TRIN SEC Filings - Trinity Capital Inc.- Annual Report, Proxy Statement, Prospectus

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CIK

1786108

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Trinity Capital Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

August 29, 2025	424B2	$250,000,000 TRINITY CAPITAL INC. Common Stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-289495 PROSPECTUS SUPPLEMENT (To Prospectus dated August 11, 2025) $250,000,000 TRINITY CAPITAL INC. Common Stock We are a specialty lending company that provides debt, including loans, equipment financings and asset-based lending, to growth-oriented companies, including institutional investor-backed companies. We define “growth-oriented compan
August 29, 2025	EX-FILING FEES	CALCULATION OF FILING FEE TABLES TRINITY CAPITAL INC. Table 1: Newly Registered and Carry Forward Securities Ex-Filing Fees CALCULATION OF FILING FEE TABLES N-2 TRINITY CAPITAL INC. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0
August 29, 2025	EX-10.4	OPEN MARKET SALE AGREEMENT Exhibit 10.4 OPEN MARKET SALE AGREEMENT August 29, 2025 Compass Point Research & Trading, LLC 1055 Thomas Jefferson Street, NW, Suite 303 Washington, DC 20007 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Compass Point Research & Trading, LLC, as sales agen
August 29, 2025	EX-10.3	OPEN MARKET SALE AGREEMENT Exhibit 10.3 OPEN MARKET SALE AGREEMENT August 29, 2025 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Keefe, Bruyette & Woods, Inc., as sales agent and/or principal (the
August 29, 2025	EX-10.2	OPEN MARKET SALE AGREEMENT Exhibit 10.2 OPEN MARKET SALE AGREEMENT August 29, 2025 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through B. Riley Securities, Inc., as sales agent and/or principal (the “Sales Agent
August 29, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 TRINITY CAPITAL I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 29, 2025	EX-10.1	OPEN MARKET SALE AGREEMENTSM Exhibit 10.1 OPEN MARKET SALE AGREEMENTSM August 29, 2025 Jefferies LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Sales Agent”), shares of the Company’s com
August 11, 2025	N-2ASR	As filed with the Securities and Exchange Commission on August 11, 2025 As filed with the Securities and Exchange Commission on August 11, 2025 Securities Act File No.
August 11, 2025	EX-99.(L)	1900 K Street, NW Exhibit (l) 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.
August 11, 2025	EX-FILING FEES	CALCULATION OF FILING FEE TABLES TRINITY CAPITAL INC. Table 1: Newly Registered and Carry Forward Securities Ex-Filing Fees CALCULATION OF FILING FEE TABLES N-2 TRINITY CAPITAL INC. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number
August 11, 2025	EX-99.(N)(1)	Consent of Independent Registered Public Accounting Firm Exhibit (n)(1) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Senior Securities” and “Independent Registered Public Accounting Firm” in the Prospectus and included in this Registration Statement (Form N-2) of Trinity Capital Inc.
August 11, 2025	EX-99.(D)(14)	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Exhibit (d)(14) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S
August 6, 2025	10-Q	OTHER INFORMATION PART I: FINANCIAL INFORMATION Item 1. Consolidated Financial Statements Note 1. Organization and Basis of Presentation Note 2. Summary of Significant Accounting Policies Note 3. Investments Note 4. Fair Value of Financial Instrume Table of Contents PRewhwwrecw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 6, 2025	8-K	FORM 8-K Item 2.02 Results of Operations and Financial Condition. Item 7.01 Regulation FD Disclosure. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 6, 2025	EX-99.1	Trinity Capital Inc. Reports Second Quarter 2025 Financial Results Total Investment Income grows 27.3% year-over-year Net Asset Value reaches new high of $923.6 million Return on Average Equity increases to 15.9% Exhibit 99.1 Trinity Capital Inc. Reports Second Quarter 2025 Financial Results Total Investment Income grows 27.3% year-over-year Net Asset Value reaches new high of $923.6 million Return on Average Equity increases to 15.9% PHOENIX, August 6, 2025 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital” or “the Company”), a leading alternative asset manager, today announced its financial results
August 6, 2025	EX-99.2	SECOND QUARTER 2025 TRINITYCAPITAL.COM NASDAQ: TRIN INVESTOR PRESENTATION SECOND QUARTER 2025 TRINITYCAPITAL.COM NASDAQ: TRIN INVESTOR PRESENTATION FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements in this presentation are ba
July 10, 2025	EX-99.1	Trinity Capital Inc. Originates $519 Million of New Commitments in the Second Quarter of 2025 Company funds $365 million of investments in the second quarter of 2025 Exhibit 99.1 Trinity Capital Inc. Originates $519 Million of New Commitments in the Second Quarter of 2025 Company funds $365 million of investments in the second quarter of 2025 PHOENIX, July 10, 2025 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (the “Company”), a leading alternative asset manager, today announced a portfolio update for the second quarter and first half of 2025. Trinity Cap
July 10, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
July 3, 2025	EX-4.2	Seventh Supplemental Indenture, dated as of July 3, 2025, between Trinity Capital Inc. and U.S. Bank Trust Company, National Association, as Trustee Exhibit 4.2 SEVENTH SUPPLEMENTAL INDENTURE between TRINITY CAPITAL INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of July 3, 2025 SEVENTH SUPPLEMENTAL INDENTURE THIS SEVENTH SUPPLEMENTAL INDENTURE (this “Seventh Supplemental Indenture”), dated as of July 3, 2025, is between Trinity Capital Inc., a Maryland corporation (the “Company”), and U.S. Bank Trust Company, Natio
July 3, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 TRINITY CAPITAL INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
July 1, 2025	EX-1.1	Underwriting Agreement, dated June 26, 2025, by and among Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters named in Schedule 1 thereto. Exhibit 1.1 Execution Version TRINITY CAPITAL INC. $125,000,000 6.750% Notes due 2030 Underwriting Agreement June 26, 2025 Keefe, Bruyette & Woods, Inc. Morgan Stanley & Co. LLC As the Representatives of the several Underwriters listed in Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 c/o Morgan Stanley & Co. LLC 1585 Broadway New York
July 1, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 TRINITY CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
June 30, 2025	424B2	$125,000,000 TRINITY CAPITAL INC. 6.750% Notes due 2030 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2024) $125,000,000 TRINITY CAPITAL INC. 6.750% Notes due 2030 We are offering $125,000,000 in aggregate principal amount of 6.750% notes due 2030, which we refer to as the Notes. The Notes will mature on July 3, 2030. We will pay interest on the Notes on January 3 and July 3 of each
June 26, 2025	424B2	SUBJECT TO COMPLETION, DATED JUNE 26, 2025 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED JUNE 26, 2025 PR
June 26, 2025	FWP	Trinity Capital Inc. 6.75% Notes due 2030 PRICING TERM SHEET June 26, 2025 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated June 26, 2025 Relating to Preliminary Prospectus Supplement dated June 26, 2025 and Prospectus dated February 7, 2024 Registration No.
June 16, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 TRINITY CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
May 23, 2025	CORRESP	1900 K Street NW 1900 K Street NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 212 261 3333 Fax www.
