TSEC / Touchstone ETF Trust - Touchstone Securitized Income ETF - SEC Filings, Annual Report, Proxy Statement

Touchstone ETF Trust - Touchstone Securitized Income ETF
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Basic Stats
CIK 1919700
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Touchstone ETF Trust - Touchstone Securitized Income ETF
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
April 17, 2025 CORRESP

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CORRESP April 17, 2025 U.S. Securities and Exchange Commission Division of Investment Management – Office of Chief Accountant 100 F Street, NE Washington, DC 20549 Attn: Mr. David Manion Re: Touchstone Strategic Trust (File Nos. 002-80859 and 811-03651) Touchstone Funds Group Trust (File Nos. 033-70958 and 811-08104) Touchstone Variable Series Trust (File Nos. 33-76566 and 811-8416) Touchstone ETF

December 30, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant as Specified in Its Charter) DELAWARE 303 Broadway, Suite 1100, Cincinnati, Ohio 45202 See Below (State of Incorporation or Organization) (Addr

January 5, 2024 EX-99

December 8, 2023

December 8, 2023 Touchstone Dynamic International ETF Touchstone Dynamic Allocation Fund 303 Broadway, Suite 1100 Cincinnati, Ohio 45202-4203 Re: Reorganizations to Combine Series of a Massachusetts Business Trust and Series of a Delaware Statutory Trust Ladies and Gentlemen: Touchstone ETF Trust (the "ETF Trust"), a Delaware statutory trust, on behalf of its series, Touchstone Dynamic Internation

January 5, 2024 POS EX

As filed with the Securities and Exchange Commission on January 5, 2024

As filed with the Securities and Exchange Commission on January 5, 2024 File No. 333-272648 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☒Post-Effective Amendment No. 1 (Check appropriate box or boxes) Touchstone ETF Trust (Exact Name of Registrant as Specified in Charter) (800)

December 7, 2023 8-A12B

303 Broadway, Suite 1100,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant as Specified in Its Charter) 303 Broadway, Suite 1100, DELAWARE Cincinnati, Ohio 45202 See Below (State of Incorporation (Address of Principal Executi

July 19, 2023 CORRESP

July 19, 2023

July 19, 2023 Mr. Raymond Be Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Touchstone ETF Trust (the "Trust") (File No. 333-272648) Registration Statement on Form N-14 Dear Mr. Be: On behalf of the Trust, below are responses to oral comments provided by Mr. Be of the disclosure staff of the Securities and Exchange commission (th

July 14, 2023 CORRESP

July 14, 2023

July 14, 2023 Mr. Raymond Be Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Touchstone ETF Trust (the "Trust") (File Nos. 333-264194 & 811-23789) Registration Statement on Form 485(a) Dear Mr. Be: On behalf of the Trust, attached are responses to oral comments provided by the Staff of the Securities and Exchange Commission (the "

July 14, 2023 8-A12B

303 Broadway, Suite 1100,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant as Specified in Its Charter) 303 Broadway, Suite 1100, DELAWARE Cincinnati, Ohio 45202 See Below (State of Incorporation (Address of Principal Executi

July 12, 2023 CORRESP

July 12, 2023

July 12, 2023 Ms. Mindy Rotter Division of Investment Management, Disclosure Review and Accounting Office U.S. Securities and Exchange Commission 100 Pearl Street, Suite 20-100 New York, NY 10004-2616 Re: Touchstone ETF Trust (the "Trust") (File Nos. 333-272648) Registration Statement on Form N-14 Dear Ms. Rotter: On behalf of the Trust, attached are responses to oral comments provided by Ms. Rott

June 14, 2023 EX-99.11

June 14, 2023

June 14, 2023 Touchstone ETF Trust 303 Broadway, Suite 1100 Cincinnati, Ohio 45202 Ladies and Gentlemen: We have acted as counsel to Touchstone ETF Trust, a Delaware statutory trust (the "Trust"), in connection with the Trust's registration statement on Form N-14 (the "Registration Statement") to be filed with the U.

June 14, 2023 EX-99.16

POWER OF ATTORNEY

POWER OF ATTORNEY TOUCHSTONE STRATEGIC TRUST ("TST") Touchstone Dynamic Allocation Fund TOUCHTSONE ETF TRUST ("ETFT") Touchstone Dynamic International ETF Each of the undersigned Trustees of the Trusts named above hereby authorizes and appoints each of E.

June 14, 2023 EX-99.14

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Other Service Providers", "Financial Highlights", and "Exhibit A: Form of Agreement and Plan of Reorganization 4.

