607 million primarily due to growth in commercial loans and life insurance premium finance r q42020earningspresentati Earnings Release Presentation Q4 2020 Wintrust Financial Corporation 2 ROA3 • Total loans, excluding Paycheck Protection Program ("PPP") loans, increased by $607 million primarily due to growth in commercial loans and life insurance premium finance receivables.
January 21, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 21, 2021	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE January 20, 2021 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Fourth Quarter 20
January 20, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2021 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
January 20, 2021	EX-10.1	, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada. EX-10.1 2 ex101ninthamendingagreemen.htm EX-10.1 NINTH AMENDING AGREEMENT EXHIBIT 10.1 NINTH AMENDING AGREEMENT (First Insurance Funding of Canada Inc.) This Ninth Amending Agreement made as of January 15, 2021. B E T W E E N: FIRST INSURANCE FUNDING OF CANADA INC. (hereinafter referred to as the “Seller” or the “Servicer”) - and - CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRU
January 20, 2021	EX-10.3	, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First Insurance Funding of Canada Inc. EX-10.3 4 ex103firstinsurancefeelett.htm EX-10.3 FEE LETTER EXHIBIT 10.3 PLAZA TRUST c/o Royal Bank of Canada 200 Bay Street, Royal Bank Plaza 2nd Floor, North Tower Toronto, ON, M5J 2W7 January 15, 2021 First Insurance Funding of Canada Inc. c/o Wintrust Financial Corporation 9700 West Higgins Road, Suite 800 Rosemont, IL 60018 Attention: Mr. David Dykstra, Vice Chairman and Chief Operating Offic
January 20, 2021	EX-10.2	by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust. EX-10.2 3 ex102performanceguaranteec.htm EX-10.2 PERFORMANCE GUARANTEE EXHIBIT 10.2 Performance Guarantee Confirmation Reference is made to a Performance Guarantee dated as of December 16, 2014 made by the undersigned in favour of the Purchaser (the “Performance Guarantee”). The undersigned acknowledges and confirms that the performance guarantee remains in full force and effect notwithstanding th
November 6, 2020	S-8	- FORM S-8 As filed with the Securities and Exchange Commission on November 6, 2020 Registration No.
November 6, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077
October 22, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Co
October 22, 2020	EX-99.2	Wintrust Financial Corporation Earnings Release Presentation Q3 2020 Q3 2020 Highlights Performance Highlights vs. Q2 2020 Third Quarter 2020 Highlights as compared to Second Quarter 2020 (Q3 2020) • Loan growth of $733 million or 9%, on an annualize earningsreleasepresent20 Wintrust Financial Corporation Earnings Release Presentation Q3 2020 Q3 2020 Highlights Performance Highlights vs.
October 22, 2020	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE October 21, 2020 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Record Third Quar
September 17, 2020	EX-10.1	Second Amendment, dated as of September 15, 2020, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named therein, and Wells Fargo Bank, National Association, as administrative agent. EXHIBIT 10.1 EXECUTION VERSION SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this "Amendment"), dated as of September 15, 2020 (effective as provided herein), is among WINTRUST FINANCIAL CORPORATION, an Illinois corporation ("Borrower"), each Lender a party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent ("Administrative Agent"). RECITA
September 17, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (
August 10, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WINT
July 22, 2020	EX-99.2	Wintrust Financial Corporation Earnings Release Presentation Q2 2020 Q2 2020 Highlights Performance Highlights vs. Q1 2020 Second Quarter 2020 Highlights as compared to First Quarter 2020 (Q2 2020) • Net interest income increased by $1.7 million comp EX-99.2 3 q22020earningspresent.htm EXHIBIT 99.2 Wintrust Financial Corporation Earnings Release Presentation Q2 2020 Q2 2020 Highlights Performance Highlights vs. Q1 2020 Second Quarter 2020 Highlights as compared to First Quarter 2020 (Q2 2020) • Net interest income increased by $1.7 million compared to the first quarter of 2020 as the impact of a $5.1 billion increase in average earning assets
July 22, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
July 22, 2020	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE July 21, 2020 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports Second Quarter 2020
