Basic Stats
| LEI | 549300SZJ9VS8SGXAN81 |
| CIK | 1610520 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to UBS Group AG
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 29, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 28, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 5, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 5, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 4, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 31, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regist |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regist |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| June 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11 -K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full title of the plan: UBS 401(k) |
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| June 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11 -K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to COMMISSION FILE NUMBER 1-36764 A. Full title of the plan: UBS Financi |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: June 6, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: June 6, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 8, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 8, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 5, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 30, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 17, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| March 17, 2025 | ||
| March 17, 2025 |
Exhibit 15 Basel, 17 March 2025 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in each of the following registration statements of UBS Group AG: (1) on Form S-8 (Registration Numbers 333-200634; 333-200635; 333-200641; 333-200665; 333- 215254; 333-215255; 333-228653; 333-230312; 333-249143; and 333-272975), and each related prospectus currentl |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 17, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 17, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| March 17, 2025 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.20 Issuer UBS Group AG ISIN CH1357852636 Issue Date 24.06.2024 Currency SGD Nominal (million) 675 1 Interest Rate 5.600% 2 Maturity Date perpetual First Call Date 21.12.2029 1 SGD 175,000,000 5.600 per cent. Tier 1 Capital Notes issued on 10 July 2024 (currently ISIN CH1357852701) will be consolidated and form a single seri |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 17, 2025 UBS Group AG ( Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| March 17, 2025 |
Exhibit 17 As of December 31, 2024, Credit Suisse (USA) LLC, a Delaware limited liability company and an indirect wholly owned subsidiary of UBS Group AG and UBS AG, is the issuer of the following securities, which are fully and unconditionally guaranteed by UBS Group AG and UBS AG on a several basis. ● 7⅛% Notes due 2032 |
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| March 17, 2025 |
CERTIFICATION UNDER SECTION 302 OF THE Exhibit 12 CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Sergio Ermotti, certify that: 1. |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 17, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| March 17, 2025 | ||
| March 17, 2025 |
CERTIFICATION PURSUANT TO SECTION 906 Exhibit 13 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of UBS Group AG, a Swiss corporation (the “Company”), hereby certifies, to such officer’s knowledge, that: The Annual Report on Form 20-F for the year ended December 31, 2024 (the “Report”) of the Company fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U. |
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| March 17, 2025 |
Annual Report 2024 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2025 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.21 Issuer UBS Group AG ISIN US902613BN73 (144A) / USH42097EZ68 (Reg S) Issue Date 10.09.2024 Currency USD Nominal (million) 1,500 Interest Rate 6.850% 1 Maturity Date perpetual Call Dates any time during the six-month period from (and including) 10 September 2029 to (and including) 10 March 2030 or on any Reset Date thereaf |
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| March 17, 2025 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.23 Issuer UBS Group AG ISIN US225401BJ63 (144A) / USH42097FB81 (Reg S) Issue Date 10.02.2025 Currency USD Nominal (million) 1,500 Interest Rate 7.125% 1 Maturity Date perpetual Call Dates any time during the six-month period from (and including) 10 August 2034 to (and including) 10 February 2035 or on any Reset Date thereaf |
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| March 17, 2025 |
Additional Tier 1 capital (Basel III-compliant) Exhibit 4.19 Additional Tier 1 capital (Basel III-compliant) Issuer UBS Group AG, or other employing entities of the UBS group ISIN - Issue Date 21.02.2025 1 Currency USD / CHF Nominal 2 (million) Coupon Rate 7.15% / 3.05% 3 Maturity Date perpetual 4 First Call Date 1 March 2030 5 1 Issuance date which corresponds to grant date for employees. 2 For information on the outstanding amount, refer to t |
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| March 17, 2025 | ||
| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 17, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 17, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| March 17, 2025 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.22 Issuer UBS Group AG ISIN US225401BH08 (144A) / USH42097FA09 (Reg S) Issue Date 10.02.2025 Currency USD Nominal (million) 1,500 Interest Rate 7.000% 1 Maturity Date perpetual Call Dates any time during period from (and including) 10 February 2030 to (and including) 10 August 2030 or on any Reset Date thereafter 1 Rate sub |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 4, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 5, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 4, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 4, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 4, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 8, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 8, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 1, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 1, 2024 |