May 7, 2025	EX-99.2	First quarter 2025 INVESTOR PRESENTATION TRINITYCAPITAL.COM NASDAQ: TRIN First quarter 2025 INVESTOR PRESENTATION TRINITYCAPITAL.COM NASDAQ: TRIN FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements in this presentation are bas
May 7, 2025	10-Q	OTHER INFORMATION PART I: FINANCIAL INFORMATION Item 1. Consolidated Financial Statements Note 1. Organization and Basis of Presentation Note 2. Summary of Significant Accounting Policies Note 3. Investments Note 4. Fair Value of Financial Instrume Table of Contents PRewhwwrecw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 7, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File N
May 7, 2025	EX-99.1	Trinity Capital Inc. Reports First Quarter 2025 Financial Results Total Investment Income grows 29.5% year-over-year Net Asset Value reaches new high of $833 million Return on Average Equity registers at 15.5% Exhibit 99.1 Trinity Capital Inc. Reports First Quarter 2025 Financial Results Total Investment Income grows 29.5% year-over-year Net Asset Value reaches new high of $833 million Return on Average Equity registers at 15.5% PHOENIX, May 7, 2025 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital” or “the Company”), a leading alternative asset manager, today announced its financial results for t
May 7, 2025	EX-10.7	Employment Offer Letter, dated March 14, 2025, by and between the Company and Sarah Stanton. Exhibit 10.7 Name: Sarah Stanton Date: March 14, 2025 RE: Offer of Continued Employment with Trinity Capital Inc. Dear Sarah: I am very pleased to provide you with this letter agreement that includes the terms of your continued employment with Trinity Capital Inc. (the “Company”). Position and Responsibilities During the Term (as defined below), you agree to serve as General Counsel & Chief Compli
May 7, 2025	EX-10.6	Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Ronald Kundich. Exhibit 10.6 Name: Ronald Kundich Date: March 14, 2025 RE: Amended & Restated Offer of Employment with Trinity Capital Inc. Dear Ron: This letter agreement hereby amends and restates that certain offer letter, by and between you and Trinity Capital Inc. (the “Company”), dated January 16, 2020. Position and Responsibilities During the Term (as defined below), you agree to serve as Chief Credit Offi
May 5, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 ☐ TRAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-39958 TRINITY CAPITAL INC. (Exact
May 1, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
May 1, 2025	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-39958 CUSIP Number 896442308 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 1, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 9, 2025	8-K	FORM 8-K Item 7.01 Regulation FD Disclosure. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
April 9, 2025	EX-99.1	Trinity Capital Inc. Funds $220 Million of Investments in the First Quarter of 2025 Company originates $186 million of new commitments in the first quarter of 2025 Exhibit 99.1 Trinity Capital Inc. Funds $220 Million of Investments in the First Quarter of 2025 Company originates $186 million of new commitments in the first quarter of 2025 PHOENIX, April 9, 2025 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (the “Company”), a leading alternative asset manager, today announced a portfolio update for the first quarter of 2025. Trinity Capital funded $220 m
March 20, 2025	EX-10.1	Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Kyle Brown Exhibit 10.1 Name: Kyle Brown Date: March 14, 2025 RE: Amended & Restated Offer of Employment with Trinity Capital Inc. Dear Kyle: This letter agreement hereby amends and restates that certain offer letter, by and between you and Trinity Capital Inc. (the “Company”), dated January 16, 2020. Position and Responsibilities During the Term (as defined below), you agree to serve as Chief Executive Offi
March 20, 2025	EX-10.2	Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Steven L. Brown Exhibit 10.2 Name: Steven L. Brown Date: March 14, 2025 RE: Amended & Restated Offer of Employment with Trinity Capital Inc. Dear Steven: This letter agreement hereby amends and restates that certain offer letter, by and between you and Trinity Capital Inc. (the “Company”), dated January 16, 2020. Position and Responsibilities During the Term (as defined below), you agree to serve as the Executive
March 20, 2025	EX-10.3	Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Gerald Harder Exhibit 10.3 Name: Gerald Harder Date: March 14, 2025 RE: Amended & Restated Offer of Employment with Trinity Capital Inc. Dear Gerry: This letter agreement hereby amends and restates that certain offer letter, by and between you and Trinity Capital Inc. (the “Company”), dated January 16, 2020. Position and Responsibilities During the Term (as defined below), you agree to serve as Chief Operating
March 20, 2025	EX-10.4	Employment Offer Letter, dated March 14, 2025, by and between the Company and Michael Testa Exhibit 10.4 Name: Michael Testa Date: March 14, 2025 RE: Offer of Continued Employment with Trinity Capital Inc. Dear Michael: I am very pleased to provide you with this letter agreement that includes the terms of your continued employment with Trinity Capital Inc. (the “Company”). Position and Responsibilities During the Term (as defined below), you agree to serve as Chief Financial Officer for
March 20, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 20, 2025	EX-10.5	Retention Agreement, dated March 14, 2025, by and between the Company and Kyle Brown Exhibit 10.5 Trinity Capital Inc. retention BONUS AGREEMENT This Retention Bonus Agreement (this “Agreement”), dated as of March 14, 2025 (the “Grant Date”), is entered into by and between Trinity Capital Inc. (the “Company”), and Kyle Brown (the “Executive”). WHEREAS, as of the date hereof, the Executive is employed by and providing services to the Company; and WHEREAS, in an effort to retain the
March 20, 2025	EX-10.6	Form of Non-Statutory Stock Option Award Agreement (Trinity Capital Inc. 2019 Long Term Incentive Plan) Exhibit 10.6 TRINITY Capital INC. 2019 Long term Incentive Plan Form of TRINITY Capital INC. option Award FOR EMPLOYEES TRINITY Capital INC. STRONGLY ENCOURAGES YOU TO SEEK THE ADVICE OF YOUR OWN LEGAL AND FINANCIAL ADVISORS WITH RESPECT TO YOUR AWARD AND ITS TAX CONSEQUENCES. THANK YOU. This Option Agreement (this “Agreement”), by and between Trinity Capital Inc., a Maryland corporation (the “Com
February 26, 2025	EX-99.1	Trinity Capital Inc. Reports Fourth Quarter and Full Year 2024 Financial Results Return on Average Equity hits 17.4% in Q4 Record Quarterly Net Investment Income of $35 million, or $0.58 per share Record Annual Net Investment Income of $116 million, Exhibit 99.1 Trinity Capital Inc. Reports Fourth Quarter and Full Year 2024 Financial Results Return on Average Equity hits 17.4% in Q4 Record Quarterly Net Investment Income of $35 million, or $0.58 per share Record Annual Net Investment Income of $116 million, or $2.20 per share 2024 Total Investment Income grows 31% year-over-year PHOENIX, February 26, 2025 – Trinity Capital Inc. (Nasdaq: TRIN)
February 26, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
February 26, 2025	EX-99.2	FOURTH QUARTER AND FULL YEAR 2024 INVESTOR PRESENTATION FOURTH QUARTER AND FULL YEAR 2024 INVESTOR PRESENTATION FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc.
