Basic Stats
| CIK | 1308208 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Universal Logistics Holdings, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| July 24, 2025 |
FORM 8-K Item 9.01 Financial Statements and Exhibits. (d) Exhibits. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 24, 2025 |
Exhibit 99.1 Universal Logistics Holdings, Inc. Reports Second Quarter 2025 Financial Results; Declares Dividend - Second Quarter 2025 Operating Revenues: $393.8 million, down 14.8% - Second Quarter 2025 Operating Income: $19.9 million, down $27.2 million - Second Quarter 2025 Earnings Per Share: $0.32 per share, down $0.85 per share - Declares Quarterly Dividend: $0.105 per share Warren, MI – Jul |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| May 2, 2025 |
Exhibit 3.1 Articles of Incorporation of Universal Logistics Holdings, Inc. ARTICLE I NAME The name of the corporation is Universal Logistics Holdings, Inc. (the “Corporation”). ARTICLE II REGISTERED AGENT The name and street address of the Corporation’s initial registered agent is Corporate Creations Network, Inc., 8275 South Eastern Avenue, No. 200, Las Vegas, NV 89123. ARTICLE III PURPOSE The p |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Nevada 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Commiss |
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| May 2, 2025 |
Exhibit 2.1 Plan of Conversion of Universal Logistics Holdings, Inc., a Michigan corporation, to Universal Logistics Holdings, Inc., a Nevada corporation This Plan of Conversion (this “Plan”) sets forth certain terms of the conversion of Universal Logistics Holdings, Inc., a Michigan corporation (the “Michigan Corporation”), to Universal Logistics Holdings, Inc., a Nevada corporation (the “Nevada |
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| May 2, 2025 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (“we,” “our,” “us” or the “Company”) and the provisions of the Company’s Articles of Incorporation (“Articles”) and Bylaws. It also summarizes relevant provisions of Chapter 78 of the Nevada Revised Statutes, which we refer to as Nevada law, or the “N |
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| May 2, 2025 |
Exhibit 3.2 Bylaws of Universal Logistics Holdings, Inc. ARTICLE I. STOCKHOLDERS MEETINGS SECTION 1.1. PLACE OF MEETING. The board of directors (the “Board of Directors”) of Universal Logistics Holdings, Inc. (the “Corporation”) may designate any place within or without the State of Nevada as the place of meeting for any annual or for any special meeting called by the Board of Directors. A waiver |
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| April 24, 2025 |
Exhibit 99.1 Universal Logistics Holdings Reports First Quarter 2025 Financial Results; Declares Dividend - First Quarter 2025 Operating Revenues: $382.4 million, down 22.3% - First Quarter 2025 Operating Income: $15.7 million, down $59.4 million - First Quarter 2025 Earnings Per Share: $0.23 per share, down $1.76 per share - Declares Quarterly Dividend: $0.105 per share Warren, MI – April 24, 202 |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Co |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 20, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 17, 2025 |
Exhibit 19.1 Securities Trading Policy I. Purpose The purpose of this policy is to describe the standards governing the handling of non-public information of Universal Logistics Holdings, Inc. and its subsidiaries (collectively, the “Company”) and the buying and selling of the Company’s securities. II. Scope The general prohibitions of this Policy apply to all directors, officers and employees of |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of R |
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| March 17, 2025 |
Exhibit 97.1 CLAWBACK POLICY Adopted October 25, 2023 I. PURPOSE In accordance with the applicable rules of the Nasdaq Stock Market (“NASDAQ”) Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 10D-1 promulgated thereunder, the Board of Directors (the “Board”) of Universal Logistics Holdings, Inc. (the “Company”) adopts this Clawback Policy (the “Policy”) |
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| March 17, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Advanced Border Processing Centre, Inc. Canada Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Big Wheels, LLC Nevada Deco Logistics, Inc. dba Container Connection California Diversified Contract Services, Inc. Michigan Huber Logistics, LLC Michiga |
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| March 17, 2025 |
Description of Capital Stock of the Registrant Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (the “Company”) and the provisions of the Company’s Amended and Restated Articles of Incorporation, as amended (the “Articles”), and Sixth Amended and Restated Bylaws (“Bylaws”). It also summarizes relevant provisions of the Michigan Business Corporat |
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| February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) ( |
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| February 6, 2025 |
Exhibit 99.1 Universal Logistics Holdings Reports Fourth Quarter 2024 Financial Results; Declares Dividend - Fourth Quarter 2024 Operating Revenues: $465.1 million, 19.0% increase - Fourth Quarter 2024 Operating Income: $38.3 million, 12.3% increase - Fourth Quarter 2024 Earnings Per Share: $0.77 per share, 4.9% decrease - Declares Quarterly Dividend: $0.105 per share Warren, MI – February 6, 2025 |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVE |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) ( |
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| October 24, 2024 |
Exhibit 99.1 Universal Logistics Holdings Reports Third Quarter 2024 Financial Results; Declares Dividend - Third Quarter 2024 Operating Revenues: $426.8 million, 1.3% increase - Third Quarter 2024 Operating Income: $42.6 million, 16.0% increase - Third Quarter 2024 Earnings Per Share: $1.01 per share, 14.7% increase - Declares Quarterly Dividend: $0.105 per share Warren, MI – October 24, 2024 — U |
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| October 1, 2024 |
Equity Purchase Agreement dated September 30, 2024 Exhibit 2.1 EQUITY PURCHASE AGREEMENT BY AND AMONG PARSEC Holdings, INC., BUDCO GROUP, INC. the sellers named herein, MELISSA BUDIG COLLINS, AS SELLERS’ REPRESENTATIVE, UT HOLDINGS LLC AND 1502061 B.C. Ltd. DATED AS OF September 30, 2024 i Table of Contents Page ARTICLE I RECITALS AND DEFINITIONS 1 1.1 Recitals 1 1.2 Definitions 2 1.3 Other Terms 2 1.4 Usage 2 ARTICLE II PURCHASE AND SALE 3 2.1 Pu |
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| October 1, 2024 |
Universal Logistics Holdings Acquires Parsec, a Market-Leading Rail Terminal Operator Exhibit 99.1 Universal Logistics Holdings Acquires Parsec, a Market-Leading Rail Terminal Operator Warren, MI – September 30, 2024 — Universal Logistics Holdings, Inc. (NASDAQ: ULH) announced today its acquisition of Parsec, LLC, Parsec Intermodal of Canada ULC, and OB Leasing, LLC (collectively “Parsec”). Parsec is a market-leading provider of terminal management services to the Class I, regional |
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| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) |
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| August 23, 2024 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2024 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| August 13, 2024 |
Exhibit 4.2 LIMITED INDEMNITY AGREEMENT AS OF THE 12TH DAY OF AUGUST 2024, FOR VALUE RECEIVED, the sufficiency of which is hereby acknowledged, and in consideration of the Sublease (as defined below) by and between UNIVERSAL DEVELOPMENT OF TENNESSEE, LLC, a Tennessee limited liability company (“Universal”), and FORD MOTOR COMPANY, a Delaware corporation (“Ford”) the undersigned, UNIVERSAL LOGISTIC |
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| August 13, 2024 |
Exhibit 4.1 COMPOSITE SUBLEASE AGREEMENT between universal Development of Tennessee, LLC and FORD MOTOR COMPANY August 12, 2024 TABLE OF CONTENTS Page Article I. BASIC LEASE TERMS, EXHIBITS AND ADDITIONAL DEFINITIONS. 1 1.1 Definitions of Terms 1 1.2 Exhibits 5 1.3 Interests of the Parties 5 1.4 Intent of the Parties 5 Article II. REPRESENTATIONS AND WARRANTIES. 5 2.1 Representations, Warranties, |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| July 25, 2024 |