6-K 1 investorpreso20241101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 1, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 30, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 30, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 30, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 30, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: September 11, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofst |
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| September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: September 11, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofst |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 23, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 23, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 23, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 23, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 15, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| August 14, 2024 |
6-K 1 edgar2q24ubsgroupsta.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG ( |
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| June 26, 2024 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11 -K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full title of the plan: UBS 401(k) |
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| June 26, 2024 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11 -K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full title of the plan: UBS Financi |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 31, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 30, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 13, 2024 UBS Group AG Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the registra |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 13, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the registr |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 8, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 7, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the registra |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 7, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 7, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 7, 2024 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland (Address of principal executive offices) Commission File Number: 1-15060 Indic |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 7, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the registra |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 7, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 4 |
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| April 17, 2024 |
PML / PIMCO Municipal Income Fund II / UBS Group AG Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.9) Pimco Municipal Income Fund II (Name of Issuer) - Auction Preferred Stock (Title of Class of Securities) - 72200W205 72200W304 72200W403 72200W502 72200W601 (CUSIP Number) - Apr 17th,2024 (Date of Event Which Requires Filing of this Statement) - Check the |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 16, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| March 28, 2024 |
Exhibit 15 Zurich, 28 March 2024 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in each of the following registration statements of UBS Group AG: (1) on Form F-3 (Registration Number 333-272452), and each related prospectus currently outstanding under such registration statement, (2) on Form S-8 (Registration Numbers 333-200634; 333-200635; 33 |
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| March 28, 2024 |
UBS Group AG Postfach CH-8098 Zurich Tel +41-44-234 11 11 www.ubs.com 28 March 2024 US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Notice of Disclosure filed in Exchange Act Annual Report under Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act Ladies and Gentlemen: Pursuant to Section 219 of the Iran T |
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| March 28, 2024 |
Merger Agreement dated 7 December 2023 / Merger Agreement dated 7 December 2023 / Fusionsvertrag vom 7. Dezember 2023 1 Merger Agreement Fusionsvertrag dated 7 December 2023 vom 7. Dezember 2023 between zwischen UBS AG Bahnhofstrasse 45 8001 Zürich Aeschenvorstadt 1 4051 Basel (hereinafter " UBS AG ") (nachfolgend " UBS AG ") and und Credit Suisse AG Paradeplatz 8 8001 Zürich (hereinafter " Credit Suisse AG ") (nachfolgend " C REDIT S UI |
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| March 28, 2024 |
CERTIFICATION UNDER SECTION 302 OF THE Exhibit 12 CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Sergio Ermotti, certify that: 1. |
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| March 28, 2024 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.16 Issuer UBS Group AG ISIN US902613BF40 (144A) / USH42097ES26 (Reg S) Issue Date 13.11.2023 Currency USD Nominal (million) 1,750 Interest Rate 9.250% 1 Maturity Date perpetual First Call Date 13.11.2028 1 Rate subject to change after first call date. 10272857175-v14 64 70-41061831 TERMS AND CONDITIONS OF THE NOTES The term |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG (Registrants' Names) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive offices) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| March 28, 2024 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.19 Issuer UBS Group AG ISIN US902613BK35 (144A) / USH42097EW38 (Reg S) Issue Date 12.02.2024 Currency USD Nominal (million) 1,000 Interest Rate 7.750% 1 Maturity Date perpetual First Call Date 12.04.2031 1 Rate subject to change after first call date. 10279448089-v20 64 70-41069139 TERMS AND CONDITIONS OF THE NOTES The term |