February 26, 2025	EX-4.12	Description of Registrant’s Securities. Exhibit 4.12 DESCRIPTION OF OUR SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 26, 2025, Trinity Capital Inc. (the “Company,” "we," "our," or "us") has three class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) common stock, par value $0.001 per share (“common stock”), (ii) 7
February 26, 2025	EX-19.1	Insider Trading Policy. Exhibit 19.1 Trinity Capital Inc. Insider Trading Policy I. Purpose of these Policies and Procedures This policy applies to all employees, outside directors, officers and consultants of Trinity Capital Inc. (the “Company”) and its subsidiaries, and Family Members (as defined below) and entities over which such individuals have or share voting or investment control. It is illegal for any person, ei
February 26, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents -vpstow20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
February 26, 2025	EX-10.11	Joinder Agreement, dated December 10, 2024, by and between TrinCap Funding, LLC, as Borrower, Trinity Capital Inc., as Servicer, KeyBank National Association, as the Administrative Agent, and the Lenders party thereto. Exhibit 10.11 INCREASE AGREEMENT Reference is made to the that certain Credit Agreement dated as of October 27, 2021 (as the same may be amended, supplemented, restated or otherwise modified from time to time, the “Credit Agreement”), by and among TrinCap Funding, LLC, as Borrower (the “Borrower”), Trinity Capital Inc., as Servicer (the “Servicer”), the Lenders from time to time party thereto, Key
February 10, 2025	EX-4.4	Form of 7.875% Note due March 2029 (Debt ATM) Exhibit 4.4 THIS SECURITY IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN THE DEPOSITORY TRUST C
February 10, 2025	EX-10.1	Open Market Sale Agreement, dated February 10, 2025, by and between Trinity Capital Inc. and B. Riley Securities, Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 10, 2025). Exhibit 10.1 EXECUTION VERSION OPEN MARKET SALE AGREEMENT February 10, 2025 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through B. Riley Securities, Inc., as sales agent and/or princip
February 10, 2025	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
February 10, 2025	424B2	TRINITY CAPITAL INC. Up to $100,000,000 7.875% Notes Due March 2029 and/or 7.875% Notes Due September 2029 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2024) TRINITY CAPITAL INC. Up to $100,000,000 7.875% Notes Due March 2029 and/or 7.875% Notes Due September 2029 We are a specialty lending company that provides debt, including loans and equipment financings, to growth-stage companies, including venture-backed companies and companie
February 10, 2025	EX-4.5	Form of 7.875% Note due September 2029 (Debt ATM) Exhibit 4.5 THIS SECURITY IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN THE DEPOSITORY TRUST C
February 4, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
February 4, 2025	EX-99.1	Trinity Capital Inc. Announces Preliminary Estimates of Financial Results for Fourth Quarter and Year Ended 2024 Exhibit 99.1 Trinity Capital Inc. Announces Preliminary Estimates of Financial Results for Fourth Quarter and Year Ended 2024 PHOENIX, February 4, 2025 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital” or the “Company”), a leading alternative asset manager, today announced preliminary estimates of financial results for the fourth quarter and year ended December 31, 2024. Trinity Capital’s p
January 24, 2025	424B3	TRINITY CAPITAL INC. Up to $50,000,000 in Aggregate Principal Amount of 6.00% Convertible Notes due 2025 and Shares of Common Stock Issuable Upon Conversion Thereof by the Selling Securityholders PROSPECTUS Filed pursuant to Rule 424(b)(3) (File No. 333-280449) TRINITY CAPITAL INC. Up to $50,000,000 in Aggregate Principal Amount of 6.00% Convertible Notes due 2025 and Shares of Common Stock Issuable Upon Conversion Thereof by the Selling Securityholders We are a specialty lending company that provides debt, including loans and equipment financings, to growth-stage companies, including vent
January 23, 2025	CORRESP	* * * January 23, 2025 VIA EDGAR Lauren Hamilton, Staff Accountant David Matthews, Attorney-Adviser U.
January 17, 2025	CORRESP	ACCOUNTING COMMENTS 1900 K Street NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 212 261 3333 Fax www.
January 13, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
January 13, 2025	EX-99.1	Trinity Capital Inc. Funds a Record $1.2 Billion of Investments in 2024 Company originates $1.6 billion of new commitments in 2024 Exhibit 99.1 Trinity Capital Inc. Funds a Record $1.2 Billion of Investments in 2024 Company originates $1.6 billion of new commitments in 2024 PHOENIX, January 13, 2025 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading alternative asset manager, today announced a portfolio update for the fourth quarter of 2024. Trinity funded $297 million of total investme
November 7, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
November 7, 2024	EX-99.1	Trinity Capital Inc. Announces Stock Repurchase Program Exhibit 99.1 Trinity Capital Inc. Announces Stock Repurchase Program PHOENIX, November 7, 2024 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-oriented companies, today announced that its board of directors has authorized a program for the purpose of repurchasing up to $30 million worth of the Company’s common stoc
October 30, 2024	EX-99.1	Trinity Capital Inc. Reports Third Quarter 2024 Financial Results Return on average equity of 16.2% NII climbs to a record of $29.4 million, or $0.54 per share Total investment income grows 33% year-over-year Exhibit 99.1 Trinity Capital Inc. Reports Third Quarter 2024 Financial Results Return on average equity of 16.2% NII climbs to a record of $29.4 million, or $0.54 per share Total investment income grows 33% year-over-year PHOENIX, October 30, 2024 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-oriented companies,
October 30, 2024	EX-10.6	Note Purchase Agreement by and between Trinity Capital Inc. and the purchasers party thereto, dated October 29, 2024 (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed October 30, 2024). Exhibit 10.6 Execution Version Trinity Capital Inc. $55,500,000 7.54% Series A Senior Notes, Tranche A, due October 29, 2027 $73,000,000 7.60% Series A Senior Notes, Tranche B, due October 29, 2028 $14,000,000 7.66% Series A Senior Notes, Tranche C, due October 29, 2029 Master Note Purchase Agreement Dated October 29, 2024 Table of Contents Section Heading Page Section 1. Authorization of Notes 1
October 30, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents whwwrecw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 30, 2024	EX-99.2	Third Quarter 2024 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. Third Quarter 2024 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements
October 30, 2024	EX-10.5	Joinder Agreement, dated September 19, 2024, by and between TrinCap Funding, LLC, as Borrower, Trinity Capital Inc., as Servicer, KeyBank National Association, as the Administrative Agent, and the Lenders party thereto (incorporated by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q filed October 30, 2024). Exhibit 10.5 JOINDER AGREEMENT Reference is made to the that certain Credit Agreement dated as of October 27, 2021 (as the same may be amended, supplemented, restated or otherwise modified from time to time, the “Credit Agreement”), by and among TrinCap Funding, LLC, as Borrower (the “Borrower”), Trinity Capital Inc., as Servicer (the “Servicer”), the Lenders from time to time party thereto, KeyBa
October 30, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
October 8, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 08, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
October 8, 2024	EX-99.1	Trinity Capital Inc. Originates a Record $635 Million in the Third Quarter of 2024 Record $459 million of fundings in the third quarter of 2024 Exhibit 99.1 Trinity Capital Inc. Originates a Record $635 Million in the Third Quarter of 2024 Record $459 million of fundings in the third quarter of 2024 PHOENIX, October 8, 2024 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-oriented companies, today announced a portfolio update for the third quar
September 13, 2024	EX-4.5	Form of Restricted Stock Agreement (2019 Trinity Capital Inc. Long Term Incentive Plan). Exhibit 4.5 TRINITY Capital INC. 2019 Long term Incentive Plan Form of TRINITY Capital INC. Restricted Stock Award FOR EMPLOYEES TRINITY Capital INC. STRONGLY ENCOURAGES YOU TO SEEK THE ADVICE OF YOUR OWN LEGAL AND FINANCIAL ADVISORS WITH RESPECT TO YOUR AWARD AND ITS TAX CONSEQUENCES. THANK YOU. This Restricted Stock Agreement (this “Agreement”) between Trinity Capital Inc., a Maryland corporatio
September 13, 2024	S-8	As filed with the Securities and Exchange Commission on September 13, 2024 As filed with the Securities and Exchange Commission on September 13, 2024 Registration No.
September 13, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Trinity Capital Inc.