Exhibit 99.1 Universal Logistics Holdings Reports Second Quarter 2024 Financial Results; Declares Dividend - Second Quarter 2024 Operating Revenues: $462.2 million, 12.0% increase - Second Quarter 2024 Operating Income: $47.1 million, 29.4% increase - Second Quarter 2024 Earnings Per Share: $1.17 per share, 30.0% increase - Declares Quarterly Dividend: $0.105 per share Warren, MI – July 25, 2024 — |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Com |
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| June 18, 2024 |
Calculation of Filing Fee Table. Exhibit 107.1 Calculation of Filing Fees Table Form S-8 (Form Type) Universal Logistics Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation Rate Amount Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Offering Price Fee Rate Amount of Registration Fee Equity Common |
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| June 18, 2024 |
As filed with the Securities and Exchange Commission on June 18, 2024 As filed with the Securities and Exchange Commission on June 18, 2024 Registration No. |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Co |
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| April 25, 2024 |
Form of Non-Statutory Stock Option Agreement under the 2024 Equity Incentive Plan Exhibit 10.2 UNIVERSAL LOGISTICS HOLDINGS, INC. 2024 EQUITY INCENTIVE PLAN NON-STATUTORY STOCK OPTION AGREEMENT THIS NON-STATUTORY STOCK OPTION AGREEMENT (the “Agreement”) is made on [•] (the “Effective Date”), by and between Universal Logistics Holdings, Inc., a Michigan corporation (the “Company”), and the undersigned Participant. Name of Participant Grant Date Expiration Date No. of Shares Exer |
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| April 25, 2024 |
Form of Restricted Stock Award Agreement under the 2024 Equity Incentive Plan Exhibit 10.3 UNIVERSAL LOGISTICS HOLDINGS, INC. 2024 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (the “Agreement”) contains the terms and conditions of the restricted stock award granted to Participant by Universal Logistics Holdings, Inc., a Michigan corporation (the “Company”), under the 2024 Equity Incentive Plan adopted by the Company’s sharehol |
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| April 25, 2024 |
Exhibit 99.1 Universal Logistics Holdings Reports First Quarter 2024 Financial Results; Declares Dividend - First Quarter 2024 Operating Revenues: $491.9 million, up 12.5% - First Quarter 2024 Operating Income: $75.1 million, up $36.9 million - First Quarter 2024 Earnings Per Share: $1.99 per share, up $1.04 per share - Declares Quarterly Dividend: $0.105 per share Warren, MI – April 25, 2024 — Un |
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| April 25, 2024 |
Universal Logistics Holdings, Inc. 2024 Equity Incentive Plan Exhibit 10.1 UNIVERSAL LOGISTICS HOLDINGS, INC. 2024 EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are (a) to attract and retain the best available personnel to ensure the Company’s success and accomplish the Company’s goals; (b) to incentivize Employees, Directors and Consultants with long-term equity-based compensation to align their interests with the Company’s shareh |
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| April 9, 2024 |
Exhibit 10.1 SECOND AMENDMENT AGREEMENT This SECOND AMENDMENT AGREEMENT (this “Amendment”) is made as of the 5th day of April, 2024 among: (a) UNIVERSAL MANAGEMENT SERVICES, INC., a Michigan corporation (“Universal Management”); (b) each Affiliate (as defined in the Credit Agreement, as hereinafter defined) of Universal Management party to the Credit Agreement as a borrower (each such Affiliate, t |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 05, 2024 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Co |
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| March 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2024 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Co |
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| March 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 15, 2024 |
Exhibit 97.1 CLAWBACK POLICY Adopted October 25, 2023 I. PURPOSE In accordance with the applicable rules of the Nasdaq Stock Market (“NASDAQ”) Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 10D-1 promulgated thereunder, the Board of Directors (the “Board”) of Universal Logistics Holdings, Inc. (the “Company”) adopts this Clawback Policy (the “Policy”) |
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| March 15, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Advanced Border Processing Centre, Inc. Canada Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Cavalry Logistics International, Inc. Illinois Deco Logistics, Inc. dba Container Connection California Diversified Contract Services, Inc. Michigan Hube |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of R |
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| March 15, 2024 |
Description of Capital Stock of the Registrant Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (the “Company”) and the provisions of the Company’s Amended and Restated Articles of Incorporation, as amended (the “Articles”), and Sixth Amended and Restated Bylaws (“Bylaws”). It also summarizes relevant provisions of the Michigan Business Corporat |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) |
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| February 15, 2024 |
Exhibit 3.1 SIXTH AMENDED AND RESTATED BYLAWS OF UNIVERSAL LOGISTICS HOLDINGS, INC. (Effective February 14, 2024) ARTICLE I OFFICES Section 1.1 Registered Office and Agent. The registered office and agent of the corporation shall be at such place as the Board of Directors shall determine and as shall be designated from time to time by the appropriate filing by the corporation in the office of the |
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| February 15, 2024 |
Exhibit 99.1 Universal Logistics Holdings Reports Fourth Quarter 2023 Financial Results; Declares Dividend - Fourth Quarter 2023 Operating Revenues: $390.9 million, 14.8% decrease - Fourth Quarter 2023 Operating Income: $34.1 million, 29.2% decrease - Fourth Quarter 2023 Earnings Per Share: $0.81 per share, 36.2% decrease - Declares Quarterly Dividend: $0.105 per share Warren, MI – February 15, 20 |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVE |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) ( |
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| October 26, 2023 |
Exhibit 99.1 Universal Logistics Holdings Reports Third Quarter 2023 Financial Results; Declares Dividend - Third Quarter 2023 Operating Revenues: $421.3 million, 16.7% decrease - Third Quarter 2023 Operating Income: $36.8 million, 47.3% decrease - Third Quarter 2023 Earnings Per Share: $0.88 per share, 52.2% decrease - Declares Quarterly Dividend: $0.105 per share Warren, MI – October 26, 2023 — |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL L |
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| August 3, 2023 |
PURCHASE PRICE PROMISSORY NOTE (LSM 2020 Trust Re: ULH Transaction) August 1, 2023 EX-3 Exhibit 3 PURCHASE PRICE PROMISSORY NOTE (LSM 2020 Trust Re: ULH Transaction) August 1, 2023 1. |
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| August 3, 2023 |
PURCHASE PRICE PROMISSORY NOTE Swiftsure Irrevocable Trust Re: ULH Transaction August 1, 2023 EX-99.5 6 d538433dex995.htm EX-5 Exhibit 5 PURCHASE PRICE PROMISSORY NOTE Swiftsure Irrevocable Trust Re: ULH Transaction August 1, 2023 1. Principal and Interest. For value received, the undersigned, Swiftsure Irrevocable Trust under Agreement dated December 26, 2012, as decanted November 28, 2020 (“Maker”), promises to pay to the order of Matthew T. Moroun, an individual (“Creditor”), the princi |
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| August 3, 2023 |
EX-4 Exhibit 4 PURCHASE AGREEMENT This Purchase Agreement (the “Agreement”), is made as of June 15, 2023 (the “Effective Date”), by and between Matthew T. |
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| August 3, 2023 |
