Basic Stats
| CIK | 1029825 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Univec, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing a |
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| November 22, 2010 |
OMB APPROVAL OMB Number: 3235-0167 Expires: November 30, 2010 Estimated average burden hours per response. |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarter ended September 30, 2010 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to Commission File Number: 00-22413 UNIVEC, INC. ( |
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| September 23, 2010 |
EX-4.4 5 v196792ex4-4.htm SECURITY AGREEMENT DATED JULY 31, 2006 Exhibit 4.4 SECURITY AGREEMENT SECURITY AGREEMENT (this “Agreement”), dated as of September 1, 2010 by and among Univec, Inc., a Delaware corporation (“Parent”), Physician and Pharmaceutical Services, Inc. (the “Subsidiary”)(hereinafter the Parent and the Subsidiary shall collectively be referred to as the “Company”) and the secured |
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| September 23, 2010 |
EX-4.3 4 v196792ex4-3.htm REGISTRATION RIGHTS AGREEMENT DATED SEPTEMBER 1, 2010 Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 1, 2010, by and among Univec, Inc., a Delaware corporation with its headquarters located at 9722 Groffs Mill Drive, Suite 116, Owings Mills, MD 21117 (the “Company”), and each of the undersigned (together w |
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| September 23, 2010 |
INTELLECTUAL PROPERTY SECURITY AGREEMENT EX-4.5 6 v196792ex4-5.htm INTELLECTUAL PROPERTY SECURITY AGREEMENT DATED JULY 31, 2006 Exhibit 4.5 INTELLECTUAL PROPERTY SECURITY AGREEMENT INTELLECTUAL PROPERTY SECURITY AGREEMENT (this “Agreement”), dated as of September 1, 2010, by and among Univec, Inc., a Delaware corporation (“Parent”), and Physician and Pharmaceutical Services, Inc. (the “Subsidiary”) (hereinafter the Parent and the Subsidi |
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| September 23, 2010 |
SUBSIDIARY GUARANTY DATED SEPTEMBER 1, 2010 Exhibit 4.6 SUBSIDIARY GUARANTY THIS SUBSIDIARY GUARANTY (this ?Subsidiary Guaranty?), dated as of September 1, 2010 by and among Univec, Inc., a Delaware corporation (the ?Company?), Physician and Pharmaceutical Services, Inc. (the ?Subsidiary Guarantor?), for the benefit of the secured parties signatory hereto and their respective endorsees, transferee |
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| September 23, 2010 |
CALLABLE SECURED CONVERTIBLE NOTE EX-4.2 3 v196792ex4-2.htm FORM OF CALLABLE CONVERTIBLE SECURED NOTE Exhibit 4.2 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN OPINION OF COUNSEL IN FORM, SUBSTANCE A |
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| September 23, 2010 |
Entry into a Material Definitive Agreement 8-K 1 v1967928k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2010 UNIVEC, INC. (Exact name of registrant as specified in charter) Delaware 000-22413 11-3163455 (State or other jurisdiction of incorporation) (Co |
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| September 23, 2010 |
SECURITIES PURCHASE AGREEMENT DATED SEPTEMBER 1, 2010 Exhibit 4.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of September 1, 2010 by and among Univec, Inc., a Delaware corporation, with headquarters located at 9722 Groffs Mill Drive, Suite 116, Owings Mills, MD 21117 (the ?Company?), and each of the purchasers set forth on the signature pages hereto (t |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-22413 CUSIP NUMBER (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2007 o |
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| November 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2007 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, |
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| November 14, 2007 |
NT 10-Q 1 extf10qsb0907univec.htm FORM 10QSB EXTENSION FOR THE PERIOD ENDING 09/07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-22413 CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K þ For |
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| September 13, 2007 |
As filed with the Securities and Exchange Commission on September 13, 2007 As filed with the Securities and Exchange Commission on September 13, 2007 Registration No. |
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| September 11, 2007 |
As filed with the Securities and Exchange Commission on September 11, 2007 As filed with the Securities and Exchange Commission on September 11, 2007 Registration No. |
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| August 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2007 ? Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, INC. |
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| August 6, 2007 |
As filed with the Securities and Exchange Commission on August 6, 2007 SB-2/A 1 fsb2a2univec.htm AMENDMENT NO. 2 TO REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 6, 2007 Registration No. 333-143523 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIVEC, INC. (Name of Small Business Issuer in its Charter) Delaware 3841 11 |
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| August 6, 2007 |
As filed with the Securities and Exchange Commission on August 6, 2007 Registration No. |
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| June 27, 2007 |
As filed with the Securities and Exchange Commission on June 26, 2007 As filed with the Securities and Exchange Commission on June 26, 2007 Registration No. |
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| June 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarter ended March 31, 2007 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to Commission File Number: 000-3079 |
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| June 5, 2007 |
As filed with the Securities and Exchange Commission on June 5, 2007 SB-2 1 fsb20607univec.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June 5, 2007 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIVEC, INC. (Name of Small Business Issuer in its Charter) Delaware 3841 11-3163455 State or Jurisdiction of Incorporatio |