August 23, 2024	EX-10.3	Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc. (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed August 23, 2024). Exhibit 10.3 Execution Version OPEN MARKET SALE AGREEMENT August 23, 2024 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Keefe, Bruyette & Woods, Inc., as sales agent and
August 23, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2024 TRINITY CAPITAL I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 23, 2024	424B2	$250,000,000 TRINITY CAPITAL INC. Common Stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2024) $250,000,000 TRINITY CAPITAL INC. Common Stock We are a specialty lending company that provides debt, including loans and equipment financings, to growth-stage companies, including venture-backed companies and companies with institutional equity investors. We define “growth-sta
August 23, 2024	EX-10.2	Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and B. Riley Securities, Inc. Exhibit 10.2 Execution Version OPEN MARKET SALE AGREEMENT August 23, 2024 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through B. Riley Securities, Inc., as sales agent and/or principal
August 23, 2024	EX-10.1	Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and Jefferies LLC. Exhibit 10.1 Execution Version OPEN MARKET SALE AGREEMENTSM August 23, 2024 Jefferies LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Sales Agent”), shares of
August 7, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 7, 2024	EX-99.1	Trinity Capital Inc. Reports Second Quarter 2024 Financial Results Platform AUM grows to $1.7 billion, a 36% increase year-over-year NII hits a record of $26.7 million, or $0.53 per share Return on average equity climbs to 16.3% Exhibit 99.1 Trinity Capital Inc. Reports Second Quarter 2024 Financial Results Platform AUM grows to $1.7 billion, a 36% increase year-over-year NII hits a record of $26.7 million, or $0.53 per share Return on average equity climbs to 16.3% PHOENIX, August 7, 2024 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-or
August 7, 2024	EX-99.2	Second Quarter 2024 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. Second Quarter 2024 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statement
August 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents whwwrecw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 5, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 TRINITY CAPITAL IN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 5, 2024	EX-99.1	Trinity Capital Inc. Expands its Credit Facility with KeyBank Credit facility can accordion to $690 million Maturity Date Extended to July 2029 Exhibit 99.1 Trinity Capital Inc. Expands its Credit Facility with KeyBank Credit facility can accordion to $690 million Maturity Date Extended to July 2029 PHOENIX, August 5, 2024 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital,” “Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced that it has amended it
August 5, 2024	EX-10.1	Sixth Amendment to Credit Agreement, dated as of August 2, 2024, relating to the KeyBank Credit Facility, by and among Trinity Capital Inc., as servicer, TrinCap Funding, LLC, as borrower, KeyBank National Association, as administrative agent and syndication agent, Wells Fargo, National Association, as collateral custodian and paying agent, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed August 5, 2024). Exhibit 10.1 Execution Version Sixth Amendment to Credit Agreement This Sixth Amendment to Credit Agreement, dated as of August 2, 2024 (the “Amendment”), is made pursuant to that certain Credit Agreement, dated as of October 27, 2021 (as amended, restated, modified or supplemented from time to time prior to the date hereof, the “Credit Agreement”), among TrinCap Funding, LLC, a Delaware limited l
July 19, 2024	EX-1.1	Underwriting Agreement, dated July 16, 2024, by and among Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC, RBC Capital Markets, LLC and UBS Securities LLC as representatives of the several underwriters named in Schedule 1 thereto. Exhibit 1.1 Execution Version TRINITY CAPITAL INC. $100,000,000 7.875% Notes due 2029 Underwriting Agreement July 16, 2024 Keefe, Bruyette & Woods, Inc. Morgan Stanley & Co. LLC RBC Capital Markets, LLC UBS Securities LLC As the Representatives of the several Underwriters listed in Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 c/o Mor
July 19, 2024	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trinity Capital Inc. (Exact name of registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trinity Capital Inc. (Exact name of registrant as specified in its charter) Maryland 35-2670395 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1 N
July 19, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
July 19, 2024	EX-4.2	Sixth Supplemental Indenture, dated as of July 19, 2024, between the Company and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Company's Current Report on Form 8-K filed July 19, 2024). Exhibit 4.2 Execution Version SIXTH SUPPLEMENTAL INDENTURE between TRINITY CAPITAL INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of July 19, 2024 SIXTH SUPPLEMENTAL INDENTURE THIS SIXTH SUPPLEMENTAL INDENTURE (this “Sixth Supplemental Indenture”), dated as of July 19, 2024, is between Trinity Capital Inc., a Maryland corporation (the “Company”), and U.S. Bank Trust Co
July 18, 2024	424B2	$100,000,000 TRINITY CAPITAL INC. 7.875% Notes Due 2029 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2024) $100,000,000 TRINITY CAPITAL INC. 7.875% Notes Due 2029 We are offering $100,000,000 in aggregate principal amount of 7.875% notes due 2029, which we refer to as the Notes. The Notes will mature on September 30, 2029 (the “Maturity Date”). We will pay interest on the Notes quar
July 17, 2024	FWP	Trinity Capital Inc. 7.875% Notes due 2029 PRICING TERM SHEET July 16, 2024 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated July 16, 2024 Relating to Preliminary Prospectus Supplement dated July 16, 2024 and Prospectus dated February 7, 2024 Registration No.
July 16, 2024	424B2	SUBJECT TO COMPLETION, DATED JULY 16, 2024 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED JULY 16, 2024 PRELIMINARY PROSPECTUS SUP
June 28, 2024	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, June 28, 2024 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 2025 (the "Co
June 28, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 TRINITY CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
June 14, 2024	EX-10.1	Amendment No. 1 to the 2019 Trinity Capital Inc. Long-Term Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 14, 2024). Exhibit 10.1 Amendment No. 1 2019 TRINITY CAPITAL INC. LONG TERM Incentive Plan Pursuant to the power reserved to it in Section 14 of the 2019 Trinity Capital Inc. Long Term Incentive Plan (the “Plan”), the Board of Directors of Trinity Capital Inc. hereby amends the Plan, effective June 12, 2024, as follows: 1. Section 5(A) is hereby amended and restated in its entirety to read as follows: “ (A)
June 14, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
June 14, 2024	EX-10.2	Amendment No. 1 to the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on June 14, 2024). Exhibit 10.2 Amendment No. 1 TRINITY CAPITAL INC. 2019 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK Plan Pursuant to the power reserved to it in Section 9(A) of the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan (the “Plan”), the Board of Directors of Trinity Capital Inc. hereby amends the Plan, effective June 12, 2024, as follows: 1. Section 3 is hereby amended and restated in it
June 5, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 05, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
June 5, 2024	EX-99.1	Trinity Capital Inc. Exits Its Equity Position in Core Scientific Liquidation of shares results in a return of 17.7% on the initial investment Trinity Capital Inc. Exits Its Equity Position in Core Scientific Liquidation of shares results in a return of 17.7% on the initial investment PHOENIX, (June 5, 2024 /PRNewswire/) – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, announced today that as of June 4, 2024, it has completed the liquidati
May 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents recw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 1, 2024	EX-99.2	First Quarter 2024 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. First Quarter 2024 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements
May 1, 2024	EX-99.1	Trinity Capital Inc. Reports First Quarter 2024 Financial Results Record Net Investment Income of $25.2 Million in Q1 Record Total Investment Income of $50.5 Million Return on Average Equity of 16.1% Trinity Capital Inc. Reports First Quarter 2024 Financial Results Record Net Investment Income of $25.2 Million in Q1 Record Total Investment Income of $50.5 Million Return on Average Equity of 16.1% PHOENIX, May 1, 2024 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced its financial
May 1, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 01, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
April 26, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 26, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 16, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 Trinity Capital Inc. (Exact name of registrant as specified in its charter) Maryland 001-39958 35-2670395 (State or other jurisdiction of incorporation) (Commission Fil
March 28, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 28, 2024	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, March 28, 2024 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 2025 (the "C
March 28, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 28, 2024	EX-4.2	Fifth Supplemental Indenture, dated as of March 28, 2024, between the Company and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed March 28, 2024). Exhibit 4.2 Execution Version FIFTH SUPPLEMENTAL INDENTURE between TRINITY CAPITAL INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of March 28, 2024 FIFTH SUPPLEMENTAL INDENTURE THIS FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”), dated as of March 28, 2024, is between Trinity Capital Inc., a Maryland corporation (the “Company”), and U.S. Bank Trust
March 28, 2024	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trinity Capital Inc. (Exact name of registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trinity Capital Inc. (Exact name of registrant as specified in its charter) Maryland 35-2670395 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1 N
March 28, 2024	EX-1.1	Underwriting Agreement, dated March 25, 2024, by and among Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named in Schedule 1 thereto. Exhibit 1.1 Execution Version TRINITY CAPITAL INC. $100,000,000 7.875% Notes due 2029 Underwriting Agreement March 25, 2024 Keefe, Bruyette & Woods, Inc. Morgan Stanley & Co. LLC RBC Capital Markets, LLC As the Representatives of the several Underwriters listed in Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 c/o Morgan Stanley & Co.