EX-99.6 7 d538433dex996.htm EX-6 Exhibit 6 JOINT FILING AGREEMENT We, the signatories of Amendment No. 11 (“Amendment No. 11”) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 11 and any further amendments to such Schedule 13D filed by any of us will be filed on |
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| August 3, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 01, 2023 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (C |
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| August 3, 2023 |
Exhibit 4.1 JOINDER AGREEMENT TO REGISTRATION RIGHTS AGREEMENT Dated as of August 1, 2023 Reference is made to the Second Amended and Restated Registration Rights Agreement, dated as of July 28, 2021 (as amended from time to time, the “Registration Rights Agreement”), by and among Universal Logistics Holdings, Inc., a Michigan corporation (the “Company”), and the Moroun Family Holders. Capitalized |
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| August 3, 2023 |
ULH / Universal Logistics Holdings Inc / MOROUN MATTHEW T - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number o |
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| August 3, 2023 |
EX-1 Exhibit 1 PURCHASE AGREEMENT This Purchase Agreement (the “Agreement”), is made as of June 15, 2023 (the “Effective Date”), by and between Matthew T. |
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| August 3, 2023 |
AMENDMENT TO PURCHASE AGREEMENT EX-2 Exhibit 2 AMENDMENT TO PURCHASE AGREEMENT This Amendment to Purchase Agreement (the “Amendment”) is made as of August 1, 2023, by and between Matthew T. |
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| July 27, 2023 |
Exhibit 99.1 Universal Logistics Holdings Reports Second Quarter 2023 Financial Results; Declares Dividend - Second Quarter 2023 Operating Revenues: $412.6 million, 21.7% decrease - Second Quarter 2023 Operating Income: $36.4 million, 43.7% decrease - Second Quarter 2023 Earnings Per Share: $0.90 per share, 46.7% decrease - Declares Quarterly Dividend: $0.105 per share Warren, MI – July 27, 2023 — |
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| July 27, 2023 |
Exhibit 10.1 form of INDEMNIFICATION AGREEMENT This Indemnification Agreement is dated as of [•], 2023 (this “Agreement”) and is between Universal Logistics Holdings, Inc., a Michigan corporation (the “Company”), and [•] (“Indemnitee”). Background The Company believes that in order to attract and retain highly competent persons to serve as directors or in other capacities, including as officers, i |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Com |
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| May 16, 2023 |
EX-99.2 EXHIBIT 2 JOINT FILING AGREEMENT We, the signatories of Amendment No. 10 (“Amendment No. 10”) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 10 and any further amendments to such Schedule 13D filed by any of us will be filed on behalf of each of us. Dat |
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| May 16, 2023 |
EX-99.1 EXHIBIT 1 PROMISSORY NOTE Principal Amount: $785,000.00 October 27, 2022 1. Principal and Interest. For value received, the undersigned, Matthew T. Moroun, as Trustee of the 2020 Irrevocable Agnes Anne Moroun Trust under Agreement dated December 28, 2020 (“Maker”), promises to pay to the order of Matthew T. Moroun, as Trustee of the Agnes Anne Moroun Trust Under Agreement Dated August 10, |
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| May 16, 2023 |
ULH / Universal Logistics Holdings Inc / MOROUN MATTHEW T - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number o |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) (Co |
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| April 27, 2023 |
Exhibit 99.1 Universal Logistics Holdings Reports First Quarter 2023 Financial Results; Declares Dividend - First Quarter 2023 Operating Revenues: $437.4 million, 16.5% decrease - First Quarter 2023 Operating Income: $38.2 million, 34.0% decrease - First Quarter 2023 Earnings Per Share: $0.95 per share, 39.1% decrease - Declares Quarterly Dividend: $0.105 per share Warren, MI – April 27, 2023 — Un |
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| March 31, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 16, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Advanced Border Processing Centre, Inc. Canada Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Cavalry Logistics International, Inc. Illinois Cavalry Logistics International of Canada, Inc. Canada Deco Logistics, Inc. dba Container Connection Calif |
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| March 16, 2023 |
Description of Capital Stock of the Registrant Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (the “Company”) and the provisions of the Company’s Amended and Restated Articles of Incorporation, as amended (“Articles”), and Fifth Amended and Restated Bylaws (“Bylaws”). It also summarizes relevant provisions of the Michigan Business Corporation |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of R |
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| February 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 09, 2023 Universal Logistics Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Michigan 0-51142 38-3640097 (State or Other Jurisdiction of Incorporation) |
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| February 9, 2023 |
Exhibit 99.1 Universal Logistics Holdings Reports Record Fourth Quarter 2022 Financial Results; Achieves Record Full-Year 2022 Financial Results; Declares Dividend - Fourth Quarter 2022 Operating Revenues: $458.7 million, 1.9% decrease - Fourth Quarter 2022 Operating Income: $48.2 million, 102.6% increase - Fourth Quarter 2022 Earnings Per Share: $1.27 per share, 111.7% increase - Declares Quarter |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSA |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2022 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| October 27, 2022 |
Exhibit 99.1 Universal Logistics Holdings Tops Previous Record-Setting Results in the Third Quarter 2022; Declares Dividend - Third Quarter 2022 Operating Revenues: $505.7 million, 13.5% increase - Third Quarter 2022 Operating Income: $69.8 million, 13.8% operating margin - Third Quarter 2022 Earnings Per Share: $1.84 per share - Declares Quarterly Dividend: $0.105 per share Warren, MI ? October 2 |
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| October 3, 2022 |
Exhibit 10.1 FIRST AMENDMENT AGREEMENT This FIRST AMENDMENT AGREEMENT (this ?Amendment?) is made as of the 30th day of September, 2022 among: (a)UNIVERSAL MANAGEMENT SERVICES, INC., a Michigan corporation (?Universal Management?); (b)each Affiliate (as defined in the Credit Agreement, as hereinafter defined) of Universal Management party to the Credit Agreement as a borrower (each such Affiliate, |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2022 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) |
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| October 3, 2022 |
Exhibit 10.2 CREDIT AND SECURITY AGREEMENT among UACL LOGISTICS HOLDINGS, LLC THE OTHER BORROWERS NAMED HEREIN as Borrowers THE LENDERS NAMED HEREIN as Lenders and KEYBANK NATIONAL ASSOCIATION as Administrative Agent, Swing Line Lender and Issuing Lender KEYBANC CAPITAL MARKETS, INC. as Joint Lead Arranger and Joint Book Runner THE HUNTINGTON NATIONAL BANK U.S. BANK NATIONAL ASSOCIATION as Joint L |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL L |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2022 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Comm |
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| July 28, 2022 |
Exhibit 99.1 Universal Logistics Holdings Reports New All-Time Record Results in the Second Quarter 2022; Declares Dividend - Second Quarter 2022 Operating Revenues: $527.2 million, 24.7% increase - Second Quarter 2022 Operating Income: $64.7 million, 12.3% operating margin - Second Quarter 2022 Earnings Per Share: $1.69 per share - Declares Quarterly Dividend: $0.105 per share - Repurchases 393,6 |
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| June 30, 2022 |
Power of Attorney (included on the signature page to this Registration Statement) As filed with the Securities and Exchange Commission on June 30, 2022 Registration No. |
