Basic Stats
| LEI | 2549003YOJGAZ0PVFV48 |
| CIK | 1261654 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Universal Technical Institute, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECHN |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2025 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| August 6, 2025 |
q3fy25investorpresentati Universal Technical Institute, Inc. Q3 FY2025 Investor Presentation 2 Forward-Looking Statements All statements contained in this presentation, other than statements of historical fact, are "forward-looking" statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth i |
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| August 6, 2025 |
q32025financialsupplemen Universal Technical Institute, Inc. Q3 2025 Financial Supplement Forward-Looking Statements All statements contained in this press release and the related conference call, other than statements of historical fact, are "forward-looking" statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Ref |
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| August 6, 2025 |
Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2025 Third Quarter Results Company Raises Lower End Fiscal 2025 Guidance Ranges for Revenue and New Student Starts, Expresses Increased Confidence in Long Term Plan PHOENIX, ARIZ. - August 6, 2025 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare e |
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| May 8, 2025 |
Offer Letter with Bruce Schuman dated January 27, 2025. Signed by Bruce Schuman | [email protected] | 1/30/2025 5:47:28 AM UTC | 73.240.96.35 January 27, 2025 Bruce Schuman 1793 Atherton Drive Lake Oswego, Oregon 97034 Dear Bruce, Congratulations! On behalf of Universal Technical Institute, Inc. (UTI) it is a pleasure to confirm our offer of employment as well as the details of next steps. The position, as discussed, is Executive Vice President and C |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| May 7, 2025 |
Universal Technical Institute, Inc. Q2 FY2025 Investor Presentation 2 Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Ex |
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| May 7, 2025 |
Universal Technical Institute, Inc. Q2 2025 Financial Supplement Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchang |
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| May 7, 2025 |
Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2025 Second Quarter Results Delivers Financial and Operational Outperformance in Fiscal Q2; Raises FY 2025 Guidance PHOENIX, ARIZ. - May 7, 2025 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for th |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2025 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| March 31, 2025 |
Exhibit 99.1 Media Contact Susan Aspey [email protected] 202.549.0534 Universal Technical Institute, Inc. Promotes Todd Hitchcock to Chief Operating Officer, Accelerating Execution of Company’s Successful North Star Strategy Company Appoints Adrienne DeTray as Chief Information Officer, Completing Executive Leadership Team PHOENIX and ORLANDO (March 31, 2025)—Universal Technical Institute, Inc. (NYSE |
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| March 27, 2025 |
POWER OF ATTORNEY April 25, 2024 POWER OF ATTORNEY April 25, 2024 Know all by these presents, that each of the undersigned hereby constitutes and appoints each of Chivonne Cassar, Ash Cousins and Adam Cina (each, an “Attorney-in-fact” and collectively, the “Attorneys-in-fact”) as his or its true and lawful attorney-in-fact to: 1. |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2025 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| March 17, 2025 |
Exhibit 99.1 Media Contact Susan Aspey [email protected] 202.549.0534 For Immediate Release Universal Technical Institute, Inc. Announces Bruce Schuman as Chief Financial Officer Schuman has decades of senior financial leadership experience at publicly-traded and privately-held companies PHOENIX (March 17, 2025)—Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce education provider f |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2025 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL T |
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| February 5, 2025 |
Universal Technical Institute, Inc. Q1 2025 Financial Supplement Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchang |
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| February 5, 2025 |
Universal Technical Institute, Inc. Q1 FY2025 Investor Presentation 2 Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Ex |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2025 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| February 5, 2025 |
Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2025 First Quarter Results Delivers Financial and Operational Outperformance in Fiscal Q1; Raises Fiscal 2025 Guidance Ranges for All Metrics PHOENIX, ARIZ. - February 5, 2025 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, re |
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| January 15, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| December 5, 2024 |
Securities Trading Policy Department: Legal Department Effective Date: October 13, 2015 Owner & Title: Scott Levine Last Revised Date: June 7, 2023 VP Deputy General Counsel Page 1 of 16 Purpose and Scope The purpose of this Policy is to promote compliance with applicable securities laws by Universal Technical Institute, Inc. |
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| December 5, 2024 |
13724448v3 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of September 26, 2024, by and among, UNIVERSAL TECHNICAL INSTITUTE, INC. |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-31923 UNIVERSAL TECHNICAL |
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| December 5, 2024 |
Exhibit 4.5 UNIVERSAL TECHNICAL INSTITUTE, INC. DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the registered securities of Universal Technical Institute, Inc. is intended as a summary only and therefore is not a complete description. It is subject to and qualified in its entirety by reference to our |
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| December 5, 2024 |
Subsidiaries of the Registrant. EX-21.1 5 exhibit211-9302024.htm EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARY STATE OF INCORPORATION DBA UTI Holdings, Inc. Arizona None Universal Technical Institute of Arizona, Inc. Delaware None Universal Technical Institute of California, Inc. California None Universal Technical Institute of Massachusetts, Inc. Delaware None Universal Technical Institute of North Carolina, In |
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| December 3, 2024 |
SC 13D/A 1 d911274dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Nam |
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| November 20, 2024 |
utiq4fy24investorpresent Universal Technical Institute, Inc. Q4 2024 Investor Presentation 2 Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 2 |
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| November 20, 2024 |
Universal Technical Institute Reports Fiscal Year 2024 Fourth Quarter and Year-End Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2024 Fourth Quarter and Year-End Results PHOENIX, ARIZ. - November 20, 2024 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for the fiscal 2024 fourth quarter and the full year ended September 30, 20 |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 20, 2024 |
q42024financialsupplemen Universal Technical Institute, Inc. Q4 2024 Financial Supplement Financial Supplement Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amen |