March 27, 2024	424B2	$100,000,000 TRINITY CAPITAL INC. 7.875% Notes Due 2029 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 PROSPECTUS SUPPLEMENT (To Prospectus dated February 7, 2024) $100,000,000 TRINITY CAPITAL INC. 7.875% Notes Due 2029 We are offering $100,000,000 in aggregate principal amount of 7.875% notes due 2029, which we refer to as the Notes. The Notes will mature on March 30, 2029 (the “Maturity Date”). We will pay interest on the Notes quarterl
March 25, 2024	FWP	Trinity Capital Inc. 7.875% Notes due 2029 PRICING TERM SHEET March 25, 2024 FWP 1 ea0202496-01fwp.htm FWP Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated March 25, 2024 Relating to Preliminary Prospectus Supplement dated March 25, 2024 and Prospectus dated February 7, 2024 Registration No. 333-275970 Trinity Capital Inc. $100,000,000 7.875% Notes due 2029 PRICING TERM SHEET March 25, 2024 The following sets forth the final terms of the 7.875% Notes due 202
March 25, 2024	424B2	SUBJECT TO COMPLETION, DATED MARCH 25, 2024 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275970 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED MARCH 25, 2024 PRELIMINARY PROSPECTUS SU
March 6, 2024	EX-4.12	Description of Registrant’s Securities. DESCRIPTION OF OUR SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Trinity Capital Inc.
March 6, 2024	EX-99.1	Trinity Capital Inc. Reports Fourth Quarter and Full Year 2023 Financial Results Record Quarterly Net Investment Income of $25.1 Million in Q4 Record Annual Net Investment Income of $89.9 Million in 2023 Return on Average Equity Hits 16.9% in Q4 Trinity Capital Inc. Reports Fourth Quarter and Full Year 2023 Financial Results Record Quarterly Net Investment Income of $25.1 Million in Q4 Record Annual Net Investment Income of $89.9 Million in 2023 Return on Average Equity Hits 16.9% in Q4 PHOENIX (March 6, 2024 /PRNewswire/) - Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solut
March 6, 2024	EX-97.1	Trinity Capital Inc. Clawback Policy (incorporated by reference to Exhibit 97.1 to the Company’s Annual Report on Form 10-K filed March 6, 2024). TRINITY CAPITAL INC. CLAWBACK POLICY The Board of Directors (the “Board”) of Trinity Capital Inc., a Maryland corporation (the “Company”), has adopted this Clawback Policy (as may be amended, restated, supplemented or otherwise modified from time to time, this “Policy”) to comply with Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Rule 10D-1 promulgated under
March 6, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 06, 2024 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 6, 2024	EX-10.08	Fifth Amendment to Credit Agreement, dated as of February 13, 2024, relating to the KeyBank Credit Facility, by and among Trinity Capital Inc., as servicer, TrinCap Funding, LLC, as borrower, KeyBank National Association, as administrative agent and syndication agent, Wells Fargo, National Association, as collateral custodian and paying agent, and the lenders party thereto (incorporated by reference to Exhibit 10.8 to the Company’s Annual Report on Form 10-K filed March 6, 2024). Execution Version Fifth Amendment to Credit Agreement This Fifth Amendment to Credit Agreement, dated as of February 13, 2024 (the “Amendment”), is made pursuant to that certain Credit Agreement, dated as of October 27, 2021 (as amended, restated, modified or supplemented from time to time prior to the date hereof, the “Credit Agreement”), among TrinCap Funding, LLC, a Delaware limited liability company, as borrower (the “Borrower”); Trinity Capital Inc.
March 6, 2024	EX-99.2	Fourth Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. Fourth Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD-LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statement
March 6, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents vpstow20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
January 8, 2024	EX-99.1	Trinity Capital Inc. Originates $831 Million in New Commitments in 2023 Trinity Capital sets a record with $642 million of funded investments in 2023 Exhibit 99.1 Trinity Capital Inc. Originates $831 Million in New Commitments in 2023 Trinity Capital sets a record with $642 million of funded investments in 2023 PHOENIX, January 8, 2024 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced certain highlights for the quarter and year end
January 8, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 8, 2024 TRINITY CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 8, 2024 TRINITY CAPITAL INC.
January 5, 2024	EX-99.1	Trinity Capital Inc. Appoints Michael Testa as Chief Financial Officer Exhibit 99.1 Trinity Capital Inc. Appoints Michael Testa as Chief Financial Officer PHOENIX, January 5, 2024 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity,” “Trinity Capital” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced that, as part of the Company’s long-term succession plan, its Board of Directors has named Michael Testa as
January 5, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2024 TRINITY CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2024 TRINITY CAPITAL INC.
December 29, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
December 29, 2023	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, December 29, 2023 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 2025 (the
December 1, 2023	424B2	$145,700,000 TRINITY CAPITAL INC. Common Stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 PROSPECTUS SUPPLEMENT (To Prospectus dated January 27, 2022) $145,700,000 TRINITY CAPITAL INC. Common Stock We are a specialty lending company that provides debt, including loans and equipment financings, to growth-stage companies, including venture-backed companies and companies with institutional equity investors. We define “growth-sta
December 1, 2023	EX-10.2	Open Market Sale Agreement, dated December 1, 2023, by and between Trinity Capital Inc. and B. Riley Securities, Inc (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed December 1, 2023). Exhibit 10.2 Execution Version OPEN MARKET SALE AGREEMENT December 1, 2023 B. RILEY SECURITIES, INC. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through B. Riley Securities, Inc., as sales agent and/or principa
December 1, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
December 1, 2023	EX-10.1	Open Market Sale Agreement, dated December 1, 2023, by and between Trinity Capital Inc. and Jefferies LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed December 1, 2023). Exhibit 10.1 Execution Version OPEN MARKET SALE AGREEMENTSM December 1, 2023 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Trinity Capital Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Sales Agent”), shares o
November 1, 2023	EX-99.2	Third Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. Third Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements
November 1, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 01, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
November 1, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents Frecw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 1, 2023	EX-99.1	Trinity Capital Inc. Reports Third Quarter 2023 Financial Results Trinity Capital Inc. Reports Third Quarter 2023 Financial Results PHOENIX, November 1, 2023 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced its financial results for the quarter ended September 30, 2023. Third Quarter 2023 Highlights • Total investment income of $46.4 millio
October 3, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
October 3, 2023	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, Sept. 29, 2023 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 2025 (the "C
September 6, 2023	EX-99.1	Trinity Capital Inc. Announces CEO Transition: Steve Brown to Assume Role of Executive Chairman, Kyle Brown Named CEO, Effective January 2024 Exhibit 99.1 Trinity Capital Inc. Announces CEO Transition: Steve Brown to Assume Role of Executive Chairman, Kyle Brown Named CEO, Effective January 2024 PHOENIX, September 6, 2023 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN) (“Trinity Capital” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced that as part of the Company’s lo
September 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 06, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
August 8, 2023	EX-10.1	Underwriting Agreement, dated August 3, 2023, by among Trinity Capital Inc., on the one hand, and UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC, on the other hand, as representatives of the several underwriters named on Schedule A thereto Exhibit 10.1 Execution Version TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 5,190,312 SHARES OF COMMON STOCK August 3, 2023 UBS Securities LLC Morgan Stanley & Co. LLC Keefe, Bruyette & Woods, Inc. A Stifel Company RBC Capital Markets, LLC Wells Fargo Securities, LLC c/o UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New
August 8, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2023 (August 3, 2023) TRINITY CAPITAL INC.