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| June 30, 2022 |
Exhibit 107.1 Calculation of Filing Fees Table Form S-8 (Form Type) Universal Logistics Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation Rate Amount Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Offering Price Fee Rate Amount of Registration Fee Equity Common Stock |
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| June 21, 2022 |
Exhibit (a)(1)(H) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| June 21, 2022 |
As filed with the Securities and Exchange Commission on June 21, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 16, 2022 |
Exhibit (a)(1)(G) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| June 16, 2022 |
Exhibit 107 Calculation of Filing Fees Table Schedule TO (Form Type) Universal Logistics Holdings, Inc. |
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| June 16, 2022 |
As filed with the Securities and Exchange Commission on June 16, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2022 |
Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| May 13, 2022 |
Exhibit (a)(1)(C) Notice of Guaranteed Delivery (Not to be used for Signature Guarantee) for Tender of Shares of Common Stock of UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| May 13, 2022 |
Exhibit 107 Calculation of Filing Fees Table Schedule TO (Form Type) Universal Logistics Holdings, Inc. |
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| May 13, 2022 |
Exhibit (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock Pursuant to the Offer to Purchase for Cash Dated May 13, 2022 by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| May 13, 2022 |
As filed with the Securities and Exchange Commission on May 13, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2022 |
Exhibit (a)(1)(E) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| May 13, 2022 |
Exhibit (a)(1)(D) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| May 13, 2022 |
Exhibit (a)(1)(F) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q fa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERS |
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| May 12, 2022 |
Amendment to 2014 Amended and Restated Stock Incentive Plan Exhibit 4.2 Plan Amendment AMENDMENT TO THE 2014 AMENDED AND RESTATED STOCK INCENTIVE PLAN Effective May 4, 2022 This Amendment to the 2014 Amended and Restated Stock Incentive Plan, as amended (the ?Plan?), is effective as of the date first set forth above, such amendment having been approved by the Board of Directors of Universal Logistics Holdings, Inc., a Michigan corporation (the ?Company?), |
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| May 5, 2022 |
Exhibit 99.1 Universal Logistics Holdings Reports First Quarter 2022 All-Time Record Quarterly Results; Declares Dividend - First Quarter 2022 Operating Revenues: $523.9 million, 26.2% increase - First Quarter 2022 Operating Income: $57.8 million, 11.0% operating margin - First Quarter 2022 Earnings Per Share: $1.56 per share, 95.0% increase - Declares Quarterly Dividend: $0.105 per share - Repurc |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2022 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Commis |
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| May 2, 2022 |
Exhibit 10.1 CREDIT AGREEMENT DATED AS OF April 29, 2022 AMONG UTSI FINANCE, INC. and UTS REALTY, LLC as Borrower, THE OTHER LOAN PARTIES SIGNATORY HERETO, as Loan Parties, FIFTH THIRD BANK, NATIONAL ASSOCIATION, as Agent and Sole Bookrunner THE LENDERS FROM TIME TO TIME PARTY HERETO, and FIFTH THIRD BANK, NATIONAL ASSOCIATION, and FIRST HORIZON BANK, as Joint Lead Arrangers TABLE OF CONTENTS Page |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2022 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| May 2, 2022 |
Exhibit 10.2 Capital Markets Derivative Operations 38 Fountain Square MD 1090RE Cincinnati, OH 45263 Phone: 855-615-3522 Date: April 29, 2022 To: UTSI FINANCE, INC Attention: VIOLETA GOLEMATIS Phone: 586-920-0235 Email: [email protected] Attention: NICOLE REDMOND Phone: 586-920-0100 X2016 Email: [email protected] Attention: STEVEN FITZPATRICK Phone: 586-920-0235 Email |
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| March 31, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of R |
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| March 16, 2022 |
Description of Capital Stock of the Registrant Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (the ?Company?) and the provisions of the Company?s Amended and Restated Articles of Incorporation, as amended (?Articles?), and Fifth Amended and Restated Bylaws (?Bylaws?). It also summarizes relevant provisions of the Michigan Business Corporation |
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| March 16, 2022 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Advanced Border Processing Centre, Inc. Canada Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Cavalry Logistics International, Inc. Illinois Cavalry Logistics International of Canada, Inc. Canada Deco Logistics, Inc. dba Container Connection Calif |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2022 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) ( |
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| February 10, 2022 |
Exhibit 99.1 Universal Logistics Holdings Reports Fourth Quarter 2021 Financial Results; Achieved Full Year 2021 Record Results; Declares Dividend - Fourth Quarter 2021 Operating Revenues: $467.4 million, 21.1% increase - Fourth Quarter 2021 Operating Income: $23.8 million - Fourth Quarter 2021 Earnings Per Share: $0.60 per share - Declares Quarterly Dividend: $0.105 per share Warren, MI ? Februar |
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| January 18, 2022 |
ULH / Universal Logistics Holdings Inc / MOROUN MATTHEW T - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number of |
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| January 18, 2022 |
EXHIBIT 2 JOINT FILING AGREEMENT We, the signatories of Amendment No. 9 (?Amendment No. 9?) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 9 and any further amendments to such Schedule 13D filed by any of us will be filed on behalf of each of us. Dated: January |
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| January 18, 2022 |
PURCHASE PRICE PROMISSORY NOTE December 20, 2021 EXHIBIT 1 PURCHASE PRICE PROMISSORY NOTE December 20, 2021 1. Principal and Interest. For value received, the undersigned Matthew T. Moroun as trustee of the 2020 Irrevocable Nora M. Moroun Trust Under Agreement Dated November 24, 2020 (?Maker?), promises to pay to Nora M. Moroun (?Creditor?), the principal amount of Forty Six Million One Hundred and Seventy Seven Thousand Dollars ($46,177,000) (t |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSA |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2021 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| October 28, 2021 |
Exhibit 99.1 Universal Logistics Holdings Reports Third Quarter 2021 Financial Results; Declares Dividend - Third Quarter 2021 Operating Revenues: $445.6 million, 22.1% increase - Third Quarter 2021 Operating Income: $16.7 million, includes $12.9 million litigation & launch losses - Third Quarter 2021 Earnings Per Share: $0.38 per share, includes $0.36 litigation & launch losses - Declares Quarter |
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| August 31, 2021 |
August 31, 2021 VIA EDGAR Mr. Timothy J. Collins Office of Energy & Transportation Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Universal Logistics Holdings, Inc. Registration Statement on Form S-3 Filed August 24, 2021 File No. 333-259042 Dear Mr. Collins: Pursuant to Rule 461 under the Securities Act of 1933, as am |
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| August 24, 2021 |
EXHIBIT 4.9 FORM OF INDENTURE between UNIVERSAL LOGISTICS HOLDINGS, INC. and [?], as Trustee Dated as of [?] Providing for Issuance of Debt Securities in Series TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 6 Section 1.3. Form of Documents Delivered to Trustee 6 Section 1.4. Ac |
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| August 24, 2021 |