June 14, 2023 EX-99.12

June 14, 2023

June 14, 2023 Touchstone Strategic Trust 303 Broadway, Suite 1100 Cincinnati, Ohio 45202 Touchstone ETF Trust 303 Broadway, Suite 1100 Cincinnati, Ohio 45202 Re: Reorganization to Combine Series of a Massachusetts Business Trust and a Delaware Statutory Trust Ladies and Gentlemen: Touchstone ETF Trust (the "ETF Trust"), a Delaware statutory trust, on behalf of its series, Touchstone Dynamic Intern

June 14, 2023 EX-99.17

This proxy is solicited on behalf of the Board of Trustees of the Touchstone Dynamic Allocation Fund. It will be voted as specified. If no specification is made, this proxy shall be voted FOR the proposal. If any other matters properly come before th

VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. PO Box 211230, Eagan, MN 55121-9984 3. Sign, date and return the proxy card in the envelope provided. VOTE ONLINE 1. Read the proxy statement and have the proxy card at hand. 2. Go to: www.proxyvotenow.com/touchstone 3. Follow the simple instructions. VOTE BY PHONE 1. Read the proxy st

June 14, 2023 N-14

ETF after

As filed with the Securities and Exchange Commission on June 14, 2023 1933 Act File No.

April 27, 2023 8-A12B

303 Broadway, Suite 1100,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant as Specified in Its Charter) 303 Broadway, Suite 1100, DELAWARE Cincinnati, Ohio 45202 See Below (State of Incorporation (Address of Principal Executi

July 27, 2022 EX-99.H1

FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT

FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of July 20, 2022 by and between Touchstone Advisors, Inc.

July 27, 2022 POS EX

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. Post-Effective Amendment No. 1 REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x

POS EX 1 touchstoneetftrust-partcxp.htm POS EX Filed with the Securities and Exchange Commission on July 27, 2022 Securities Act of 1933 File No. 333-264194 Investment Company Act of 1940 File No. 811-23789 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. Post-Effective Amendment No. 1 and/or R

July 27, 2022 EX-99.P1

Code of Ethics Touchstone Advisors, Inc. Touchstone Funds Touchstone Securities, Inc. Amended July 20, 2022

Code of Ethics Touchstone Advisors, Inc. Touchstone Funds Touchstone Securities, Inc. Amended July 20, 2022 Touchstone Advisors, Inc., the Touchstone Funds, and Touchstone Securities, Inc. (hereinafter referred to as “Touchstone”) have adopted this Code of Ethics (this “Code”) in accordance with the provisions of Rule 17j-1 under the Investment Company Act of 1940, as amended (the "1940 Act"), Rul

July 20, 2022 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant

8-A12B 1 form8-a12betftrustxjuly2022.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOUCHSTONE ETF TRUST (Exact Name of Registrant as Specified in Its Charter) DELAWARE See Below (State of Incorporation or Organization) (I.R.S. Emplo

July 15, 2022 CORRESP

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CORRESP 1 filename1.htm TOUCHSTONE ETF TRUST 303 Broadway, Suite 1100 Cincinnati, Ohio 45202 July 15, 2022 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attention: Rebecca Ament Marquigny, Esq. Re: Touchstone ETF Trust (the “Trust”) File Nos. 333-264194 & 811-23789 Request for Acceleration of the Effective Date

July 11, 2022 EX-99.E

ETF DISTRIBUTION AGREEMENT

ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 1st day of June 2022, by and between Touchstone ETF Trust, a Delaware statutory trust (the “Trust”), having its principal place of business at 303 Broadway, Suite 1100, Cincinnati, OH, 45202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.

July 11, 2022 EX-99.H3

ADMINISTRATION AGREEMENT

ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of March, 2022, by and between Touchstone ETF Trust (the “Trust”), a Delaware business trust, and Touchstone Advisors, Inc.

July 11, 2022 EX-99.H6

FORM-OF THIRD PARTY SECURITIES LENDING AUTHORIZATION AGREEMENT

FORM-OF THIRD PARTY SECURITIES LENDING AUTHORIZATION AGREEMENT AGREEMENT, dated as of between TOUCHSTONE ETF TRUST (the “Client”), with respect to each of the funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) and The Bank of New York Mellon (“Bank”).

July 11, 2022 EX-99.D5

SUB-ADVISORY AGREEMENT Touchstone Ultra Short Income ETF a series of Touchstone ETF Trust

SUB-ADVISORY AGREEMENT Touchstone Ultra Short Income ETF a series of Touchstone ETF Trust This Sub-Advisory Agreement (the “Agreement”) is made as of July 11, 2022, between Touchstone Advisors, Inc.