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| November 14, 2024 |
UTI / Universal Technical Institute, Inc. / Park West Asset Management LLC Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* UNIVERSAL TECHNICAL INSTITUTE, INC. (NAME OF ISSUER) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (TITLE OF CLASS OF SECURITIES) 913915104 (CUSIP NUMBER) September 30, 2024 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Ch |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Universal Technical Institute Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913915104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| September 26, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| September 10, 2024 |
Media Contact: Susan Aspey [email protected] Universal Technical Institute, Inc. Announces CFO Transition Troy Anderson to Depart from the Company; Christine Kline Appointed Interim CFO PHOENIX (September 10, 2024)—Universal Technical Institute, Inc., a leading workforce solutions provider, today announced that Troy Anderson has resigned as Executive Vice President and Chief Financial Officer, effect |
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| August 7, 2024 |
SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement (this “Amendment”) is entered into as of June 28, 2024, by and among, UNIVERSAL TECHNICAL INSTITUTE, INC. |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECHN |
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| August 6, 2024 |
Universal Technical Institute, Inc. Q3 2024 Investor Presentation August 6, 2024 2 Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the |
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| August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| August 6, 2024 |
Universal Technical Institute Reports Fiscal Year 2024 Third Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2024 Third Quarter Results PHOENIX, ARIZ. - August 6, 2024 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for the fiscal 2024 third quarter ended June 30, 2024. Universal Technical Institute, Inc. o |
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| August 6, 2024 |
August 6, 2024 Universal Technical Institute, Inc. Q3 FY24 Financial Supplement Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Sec |
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| August 5, 2024 |
EX-99.1 2 d862361dex991.htm EX-99.1 Exhibit 99.1 Media Contact: Susan Aspey [email protected] Universal Technical Institute, Inc. Announces Next Phase of “North Star Strategy” to Accelerate Growth, Diversification and Optimization Strategy expected to deliver approximately 10 percent revenue CAGR and expand Adjusted EBITDA margin to nearly 20 percent through fiscal 2029 PHOENIX (August 5, 2024)—Unive |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| May 8, 2024 |
May 8, 2024 Universal Technical Institute, Inc. Q2 FY24 Financial Supplement Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securi |
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| May 8, 2024 |
Universal Technical Institute, Inc. Q2 2024 Investor Presentation May 8, 2024 2 Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Sec |
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| May 8, 2024 |
Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2024 Second Quarter Results Raised Fiscal 2024 Guidance for New Student Starts, Revenue and Profitability Introducing Initial Revenue and Profitability Projections for Fiscal 2025 PHOENIX, ARIZ. - May 8, 2024 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| March 26, 2024 |
As filed with the Securities and Exchange Commission on March 26, 2024 As filed with the Securities and Exchange Commission on March 26, 2024 Registration No. |
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| March 26, 2024 |
EXHIBIT 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) Universal Technical Institute, Inc. |
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| March 12, 2024 |
Exhibit 10.2 [●] [●] Dear [●]: I am very pleased to announce that, effective [●] (“Grant Date”), Universal Technical Institute, Inc. (“Company”) hereby grants you (the “Grantee”) an award of Restricted Stock Units, subject to your acceptance of and agreement to all of the applicable terms, conditions and restrictions described in this Award Agreement (the “Agreement”) and the Universal Technical I |
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| March 12, 2024 |
March 12, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, NE Washington, D. |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| March 12, 2024 |
Exhibit 10.3 [●] [●] Dear [●]: I am very pleased to announce that, effective [●] (the “Grant Date”), Universal Technical Institute, Inc. (“Company”) hereby grants you (the “Grantee”) an award of Performance Units, subject to your acceptance of and agreement to all of the applicable terms, conditions and restrictions described in this Award Agreement (the “Agreement”) and the Universal Technical In |
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| March 12, 2024 |
Exhibit 10.1 Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. The Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan (the “Plan”) is hereby established effective as of March 7, 2024, the date of its approval by the stockholders of the Company (the “Effective Date”). 1. |
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| February 16, 2024 |
SC 13D/A 1 d742819dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Nam |
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| February 14, 2024 |
UTI / Universal Technical Institute, Inc. / Park West Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* UNIVERSAL TECHNICAL INSTITUTE, INC. (NAME OF ISSUER) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (TITLE OF CLASS OF SECURITIES) 913915104 (CUSIP NUMBER) DECEMBER 31, 2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to |
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| February 13, 2024 |
UTI / Universal Technical Institute, Inc. / HAMILTON LANE ADVISORS LLC - SC 13G/A Passive Investment SC 13G/A 1 uti-schedule13gamendmentno.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Universal Technical Institute, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 913915104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Sta |
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| February 13, 2024 |
UTI / Universal Technical Institute, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02168-universaltechnicalin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Universal Technical Institute Inc Title of Class of Securities: Common Stock CUSIP Number: 913915104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropri |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Technical Institute Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913915104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL T |
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| February 7, 2024 |
Universal Technical Institute Reports Fiscal Year 2024 First Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2024 First Quarter Results PHOENIX, ARIZ. - February 7, 2024 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for the fiscal 2024 first quarter ended December 31, 2023. Universal Technical Institute, |
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| February 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| January 23, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| December 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| December 19, 2023 |
SC 13D/A 1 d513452dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Name, |