As filed with the Securities and Exchange Commission on August 24, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 24, 2021 Registration No. |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL L |
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| July 29, 2021 |
Exhibit 99.1 Universal Logistics Holdings Reports Second Quarter 2021 Financial Results; Declares Dividend; Approves Stock Repurchase Plan - Second Quarter 2021 Operating Revenues: $422.8 million, 63.9% increase - Second Quarter 2021 Operating Income: $31.3 million, 7.4% operating margin - Second Quarter 2021 Earnings Per Share: $0.95 per share, includes $0.16 settlement gain - Declares Quarterly |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2021 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Comm |
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| July 29, 2021 |
Exhibit 4.1 SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of July 28, 2021 (the ?Effective Date?), among Universal Logistics Holdings, Inc., a Michigan corporation (the ?Company?), and each of the Moroun Family Holders from time to time party hereto. RECITALS A.The Company, Matthew T. Moroun (?M |
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| June 24, 2021 |
ULH / Universal Logistics Holdings Inc / MOROUN MATTHEW T - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number of Person A |
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| June 24, 2021 |
PURCHASE PRICE PROMISSORY NOTE JUNE 18, 2021 EXHIBIT 1 PURCHASE PRICE PROMISSORY NOTE JUNE 18, 2021 1. Principal and Interest. For value received, the undersigned Agnes A. Moroun as special trustee of the Irrevocable Nora M. Moroun Trust Agreement dated November 24, 2020 (?Maker?), promises to pay to the Estate of Manuel J. Moroun (?Creditor?), the principal amount of Eight Million and Seven Hundred Seventy-Three Thousand Dollars ($8,773,000 |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| April 30, 2021 |
Exhibit 99.1 Universal Logistics Holdings Reports Record First Quarter 2021 Financial Results; Declares Dividend - First Quarter 2021 Operating Revenues: $415.2 million, 8.7% increase - First Quarter 2021 Operating Income: $31.2 million, 7.5% operating margin - First Quarter 2021 Earnings Per Share: $0.80 per share, highest EPS ever reported - Declares Quarterly Dividend: $0.105 per share Warren, |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2021 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| April 16, 2021 |
Name of Registrant: Universal Logistics Holdings, Inc. Name of persons relying on exemption: California Public Employees Retirement System (CalPERS) Address of persons relying on exemption: 400 Q Street, Sacramento, CA 95811 Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934. Submission is not required of this filer under the terms of |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 29, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2021 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| March 23, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2021 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| March 23, 2021 |
Letter of BDO USA LLP dated March 18, 2021 Exhibit 16.1 March 18, 2021 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Universal Logistics Holdings, Inc. File No. 0-51142 Dear Sir or Madam: We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on March 17, 2021 to be filed by our former client, Universal Logistics Holdings, Inc. We agree with the statements |
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| March 16, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Cavalry Logistics International, Inc. Illinois Cavalry Logistics International of Canada, Inc. Canada Deco Logistics, Inc. dba Container Connection California Diversified Contract Services, Inc. Michi |
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| March 16, 2021 |
Description of Capital Stock of the Registrant Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (the ?Company?) and the provisions of the Company?s Amended and Restated Articles of Incorporation, as amended (?Articles?), and Amended and Restated Bylaws (?Bylaws?). It also summarizes relevant provisions of the Michigan Business Corporation Act, w |
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| March 16, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of R |
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| February 4, 2021 |
Exhibit 99.1 Universal Logistics Holdings Reports Fourth Quarter 2020 Financial Results; Announces Change in Reportable Segments; Declares Dividend; Announces Participation in Investor Conference - Fourth Quarter 2020 Operating Revenues: $386.0 million, 2.7% increase - Fourth Quarter 2020 Operating Income: $23.5 million, 6.1% operating margin - Fourth Quarter 2020 Earnings Per Share: $0.60 per sha |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 4, 2021 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| December 30, 2020 |
CORRESP December 30, 2020 Via Edgar Transmission Mr. Gus Rodriguez Mr. Robert Babula Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Re: Universal Logistics Holdings, Inc. Form 10-K for Fiscal Year Ended December 31, 2019 Filed March 16, 2020 File No. 000-51142 Dear Messrs. Rodriguez and Babula: The following is the response of Universal |
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| December 29, 2020 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT We, the signatories of Amendment No. 7 (“Amendment No. 7”) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 7 and any further amendments to such Schedule 13D filed by any of us will be filed on behalf of each of us. Dated: |
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| December 29, 2020 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number of |
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| December 15, 2020 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT We, the signatories of Amendment No. 6 (“Amendment No. 6”) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 6 and any further amendments to such Schedule 13D filed by any of us will be filed on behalf of each of us. Dated: |
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| December 15, 2020 |
PURCHASE PRICE PROMISSORY NOTE December 10, 2020 EX-99.2 Exhibit 2 PURCHASE PRICE PROMISSORY NOTE December 10, 2020 1. Principal and Interest. For value received, the undersigned Matthew T. Moroun (“Maker”), promises to pay to Nora M. Moroun (“Creditor”), the principal amount of Twenty Eight Million Six Hundred and Seventeen Thousand Six Hundred and Seventy Dollars ($28,617,670) (the “Principal Amount”) and interest on the unpaid Principal Amoun |
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| December 15, 2020 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number of |
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| December 10, 2020 |
CORRESP 100 Maple Park Boulevard Suite 110 Saint Clair Shores, MI 48081 313-574-4037 info@vistulalaw. |
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| November 30, 2020 |
EX-99.2 Exhibit 2 JOINT FILING AGREEMENT We, the signatories of Amendment No. 5 (“Amendment No. 5”) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 5 and any further amendments to such Schedule 13D filed by any of us will be filed on behalf of each of us. Dated: |
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| November 30, 2020 |
ULH / Universal Logistics Holdings, Inc. / MOROUN MATTHEW T - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 (Name, Address and Telephone Number of |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSA |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| October 29, 2020 |
Exhibit 99.1 Universal Logistics Holdings Reports Third Quarter 2020 Financial Results - Third Quarter 2020 Operating Revenues: $365.0 million, 2.8% decrease - Third Quarter 2020 Operating Income: $22.1 million, 6.0% operating margin - Third Quarter 2020 Earnings Per Share: $0.50 per share - Reinstates Quarterly Dividend: $0.105 per share Warren, MI – October 29, 2020 — Universal Logistics Holding |
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| August 24, 2020 |