July 11, 2022 EX-99.D3

SUB-ADVISORY AGREEMENT Touchstone Strategic Income Opportunities ETF a series of Touchstone ETF Trust

SUB-ADVISORY AGREEMENT Touchstone Strategic Income Opportunities ETF a series of Touchstone ETF Trust This Sub-Advisory Agreement (the ?Agreement?) is made as of July 11, 2022, between Touchstone Advisors, Inc.

July 11, 2022 N-1A/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 Post-Effective Amendment No. REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x

N-1A/A 1 touchstoneetftrust-peano1c.htm N-1A/A Filed with the Securities and Exchange Commission on July 11, 2022 Securities Act of 1933 File No. 333-264194 Investment Company Act of 1940 File No. 811-23789 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 Post-Effective Amendment No. and/or R

July 11, 2022 EX-99.D2

SUB-ADVISORY AGREEMENT Touchstone US Large Cap Focused ETF a series of Touchstone ETF Trust

SUB-ADVISORY AGREEMENT Touchstone US Large Cap Focused ETF a series of Touchstone ETF Trust This Sub-Advisory Agreement (the ?Agreement?) is made as of July 11, 2022, between Touchstone Advisors, Inc.

July 11, 2022 EX-99.H4

EXPENSE LIMITATION AGREEMENT TOUCHSTONE ETF TRUST

EXPENSE LIMITATION AGREEMENT TOUCHSTONE ETF TRUST EXPENSE LIMITATION AGREEMENT, effective as of July 1, 2022 by and between Touchstone Advisors, Inc.

July 11, 2022 EX-99.G

CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON EACH INVESTMENT COMPANY LISTED ON APPENDIX I

CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And EACH INVESTMENT COMPANY LISTED ON APPENDIX I BNY MELLON AND CUSTOMER CONFIDENTIAL TABLE OF CONTENTS 1.

July 11, 2022 EX-99.D4

SUB-ADVISORY AGREEMENT Touchstone Dividend Select ETF a series of Touchstone ETF Trust

SUB-ADVISORY AGREEMENT Touchstone Dividend Select ETF a series of Touchstone ETF Trust This Sub-Advisory Agreement (the “Agreement”) is made as of July 11, 2022, between Touchstone Advisors, Inc.

July 11, 2022 EX-99.D1

TOUCHSTONE ETF TRUST INVESTMENT ADVISORY CONTRACT

TOUCHSTONE ETF TRUST INVESTMENT ADVISORY CONTRACT This investment advisory contract (the “Contract”) is made this 1st day of July, 2022, between Touchstone Advisors, Inc.

July 11, 2022 EX-99.H5A

MASTER INTERFUND LENDING AGREEMENT

MASTER INTERFUND LENDING AGREEMENT This Master Interfund Lending Agreement (the “Master Agreement”), dated as of December 15, 2017 (the “Effective Date”), is by and among the series listed for Touchstone Strategic Trust, Touchstone Variable Series Trust, Touchstone Funds Group Trust, and Touchstone Institutional Funds Trust on Schedule A or Schedule B hereto (collectively, the “Trusts,” and each portfolio series of a Trust shall be referred to herein as a “Fund” and collectively as the “Funds”); and Touchstone Advisors, Inc.

July 11, 2022 EX-99.H2

TRANSFER AGENCY AND SERVICE AGREEMENT

TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of the 15th day of June, 2022, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts”, as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) on behalf of itself and each of its Series (as defined below), as applicable, severally and not jointly, and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).

July 11, 2022 EX-99.I

Schedule A Touchstone Dividend Select ETF Touchstone Strategic Income Opportunities ETF Touchstone US Large Cap Focused ETF Touchstone Ultra Short Income ETF

K&L GATES LLP ONE LINCOLN STREET BOSTON, MA 02111-2959 T +1 617.261.3100 klgates.com July 11, 2022 Touchstone ETF Trust 303 Broadway Suite 1100 Cincinnati, Ohio 45202 Ladies and Gentlemen: We have acted as counsel to Touchstone ETF Trust, a Delaware statutory trust (the “Trust”), in connection with Pre-Effective Amendment No. 1 (the “Pre-Effective Amendment”) to the Trust's registration statement

July 11, 2022 EX-99.J

Consent of Independent Registered Public Accounting Firm

Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Financial Statements? and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information, dated July 11, 2022, and included in this Pre-Effective Amendment No.