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| March 28, 2024 | ||
| March 28, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL 1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION All amounts in this section are in US dollars (USD) unless otherwise specified. |
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| March 28, 2024 |
Exhibit 1.02 Organization Regulations of UBS Group AG Valid as of 1 March 2024 2 Contents Abbreviations and definitions 3 Preamble by the Chairman 5 Introduction 1 Basis and purpose 6 2 Organization of the Group 6 Board of Directors 3 Membership 8 4 Constitution 8 5 Responsibilities and authorities 8 6 Meetings 9 7 Resolutions 10 8 Information rights 11 9 Self-assessment 11 10 Chairman 11 11 Vice |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regis |
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| March 28, 2024 |
Additional Tier 1 capital (Basel III-compliant) Exhibit 4.18 Additional Tier 1 capital (Basel III-compliant) Issuer UBS Group AG, or other employing entities of the UBS group ISIN - Issue Date 16.02.2024 1 Currency USD Nominal 2 (million) Coupon Rate 8.30% / 4.60% 3 Maturity Date perpetual 4 First Call Date 1 March 2029 5 1 Issuance date which corresponds to grant date for employees. 2 For information on the outstanding amount, refer to the tab |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| March 28, 2024 |
Merger Agreement / Fusionsvertrag 1 Merger Agreement Fusionsvertrag dated 9 February 2024 vom 9. |
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| March 28, 2024 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.20 Issuer UBS Group AG ISIN CH1325807860 Issue Date 21.02.2024 Currency SGD Nominal (million) 650 Interest Rate 5.750% 1 Maturity Date perpetual First Call Date 21.08.2029 1 Rate subject to change after first call date. 10280098139-v7 59 70-41069801 TERMS AND CONDITIONS OF THE NOTES The terms and conditions of the Tier 1 Ca |
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| March 28, 2024 |
High-trigger loss-absorbing additional tier 1 capital High-trigger loss-absorbing additional tier 1 capital instrument Exhibit 4.17 Issuer UBS Group AG ISIN US902613BE74 (144A) / USH42097ER43 (Reg S) Issue Date 13.11.2023 Currency USD Nominal (million) 1,750 Interest Rate 9.250% 1 Maturity Date perpetual First Call Date 13.11.2033 1 Rate subject to change after first call date. 10272790607-v17 64 70-41061831 TERMS AND CONDITIONS OF THE NOTES The term |
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| March 28, 2024 |
Annual Report 2023 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive offices) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG ( Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| March 28, 2024 |
Exhibit 2(d) UBS GROUP AG DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 1 Description of the Corporation’s Ordinary Shares The following summary of UBS Group AG’s (the “Corporation”) ordinary shares (the “shares”) is based on and qualified by the Corporation’s Articles of Association and the laws of Switzerland. |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 28, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrass |
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| March 28, 2024 |
CERTIFICATION PURSUANT TO SECTION 906 Exhibit 13 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of UBS Group AG, a Swiss corporation (the “Company”), hereby certifies, to such officer’s knowledge, that: The Annual Report on Form 20-F for the year ended December 31, 2023 (the “Report”) of the Company fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U. |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 7, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 6, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 6, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 6, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: January 24, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: January 12, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 15, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstr |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 9, 2023 UBS Group AG Commission File Number: 1-36764 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and (Address of principal executive offices) Indicate by check mark whether the reg |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 8, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 7, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 7, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 7, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 7, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstra |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 7, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 7, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the reg |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 September 29, 2023 UBS Group AG (Translation of registrant’s name into English) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number 001-36764 Credit Suisse |
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| September 29, 2023 |