August 4, 2023	424B2	TRINITY CAPITAL INC. 5,190,312 Shares of Common Stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 PROSPECTUS SUPPLEMENT (To Prospectus dated January 27, 2022) TRINITY CAPITAL INC. 5,190,312 Shares of Common Stock We are a specialty lending company that provides debt, including loans and equipment financings, to growth stage companies, including venture-backed companies and companies with institutional equity investors. We define “gro
August 3, 2023	424B2	Subject to Completion Preliminary Prospectus Supplement dated August 3, 2023 Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion Preliminary Prospectus Supplement dated August
August 2, 2023	EX-99.2	Second Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. Second Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statement
August 2, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 02, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 2, 2023	EX-99.1	Trinity Capital Inc. Reports Second Quarter 2023 Financial Results Trinity Capital Inc. Reports Second Quarter 2023 Financial Results PHOENIX, August 2, 2023 – Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity Capital” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced its financial results for the quarter ended June 30, 2023. Second Quarter 2023 Highlights • Total investment income of $46.0 million, an
August 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents recw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 30, 2023	EX-3.1	Articles of Amendment and Restatement (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed June 30, 2023). Exhibit 3.1 TRINITY CAPITAL INC. ARTICLES OF AMENDMENT AND RESTATEMENT FIRST: Trinity Capital Inc., a Maryland corporation, desires to amend and restate its charter as currently in effect and as hereinafter amended. SECOND: The following provisions are all the provisions of the charter currently in effect and as hereinafter amended: ARTICLE I. NAME The name of the corporation (the “Corporation”) i
June 30, 2023	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, June 30, 2023 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 2025 (the "Co
June 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 TRINITY CAPITAL INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File Num
June 21, 2023	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File Num
May 4, 2023	EX-10	Fourth Amendment to Credit Agreement, dated as of March 2, 2023, relating to the KeyBank Credit Facility, by and among Trinity Capital Inc., as servicer, TrinCap Funding, LLC, as borrower, KeyBank National Association, as administrative agent and syndication agent, Wells Fargo, National Association, as collateral custodian and paying agent, and the lenders party thereto (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed May 4, 2023). Execution Version Fourth Amendment to Credit Agreement This Fourth Amendment to Credit Agreement, dated as of March 2, 2023 (the “Amendment”), is made pursuant to that certain Credit Agreement, dated as of October 27, 2021 (as amended, restated, modified or supplemented from time to time prior to the date hereof, the “Credit Agreement”), among TrinCap Funding, LLC, a Delaware limited liability company, as borrower (the “Borrower”); Trinity Capital Inc.
May 4, 2023	EX-99	First Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. First Quarter 2023 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements
May 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 04, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
May 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents recw20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 4, 2023	EX-10	Third Amendment to Credit Agreement, dated as of November 21, 2022, relating to the KeyBank Credit Facility, by and among Trinity Capital Inc., as servicer, TrinCap Funding, LLC, as borrower, KeyBank National Association, as administrative agent and syndication agent, Wells Fargo, National Association, as collateral custodian and paying agent, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed May 4, 2023). Execution Version Third Amendment to Credit Agreement This Third Amendment to Credit Agreement, dated as of November 21, 2022 (the “Amendment”), is made pursuant to that certain Credit Agreement, dated as of October 27, 2021 (as amended, restated, modified or supplemented from time to time prior to the date hereof, the “Credit Agreement”), among TrinCap Funding, LLC, a Delaware limited liability company, as borrower (the “Borrower”); Trinity Capital Inc.
May 4, 2023	EX-99	Trinity Capital Inc. Reports First Quarter 2023 Financial Results Trinity Capital Inc. Reports First Quarter 2023 Financial Results PHOENIX, May 4, 2023 – Trinity Capital Inc. (Nasdaq: TRIN and TRINL) (“Trinity Capital” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced its financial results for the first quarter ended March 31, 2023. First Quarter 2023 Highlights • Total investment income of $41.5
April 27, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 27, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 27, 2023	CORRESP	[Letterhead of Eversheds Sutherland (US) LLP] [Letterhead of Eversheds Sutherland (US) LLP] April 27, 2023 VIA EDGAR Ms. Alison White U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4720 Re: Trinity Capital Inc. – Preliminary Proxy Statement Dear Ms. White: On behalf of Trinity Capital Inc. (the “Company”), set forth below are the Company’s responses to the comments provided
April 10, 2023	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 31, 2023	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, March 31, 2023 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN and TRINL) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 20
March 31, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 TRINITY CAPITAL IN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 15, 2023	EX-99.1	Trinity Capital Inc. Declares Cash Dividend Increase to $0.47 per Share and Provides Business Update Exhibit 99.1 Trinity Capital Inc. Declares Cash Dividend Increase to $0.47 per Share and Provides Business Update PHOENIX, March 15, 2023 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth stage companies, today announced that on March 14, 2023, its Board of Directors declared a cash dividend of $0.47 per
March 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 TRINITY CAPITAL IN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 13, 2023	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 2, 2023	EX-99	Fourth Quarter 2022 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. Fourth Quarter 2022 Investor Presentation FUELING DISRUPTIVE TECHNOLOGIES. REVOLUTIONIZING THE FUTURE. FORWARD LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statement
March 2, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents w20112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 2, 2023	EX-99	Trinity Capital Inc. Reports Fourth Quarter and Full Year 2022 Financial Results Trinity Capital Inc. Reports Fourth Quarter and Full Year 2022 Financial Results PHOENIX, (March 2, 2023 /PRNewswire/) - Trinity Capital Inc. (Nasdaq: TRIN, TRINL) (“Trinity” or the “Company”), a leading provider of diversified financial solutions to growth-stage companies, today announced its financial results for the fourth quarter and year ended December 31, 2022. Fourth Quarter 2022 Highlights
March 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 02, 2023 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
December 30, 2022	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, December 30, 2022 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN, TRINL) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 20
December 30, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
December 14, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
December 14, 2022	EX-99.1	Trinity Capital Inc. Announces Exemptive Relief for a Registered Investment Adviser (“RIA”) EX-99.1 2 trin-ex991.htm EX-99.1 Exhibit 99.1 Trinity Capital Inc. Announces Exemptive Relief for a Registered Investment Adviser (“RIA”) PHOENIX, December 14, 2022 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN, TRINL) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth-stage companies, today announced it was granted exemptive relief from the SEC that
December 6, 2022	EX-99.1	Trinity Capital Inc. Announces Joint Venture Exhibit 99.1 Trinity Capital Inc. Announces Joint Venture PHOENIX, Ariz., December 6, 2022 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN, TRINL) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth-stage companies, today announced that it entered into an agreement (the ?JV Agreement?) to co-manage a newly formed joint venture, i40, LLC (the ?JV?), with
December 6, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
November 14, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
November 14, 2022	EX-99.1	Trinity Capital Inc. Adopts Stock Repurchase Program Exhibit 99.1 Trinity Capital Inc. Adopts Stock Repurchase Program PHOENIX, November 14, 2022 /PRNewswire/ ? Trinity Capital Inc. (Nasdaq: TRIN, TRINL) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced that its board of directors has authorized a program for the purpose of repurchasing up to $25.0 million worth of the Comp
November 3, 2022	EX-99.2	FORWARD LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in Third Quarter 2022 Investor Presentation Exhibit 99.2 FORWARD LOOKING STATEMENTS \| DISCLAIMER Trinity Capital Inc. (the ?Company?) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statements in this presentation are based on current condi
November 3, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 03, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
November 3, 2022	EX-99.1	Trinity Capital Inc. Reports Third Quarter 2022 Financial Results Exhibit 99.1 Trinity Capital Inc. Reports Third Quarter 2022 Financial Results PHOENIX, (November 3, 2022 /PRNewswire/) - Trinity Capital Inc. (Nasdaq: TRIN, TRINL) (?Trinity Capital? or the ?Company?), a leading provider of diversified financial solutions to growth stage companies, today announced its financial results for the quarter ended September 30, 2022. Third Quarter 2022 Highlights ? Tota
November 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents 112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 30, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
September 30, 2022	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, Sept. 30, 2022 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN, TRINL) ("Trinity" or the "Company"), a leading provider of diversified financial solutions to growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Notes due 2025
August 18, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 18, 2022 (August 15, 2022) TRINITY CAPITAL INC.