June 2, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 28, 2020	8-A12B	- 8-A12B 8-A12B 1 a20-2118018a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 36-3873352 (State of incorporation or organization) (I.R.S. Empl
May 26, 2020	EX-10.1	Eighth Amending Agreement, dated as of May 20, 2020 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada. EXHIBIT 10.1 EIGHTH AMENDING AGREEMENT (First Insurance Funding of Canada Inc.) This Eighth Amending Agreement made as of May 20, 2020. B E T W E E N: FIRST INSURANCE FUNDING OF CANADA INC. (hereinafter referred to as the “Seller” or the “Servicer”) - and - CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST, (hereinafter referred to as the “Purchaser”) RECITALS: WHEREAS the parti
May 26, 2020	EX-10.2	Performance Guarantee Confirmation, made as of May 20, 2020, by the Company in favor of CIBC Mellon Trust Company, in its capacity as trustee of PLAZA Trust (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 26, 2020). EXHIBIT 10.2 Performance Guarantee Confirmation Reference is made to a Performance Guarantee dated as of December 16, 2014 made by the undersigned in favour of the Purchaser (the “Performance Guarantee”). The undersigned acknowledges and confirms that the performance guarantee remains in full force and effect notwithstanding the entering into of this eighth amendment. Dated as of the 20th day of M
May 26, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commis
May 26, 2020	EX-10.3	Fee Letter dated as of May 20, 2020 by CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First Insurance Funding of Canada Inc. EXHIBIT 10.3 PLAZA TRUST c/o Royal Bank of Canada 200 Bay Street, Royal Bank Plaza 2nd Floor, North Tower Toronto, ON, M5J 2W7 May 20, 2020 First Insurance Funding of Canada Inc. c/o Wintrust Financial Corporation 9700 West Higgins Road, Suite 800 Rosemont, IL 60018 Attention: Mr. David Dykstra, Vice Chairman and Chief Operating Officer Dear Sirs: Receivables Purchase Agreement dated as of Decembe
May 15, 2020	8-K	Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois (State or other jurisdiction of Incorporation) 001-35077 (Commission File N
May 15, 2020	EX-4.2	Deposit Agreement, by and among the Company, U.S. Bank National Association, as registrar and as depositary, and the holders from time to time of the depositary receipts described therein (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 15, 2020). Exhibit 4.2 EXECUTION VERSION DEPOSIT AGREEMENT among Wintrust Financial Corporation, as Issuer U.S. Bank National Association, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 15, 2020 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.1. Definitions. 1 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF STOCK, EXECUTION AND DELIVERY, TRANSF
May 8, 2020	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois (State or other jurisdiction of Incorporation) 001-35077 (Commission File Nu
May 8, 2020	EX-1.1	Underwriting Agreement, dated as of May 6, 2020, between Wintrust Financial Corporation and RBC Capital Markets, LLC, as representative of the several underwriters named in Schedule A thereto. Exhibit 1.1 Execution Version WINTRUST FINANCIAL CORPORATION (an Illinois corporation) 10,000,000 Depositary Shares, Each Representing a 1/1000th Interest in a Share of 6.875% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E UNDERWRITING AGREEMENT Dated: May 6, 2020 WINTRUST FINANCIAL CORPORATION (an Illinois corporation) 10,000,000 Depositary Shares, Each Representing a 1/1000t
May 8, 2020	EX-3.1	Certificate of Designations of the Company filed on May 7, 2020 with the Secretary of State of the State of Illinois designating the preferences, limitations, voting powers and relative rights of the Series E Preferred Stock (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 8, 2020). Exhibit 3.1 WINTRUST FINANCIAL CORPORATION CERTIFICATE OF DESIGNATIONS Pursuant to Section 6.10 of the Illinois Business Corporation Act 6.875% FIXED-RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E (no par value per share) The undersigned, David A. Dykstra, Vice Chairman and Chief Operating Officer of Wintrust Financial Corporation, an Illinois corporation (the “Corporation”), hereby
May 7, 2020	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Maximum Aggregate Offering Price Amount of Registration Fee(1) Depositary Shares of Wintrust Financial Corporation (each representing a 1/1,000th interest in a share o Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No.