UNIVERSAL LOGISTICS HOLDINGS, INC. FALL 2020 Exhibit 99.1 CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS This presentation and any other written or oral statements made by us or on our behalf to analysts, investors, the media, and others may include forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995. The terms “Universal,” the “Company,” “we,” |
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| August 24, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 24, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Co |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL L |
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| July 31, 2020 |
Exhibit 99.1 Universal Logistics Holdings Reports Second Quarter 2020 Financial Results - Second Quarter 2020 Operating Revenues: $258.0 million, 32.7% decrease - Second Quarter 2020 Operating Income: $10.8 million, 64.7% decrease - Second Quarter 2020 Earnings Per Share: $0.23 per share Warren, MI – July 30, 2020 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider o |
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| July 31, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Comm |
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| June 18, 2020 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Comm |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| April 30, 2020 |
Exhibit 99.1 Universal Logistics Holdings Reports First Quarter 2020 Financial Results - First Quarter 2020 Operating Revenues: $382.2 million, 1.3% increase - First Quarter 2020 Operating Income: $23.9 million, 9.8% decrease - First Quarter 2020 EPS: $0.45, including $0.09 holding losses on marketable securities - Quarterly Dividend: Temporarily suspended Warren, MI – April 30, 2020 — Universal L |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| April 17, 2020 |
ULH / Universal Logistics Holdings, Inc. PX14A6G - - PX14A6G Name of Registrant: Universal Logistics Holdings, Inc. Name of persons relying on exemption: California Public Employees Retirement System (CalPERS) Address of persons relying on exemption: 400 Q Street, Sacramento, CA 95811 Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934. Submission is not required of this filer under the terms of |
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| March 31, 2020 |
ULH / Universal Logistics Holdings, Inc. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2020 |
ULH / Universal Logistics Holdings, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of Reg |
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| March 16, 2020 |
Description of Capital Stock of the Registrant Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material terms of the capital stock of Universal Logistics Holdings, Inc. (the “Company”) and the provisions of the Company’s Amended and Restated Articles of Incorporation, as amended (“Articles”), and Amended and Restated Bylaws (“Bylaws”). It also summarizes relevant provisions of the Michigan Business Corporation Act, w |
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| March 16, 2020 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Cavalry Logistics International, Inc. Illinois Cavalry Logistics International of Canada, Inc. Canada Deco Logistics, Inc. dba Container Connection California Diversified Contract Services, Inc. Michi |
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| March 16, 2020 |
Separation Agreement between the Registrant and Jeff Roger Exhibit 10.13 SEPARATION AGREEMENT AND GENERAL RELEASE PLEASE READ THIS DOCUMENT CAREFULLY. IT CONTAINS A RELEASE OF ALL KNOWN AND UNKNOWN CLAIMS. This SEPARATION AGREEMENT AND GENERAL RELEASE (“Agreement”), dated as of January 10, 2020, is by and between Jeffrey Rogers (“Employee”), and Universal Management Services, Inc. (the “Company”). Recitals: A.In connection with Employee’s separation from |
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| February 14, 2020 |
ULH / Universal Logistics Holdings, Inc. / MOROUN MATTHEW T - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Universal Logistics Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number) Matthew T. Moroun 12225 Stephens Road Warren, MI 48089 (586) 939-7000 Copy to: Edwin J. Lukas CenTra, Inc. 1 |
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| February 14, 2020 |
EX-99.2 Exhibit 2 JOINT FILING AGREEMENT We, the signatories of Amendment No. 4 (“Amendment No. 4”) to the Schedule 13D to which this Agreement is attached, hereby agree that, in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, this Amendment No. 4 and any further amendments to such Schedule 13D filed by any of us will be filed on behalf of each of us. Dated: |
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| February 6, 2020 |
Exhibit 99.1 Universal Logistics Holdings Reports Fourth Quarter 2019 Financial Results; Declares Dividend; Provides 2020 Outlook - Fourth Quarter 2019 Operating Revenues: $375.9 million, 2.7% decrease - Fourth Quarter 2019 Operating Income: $15.5 million; includes $2.9 million legal charge - Fourth Quarter 2019 EPS: $0.32; includes $0.08 legal charge - Regular Quarterly Dividend: $0.105 per share |
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| February 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| January 14, 2020 |
Universal Appoints Tim Phillips as President and Chief Executive Officer Exhibit 99.1 Universal Appoints Tim Phillips as President and Chief Executive Officer Warren, MI – January 13, 2020 — Universal Logistics Holdings, Inc. (NASDAQ: ULH) announced today that its Board of Directors (the “Board”) appointed Tim Phillips as the Company’s new Chief Executive Officer, President, and member of the Board, effective January 10, 2020. Mr. Phillips began his career with Univers |
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| January 14, 2020 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Agreement (“Agreement”) is entered into as of January 10, 2020, by and between Universal Management Services, Inc. ("COMPANY") and Tim Phillips (“EMPLOYEE”), and the parties therefore agree as follows: Subject to the terms and conditions contained in this Agreement and during the Term of this Agreement (as defined below), COMPANY hereby employs EMPLOYEE in th |
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| January 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2020 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| December 16, 2019 |
Exhibit 3.1 FIFTH AMENDED AND RESTATED BYLAWS OF UNIVERSAL LOGISTICS HOLDINGS, INC. (Effective December 13, 2019) ARTICLE I OFFICES 1.01PRINCIPAL OFFICE. The principal office of the corporation shall be at such place within the State of Michigan as the Board of Directors shall determine from time to time. 1.02OTHER OFFICES. The corporation may also have offices at such other places as the Board of |
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| December 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) ( |
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| November 7, 2019 |
ULH / Universal Logistics Holdings, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVE |
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| November 5, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| November 5, 2019 |
Universal Continues Its Acquisition Strategy, Acquiring Roadrunner Intermodal Services Exhibit 99.1 Universal Continues Its Acquisition Strategy, Acquiring Roadrunner Intermodal Services Warren, MI – November 5, 2019 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, announced today its acquisition of Roadrunner Intermodal Services, LLC, Morgan Southern, Inc., Wando Trucking, LLC, and Central Cal T |
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| October 25, 2019 |
Exhibit 99.1 Universal Logistics Holdings Reports Third Quarter 2019 Financial Results; Declares Dividend - Third Quarter 2019 Operating Revenues: $375.5 million, 0.3% increase - Third Quarter 2019 Operating Loss: $7.4 million, includes $27.0 million litigation charges - Third Quarter 2019 EPS: $(0.30); includes $0.72 litigation charges - Regular Quarterly Dividend: $0.105 per share Warren, MI – O |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| September 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) |
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| September 18, 2019 |
Exhibit (a)(1)(L) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| September 18, 2019 |