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| December 19, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Universal Technical Institute, Inc. Announces Conversion of All Series A Preferred Stock into Common Stock PHOENIX (December 19, 2023) – Universal Technical Institute, Inc. (NYSE: UTI) (the “Company”), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, today announced that it achieved the Company conversion |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| December 1, 2023 |
Exhibit 4.6 UNIVERSAL TECHNICAL INSTITUTE, INC. DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the registered securities of Universal Technical Institute, Inc. is intended as a summary only and therefore is not a complete description. It is subject to and qualified in its entirety by reference to our |
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| December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-31923 UNIVERSAL TECHNICAL |
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| December 1, 2023 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARY STATE OF INCORPORATION DBA UTI Holdings, Inc. Arizona None Universal Technical Institute of Arizona, Inc. Delaware None Universal Technical Institute of California, Inc. California None Universal Technical Institute of Massachusetts, Inc. Delaware None Universal Technical Institute of North Carolina, Inc. Delaware NASCAR Technical Institute; N |
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| December 1, 2023 |
-Awarded Incentive Compensation Policy, adopted September 20, 2023 Exhibit 24.1 UNIVERSAL TECHNICAL INSTITUTE, INC. RECOVERY OF ERRONEOUSLY-AWARDED INCENTIVE COMPENSATION POLICY (Adopted September 20, 2023) 1. INTRODUCTION Universal Technical Institute, Inc. (the “Company”) is adopting this policy (this “Policy”) to provide for the Company’s criteria and process of recovering certain Incentive Compensation (as defined below) erroneously awarded to or earned or re |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 15, 2023 |
Universal Technical Institute Reports Fiscal Year 2023 Fourth Quarter and Year-End Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2023 Fourth Quarter and Year-End Results PHOENIX, ARIZ. - November 15, 2023 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for the fiscal 2023 full year and fourth quarter ended September 30, 2023(2 |
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| November 15, 2023 |
utiq4fy23investorpresent Universal Technical Institute, Inc. Q4 2023 Investor Presentation November 15, 2023 Investor Presentation 2 Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the safe harbor from civil liability provided for such statements by the Private Securities Litigation Reform Act of 1995 (set forth in Section 27A of the Securitie |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 23, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) ( |
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| August 29, 2023 |
EX-10.1 Exhibit 10.1 CERTAIN INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. FIRST AMENDMENT TO CREDIT AGREEMENT This First Amendment to Credit Agreement (this “Amendment”) is entered into as of August 23, 2023, by and among, UNIVERSAL TECHNICAL INSTITUTE, INC., a Delawa |
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| August 8, 2023 |
Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2023 Third Quarter Results Raised and adjusted fiscal 2023 financial guidance, including revenue guidance tightened to a range of $602 million to $605 million and adjusted EBITDA guidance raised to a range of $62 million to $64 million. PHOENIX, ARIZ. - August 8, 2023 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workfor |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECHN |
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| August 8, 2023 | ||
| August 8, 2023 |
CHAR1\1949859v2 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of April 3, 2023, by and among UNIVERSAL TECHNICAL INSTITUTE, INC. |
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| June 26, 2023 |
SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Name, Address and Telephone Number |
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| May 9, 2023 |
Universal Technical Institute Reports Fiscal Year 2023 Second Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2023 Second Quarter Results PHOENIX, ARIZ. - May 9, 2023 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for the fiscal 2023 second quarter ended March 31, 2023. Universal Technical Institute, Inc. o |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| March 22, 2023 |
Universal Technical Institute Announces Purchase of Primary Buildings at Orlando, Florida Campus Exhibit 99.1 Media Contact Alanna Vitucci [email protected] (480) 710-6843 For Immediate Release Universal Technical Institute Announces Purchase of Primary Buildings at Orlando, Florida Campus –Follows successfully completing the consolidation of UTI-Orlando and MMI-Orlando into a single site in 2022 –Purchase price of $26 million to be funded from cash on hand –Expected to generate approximately |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| March 2, 2023 |
Exhibit 99.1 Universal Technical Institute Appoints Michael Slubowski to Board of Directors The Company continues to expand its offerings in education, training, and workforce solutions and adds an industry expert to help guide Healthcare education and training expansion PHOENIX, March 2, 2023 – Universal Technical Institute Inc. (NYSE: UTI), a leading workforce solutions provider of transportatio |
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| February 14, 2023 |
UTI / Universal Technical Institute, Inc. / Park West Asset Management LLC Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* UNIVERSAL TECHNICAL INSTITUTE, INC. (NAME OF ISSUER) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (TITLE OF CLASS OF SECURITIES) 913915104 (CUSIP NUMBER) DECEMBER 31, 2022 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Che |
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| February 9, 2023 |
UTI / Universal Technical Institute, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Universal Technical Institute Inc. Title of Class of Securities: Common Stock CUSIP Number: 913915104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL T |
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| February 8, 2023 |
Universal Technical Institute Reports Fiscal Year 2023 First Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2023 First Quarter Results PHOENIX, ARIZ. - February 8, 2023 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, whose mission is to serve students, partners, and communities by providing quality education and support services for |
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| February 8, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation |
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| February 8, 2023 |
Exhibit 99.2 CONCORDE CAREER COLLEGES, INC. UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS As of September 30, 2022 and December 31 2021 and for the Nine Months Ended September 30, 2022 CONCORDE CAREER COLLEGES, INC. UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS As of September 30, 2022 and December 31 2021 and for the Nine Months Ended September 30, 2022 TABLE OF CONTENTS Page Number Consolidated Bala |
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| February 8, 2023 |
UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Introduction The following unaudited pro forma combined financial statements are presented to illustrate the estimated effects of the acquisition by Universal Technical institute Inc., a Delaware corporation (the “Company”), of Concorde Career Colleges, Inc., a Delaware corporation (“Concorde”) which was completed on December 1, 2022, |