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| June 1, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarter ended March 31, 2007 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to Commission File Number: 000-3079 |
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| June 1, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 10-KSB (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-15893 UNIVEC, I |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) 10QSB 1 f10qsb0307univec.htm QUARTERLY REPORT FOR THE PERIOD ENDING 03/07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarter ended March 31, 2007 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the tra |
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| May 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) 10KSB 1 f10ksb2006univec.htm 2006 ANNUAL YEAR END REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm |
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| May 14, 2007 |
EX-21 2 f10ksb2006ex21univec.htm SUBSIDIARIES LIST Ex. 21 Subsidiaries List Entity Name Jurisdiction of Incorporation or Formation Physician and Pharmacy Services, Inc. Pennsylvania Rx Ultra, Inc. Pennsylvania |
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| April 2, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-22413 CUSIP NUMBER: (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2006 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tra |
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| February 23, 2007 |
10KSB/A 1 f10ksb2005a2univec.htm AMENDMENT NO. 2 TO 2005 YEAR END REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB Amendment No. 2 /X/ Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2005 / / Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition per |
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| February 23, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Amendment No. 1 10QSB/A 1 f10qsb0906a1univec.htm AMENDMENT NO. 1 TO SEPTEMBER 30, 2006 QUARTERLY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Amendment No. 1 x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2006 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of |
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| January 8, 2007 |
10KSB/A 1 f10ksb2005a1univec.htm AMENDMENT NO. 1 TO 2005 ANNUAL YEAR END REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB Amendment No. 1 /X/ Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2005 / / Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transit |
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| January 8, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A Amendment No. 4 x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 o Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition period from to UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHAR |
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| January 8, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment 1 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment 1 to FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2006 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-224 |
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| November 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934 (Amendment No.) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [X] Definitive Information Statement UNIVEC, INC. |
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| November 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2006 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, |
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| November 3, 2006 |
November 3, 2006 Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| October 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934 (Amendment No.) Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [ ] Definitive Information Statement UNIVEC, INC. |
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| September 21, 2006 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2006 UNIVEC, INC. (Exact name of registrant as specified in charter) Delaware 000-22413 11-3163455 (State or other jurisdiction of incorporation) (Commission File Number |
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| September 15, 2006 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIVEC, INC. (Name of Small Business Issuer in its Charter) Delaware 3841 11-3163455 State or Jurisdiction of Incorporation or Organization (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 822 Guilfo |
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| September 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2006 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, INC. |
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| September 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB /X/ Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2005 / / Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition period from to Commission file number: 0-22413 UNIVEC, INC. (Name of Small Business Issuer i |
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| September 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2006 ? Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, INC |
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| September 12, 2006 |
10KSB/A 1 univec10ka.htm 10KSB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A Amendment No. 3 x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 o Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition period from to UNIVEC, INC. (EXACT NAME OF RE |
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| August 7, 2006 |
Entry into a Material Definitive Agreement 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2006 UNIVEC, INC. (Exact name of registrant as specified in charter) Delaware 000-22413 11-3163455 (State or other jurisdiction of incorporation) (Comm |
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| August 7, 2006 |