July 11, 2022 EX-99.H5B

AMENDMENT MASTER INTERFUND LENDING AGREEMENT

AMENDMENT TO MASTER INTERFUND LENDING AGREEMENT THIS AMENDMENT (this “Amendment”), dated as of June 30, 2022, is made to the Master Interfund Lending Agreement dated December 15, 2017 (the “Master Agreement”) by and among the parties hereto.

July 11, 2022 EX-99.H1

(FORM-OF) FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT

(FORM-OF) FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of July [15], 2022 by and between Touchstone Advisors, Inc.

July 11, 2022 EX-99.B

TOUCHSTONE ETF TRUST (a Delaware Statutory Trust) Dated as of February 1, 2022

TOUCHSTONE ETF TRUST (a Delaware Statutory Trust) BY-LAWS Dated as of February 1, 2022 TABLE OF CONTENTS Page Article I INTRODUCTION 1 Section 1.

June 17, 2022 CORRESP

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CORRESP 1 filename1.htm June 17, 2022 Ms. Rebecca Ament Marquigny Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Touchstone ETF Trust (“Touchstone” or the “Fund”) - Initial Registration Statement on Form N-1A (SEC File Nos. 333-264194 & 811-23789) Dear Ms. Marquigny: On behalf of Touchstone, attached are responses to comments pro

April 8, 2022 N-1A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. Post-Effective Amendment No. REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x A

N-1A 1 touchstoneetftrust-nx1acom.htm N-1A Filed with the Securities and Exchange Commission on April 8, 2022 Securities Act of 1933 File No. [ ] Investment Company Act of 1940 File No. [ ] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. Post-Effective Amendment No. and/or REGISTRATION STATEME

April 8, 2022 EX-99.P2

Table of Contents

1 Table of Contents Section I - Statement of General Policy, Definitions of Terms, & Standards of Business Conduct 4 Statement of General Policy 4 Standards of Business Conduct 5 Section II ? Personal Securities Transactions 7 Definition of Who is Covered by this Code 7 Definition of Personal Securities Accounts (Reportable Accounts and Covered Securities Covered by this Code) 7 Managed Accounts 8

April 8, 2022 EX-99.B

TOUCHSTONE ETF TRUST (a Delaware Statutory Trust) Dated as of February 1, 2022

TOUCHSTONE ETF TRUST (a Delaware Statutory Trust) BY-LAWS Dated as of February 1, 2022 TABLE OF CONTENTS Page Article I INTRODUCTION 1 Section 1.

April 8, 2022 EX-99.Q

POWER OF ATTORNEY

POWER OF ATTORNEY Each of the undersigned Trustees of the Touchstone ETF Trust (the ?Trust?) named below hereby authorizes and appoints each of E.

April 8, 2022 EX-99.A

TOUCHSTONE ETF TRUST 303 Broadway, Suite 1100 Cincinnati, OH 45202 AGREEMENT AND DECLARATION OF TRUST As adopted February 1, 2022 Table of Contents

TOUCHSTONE ETF TRUST 303 Broadway, Suite 1100 Cincinnati, OH 45202 AGREEMENT AND DECLARATION OF TRUST As adopted February 1, 2022 Table of Contents ARTICLE I DEFINITIONS 1 ARTICLE II THE TRUSTEES 3 Section 1.

April 8, 2022 EX-99.M

PLAN OF DISTRIBUTION PURSUANT TO RULE 12b-1 TOUCHSTONE ETF TRUST

PLAN OF DISTRIBUTION PURSUANT TO RULE 12b-1 OF TOUCHSTONE ETF TRUST WHEREAS, Touchstone ETF Trust (the “Trust”) is a registered investment company organized under the laws of the State of Delaware and is registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and is authorized to issue separate series (each such series is referred to herein as a “Fund” and collect

April 8, 2022 EX-99.P1

Code of Ethics Touchstone Advisors, Inc. Touchstone Funds Touchstone Securities, Inc. Amended May 26, 2021

Code of Ethics Touchstone Advisors, Inc. Touchstone Funds Touchstone Securities, Inc. Amended May 26, 2021 Touchstone Advisors, Inc., Touchstone Funds, and Touchstone Securities, Inc. (hereinafter referred to as ?Touchstone?) have adopted this Code of Ethics (this ?Code?) in accordance with the provisions of Rule 17j-1 under the Investment Company Act of 1940, as amended (the "1940 Act"), Rule 204

April 8, 2022 N-8A

SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notifica

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