Financial Report 6M23 Financial Report 6M23 I – Credit Suisse AG results Credit Suisse AG Wealth Management Swiss Bank Asset Management Investment Bank Capital Release Unit Corporate Center Assets under management II – Treasury, risk, balance sheet and off-balance sheet Liquidity and funding management Capital management Risk management Balance sheet and off-balance sheet III – Condensed consolida |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: September 1, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstr |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstras |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the regi |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 31, 2023 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Credit Suisse AG (Registrant's Name) Pa |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 14, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Ad |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 11, 2023 UBS Group AG Commission File Number: 1-36764 (Registrant's Name) Bahnhofstrasse 45, Zurich, Switzerland (Address of principal executive office) Indicate by check mark whether the registran |
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| July 14, 2023 |
LEO / BNY Mellon Strategic Municipals Inc / UBS Group AG Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5) BNY MELLON STRATEGIC MUNICIPALS, INC. (Name of Issuer) - Auction Preferred Stock (Title of Class of Securities) - 05588W207 05588W306 05588W405 05588W504 05588W603 (CUSIP Number) - July 12, 2023 (Date of Event Which Requires Filing of this Statement) - Che |
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| June 28, 2023 |
As filed with the Securities and Exchange Commission on June 22, 2023 As filed with the Securities and Exchange Commission on June 22, 2023 Registration No. |
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| June 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full title of the plan: UBS Financia |
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| June 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full title of the plan: UBS 401(k) P |
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| June 28, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) UBS Group AG (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Ordinary Shares, par value $0. |
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| June 28, 2023 |
Exhibit 4.3 |
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| June 28, 2023 |
Exhibit 4.2 |
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| June 28, 2023 |
UBS GROUP AG POWER OF ATTORNEY Exhibit 24 UBS GROUP AG POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each undersigned does hereby make, constitute and appoint each of David Kelly, Jordan Schiffman, Ella Campi, and each of them, each with full power to act without the others, as his or her true and lawful attorneys-in-fact and agent, with full power of substitution and resubstitution, in his or her name, place and stead |
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| June 15, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration Nos. 333-272452, 333-272452-01 and 333-272452-02 PROSPECTUS Credit Suisse (USA), Inc. 71∕8% Notes due July 15, 2032 fully and unconditionally guaranteed by UBS Group AG and Credit Suisse AG Credit Suisse (USA), Inc. (“Credit Suisse (USA)”) previously issued its 71∕8% Notes due July 15, 2032 (the “Securities”), which are fully and |
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| June 14, 2023 |
As filed with the Securities and Exchange Commission on June 14, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 14, 2023 Registration No. |
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| June 14, 2023 |
UBS Group AG Bahnhofstrasse 45, 8001 Zurich, Switzerland Credit Suisse AG Paradeplatz 8, 8001 Zurich, Switzerland Credit Suisse (USA), Inc. |
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| June 14, 2023 |
Exhibit 24.2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each undersigned does hereby make, constitute and appoint Christopher Castello, David Kelly, Ella Campi, Kelsang Tsün and Barbara Levi, and each of them, each with full power to act without the others, as his or her true and lawful attorneys-in-fact and agent, with full power of substitution and resubstitution, in his or her name, |
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| June 12, 2023 |
A Limited Liability Partnership Telephone: +44 (0)20-7959-8900 Facsimile: +44 (0)20-7959-8950 Exhibit 5.3 A Limited Liability Partnership Telephone: +44 (0)20-7959-8900 Facsimile: +44 (0)20-7959-8950 WWW.SULLCROM.COM One New Fetter Lane London EC4A 1AN, England Brussels • Frankfurt • paris los angeles • New York • Palo Alto • washington, D.C. Beijing • Hong Kong • Tokyo Melbourne • Sydney June 12, 2023 UBS Group AG, Bahnhofstrasse 45, 8001 Zurich, Switzerland. Ladies and Gentlemen: In conn |
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| June 12, 2023 |
As filed with the Securities and Exchange Commission on June 12, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 12, 2023 Registration No. |
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| June 12, 2023 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each undersigned does hereby make, constitute and appoint Christopher Castello, David Kelly, Ella Campi, Kelsang Tsün and Barbara Levi, and each of them, each with full power to act without the others, as his or her true and lawful attorneys-in-fact and agent, with full power of substitution and resubstitution, in his or her name, |
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| June 12, 2023 |
Exhibit 4.3 SECOND SUPPLEMENTAL INDENTURE This SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of June 9, 2023, among CREDIT SUISSE (USA), INC. (formerly CREDIT SUISSE FIRST BOSTON (USA), INC.), a Delaware corporation (“CS USA”), CREDIT SUISSE GROUP AG, a corporation (Aktiengesellschaft) organized under the laws of Switzerland (“CSG”), UBS GROUP AG, a corporation (Ak |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: June 12, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| June 9, 2023 |
PROSPECTUS OF UBS GROUP AG MERGER BETWEEN UBS GROUP AG AND CREDIT SUISSE GROUP AG 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| June 9, 2023 |