ULH / Universal Logistics Holdings, Inc. SC TO-I/A - - SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) UNIVERSAL LOGISTICS HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number of Class of S |
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| September 16, 2019 |
Exhibit (a)(1)(K) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| September 16, 2019 |
ULH / Universal Logistics Holdings, Inc. SC TO-I/A - - SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) UNIVERSAL LOGISTICS HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number of Class of S |
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| August 27, 2019 |
Exhibit (a)(1)(I) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 27, 2019 |
ULH / Universal Logistics Holdings, Inc. SC TO-I/A - - SC TO-1/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) UNIVERSAL LOGISTICS HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number of Class of S |
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| August 27, 2019 |
Exhibit (a)(1)(H) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 27, 2019 |
Exhibit (a)(1)(J) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| August 27, 2019 |
Exhibit (a)(1)(G) Supplement Dated August 27, 2019 to the Offer to Purchase for Cash Dated August 5, 2019 by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 9, 2019 |
ULH / Universal Logistics Holdings, Inc. SC TO-I/A - - SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) UNIVERSAL LOGISTICS HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number of Class of S |
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| August 8, 2019 |
ULH / Universal Logistics Holdings, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| August 5, 2019 |
Exhibit (a)(1)(E) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 5, 2019 |
ULH / Universal Logistics Holdings, Inc. SC TO-I - - SCHEDULE TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 UNIVERSAL LOGISTICS HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Offeror)) Common Stock, no par value (Title of Class of Securities) 91388P105 (CUSIP Number of Class of Securities) Jeffrey |
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| August 5, 2019 |
TABLE OF CONTENTS Exhibit (a)(1)(A) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 5, 2019 |
Exhibit (a)(1)(F) For further information: Steven Fitzpatrick, Investor Relations SFitzpatrick@UniversalLogistics. |
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| August 5, 2019 |
Exhibit (a)(1)(C) Notice of Guaranteed Delivery (Not to be used for Signature Guarantee) for Tender of Shares of Common Stock of UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 5, 2019 |
Exhibit (a)(1)(D) Offer to Purchase for Cash by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| August 5, 2019 |
Exhibit (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock Pursuant to the Offer to Purchase for Cash Dated August 5, 2019 by UNIVERSAL LOGISTICS HOLDINGS, INC. |
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| July 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Comm |
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| July 25, 2019 |
Exhibit 99.1 Universal Logistics Holdings Reports Second Quarter Financial Results; Declares Dividends; Updates Revenue Guidance - Second Quarter 2019 Operating Revenues: $383.2 million, 4.7% increase - Second Quarter 2019 Operating Income: $30.7 million, 17.0% increase - Second Quarter 2019 Operating Margin: 8.0%; 80 bps increase - Second Quarter 2019 EPS: $0.70, 12.9% increase - Second Quarter 2 |
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| May 9, 2019 |
ULH / Universal Logistics Holdings, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| April 25, 2019 |
Exhibit 99.1 Universal Logistics Holdings Reports First Quarter Financial Results; Declares Dividend - First Quarter 2019 Operating Revenues: $377.4 million, 12.6% increase - First Quarter 2019 Operating Income: $26.5 million, 55.0% increase - First Quarter 2019 EPS: $0.61, 64.9% increase - Regular Quarterly Dividend: $0.105 per share Warren, MI – April 25, 2019 — Universal Logistics Holdings, Inc |
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| April 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| April 22, 2019 |
Universal Acquires Michael’s Cartage, Its Fifth Acquisition since February 1, 2018 Exhibit 99.1 Universal Acquires Michael’s Cartage, Its Fifth Acquisition since February 1, 2018 Warren, MI – April 22, 2019 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, announced today its acquisition of Chicagoland-based Michael’s Cartage, Inc. (“Michael’s”). Headquartered in Bridgeview, Illinois, Michael’ |
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| April 22, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| April 12, 2019 |
ULH / Universal Logistics Holdings, Inc. PX14A6G April 12, 2019 Dear Universal Logistics Holdings, Inc. Shareowner: Support Shareowner Proposal #3 Requesting Majority Vote We urge shareowners to support proposal #3 at the company’s April 25, 2019 Annual General Meeting. As of record date March 15, 2019, CalPERS owned approximately 16,700 shares of Universal Logistics Holdings, Inc. common stock. As a long-term shareowner of the company we ask th |
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| March 28, 2019 |
ULH / Universal Logistics Holdings, Inc. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 18, 2019 |
ULH / Universal Logistics Holdings, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of Reg |
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| March 18, 2019 |
Subsidiaries of the Registrant Exhibit 21.1 Principal Subsidiaries of Universal Logistics Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation/ Organization Apa Holdings, LLC Illinois Aquarius Financial, Inc. California Cavalry Logistics, LLC Tennessee Cavalry Logistics International, Inc. Illinois Cavalry Logistics International of Canada, Inc. Canada Deco Logistics, Inc. dba Container Connection California Diversif |
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| February 21, 2019 |
Exhibit 99.1 Universal Logistics Holdings Reports Fourth Quarter and Year-End Financial Results; Declares Regular and Special Dividends - Fourth Quarter 2018 Operating Revenues: $386.4 million, 23.0% increase - Fourth Quarter 2018 Operating Income: $17.9 million, 36.6% increase - Fourth Quarter 2018 EPS: $0.32, includes $0.23 charge for legal settlement and securities losses - Regular Quarterly Di |
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| February 21, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) ( |
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| February 4, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 4, 2019 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| February 4, 2019 |
Exhibit 99.1 Universal Logistics Holdings Announces Participation in Investor Conference, Discloses Anticipated Investor Communication Dates and Provides 2019 Outlook Warren, MI – February 4, 2019 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, today announced that Jeff Rogers, Universal’s Chief Executive Offi |
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| December 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| December 11, 2018 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT by and among Mason Dixon Intermodal, Inc. (D/B/A UNIVERSAL INTERMODAL SERVICES, INC.) (as “Buyer”), JAMES H. HORVITZ, ROBERT SWEET AND THE HORVITZ FAMILY SPECIAL NEEDS GIFT TRUST, DATED JULY 18, 2014 (as “Sellers”), ROBIN L. HORVITZ AND JAMES H. HORVITZ (as “Sellers’ Representative”) December 7, 2018 TABLE OF CONTENTS Page I. DEFINITIONS; CONSTRUCTION 2 1.1 Def |
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| December 11, 2018 |
Universal Logistics Holdings Acquires Container Connection Exhibit 99.1 Universal Logistics Holdings Acquires Container Connection Warren, MI – December 7, 2018 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, announced today its acquisition of Deco Logistics, Inc. (which conducts business as Container Connection) and Oaktree Logistics, Inc. (collectively “Container Co |
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| November 29, 2018 |