EX-4.5 6 dex45.htm SECURITY AGREEMENT DATED JULY 31, 2006 Exhibit 4.5 SECURITY AGREEMENT SECURITY AGREEMENT (this “Agreement”), dated as of July 31, 2006, by and among Univec, Inc., a Delaware corporation (“Company”), and the secured parties signatory hereto and their respective endorsees, transferees and assigns (collectively, the “Secured Party”). W I T N E S S E T H: WHEREAS, pursuant to a Secu |
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| August 7, 2006 |
EX-4.4 5 dex44.htm REGISTRATION RIGHTS AGREEMENT DATED JULY 31, 2006 Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 31, 2006, by and among Univec, Inc., a Delaware corporation with its headquarters located at 10 East Baltimore Street, Suite 1404, Baltimore, MD 21202 (the “Company”), and each of the undersigned (together with their respe |
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| August 7, 2006 |
EX-4.1 2 dex41.htm SECURITIES PURCHASE AGREEMENT DATED JULY 31, 2006 Exhibit 4.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 31, 2006, by and among Univec, Inc. a Delaware corporation, with headquarters located at 10 East Baltimore Street, Suite 1404, Baltimore, MD 21202 (the “Company”), and each of the purchasers set forth on the signature page |
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| August 7, 2006 |
CALLABLE SECURED CONVERTIBLE NOTE Baltimore, Maryland July 31, 2006 $ [ ] EX-4.2 3 dex42.htm FORM OF CALLABLE CONVERTIBLE SECURED NOTE Exhibit 4.2 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOP |
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| August 7, 2006 |
EX-4.3 4 dex43.htm FORM OF STOCK PURCHASE WARRANT Exhibit 4.3 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF JULY 31, 2006, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENC |
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| August 7, 2006 |
INTELLECTUAL PROPERTY SECURITY AGREEMENT EX-4.6 7 dex46.htm INTELLECTUAL PROPERTY SECURITY AGREEMENT DATED JULY 31, 2006 Exhibit 4.6 INTELLECTUAL PROPERTY SECURITY AGREEMENT INTELLECTUAL PROPERTY SECURITY AGREEMENT (this “Agreement” dated as of July 31, 2006, by and among Univec, Inc., a Delaware corporation (the “Company”), and the secured parties signatory hereto and their respective endorsees, transferees and assigns (collectively, th |
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| March 16, 2006 |
UNIVEC 10 E. Baltimore Street, Suite 1404 Baltimore, MD 21202 Telephone: (410) 347-9959 Fax: (410) 347-1542 March 16, 2006 Securities and Exchange Commission Washington, D.C. 20549 Re: Univec, Inc. (Registrant) File No. 000-22413 Gentlemen, This letter is in response to the Securities and Exchange Commission (SEC) comment letter to the above referenced Registrant dated February 15, 2006. This lett |
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| January 24, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 3 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 9, 2005 UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-22413 11-3163455 (State or other jurisdiction (Commission File Number) (IR |
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| January 24, 2006 |
EX-16.3 2 ex163.htm EXHIBIT 16.3 Most & Company, LLP Certified Public Accountants 275 Madison Avenue New York, NY 10016 Tel 212-286-9800 Fax 212-682-5629 January 23, 2006 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Univec, Inc. File No.: 0-22413 Ladies and Gentlemen: We have read the statements that we understand Univec, Inc. will include under Items 4.01 a |
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| January 11, 2006 |
UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 Securities and Exchange Commission January 11, 2006 Washington, D. |
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| January 11, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 2 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 9, 2005 UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-22413 11-3163455 (State or other jurisdiction (Commission File Number) (IR |
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| January 11, 2006 |
10KSB/A 1 univec10ka.htm 10KSB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A Amendment No. 2 x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 o Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition period from to UNIVEC, INC. (EXACT NAME OF RE |
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| January 11, 2006 |
EX-16.2 2 ex162.htm EXHIBIT 16.2 Most & Company, LLP Certified Public Accountants 275 Madison Avenue New York, NY 10016 Tel 212-286-9800 Fax 212-682-5629 July 27, 2005 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Univec, Inc. File No.: 0-22413 Ladies and Gentlemen: We have read the statements that we understand Univec, Inc. will include under Items 4.01 and |
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| November 18, 2005 |
UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 November 18, 2005 Securities and Exchange Commission Washington, D. |
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| November 18, 2005 |
UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 Securities and Exchange Commission November 18, 2005 Washington, D. |
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| November 18, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A Amendment No. 1 x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 o Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition period from to UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHAR |
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| November 18, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB 10QSB 1 univec10q.htm UNIVEC 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2005 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commis |
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| November 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number 0-22413 - Cusip Number 91335U108 NOTIFICATION OF LATE FILING (Check One) : [ ] Form 10-K [ ] Form 11-K [ ] Form 20-F [X ] Form 10-Q [ ] Form N-SAR For Period Ended: September 14, 2005 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ X ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: September 30, 2005 READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. |