CORRESP Marc O. Williams +1 212 450 6145 [email protected] Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 June 9, 2023 Re: UBS Group AG Amendment No. 3 to Registration Statement on Form F-4 Filed June 6, 2023 File No. 333-271453 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Ladies and G |
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| June 9, 2023 |
EX-10.1 Exhibit 10.1 Execution Version LOSS PROTECTION AGREEMENT dated 9 June 2023 between THE SWISS CONFEDERATION and UBS GROUP AG regarding a loss protection guarantee in accordance with article 14a of the Federal Additional Liquidity Ordinance Table of Contents Clause Page 1. Definitions, Interpretation and Calculation of Time Periods 7 1.1 Definitions 7 1.2 Interpretation 7 1.3 Calculation of |
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| June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023 F-4/A Table of Contents As filed with the Securities and Exchange Commission on June 9, 2023 Registration No. |
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| June 9, 2023 |
CORRESP June 9, 2023 VIA EDGAR Re: UBS Group AG Registration Statement on Form F-4 File No. |
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| June 8, 2023 |
CORRESP Marc O. Williams +1 212 450 6145 [email protected] Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 June 8, 2023 Re: UBS Group AG Amendment No. 3 to Registration Statement on Form F-4 Filed June 6, 2023 File No. 333-271453 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Ladies and G |
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| June 6, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) UBS Group AG Credit Suisse AG Credit Suisse (USA), Inc. |
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| June 6, 2023 |
EX-2.1 Exhibit 2.1 Amended and Restated Merger Agreement Dated 19 March 2023 and amended on 6 April 2023 and 22 May 2023 Between UBS Group AG Bahnhofstrasse 45 8001 Zurich, Switzerland hereinafter: “UBS” And Credit Suisse Group AG Paradeplatz 8 8001 Zurich, Switzerland hereinafter: “Credit Suisse”, together with UBS, “Parties”, and each a “Party” Concerning the merger between UBS and Credit Suisse |
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| June 6, 2023 |
As filed with the Securities and Exchange Commission on June 6, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 6, 2023 Registration No. |
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| June 6, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-N APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES A. Name of issuer or person filing (“Filer”): UBS Group AG B. This is: x an original filing for the Fil |
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| June 6, 2023 |
Form F-4 relating to the Merger F-4/A Table of Contents As filed with the Securities and Exchange Commission on June 5, 2023 Registration No. |
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| June 6, 2023 |
Power of Attorney of Officers and Directors of UBS Group AG. Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each undersigned does hereby make, constitute and appoint Christopher Castello, David Kelly, Ella Campi, Kelsang Tsün and Barbara Levi, and each of them, each with full power to act without the others, as his or her true and lawful attorneys-in-fact and agent, with full power of substitution and resubstitution, in his or her name, |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: June 05, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| June 5, 2023 |
CORRESP Marc O. Williams +1 212 450 6145 [email protected] Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 June 5, 2023 Re: UBS Group AG Amendment No. 2 to Registration Statement on Form F-4 Filed May 23, 2023 File No. 333-271453 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Ladies and G |
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| May 23, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on May 23, 2023 Registration No. |
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| May 23, 2023 |
CORRESP Marc O. Williams +1 212 450 6145 [email protected] Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 May 23, 2023 Re: UBS Group AG Amendment No. 1 to Registration Statement on Form F-4 Filed May 16, 2023 File No. 333-271453 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Ladies and G |
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| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 16, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (Add |
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| May 16, 2023 |
CORRESP Marc O. Williams +1 212 450 6145 [email protected] Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 May 16, 2023 Re: UBS Group AG Registration Statement on Form F-4 Filed April 26, 2023 File No. 333-271453 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: On beha |
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| May 16, 2023 |
As filed with the Securities and Exchange Commission on May 16, 2023 F-4/A Table of Contents As filed with the Securities and Exchange Commission on May 16, 2023 Registration No. |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 9, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 27, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants’ Names) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Ad |
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| April 26, 2023 |
Organization Regulations of UBS Group AG dated as of 1 January 2023 EX-3.2 Exhibit 3.2 Organization Regulations of UBS Group AG Valid as of 1 January 2023 Contents Abbreviations and definitions 3 Preamble by the Chairman 5 Introduction 1 Basis and purpose 6 2 Organization of the Group 6 Board of Directors 3 Membership 8 4 Constitution 8 5 Responsibilities and authorities 8 6 Meetings 9 7 Resolutions 10 8 Information rights 11 9 Self-assessment 11 |
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| April 26, 2023 |