Universal Logistics Holdings Closes New $350.0 Million Credit Facility Exhibit 99.1 Universal Logistics Holdings Closes New $350.0 Million Credit Facility Warren, MI – November 28, 2018 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, announced today that it has closed on a new $350.0 million syndicated credit facility. The credit facility consists of a $150.0 million term loan an |
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| November 29, 2018 |
Exhibit 10.1 CREDIT AND SECURITY AGREEMENT among UNIVERSAL MANAGEMENT SERVICES, INC. THE OTHER BORROWERS NAMED HEREIN as Borrowers THE LENDERS NAMED HEREIN as Lenders and KEYBANK NATIONAL ASSOCIATION as Administrative Agent, Swing Line Lender and Issuing Lender KEYBANC CAPITAL MARKETS, INC. as Joint Lead Arranger and Joint Book Runner THE HUNTINGTON NATIONAL BANK as Joint Lead Arranger, Joint Book |
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| November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 27, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) ( |
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| November 8, 2018 |
ULH / Universal Logistics Holdings, Inc. 3RD QTR-18 FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVE |
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| October 25, 2018 |
Exhibit 99.1 Universal Logistics Holdings, Inc. Reports Consolidated Third Quarter 2018 Financial Results - Third Quarter 2018 Operating Revenues: $374.3 million, highest quarterly revenue in our history - Third Quarter 2018 Operating Income: $22.5 million, most third quarter operating income ever - Third Quarter 2018 EPS: $0.53, best third quarter earnings per share ever reported Warren, MI – Oct |
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| October 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| October 17, 2018 |
Universal Logistics Holdings, Inc. Acquires Specialized Rail Service, Inc. Exhibit 99.1 Universal Logistics Holdings, Inc. Acquires Specialized Rail Service, Inc. Warren, MI – October 12, 2018 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, announced today its acquisition of Specialized Rail Service, Inc. (“Specialized Rail Service” or “SRS”). With facilities in Clearfield, Utah and |
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| October 17, 2018 |
EX-10.6 4 ulh-ex1066.htm EXHIBIT-10.6 Exhibit 10.6 FIRST AMENDMENT TO GUARANTY This First Amendment to Guaranty (“Amendment”) dated as of October 12, 2018, is made by Universal Logistics Holdings, Inc., a Michigan corporation, formerly known as Universal Truckload Services, Inc. (“Guarantor”) to Comerica Bank, a Texas banking association (“Comerica”), as Administrative Agent for and on behalf of t |
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| October 17, 2018 |
EX-10.5 3 ulh-ex1058.htm EXHIBIT-10.5 Exhibit 10.5 AMENDMENT AGREEMENT (Security Agreement) This Amendment Agreement (this “Amendment”) dated October 12, 2018, is delivered pursuant to Section 4.8 (b) of the Security Agreement referred to below. The undersigned hereby agrees that: (a) this Amendment may be attached to the Security Agreement dated as of December 23, 2015, by and among the undersign |
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| October 17, 2018 |
Exhibit 10.4 THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement (“Amendment”) dated October 12, 2018, is made by and among Westport Axle Corp. (“Borrower”), the Lenders (as defined below) and Comerica Bank, as administrative agent for the Lenders (in such capacity, “Agent”). RECITALS A. Borrower entered into that certain Credit Agreement dated as of December 23, 2015, as |
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| October 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 12, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (C |
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| August 16, 2018 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT by and among Mason Dixon Intermodal, Inc. (d/b/a Universal Intermodal Services, Inc.) (as “Buyer”) The Brian and Rocio Griley Family Trust u/t/d March 18, 2008 and Donald Griley Irrevocable Trust F/B/O PATRICK JAMES GRILEY u/t/d March 1, 2008 (as “Sellers”) and BRIAN GRILEY AND ROCIO GRILEY, INDIVIDUALLY FOR CERTAIN LIMITED PURPOSES (each, a “Griley Family Memb |
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| August 16, 2018 |
Universal Logistics Holdings, Inc. Acquires Southern Counties Express, Inc. Exhibit 99.1 Universal Logistics Holdings, Inc. Acquires Southern Counties Express, Inc. Warren, MI – August 10, 2018 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of customized transportation and logistics solutions, announced today its acquisition of Southern Counties Express, Inc. (“Southern Counties”). Servicing the Ports of Los Angeles and Long Beach for m |
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| August 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Co |
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| August 16, 2018 |
Exhibit 10.1 AMENDED AND RESTATED REVOLVING CREDIT, Term Loan AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS A REVOLVING LENDER AND AS AGENT) STEEL CITY CAPITAL FUNDING, A DIVISION OF PNC BANK, NATIONAL ASSOCIATION (AS A TERM LOAN LENDER) WITH UNIVERSAL LOGISTICS HOLDINGS, INC., UNIVERSAL TRUCKLOAD, INC., UNIVERSAL DEDICATED, INC. Mason Dixon Intermodal, Inc., LOGISTICS INSIGHT CORP., U |
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| August 9, 2018 |
ULH / Universal Logistics Holdings, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| July 26, 2018 |
Exhibit 99.1 Universal Logistics Holdings, Inc. Reports Consolidated Second Quarter 2018 Financial Results - Second Quarter 2018 Operating Revenues: $365.9 million, highest quarterly revenue ever - Second Quarter 2018 Operating Income: $26.3 million, highest reported operating income - Second Quarter 2018 EPS: $0.62, best earnings per share in our history Warren, MI – July 26, 2018 — Universal Log |
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| July 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Comm |
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| May 10, 2018 |
ULH / Universal Logistics Holdings, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-51142 UNIVERSAL |
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| April 27, 2018 |
Exhibit 10.1 AMENDMENT NO. 2 TO MASTER SECURITY AGREEMENT This AMENDMENT NO. 2 TO MASTER SECURITY AGREEMENT (this “Amendment”) is made as of the 24th day of April, 2018 between: (a)LGSI EQUIPMENT OF INDIANA, LLC, an Indiana limited liability company (“Borrower”); and (b)KEY EQUIPMENT FINANCE, a division of KeyBank National Association (“KEF”). WHEREAS, Borrower and KEF are parties to that certain |
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| April 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2018 Universal Logistics Holdings, Inc. (Exact name of registrant as specified in its charter) Michigan 0-51142 38-3640097 (State or other jurisdiction of incorporation) (Com |
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| April 27, 2018 |
Exhibit 10.3 AMENDMENT NO. 1 TO CONSULTING AGREEMENT This Amendment No. 1 to Consulting Agreement (the “Amendment”), dated April 26, 2018, is by and between Universal Logistics Holdings, Inc., a Michigan corporation (the “Company”), and Manuel J. Moroun (“Consultant”). The Company and Consultant are collectively referred to as the “Parties” and individually as a “Party.” Recitals: A.The Parties en |
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| April 27, 2018 |
Exhibit 99.1 Universal Logistics Holdings, Inc. Reports First Quarter 2018 Financial Results • First Quarter 2018 Operating Revenues $335.1 million, highest in Universal’s history • First Quarter 2018 Operating Income $17.1 million, up 86.5% • First Quarter 2018 EPS $0.37, up 147% Warren, MI – April 26, 2018 — Universal Logistics Holdings, Inc. (NASDAQ: ULH), a leading asset-light provider of cust |
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| March 29, 2018 |
ULH / Universal Logistics Holdings, Inc. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2018 |
ULH / Universal Logistics Holdings, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-51142 UNIVERSAL LOGISTICS HOLDINGS, INC. (Exact Name of Reg |