August 18, 2022	EX-10.1	Underwriting Agreement, dated August 15, 2022, by among Trinity Capital Inc., on the one hand, and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, on the other hand, as representatives of the several underwriters named on Schedule A thereto Exhibit 10.1 EXECUTION VERSION TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 3,587,736 SHARES OF COMMON STOCK August 15, 2022 Keefe, Bruyette & Woods, Inc. A Stifel Company Morgan Stanley & Co. LLC UBS Securities LLC Wells Fargo Securities, LLC c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 100
August 16, 2022	424B2	TRINITY CAPITAL INC. 3,587,736 Shares of Common Stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 PROSPECTUS SUPPLEMENT (To Prospectus dated January 27, 2022) TRINITY CAPITAL INC. 3,587,736 Shares of Common Stock We are a specialty lending company that provides debt, including loans and equipment financings, to growth stage companies, including venture-backed companies and companies with institutional equity investors. We define ?gro
August 15, 2022	424B2	Subject to Completion Preliminary Prospectus Supplement dated August 15, 2022 Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion Preliminary Prospectus Supplement dated August
August 4, 2022	EX-99.2	© 2022 Trinity Capital Inc. \| 2FORWARD LOOKING STATEMENTS \|DISCLAIMER Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward‐looking statements that are based on current expectations and assumptions about future even Exhibit 99.2 Second Quarter 2022Investor Presentation ? 2022 Trinity Capital Inc. \| 2FORWARD LOOKING STATEMENTS \|DISCLAIMER Trinity Capital Inc. (the ?Company?) cautions that this presentation may contain forward?looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward?looking statements in this presentat
August 4, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 814-01341 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
August 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 4, 2022	EX-99.1	Trinity Capital Inc. Reports Second Quarter 2022 Financial Results Exhibit 99.1 ? Trinity Capital Inc. Reports Second Quarter 2022 Financial Results ? PHOENIX, (August 4, 2022 /PRNewswire/) - Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity Capital? or the ?Company?), a leading provider of financing solutions to growth stage companies, today announced its financial results for the quarter ended June 30, 2022. ? Second Quarter 2022 Highlights ?Total investment income
July 22, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
July 22, 2022	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trinity Capital Inc. (Exact name of registrant 8-A12B 1 s1392508a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trinity Capital Inc. (Exact name of registrant as specified in its charter) Maryland 35-2670395 (State or other jurisdiction of incorporation or organization) (IRS
July 22, 2022	EX-1.1	Underwriting Agreement, dated July 19, 2022, by and among Trinity Capital Inc., on the one hand, and Keefe, Bruyette & Woods, Inc. and UBS Securities LLC, on the other hand, as representatives of the several underwriters named on Schedule 1 thereto (incorporated by reference to Exhibit 1.1 to the Company’s Current Report on Form 8-K filed on July 22, 2022). Exhibit 1.1 Execution Version TRINITY CAPITAL INC. $50,000,000 7.00% Notes due 2025 Underwriting Agreement July 19, 2022 Keefe, Bruyette & Woods, Inc. UBS Securities LLC As the Representatives of the several Underwriters listed in Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 c/o UBS Securities LLC 1285 Avenue of the Americas New York
July 22, 2022	EX-99.1	Trinity Capital Inc. Prices Reopening of $50.0 million of 7.00% Notes due 2025 Exhibit 99.1 Filed pursuant to Rule 497(a) File No. 333-261782 Rule 482ad Trinity Capital Inc. Prices Reopening of $50.0 million of 7.00% Notes due 2025 PHOENIX, July 19, 2022 ? Trinity Capital Inc. (NASDAQ: TRIN) (?Trinity?) is pleased to announce that it has priced an underwritten public offering of an additional $50.0 million in aggregate principal amount of 7.00% notes due 2025 (the ?Notes?).
July 20, 2022	FWP	Trinity Capital Inc. 7.00% Notes due 2025 PRICING TERM SHEET July 19, 2022 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated July 19, 2022 Relating to Preliminary Prospectus Supplement dated July 19, 2022 and Prospectus dated January 27, 2022 Registration No.
July 20, 2022	424B3	$50,000,000 TRINITY CAPITAL INC. 7.00% Notes Due 2025 424B3 1 s139443424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-261782 PROSPECTUS SUPPLEMENT (To Prospectus dated January 27, 2022) $50,000,000 TRINITY CAPITAL INC. 7.00% Notes Due 2025 We are offering $50,000,000 in aggregate principal amount of 7.00% notes due 2025, which we refer to as the Notes. The Notes will mature on January 16, 2025 (the “Maturity Date”). We will pay i
July 19, 2022	424B3	SUBJECT TO COMPLETION, DATED JULY 19, 2022 424B3 1 s139187424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-261782 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED JULY 19,
June 30, 2022	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, June 30, 2022 /PRNewswire/ ? Trinity Capital Inc. (NASDAQ: TRIN) (?Trinity? or the ?Company?), a leading provider of debt and equipment financing to venture capital backed growth stage companies, today announced an adjustment to the conversion rate of its 6.00% Convertible Not
June 30, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
June 13, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission File
May 20, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
May 17, 2022	RW	Trinity Capital, Inc. 1 N. 1st Street, Third Floor Phoenix, Arizona 85004 (480) 374-5350 Trinity Capital, Inc. 1 N. 1st Street, Third Floor Phoenix, Arizona 85004 (480) 374-5350 May 17, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington D.C. 20549 Re: Withdrawal of Confidential Draft Registration Statement on Form N-2 (File No. 377-03138) Ladies and Gentlemen: Trinity Capital, Inc. (the ?Company?), pursuant to Rule 477 under
May 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 9, 2022	EX-99.2	© 2022 Trinity Capital Inc. \| 2 Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward - looking statements that are based on cu rrent expectations and assumptions about future events, and which are not based in hist Exhibit 99.2 A National Leader in Growth Stage Lending First Quarter 2022 Investor Presentation ? 2022 Trinity Capital Inc. \| 2 Trinity Capital Inc. (the ?Company?) cautions that this presentation may contain forward - looking statements that are based on cu rrent expectations and assumptions about future events, and which are not based in historical fact. The forward - looking statements in this
May 9, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 814-01341 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 9, 2022	EX-99.1	Trinity Capital Inc. Reports First Quarter 2022 Financial Results Exhibit 99.1 ? ? Trinity Capital Inc. Reports First Quarter 2022 Financial Results ? PHOENIX, (May 9, 2022 /PRNewswire/) ? Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity Capital? or the ?Company?), a leading provider of debt and equipment financing to venture capital backed growth stage companies, today announced its financial results for the first quarter ended March 31, 2022. ? First Quarter 2022
April 27, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 27, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 s136804def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe
April 19, 2022	EX-10.1	Second Amendment to Credit Agreement, dated as of April 13, 2022, relating to the KeyBank Credit Facility, by and among Trinity Capital Inc., as servicer, TrinCap Funding, LLC, as borrower, KeyBank National Association, as administrative agent and syndication agent, Wells Fargo, National Association, as collateral custodian and paying agent, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed April 19, 2022). Exhibit 10.1 Execution Version Second Amendment to Credit Agreement THIS SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of April 13, 2022 (the ?Amendment?), is made pursuant to that certain Credit Agreement, dated as of October 27, 2021 (as amended, restated, modified or supplemented from time to time prior to the date hereof, the ?Credit Agreement?), among TRINCAP FUNDING, LLC, a Delaware limited
April 19, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
April 11, 2022	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 7, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2022 (April 5, 2022) TRINITY CAPITAL INC.