Articles of Association of UBS Group AG, dated as of 5 April 2023 EX-3.1 Exhibit 3.1 Articles of Association UBS Group AG (UBS Group SA) (UBS Group Inc.) 5 April 2023 The present text is a translation of the original German Articles of Association (“Statuten”) which constitute the definitive text and are binding in law. In these Articles of Association, references to the generic masculine equally apply to both sexes. Contents Section 1 Name, registered office, b |
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| April 26, 2023 |
Significant Subsidiaries of UBS Group AG EX-21.1 Exhibit 21.1 Significant Subsidiaries of UBS Group AG Name of Subsidiary Jurisdiction UBS AG Switzerland UBS Americas Holding LLC United States UBS Americas Inc. United States UBS Asset Management (Americas) Inc. United States UBS Asset Management (Hong Kong) Limited Hong Kong SAR, China UBS Asset Management AG Switzerland UBS Asset Management Life Ltd. United Kingdom UBS Asset Management |
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| April 26, 2023 |
F-4 Table of Contents As filed with the Securities and Exchange Commission on April 26, 2023 Registration No. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 26, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addres |
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| April 26, 2023 |
Calculation of Filing Fee Table EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables FORM F-4 (Form Type) UBS Group AG (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary shares of UBS Group AG with a nominal value of CHF 0. |
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| April 26, 2023 |
EX-2.1 Exhibit 2.1 Amended and Restated Merger Agreement Dated 19 March 2023 and amended on 6 April 2023 Between UBS Group AG Bahnhofstrasse 45 8001 Zurich, Switzerland hereinafter: “UBS” And Credit Suisse Group AG Paradeplatz 8 8001 Zurich, Switzerland hereinafter: “Credit Suisse”, together with UBS, “Parties”, and each a “Party” Concerning the merger between UBS and Credit Suisse Table of Conten |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 25, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (A |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 25, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Address |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 25, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (A |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 25, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Add |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 25, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addres |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: April 24, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (A |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 29, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (A |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 27, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 23, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Add |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 22, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (A |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 20, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addres |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 20, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (A |
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| March 14, 2023 |
MNP / Western Asset Municipal Partners Fund Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Western Asset Municipal Partners Fund Inc (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 95766P207 (CUSIP Number) March 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| March 14, 2023 |
SBI / Western Asset Intermediate Muni Fund Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Western Asset Intermediate Muni Fund Inc (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 958435208 (CUSIP Number) March 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 9, 2023 |
MMU / Western Asset Managed Municipals Fund Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Western Asset Managed Municipals Fund Inc (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 95766M204 95766M303 95766M402 95766M501 95766M600 (CUSIP Number) February 24, 2023 (Date of Event Which Requires Filing of this Stat |
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| March 9, 2023 |
MMU / Western Asset Managed Municipals Fund Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Western Asset Managed Municipals Fund Inc (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 95766M204 95766M303 95766M402 95766M501 95766M600 (CUSIP Number) March 1, 2023 (Date of Event Which Requires Filing of this Statemen |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| March 6, 2023 |
Consent of Ernst & Young Ltd. with respect to UBS AG. Exhibit 15.2 Zurich, 06 March 2023 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in each of the following registration statements of UBS Group AG, UBS AG and their affiliates: (1) on Form F-3 (Registration Numbers 333-263376), and each related prospectus currently outstanding under such registration statement, (2) on Form S-8 (Registration Nu |
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| March 6, 2023 |
Exhibit 4.21 Additional Tier 1 capital (Basel III-compliant) Issuer UBS Group AG, or other employing entities of the UBS group ISIN - Issue Date 17.02.20231 Currency USD Nominal 2 (million) Coupon Rate 7.80% / 4.85%3 Maturity Date perpetual4 First Call Date 1 March 20285 1 Issuance date which corresponds to grant date for employees. 2 Nominal amount at issuance with respective exchange rate used i |
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| March 6, 2023 |