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| February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2023 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| February 8, 2023 |
Concorde Career Colleges, Inc. Independent Auditor’s Reports and Consolidated Financial Statements December 31, 2021 and 2020 Exhibit 99.1 Concorde Career Colleges, Inc. December 31, 2021 and 2020 Contents Independent Auditor’s Report ............................................................................................... 1 Consolidated Financial Statements Balance Sheets .................. |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 17, 2023 |
DEF 14A 1 d391747ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 29, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Name, Address and Telephone Number of Person |
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| December 12, 2022 |
Universal Technical Institute Reports Fiscal Year 2022 Fourth Quarter and Year-End Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2022 Fourth Quarter and Year-End Results PHOENIX, ARIZ. - December 12, 2022 - Universal Technical Institute, Inc. (NYSE: UTI), a leading workforce solutions provider of transportation, skilled trades and healthcare education programs, reported financial results for the fiscal 2022 full year and fourth quarter ended September 30, 2022. |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-31923 UNIVERSAL TECHNICAL |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| December 12, 2022 |
Exhibit 4.6 UNIVERSAL TECHNICAL INSTITUTE, INC. DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the registered securities of Universal Technical Institute, Inc. is intended as a summary only and therefore is not a complete description. It is subject to and qualified in its entirety by reference to our |
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| December 12, 2022 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARY STATE OF INCORPORATION DBA UTI Holdings, Inc. Arizona None Universal Technical Institute of Arizona, Inc. Delaware None Universal Technical Institute of California, Inc. California None Universal Technical Institute of Massachusetts, Inc. Delaware None Universal Technical Institute of North Carolina, Inc. Delaware NASCAR Technical Institute; N |
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| December 12, 2022 |
For additional information please see Company public filings and the Financials section of our investor website Universal Technical Institute Investor Presentation December 12, 2022 2022 Universal Technical Institute, Inc. |
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| December 2, 2022 |
EX-99.1 Exhibit 99.1 Press Release Media Contact Alanna Vitucci [email protected] 480.710.6843 For Immediate Release Universal Technical Institute Expands Platform of Workforce Solutions Offerings with Completion of Concorde Career Colleges, Inc. Acquisition • Positions Universal Technical Institute to Seize Opportunity in High-Growth, High-Demand Healthcare Education Market • Significantly Acceler |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 21, 2022 |
Exhibit 10.1 CREDIT AGREEMENT DATED AS OF NOVEMBER 18, 2022 AMONG UNIVERSAL TECHNICAL INSTITUTE, INC., as Borrower, THE OTHER LOAN PARTIES SIGNATORY HERETO, as Loan Parties AND FIFTH THIRD BANK, NATIONAL ASSOCIATION, as Lender TABLE OF CONTENTS Page 1. DEFINITIONS 1 1.1. Certain Defined Terms 1 1.2. Accounting Terms and Determinations 1 1.3. Other Definitional Provisions and References 2 2. ADVANC |
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| November 21, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Universal Technical Institute Reports Preliminary, Unaudited Financial Results for Full Fiscal Year 2022; Provides Updates on Concorde Acquisition and New Financing Agreement Company to Hold Earnings Call on Monday, December 12 to Discuss Fiscal 2022 Results PHOENIX, ARIZ. ? November 21, 2022 ? Universal Technical Institute, Inc. (NYSE: UTI), a leading provider o |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 21, 2022 |
Exhibit 10.2 GUARANTY AND SECURITY AGREEMENT THIS GUARANTY AND SECURITY AGREEMENT (as the same may be amended, restated, supplemented or otherwise modified from time to time, this ?Security Agreement?), dated as of November 18, 2022, is made by UNIVERSAL TECHNICAL INSTITUTE, INC., a Delaware corporation (?Borrower?), each party identified as a ?Guarantor? on the signature pages attached hereto (?G |
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| September 26, 2022 |
Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECHN |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| August 3, 2022 |
Universal Technical Institute Reports Fiscal Year 2022 Third Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2022 Third Quarter Results PHOENIX, ARIZ. - August 3, 2022 - Universal Technical Institute, Inc. (NYSE: UTI), a leading provider of transportation and technical training programs, reported financial results for the fiscal 2022 third quarter ended June 30, 2022. ?New student starts increased 25.0% from the prior year quarter and average |
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| May 5, 2022 |
Exhibit 10.1 MODIFICATION AGREEMENT DATE: As of February 14, 2022 PARTIES: Borrower: 2611 CORPORATE WEST DRIVE VENTURE LLC, a Delaware limited liability company. Borrower 1114 Avenue of the Americas, 39th Floor Address: New York, New York 10036 Lender: WESTERN ALLIANCE BANK, an Arizona corporation. Lender One East Washington Street, 14th Floor Address: Phoenix, Arizona 85004 RECITALS: A.Lender has |
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| May 5, 2022 |
Exhibit 10.2 REPAYMENT GUARANTY THIS REPAYMENT GUARANTY (the ?Guaranty?) is made as of February 14, 2022, by UNIVERSAL TECHNICAL INSTITUTE, INC., a Delaware corporation (?Guarantor?), whose address is set forth in Section 9 hereof, in favor of WESTERN ALLIANCE BANK, an Arizona corporation (?Lender?), whose address is One East Washington Street, 14th Floor, Phoenix, Arizona 85004. Section 1Except a |
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| May 5, 2022 |
Exhibit 10.4 GUARANTY This GUARANTY (this ?Guaranty?) dated as of April 14, 2022, is made by is made by UNIVERSAL TECHNICAL INSTITUTE, INC., a Delaware corporation (the ?Guarantor?), to VALLEY NATIONAL BANK (together with its participants, successors and/or assigns, the ?Lender?). RECITALS: WHEREAS, the Lender has made to 2611 CORPORATE WEST DRIVE VENTURE LLC, a Delaware limited liability company |
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| May 5, 2022 |
Exhibit 2.1 PURCHASE AND SALE CONTRACT BETWEEN iSTAR NET LEASE I LLC, a Delaware limited liability company AS SELLER AND UNIVERSAL TECHNICAL INSTITUTE VENTURES, LLC, a Delaware limited liability company AS PURCHASER PURCHASE AND SALE CONTRACT THIS PURCHASE AND SALE CONTRACT (this ?Contract?) is entered into as of February 4, 2022 (the ?Effective Date?), by and between iStar Net Lease I LLC, a Dela |
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| May 5, 2022 |
Exhibit 10.3 LOAN AGREEMENT Dated: As of April 14, 2022 2611 CORPORATE WEST DRIVE VENTURE LLC (?Borrower?) and VALLEY NATIONAL BANK (?Lender?) $38,000,000.00 TERM LOAN SECURED BY THE PROPERTY LOCATED AT: 2611 Corporate West Drive Lisle, Illinois 60532 Prepared by: Courtney E. Mayster, Esq. Much Shelist, P.C. 191 North Wacker Drive, Suite 1800 Chicago, Illinois 60606 TABLE OF CONTENTS Page ARTICLE |
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| May 5, 2022 |