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| October 13, 2005 |
SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement oConfidential, for use of xDefinitive Proxy Statement the Commission only oDefinitive Additional Materials (as permitted by Rule 14a-6(e)(2)) oSoliciting Material Pursuant to Rule 14a-ll(c) or Rule 14a-12 UNIVEC, INC. |
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| September 22, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2005 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, INC |
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| September 22, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2005 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0-22413 UNIVEC, INC. |
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| September 15, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB /X/ Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 / / Transition report under Section 13 or 15(d) of the Securities Act of 1934 For the transition period from to Commission file number: 0-22413 UNIVEC, INC. (Name of Small Business Issuer i |
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| September 2, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 28, 2005 UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-22413 11-3163455 (State or other jurisdiction (Commission File Number) (I |
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| August 1, 2005 |
UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 UNIVEC 4810 Seton Drive Baltimore, MD 21215 Telephone: (410) 347-9959 Fax: (410) 347-1542 Securities and Exchange Commission July 27, 2005 Washington, D. |
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| August 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 9, 2005 UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-22413 11-3163455 (State or other jurisdiction (Commission File Number) ( |
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| August 1, 2005 |
EX-16 2 ex162.htm EXHIBIT 16.2 Most & Company, LLP Certified Public Accountants 275 Madison Avenue New York, NY 10016 Tel 212-286-9800 Fax 212-682-5629 July 27, 2005 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Univec, Inc. File No.: 0-22413 Ladies and Gentlemen: We have read the statements that we understand Univec, Inc. will include under Items 4.01 and 4. |
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| August 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 28, 2005 UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-22413 11-3163455 (State or other jurisdiction (Commission File Number) (IRS Employer of inc |
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| June 13, 2005 |
Exhibit 16.1 Most & Company, LLP Certified Public Accountants 275 Madison Avenue New York, NY 10016 Tel 212-286-9800 Fax 212-682-5629 June 13, 2005 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Univec, Inc. File No.: 0-22413 Ladies and Gentlemen: We have read the statements that we understand Univec, Inc. will include under Item 4.01 of the Form 8-K it will f |
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| June 13, 2005 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 9, 2005 UNIVEC, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-22413 11-3163455 (State or other jurisdiction of incorporation) (Comm |
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| November 16, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2004 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Numbe |
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| November 16, 2004 |
AGREEMENT THIS AGREEMENT (the ?Agreement?), dated as of August 16th, 2004, is by and among Jonathan M. |
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| November 16, 2004 |
(Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2004 |
LOAN AGREEMENT THIS LOAN AGREEMENT (this ?Agreement?) is made as of this 23rd day of July, 2004 by and between Maryland DEPARTMENT OF BUSINESS AND ECONOMIC DEVELOPMENT, a principal department of the State of Maryland (the ?Lender?), and UNIVEC, INC. |
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| November 16, 2004 |
EX-10.3 4 dex103.htm EXHIBIT 10.3 LOAN AGREEMENT Dated As of July 23, 2004 By And Between UNIVEC, INC. Borrower And THE SHAAR FUND, LTD. Lender $500,000 Line of Credit TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS AND RULES OF CONSTRUCTION Section 1.1 Definitions -1- Section 1.2 Accounting Terms and Determinations -6- Section 1.3 Other Rules of Construction -6- 1.3.1 Headings, Captions: Etc. -6- 1.3.2 |
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| November 16, 2004 |
EX-10.1 2 dex101.htm EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (the “Agreement”) is made this 23rd of July, 2004, between CITY OF BALTIMORE DEVELOPMENT CORPORATION, its successors and assigns (the “Lender”), and UNIVEC, INC., a Delaware corporation, its successors and assigns (the “Borrower”). Explanatory Statement The Borrower has made application to the Lender for |
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| August 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2004 ¨ Transition report under Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) For the transition period from to Commission File Number: 0- |
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| July 30, 2004 |
SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-ll(c) or Rule 14a-12 UNIVEC, INC. |
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| April 1, 2002 |
Exhibit 10.10 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, dated as of January 1, 2002 (the "Effective Date"), by and between Univec, INC., a Delaware corporation with offices at 22 Dubon Court, Farmingdale, NY 11735 (the "Company"), and Dr. David Dalton, an individual with an address at 38 Stags Leap Court, Pikesville, Md. 21202 (the "Executive"). W I T N E S S E T H : - - - - - - - - - - WHEREAS, |