Consent of Ernst & Young Ltd. with respect to UBS Group AG. Exhibit 15.1 Zurich, 06 March 2023 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in each of the following registration statements of UBS Group AG, UBS AG and their affiliates: (1) on Form F-3 (Registration Numbers 333-263376), and each related prospectus currently outstanding under such registration statement, (2) on Form S-8 (Registration Nu |
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| March 6, 2023 |
6-K 1 agminvitation6k2023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvors |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Add |
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| March 6, 2023 |
Exhibit 13 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of UBS Group AG, a Swiss corporation (the “Company”), hereby certifies, to such officer’s knowledge, that: The Annual Report on Form 20-F for the year ended December 31, 2022 (the “Report”) of the Company fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U. |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| March 6, 2023 |
Articles of Association of UBS Group AG dated 6 April 2022. Exhibit 1.01 Articles of Association UBS Group AG (UBS Group SA) (UBS Group Inc.) 6 April 2022 The present text is a translation of the original German Articles of Association (“Statuten”) which constitute the definitive text and are binding in law. In these Articles of Association, references to the generic masculine equally apply to both sexes. 2 Contents Section 1 Name, registered office, busin |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (Ad |
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| March 6, 2023 |
International Financial Reporting Standards Annual Report 2022 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| March 6, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: March 6, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants’ Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland ( |
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| March 6, 2023 |
The certifications required by Rule 13(a) -14(a) (17 CFR 240.13a-14(a)). Exhibit 12 CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Ralph Hamers, certify that: I have reviewed this annual report on Form 20-F of UBS Group AG; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 6, 2023 |
Description of securities registered under Section 12 or the Securities Exchange Act of 1934 Exhibit 2(d) UBS GROUP AG AND UBS AG DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents Page Description of the Corporation’s Ordinary Shares. |
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| February 8, 2023 |
HUYA / HUYA Inc. / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) HUYA Inc (Name of Issuer) American Depositary Shares, each representing one Class A ordinary share, par value US$0.0001 per share (Title of Class of Securities) 44852D108 (CUSIP Number) January 31, 2023 (Date of Event Which Requires Filing of thi |
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| February 8, 2023 |
VIPS / Vipshop Holdings, Inc. / UBS Group AG - SC 13G/A Passive Investment SC 13G/A 1 d420537dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Vipshop Holdings Ltd (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G93629106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statem |
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| February 8, 2023 |
SC 13G/A 1 d402644dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) abrdn Income Credit Strategies Fund (Name of Issuer) 5.250% Series A Perpetual Preferred Shares (Liquidation Preference $25.00) (Title of Class of Securities) 003057205 (CUSIP Number) December 30, 2022 (Date of Event |
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| February 8, 2023 |
HUYA / HUYA Inc. / UBS Group AG - SC 13G Passive Investment SC 13G 1 d420515dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) HUYA Inc (Name of Issuer) American Depositary Shares, each representing one Class A ordinary share, par value US$0.0001 per share (Title of Class of Securities) 44852D108 (CUSIP Number) December 30, 2022 (Date of Event Whi |
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| February 8, 2023 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) abrdn Global Infrastructure Income Fund (Name of Issuer) Common Shares of Beneficial Interest (Title of Class of Securities) 00326W106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 8, 2023 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RiverNorth/DoubleLine Strategic Opportunity Fund Inc (Name of Issuer) 4.75% Series B Cumulative Preferred Stock (Liquidation Preference $25.00 per share) (Title of Class of Securities) 76882G404 (CUSIP Number) December 30, 2022 (Date of Event Which |
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| February 8, 2023 |
SC 13G/A 1 d395495dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this State |
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| February 3, 2023 |
PZC / PIMCO California Municipal Income Fund III / UBS Group AG - SC 13G/A Passive Investment SC 13G/A 1 d450590dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) PIMCO California Municipal Income Fund III (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 72201C208 72201C307 (CUSIP Number) November 22, 2022** (Date of Event Which Requires Filing of this S |
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| February 3, 2023 |
PML / Pimco Municipal Income Fund II / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 ) PIMCO Municipal Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 72200W205 72200W304 72200W403 72200W502 72200W601 (CUSIP Number) November 22, 2022** (Date of Event Which Requires Filing of this Statement) C |
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| February 3, 2023 |