Exhibit 2.2 PURCHASE AND SALE CONTRACT BETWEEN iSTAR NET LEASE MEMBER I LLC, a Delaware limited liability company AS SELLER AND UNIVERSAL TECHNICAL INSTITUTE VENTURES, LLC, a Delaware limited liability company AS PURCHASER PURCHASE AND SALE CONTRACT THIS PURCHASE AND SALE CONTRACT (this ?Contract?) is entered into as of February 11, 2022 (the ?Effective Date?), by and between iStar Net Lease Membe |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| May 4, 2022 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT BY AND AMONG CONCORDE CAREER COLLEGES, INC., THE SELLERS NAMED HEREIN, THE SELLERS? REPRESENTATIVE AND UNIVERSAL TECHNICAL INSTITUTE, INC. May 3, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Interpretation 18 ARTICLE II SALE AND PURCHASE OF SHARES 18 Section 2.1 Sale and Purchase of Shares 18 ARTICLE III PRE-CLOSING |
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| May 4, 2022 |
Exhibit 99.2 Universal Technical Institute Growth & Diversification Strategy Update May 3, 2022 2022 Universal Technical Institute, Inc. All rights reserved. Unless noted otherwise, the contents of this deck are specific to UTI and do not include the pending acquisition of Concorde Career Colleges, Inc. For additional financial information please see Company public filings and the Financials secti |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| May 4, 2022 |
Exhibit 99.1 Media Contact [email protected] 480.710.6843 For Immediate Release Universal Technical Institute, Inc. to Acquire Concorde Career Colleges, Inc., a Leading Provider of Healthcare Education Programs Expands Universal Technical Institute, Inc.?s career-focused education brand portfolio into certificate, credential, and degree-granting healthcare programs. ? Concorde offers over 20 progra |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| May 4, 2022 |
Universal Technical Institute Reports Fiscal Year 2022 Second Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2022 Second Quarter Results PHOENIX, ARIZ. - May 4, 2022 - Universal Technical Institute, Inc. (NYSE: UTI), a leading provider of transportation and technical training programs, reported financial results for the fiscal 2022 second quarter ended March 31, 2022. ?Revenue increased 31.4% to $102.1 million in the second quarter compared t |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| March 10, 2022 |
Exhibit 99.1 Universal Technical Institute welcomes Shannon Okinaka to its board of directors and announces the retirement of Kim McWaters from her director role PHOENIX, AZ. (March 10, 2022) ? Universal Technical Institute (UTI) a leading provider of transportation and skilled trade education and training is pleased to welcome Shannon Okinaka, Executive Vice President and Chief Financial Officer |
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| March 8, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| February 16, 2022 |
UTI Announces Purchase of Lisle, Ill Campus from Joint Venture Partner Exhibit 99.1 Media Contact [email protected] 480.710.6843 For Immediate Release UTI Announces Purchase of Lisle, Ill Campus from Joint Venture Partner PHOENIX (Feb. 16, 2022) ? Universal Technical Institute (UTI) (the Company) announced today the completion of a series of transactions resulting in the 100% ownership of its Lisle, Ill campus through a wholly owned subsidiary, 2611 Corporate West Dri |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, PAR VALUE $0.0001 Per share (Title of Class of Securities) 913915104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 10, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| February 7, 2022 |
UTI / Universal Technical Institute, Inc. / HAMILTON LANE ADVISORS LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Universal Technical Institute, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 913915104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL T |
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| February 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2022 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| February 3, 2022 |
Universal Technical Institute Reports Fiscal Year 2022 First Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2022 First Quarter Results PHOENIX, ARIZ. - February 3, 2022 - Universal Technical Institute, Inc. (NYSE: UTI), a leading provider of transportation and technical training programs, reported financial results for the fiscal 2022 first quarter ended December 31, 2021. ?Average undergraduate full-time active students increased 16.2% from |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| January 20, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| December 2, 2021 |
Exhibit 4.6 UNIVERSAL TECHNICAL INSTITUTE, INC. DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the registered securities of Universal Technical Institute, Inc. is intended as a summary only and therefore is not a complete description. It is subject to and qualified in its entirety by reference to our |
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| December 2, 2021 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARY STATE OF INCORPORATION DBA UTI Holdings, Inc. Arizona None Universal Technical Institute of Arizona, Inc. Delaware None Universal Technical Institute of California, Inc. California None Universal Technical Institute of Massachusetts, Inc. Delaware None Universal Technical Institute of North Carolina, Inc. Delaware NASCAR Technical Institute Un |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-31923 UNIVERSAL TECHNICAL |
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| November 17, 2021 |
Universal Technical Institute Reports Fiscal Year 2021 Fourth Quarter and Year-End Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2021 Fourth Quarter and Year-End Results PHOENIX, ARIZ. - November 17, 2021 - Universal Technical Institute, Inc. (NYSE: UTI), a leading provider of transportation and technical training programs, reported financial results for the fiscal 2021 fourth quarter and full year ended September 30, 2021. ?New student starts in the fourth quar |
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| November 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 1, 2021 |
Exhibit 99.1 Media Contact Alanna Vitucci [email protected] 480-710-6843 FOR IMMEDIATE RELEASE Universal Technical Institute Completes Acquisition of MIAT College of Technology Acquisition adds campuses in Texas and Michigan and eight new programs to UTI PHOENIX, November 1, 2021 ? Universal Technical Institute, Inc. (NYSE: UTI), the nation?s leading provider of trained technicians to the transport |
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| November 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECHN |
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| August 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| August 2, 2021 |
Universal Technical Institute Reports Fiscal Year 2021 Third Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2021 Third Quarter Results PHOENIX, ARIZ. - August 2, 2021 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, reported financial results for the fiscal 2021 third quarter ended June 30, 2021. ?New student starts in the third quarter increased 38.8% from the prior year quarter, |
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| May 12, 2021 |
Exhibit 10.1 CREDIT AGREEMENT This CREDIT AGREEMENT (the ?Agreement?) is entered into as of May 12, 2021 (the ?Effective Date?), by and among UNIVERSAL TECHNICAL INSTITUTE, INC., a Delaware corporation (?UTI?), UNIVERSAL TECHNICAL INSTITUTE OF ARIZONA LLC, a Delaware limited liability company (?UTI AZ?, and, individually and collectively with UTI, hereinafter, the ?Borrower?), and FIFTH THIRD BANK |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Com |