May 6, 2020	FWP	WINTRUST FINANCIAL CORPORATION 10,000,000 DEPOSITARY SHARES, EACH REPRESENTING A 1/1,000th INTEREST IN A SHARE OF 6.875% FIXED-RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E (liquidation preference $25,000 per share (equivalent to $25. FWP 1 a20-184464fwp.htm FWP Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated May 6, 2020 Supplementing the Preliminary Prospectus Supplement, dated May 6, 2020 Registration No. 333-238023 WINTRUST FINANCIAL CORPORATION 10,000,000 DEPOSITARY SHARES, EACH REPRESENTING A 1/1,000th INTEREST IN A SHARE OF 6.875% FIXED-RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E (liquid
May 6, 2020	S-3ASR	- S-3ASR Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on May 6, 2020 Registration No.
May 6, 2020	424B5	Subject to Completion Preliminary Prospectus Supplement dated May 6, 2020 Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) File No.
May 6, 2020	EX-4.5	Form of Subordinated Indenture Exhibit 4.5 WINTRUST FINANCIAL CORPORATION as the Company and U.S. BANK NATIONAL ASSOCIATION as Trustee Subordinated Indenture Dated as of CROSS-REFERENCE TABLE Trust Indenture Act Section Indenture Section 310(a)(1) 7.11 (a)(2) 7.11 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.08; 7.11 (b) 7.08; 7.09; 7.11; 10.02 311(a) 7.03 (b) 7.03 312(a) 4.03 (b) 10.15 (c) 10.15 313(a) 7.06 (b)(1) 7.06 (b)(2) 7.06 (c) 7.0
May 6, 2020	EX-25.1	Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of U.S. Bank National Association, as Trustee. Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) o U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif
May 5, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35077 WIN
April 22, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 22, 2020	EX-99.2	Wintrust Financial Corporation Earnings Release Presentation Q1 2020 Q1 2020 Highlights Performance Highlights vs. Q4 2019 Key Observations (Q1 2020) • Net interest income decreased by $436,000 compared to the fourth quarter of 2019 as the impact of earningsreleasepresent20 Wintrust Financial Corporation Earnings Release Presentation Q1 2020 Q1 2020 Highlights Performance Highlights vs.
April 22, 2020	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 Exhibit 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 21, 2020 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Reports First Quarter 2020
April 20, 2020	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 EXHIBIT 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 17, 2020 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation to Make Loans to Approximat
April 20, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 14, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Comm
April 14, 2020	EX-99.1	Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 EXHIBIT 99.1 Wintrust Financial Corporation 9700 W. Higgins Road, Suite 800, Rosemont, Illinois 60018 News Release FOR IMMEDIATE RELEASE April 10, 2020 FOR MORE INFORMATION CONTACT: Edward J. Wehmer, Founder & Chief Executive Officer David A. Dykstra, Vice Chairman & Chief Operating Officer (847) 939-9000 Web site address: www.wintrust.com Wintrust Financial Corporation Working Tirelessly To Suppo
April 13, 2020	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2020 WINTRUST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Illinois 001-35077 36-3873352 (State or other jurisdiction of Incorporation) (Commi
April 13, 2020	EX-3.2	Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on April 13, 2020, and incorporated herein by reference). EX-3.2 2 wintrustfinancialamend.htm EXHIBIT 3.2 AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF WINTRUST FINANCIAL CORPORATION (AN ILLINOIS CORPORATION) AS AMENDED ARTICLE I OFFICES Wintrust Financial Corporation (the “corporation”) shall continuously maintain in the State of Illinois a registered office and a registered agent whose office
April 9, 2020	DEF 14A	Definitive Proxy Statement on Schedule 14A filed with the SEC on April 9, 2020 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under § 240.
April 9, 2020	DEFA14A	WTFC / Wintrust Financial Corp. DEFA14A - - DEFA14A DEFA14A 1 tm2015078-2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (

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