PNF / PIMCO New York Municipal Income Fund / UBS Group AG - SC 13G/A Passive Investment SC 13G/A 1 d425616dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 ) PIMCO New York Municipal Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 72200T301 (CUSIP Number) November 22, 2022** (Date of Event Which Requires Filing of this Statement) Check |
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| February 2, 2023 |
MMU / Western Asset Managed Municipals Fnd Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A 1 d406323dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Western Asset Managed Municipals Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 95766M204, 95766M402, 95766M303, 95766M501 (CUSIP Number) November 16, 2022** (Date of Event Which Require |
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| February 2, 2023 |
SBI / Western Asset Intermediate Muni Fund Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Western Asset Intermediate Muni Fund Inc (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 958435208 (CUSIP Number) November 16, 2022** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| February 2, 2023 |
MNP / Western Asset Municipal Partners Fnd Inc / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Western Asset Municipal Partners Fund Inc (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 95766P207 (CUSIP Number) November 16, 2022** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: February 1, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: January 31, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addre |
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| January 31, 2023 |
Click here to enter text. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: January 31, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorst |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: January 31, 2023 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) abrdn Income Credit Strategies Fund (Name of Issuer) 5.250% Series A Perpetual Preferred Shares (Liquidation Preference $25.00) (Title of Class of Securities) 003057205 (CUSIP Number) November 30, 2022 (Date of Event Which Requires Filing of this Statemen |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Virtus Convertible & Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 92838X201 92838X300 92838X409 92838X508 92838X607 (CUSIP Number) November 3, 2022 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| December 9, 2022 |
NCZ / AGIC Convertible & Income Fund II / UBS Group AG - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Virtus Convertible & Income Fund II (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 92838U207 92838U306 92838U405 92838U504 92838U603 (CUSIP Number) November 3, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 8, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 28, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants? Names) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland ( |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 25, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 25, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 25, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (A |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 25, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Addre |
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| September 13, 2022 |
6-K 1 newsrelease6k20220913.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: September 13, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aesc |
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| August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 19, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Ad |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 29, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants? Names) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Add |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 29, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants? Name) Bahnhofstrasse 45, Zurich, Switzerland and Aeschenvorstadt 1, Basel, Switzerland (Addr |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 27, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Address |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 26, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Name) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Address |
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| July 26, 2022 |
Click here to enter text. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 26, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 26, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland Aeschenvorstadt 1, Basel, Switzerland (Address |
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| July 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: July 12, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (Ad |
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| June 28, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT 11-K 1 EDGAR1kubs401k2021pr.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT ☒ ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full |
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| June 28, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT ? ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission file number 1-36764 A. Full title of the plan: UBS 401(k) P |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: June 27, 2022 UBS Group AG Commission File Number: 1-36764 UBS AG Commission File Number: 1-15060 (Registrants' Names) Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland (Ad |
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| May 10, 2022 |
VIPS / Vipshop Holdings, Inc. / UBS Group AG - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Vipshop Holdings Ltd (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G93629106 (CUSIP Number) April 29, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