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| May 12, 2021 |
Exhibit 10.3 For Recorder?s Use When recorded mail to: Dinsmore & Shohl LLP 255 E. Fifth Street, Suite 1900 Cincinnati, Ohio 45202 Attn: Andrew J. Chamberlain, Esq. DEED OF TRUST, SECURITY AGREEMENT AND FIXTURE FILING THIS DEED OF TRUST, SECURITY AGREEMENT AND FIXTURE FILING SERVES AS A FIXTURE FILING UNDER THE UNIFORM COMMERCIAL CODE OF ARIZONA. THIS DEED OF TRUST SECURES A PROMISSORY NOTE WITH A |
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| May 12, 2021 |
Exhibit 10.2 TERM PROMISSORY NOTE $31,150,000.00 May 12, 2021 (?Effective Date?) Promise to Pay. On or before the Termination Date, the undersigned, UNIVERSAL TECHNICAL INSTITUTE, INC., a Delaware corporation (?UTI?), and UNIVERSAL TECHNICAL INSTITUTE OF ARIZONA LLC, a Delaware limited liability company (?UTI AZ?, individually and collectively with UTI, hereinafter, the ?Borrower?), for value rece |
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| May 7, 2021 |
Exhibit 3.2 FOURTH AMENDED AND RESTATED BYLAWS OF UNIVERSAL TECHNICAL INSTITUTE, INC. a Delaware corporation (as amended on February 26, 2021) Exhibit 3.2 TABLE OF CONTENTS Page 1. MEETINGS OF STOCKHOLDERS 1 1.1 Annual Meeting 1 1.2 Special Meetings 1 1.3 Place and Time of Meetings 1 1.4 Notice of Meeting; Waiver of Notice 1 1.5 Quorum; Voting; Validation of Meeting 2 1.6 Adjourned Meeting; Notice |
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| May 7, 2021 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG HCP ED HOLDINGS, LLC, HCP ED HOLDINGS, INC. MICHIGAN INSTITUTE OF AERONAUTICS, INC. D/B/A MIAT COLLEGE OF TECHNOLOGY, AND UNIVERSAL TECHNICAL INSTITUTE, INC. March 29, 2021 TABLE OF CONTENTS PAGE Article I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Interpretation 17 Article II SALE AND PURCHASE OF SHARES 18 Section 2.1 Sale and Purchase of |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| May 7, 2021 |
Exhibit 3.1 FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF UNIVERSAL TECHNICAL INSTITUTE, INC. DATED FEBRUARY 26, 2021 (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Universal Technical Institute, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?Gene |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| May 6, 2021 |
Fiscal 2021 Guidance and Non-GAAP Reconciliation Schedules Summary |
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| May 6, 2021 |
Universal Technical Institute Reports Fiscal Year 2021 Second Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2021 Second Quarter Results PHOENIX, ARIZ. - May 6, 2021 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, reported financial results for the fiscal 2021 second quarter ended March 31, 2021. ?New student starts in the second quarter increased 14.9% from the prior year quarter |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| May 4, 2021 |
Exhibit 99.1 Universal Technical Institute Announces Former Congresswoman Loretta L. Sanchez Joins its Board of Directors PHOENIX, Ariz., May 4, 2021 ? Universal Technical Institute Inc. (NYSE: UTI), the nation's leading provider of transportation technician training, announced the appointment of the Hon. Loretta L. Sanchez, a former 10-term member of the U.S. House of Representatives from Califor |
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| March 30, 2021 | ||
| March 30, 2021 |
Universal Technical Institute to Acquire MIAT College of Technology Exhibit 99.1 Universal Technical Institute to Acquire MIAT College of Technology •Acquisition will add two campuses and a ninth state to UTI’s footprint, and will enable accelerated skilled trades program diversification across the combined campus network •As a part of the company’s wider growth and diversification strategy, this transaction along with other planned initiatives, will help position |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| February 26, 2021 |
niversal Technical Institute, Inc. 2021 Equity Incentive Plan (incorporated by refer Exhibit 10.1 UNIVERSAL TECHNICAL INSTITUTE, INC. 2021 EQUITY INCENTIVE PLAN Table of Contents Page 1. Establishment, Purpose and Term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 9 3. Administration 9 3.1 Administration by the Committee 9 3.2 Authority of Officers 10 3.3 Administration with Respect to Insiders 1 |
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| February 26, 2021 |
Amended and Restated Bylaws of Universal Technical Institute, Inc. Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF UNIVERSAL TECHNICAL INSTITUTE, INC. a Delaware corporation (as amended on February 24, 2021) TABLE OF CONTENTS Page 1. MEETINGS OF STOCKHOLDERS 1 1.1 Annual Meeting 1 1.2 Special Meetings 1 1.3 Place and Time of Meetings 1 1.4 Notice of Meeting; Waiver of Notice 1 1.5 Quorum; Voting; Validation of Meeting 2 1.6 Adjourned Meeting; Notice 3 1.7 Votin |
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| February 26, 2021 |
Fourth Amended and Restated Certificate of Incorporation of Universal Technical Institute, Inc. Exhibit 3.1 FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF UNIVERSAL TECHNICAL INSTITUTE, INC. DATED FEBRUARY 24, 2021 (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Universal Technical Institute, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?Gen |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, PAR VALUE $0.0001 Per share (Title of Class of Securities) 913915104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Technical Institute, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 913915104 (CUSIP Number) September 14, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Universal Technical Institute, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 913915104 (CUSIP Number) 12/31/2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule p |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 5, 2021 |
Exhibit 10.1 PURCHASE AND SALE AGREEMENT PURCHASE AND SALE AGREEMENT, dated as of December 23, 2020 (this “Agreement”), by and between MECHANIC (AZ) QRS 15-41, INC., a Delaware corporation (“Seller”), having an address at c/o W.P. Carey Inc., 50 Rockefeller Plaza, New York, New York 10020 and UNIVERSAL TECHNICAL INSTITUTE OF ARIZONA, LLC, a Delaware limited liability company (“Purchaser”), having |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL T |
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| February 4, 2021 |
Universal Technical Institute Reports Fiscal Year 2021 First Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2021 First Quarter Results PHOENIX, ARIZ. - February 4, 2021 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, reported financial results for the fiscal 2021 first quarter ended December 31, 2020. •New student starts increased 20.9% from the prior year quarter. •Average enrol |
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| February 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2021 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| January 20, 2021 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 8, 2021 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| December 29, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Universal Technical Institute Announces the Purchase of its Avondale, Arizona Campus and Optimization Initiatives at Campuses in Arizona and Florida •Benefits from blended learning model and efficient capital deployment for the Arizona campuses will realize an estimated $6.5 million annualized adjusted EBITDA benefit by the end of fiscal 2022 •Company continues f |
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| December 3, 2020 |
2020 Annual Report on Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-31923 UNIVERSAL TECHNICAL |
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| December 3, 2020 |
Exhibit 4.6 UNIVERSAL TECHNICAL INSTITUTE, INC. DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the registered securities of Universal Technical Institute, Inc. is intended as a summary only and therefore is not a complete description. It is subject to and qualified in its entirety by reference to our |
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| December 3, 2020 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARY STATE OF INCORPORATION DBA UTI Holdings, Inc. Arizona None Universal Technical Institute of Arizona, Inc. Delaware None Universal Technical Institute of California, Inc. California None Universal Technical Institute of Massachusetts, Inc. Delaware None Universal Technical Institute of North Carolina, Inc. Delaware NASCAR Technical Institute Un |
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| November 24, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Universal Technical Institute Announces Change to its Board of Directors John White and Dr. Rod Paige to retire from the company’s Board after years of service PHOENIX, Ariz. – November 24, 2020 – Universal Technical Institute (NYSE: UTI), the nation’s leading provider of transportation technician training, announced that John C. White, founder of Motorcycle Mech |
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| November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 24, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 18, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 18, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) |
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| November 18, 2020 |
Universal Technical Institute Reports Fiscal Year 2020 Fourth Quarter and Year-End Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2020 Fourth Quarter and Year-End Results PHOENIX, ARIZ. - November 18, 2020 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, reported financial results for the fiscal 2020 fourth quarter and full year ended September 30, 2020. •Fourth quarter net income was $6.5 million, up |
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| September 16, 2020 |
EX-99.4 Exhibit 4 JOINDER AGREEMENT TO REGISTRATION RIGHTS AGREEMENT This JOINDER AGREEMENT TO REGISTRATION RIGHTS AGREEMENT, dated as of September 14, 2020 (the “Joinder Agreement”) is made by and between Universal Technical Institute, Inc., a Delaware Corporation (the “Company”) and the undersigned (the “Joining Party”). Capitalized terms used but not defined herein shall have the respective mea |
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| September 16, 2020 |
SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Name, Address and Telephone Numbe |
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| September 16, 2020 |
EX-99.99 September 14, 2020 Universal Technical Institute, Inc. 4225 East Windrose Ave Suite 200 Phoenix, AZ 8503 Re: Universal Technical Institute – Restriction on Stock Sales The undersigned is receiving a distribution of Series A Convertible Preferred Stock issued by Universal Technical Institute, Inc. (the “Company”), $0.0001 par value per share (the “Preferred Stock”) from Coliseum Holdings I |
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| September 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One)8 ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| August 6, 2020 |
Universal Technical Institute Reports Fiscal Year 2020 Third Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2020 Third Quarter Results PHOENIX, ARIZ. - August 6, 2020 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, reported financial results for the fiscal 2020 third quarter ended June 30, 2020. •New student starts increased 8.4% from the prior year quarter. •91% of enrolled stud |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| July 23, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| July 23, 2020 |
Universal Technical Institute to Release Fiscal Year 2020 Third Quarter Results on August 6, 2020 Exhibit 99.1 Universal Technical Institute to Release Fiscal Year 2020 Third Quarter Results on August 6, 2020 PHOENIX, Ariz. – July 23, 2020 – Universal Technical Institute, Inc. (NYSE: UTI), the nation’s leading provider of transportation technician training, today announced that it plans to report results for its fiscal 2020 third quarter ended June 30, 2020 on August 6, 2020 after market close |
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| June 30, 2020 |
Exhibit 99.1 Universal Technical Institute Provides Business Update Positive new student start, enrollment and inquiry trends reflect strong demand and the Company’s attractive student value proposition. PHOENIX, June 30, 2020 - Universal Technical Institute (NYSE: UTI), the nation’s leading provider of transportation technician training, provided an update on its business and campus operations. T |
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| June 30, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECH |
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| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Comm |
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| May 7, 2020 |
Universal Technical Institute Reports Fiscal Year 2020 Second Quarter Results Exhibit 99.1 Universal Technical Institute Reports Fiscal Year 2020 Second Quarter Results SCOTTSDALE, ARIZ. - May 7, 2020 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, reported financial results for the fiscal 2020 second quarter ended March 31, 2020. •New student starts increased 6.6% for the second quarter as compared to the prior |
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| April 22, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| April 22, 2020 |
Exhibit 99.1 Universal Technical Institute Provides Business and COVID-19 Update Fiscal Year 2020 Second Quarter Results Release and Conference Call Scheduled for May 7, 2020 SCOTTSDALE, Ariz. - April 22, 2020 - In light of the evolving COVID-19 pandemic, Universal Technical Institute (NYSE: UTI), the leading provider of transportation technician training, is providing a business update and is ann |
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| April 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (Co |
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| April 1, 2020 |
Universal Technical Institute Announces Change to its Board of Directors George Brochick appointed to fill vacancy created by Roger Penske’s departure SCOTTSDALE, Ariz. |
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| March 17, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporation) (C |
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| March 17, 2020 |
Universal Technical Institute Outlines Approach to COVID-19 Updates Universal Technical Institute Outlines Approach to COVID-19 Updates SCOTTSDALE, ARIZ. |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2020 Universal Technical Institute, Inc. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction (Commission (IRS Emplo |
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| February 28, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2020 Universal Technical Institute, Inc. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction (Commission (IRS E |
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| February 25, 2020 |
EX-1.1 Exhibit 1.1 UNIVERSAL TECHNICAL INSTITUTE, INC. (a Delaware corporation) COMMON STOCK UNDERWRITING AGREEMENT February 20, 2020 B. Riley FBR, Inc. As Representative of the Several Underwriters set forth on Schedule C hereto 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: Universal Technical Institute, Inc., a Delaware corporation (the “Company”), proposes t |
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| February 25, 2020 |
Universal Technical Institute Prices Upsized Offering of 6,782,610 Shares of Common Stock EX-99.2 Exhibit 99.2 Universal Technical Institute Prices Upsized Offering of 6,782,610 Shares of Common Stock SCOTTSDALE, Ariz., Feb. 21, 2020 /PRNewswire/ — Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, announced today the pricing of an underwritten public offering of 6,782,610 shares of its common stock at a public offering price of |
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| February 25, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2020 UNIVERSAL TECHNICAL INSTITUTE, INC. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction of incorporat |
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| February 25, 2020 |
Universal Technical Institute Announces Offering of 5,650,000 Shares of Common Stock EX-99.1 Exhibit 99.1 Universal Technical Institute Announces Offering of 5,650,000 Shares of Common Stock SCOTTSDALE, Ariz., Feb. 20, 2020 /PRNewswire/ — Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, announced today that it intends to offer and sell 5,650,000 shares of its common stock in an underwritten public offering. In addition, U |
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| February 21, 2020 |
UNIVERSAL TECHNICAL INSTITUTE, INC. 6,782,610 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236146 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2020) UNIVERSAL TECHNICAL INSTITUTE, INC. 6,782,610 Shares of Common Stock We are offering 6,782,610 shares of our common stock, par value $0.0001 per share (?Common Stock?). Our Common Stock is listed on the New York Stock Exchange (?NYSE?) under the symbol ?UTI.? |
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| February 20, 2020 |
Preliminary Prospectus Supplement Subject to Completion, dated February 20, 2020 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236146 The information in this preliminary prospectus supplement is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not an offer to sell our common stock and we are not soliciting an offer to buy our common stock in any jurisdiction where the offer or sale is not permitted. Preli |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 14, 2020 |
UTI / Universal Technical Institute, Inc. / 22NW, LP - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Universal Technical Institute, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 913915104 (CUSIP Number) 12/31/2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule p |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 7, 2020 |
U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-31923 UNIVERSAL TECHNICAL |
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| February 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 6, 2020 Universal Technical Institute, Inc. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction (Commission (I.R.S |
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| February 6, 2020 |
Universal Technical Institute Reports Fiscal Year 2020 First Quarter Results Universal Technical Institute Reports Fiscal Year 2020 First Quarter Results SCOTTSDALE, ARIZ. |
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| February 4, 2020 |
UTI / Universal Technical Institute, Inc. CORRESP - - CORRESP February 4, 2020 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-4561 Attn: Scott Anderegg Re: Universal Technical Institute, Inc. |
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| January 29, 2020 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on January 29, 2020 Registration No. |
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| January 29, 2020 |
EX-4.8 Exhibit 4.8 UNIVERSAL TECHNICAL INSTITUTE, INC. INDENTURE Dated as of [ ] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 3 Section 1.3. Incorporation by Reference of Trust Indenture Act 3 Section 1.4. Rules of Construction 3 ARTICLE II. THE SECURITIES 4 Section 2.1. Issuable in Series 4 Section |
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| January 28, 2020 |
“Proposal 4 — Approval of Conversion and Voting of Series A Preferred Stock”; DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 15, 2020 |
UTI / Universal Technical Institute, Inc. PRE 14A - - PRE 14A PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 6, 2020 Universal Technical Institute, Inc. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction (Commission (IRS Emp |
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| January 9, 2020 |
Universal Technical Institute Announces Changes to Senior Leadership Team in Support of Company’s Growth Strategy SCOTTSDALE, ARIZ. |
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| December 19, 2019 |
SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* UNIVERSAL TECHNICAL INSTITUTE, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 913915104 (CUSIP Number) Christopher Shackelton/Adam Gray 105 Rowayton Avenue Rowayton, CT 06853 (Name, Address and Telephone Numbe |
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| December 17, 2019 |
UNIVERSAL TECHNICAL INSTITUTE, INC. (a Delaware corporation) Common Stock UNDERWRITING AGREEMENT EXHIBIT 1.1 UNIVERSAL TECHNICAL INSTITUTE, INC. (a Delaware corporation) Common Stock UNDERWRITING AGREEMENT December 12, 2019 B. Riley FBR, Inc. As Representative of the Several Underwriters set forth on Schedule C hereto 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: Coliseum Capital Partners, L.P., Coliseum Capital Partners II, L.P., and Blackwell Partners LL |
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| December 17, 2019 |
Universal Technical Institute Prices Secondary Offering EXHIBIT 99.2 Universal Technical Institute Prices Secondary Offering Scottsdale, Ariz. - December 13, 2019 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, announced today the pricing of a secondary offering of 3,601,724 shares of the company’s common stock by certain selling stockholders affiliated with Coliseum Capital Partners, at a |
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| December 17, 2019 |
Universal Technical Institute Announces Secondary Offering of 3,601,724 Shares of Common Stock EXHIBIT 99.1 Universal Technical Institute Announces Secondary Offering of 3,601,724 Shares of Common Stock Scottsdale, Ariz. - December 12, 2019 - Universal Technical Institute, Inc. (NYSE: UTI), the leading provider of transportation technician training, announced today that certain selling stockholders affiliated with Coliseum Capital Partners have commenced a secondary offering of 3,601,724 sh |
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| December 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 12, 2019 Universal Technical Institute, Inc. (Exact name of registrant as specified in its charter) Delaware 1-31923 86-0226984 (State or other jurisdiction (Commission (I.R. |
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| December 13, 2019 |
UNIVERSAL TECHNICAL INSTITUTE, INC. 3,601,724 Shares of Common Stock Filed Pursuant to Rule 424(b)(4) Registration No. 333-234253 PROSPECTUS SUPPLEMENT (To Prospectus dated October 31, 2019) UNIVERSAL TECHNICAL INSTITUTE, INC. 3,601,724 Shares of Common Stock The selling stockholders identified in this prospectus supplement are offering 3,601,724 shares of our common stock, par value $0.0001 per share (“Common Stock”). We are not selling any shares in this offering |