April 7, 2022	EX-10.1	Underwriting Agreement, dated April 5, 2022, by among Trinity Capital Inc., on the one hand, and Keefe, Bruyette & Woods, Inc., Wells Fargo Securities, LLC and UBS Investment Bank, on the other hand, as representatives of the several underwriters named on Schedule A thereto Exhibit 10.1 TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 2,754,840 SHARES OF COMMON STOCK April 5, 2022 Keefe, Bruyette & Woods, Inc. A Stifel Company Wells Fargo Securities, LLC UBS Securities LLC c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 c/o Wells Fargo Securities, LLC 500 West 33rd Street 14th Floor New York, New York 10001 c/o UBS Securities LL
April 6, 2022	424B2	TRINITY CAPITAL INC. 2,754,840 Shares of Common Stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 PROSPECTUS SUPPLEMENT (To Prospectus dated January 27, 2022) TRINITY CAPITAL INC. 2,754,840 Shares of Common Stock We are a specialty lending company that provides debt, including loans and equipment financings, to growth stage companies, including venture-backed companies and companies with institutional equity investors. We define ?gro
April 4, 2022	424B2	Subject to Completion Preliminary Prospectus Supplement dated April 4, 2022 Filed Pursuant to Rule 424(b)(2) Registration No. 333-261782 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion Preliminary Prospectus Supplement dated April 4
March 31, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 31, 2022	EX-99.1	Trinity Capital Inc. Announces Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, March 31, 2022 /PRNewswire/ - Trinity Capital Inc. (NASDAQ: TRIN) ("Trinity" or the "Company"), a leading specialty lending company that provides debt, including loans and equipment financing, to growth stage companies backed by technology banks, venture capital and private eq
March 17, 2022	EX-99.2	Trinity Capital Inc. Declares Cash Dividend of $0.40 per Share for the First Quarter of 2022 and New Supplemental Cash Dividend of $0.15 per Share Exhibit 99.2 Trinity Capital Inc. Declares Cash Dividend of $0.40 per Share for the First Quarter of 2022 and New Supplemental Cash Dividend of $0.15 per Share PHOENIX, March 17, 2022 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity Capital? or the ?Company?), a leading specialty lending company that provides debt, including loans and equipment financing, to growth stage companies back
March 17, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 17, 2022	EX-99.1	Trinity Capital Inc. Announces Senior Leadership Appointments Gerry Harder Promoted to Chief Operating Officer Ron Kundich Promoted to Chief Credit Officer Exhibit 99.1 Trinity Capital Inc. Announces Senior Leadership Appointments Gerry Harder Promoted to Chief Operating Officer Ron Kundich Promoted to Chief Credit Officer PHOENIX, (March 17, 2021 /PRNewswire/) - Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity Capital? or the ?Company?), a leading specialty lending company that provides debt, including loans and equipment financing, to growth stage com
March 17, 2022	EX-99.3	FORWAR D LOOKIN G STATEMENT S I DISCLAIMER Trinity Capital Inc. (the "Company") cautions that this presentation may contain forward - looking statements that are based on current expectations and assumptions about future events, and which are not bas Exhibit 99.3 FORWAR D LOOKIN G STATEMENT S I DISCLAIMER Trinity Capital Inc. (the "Company") cautions that this presentation may contain forward - looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward - looking statements in this presentation are based on current conditions as of the date of this prese
March 3, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 3, 2022	EX-99.1	Trinity Capital Inc. Reports Fourth Quarter and Full Year 2021 Financial Results Exhibit 99.1 ? ? Trinity Capital Inc. Reports Fourth Quarter and Full Year 2021 Financial Results ? PHOENIX, (March 3, 2021 /PRNewswire/) - Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity Capital? or the ?Company?), a leading specialty lending company that provides debt, including loans and equipment financing, to growth stage companies backed by technology banks, venture capital and private equity
March 3, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 814-01341 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
March 3, 2022	EX-4.13	Description of Registrant’s Securities. ? Exhibit 4.13 ? ? DESCRIPTION OF OUR SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? As of December 31, 2021, Trinity Capital Inc. (the ?Company,? "we," "our," or "us") has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): its common stock, par value $0.001 per share (?common stock?).
March 3, 2022	EX-99.2	A National Leader in Growth Stage Lending Fourth Quarter and Full Year 2021 Investor Presentation © 2022 Trinity Capital Inc. \| 2 Trinity Capital Inc. (the “Company”) cautions that this presentation may contain forward-looking statements that are bas Exhibit 99.2 A National Leader in Growth Stage Lending Fourth Quarter and Full Year 2021 Investor Presentation ? 2022 Trinity Capital Inc. \| 2 Trinity Capital Inc. (the ?Company?) cautions that this presentation may contain forward-looking statements that are based on current expectations and assumptions about future events, and which are not based in historical fact. The forward-looking statement
February 2, 2022	EX-99.1	Trinity Capital Inc. to Receive $59.8 Million in Net Proceeds from the Sale of Certain Equity Investments Exhibit 99.1 Trinity Capital Inc. to Receive $59.8 Million in Net Proceeds from the Sale of Certain Equity Investments PHOENIX, Feb. 2, 2022 /PRNewswire/ ? Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity? or the ?Company?), a leading specialty lending company that provides debt, including loans and equipment financing, to growth-stage companies backed by technology banks, venture capital, and privat
February 2, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
January 26, 2022	CORRESP	* * * Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.
January 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
January 10, 2022	EX-99.1	Trinity Capital Inc. Sets a Record with $757 Million in New Commitments for 2021 Trinity Capital originated $248 million in gross debt and equity commitments in Q4’21 Exhibit 99.1 Trinity Capital Inc. Sets a Record with $757 Million in New Commitments for 2021 Trinity Capital originated $248 million in gross debt and equity commitments in Q4?21 PHOENIX, January 10, 2022 ? Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity? or the ?Company?), a leading specialty lending company that provides debt, including loans and equipment financing, to growth-stage companies bac
December 30, 2021	8-K	Financial Statements and Exhibits, Other Events 8-K 1 s1348828k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Inc
December 30, 2021	EX-99.1	Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 EX-99.1 2 s134882ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Trinity Capital Inc. Announces Adjustment to Conversion Rate of its 6.00% Convertible Notes due 2025 PHOENIX, Dec. 30, 2021 /PRNewswire/ — Trinity Capital Inc. (NASDAQ: TRIN) ("Trinity" or the "Company"), a leading specialty lending company that provides debt, including loans and equipment financing, to growth stage companies backed by technolo
December 15, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission
December 15, 2021	EX-4.2	Fourth Supplemental Indenture, dated December 15, 2021, relating to the 4.25% Notes due 2026, by and between Trinity Capital Inc. and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed December 15, 2021). EX-4.2 3 s134728ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 FOURTH SUPPLEMENTAL INDENTURE between TRINITY CAPITAL INC. and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of December 15, 2021 FOURTH SUPPLEMENTAL INDENTURE THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of December 15, 2021, is between Trinity Capital Inc., a Maryland corporation (the “Company”), and U
December 15, 2021	EX-1.1	Underwriting Agreement, dated December 10, 2021, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named in Schedule 1 thereto. EX-1.1 2 s134728ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Execution Version TRINITY CAPITAL INC. $75,000,000 4.25% Notes due 2026 Underwriting Agreement December 10, 2021 Keefe, Bruyette & Woods, Inc. As the Representative of the several Underwriters listed in Schedule 1 hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 Ladies and Gentlemen: Trinity Capital
December 15, 2021	EX-99.1	Trinity Capital Inc. Announces Closing of Public Offering of $75 Million of its 4.25% Notes Due 2026 Exhibit 99.1 Trinity Capital Inc. Announces Closing of Public Offering of $75 Million of its 4.25% Notes Due 2026 PHOENIX, December 15, 2021 /PRNewswire/ - Trinity Capital Inc. (Nasdaq: TRIN) (?Trinity?), an internally managed business development company, today announced that it closed its public offering of $75 million in aggregate principal amount of 4.25% Notes due 2026. The notes will mature
December 13, 2021	424B2	$75,000,000 Trinity Capital Inc. 4.25% Notes due 2026 Filed Pursuant to Rule 424(b)(2) Registration No. 333-257818 PROSPECTUS SUPPLEMENT (To Prospectus dated August 12, 2021) $75,000,000 Trinity Capital Inc. 4.25% Notes due 2026 We are offering $75,000,000 in aggregate principal amount of 4.25% notes due 2026, which we refer to as the Notes. The Notes will mature on December 15, 2026. We will pay interest on the Notes on June 15 and December 15 of ea
December 10, 2021	FWP	Trinity Capital Inc. 4.25% Notes due 2026 PRICING TERM SHEET December 10, 2021 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated December 10, 2021 Relating to Preliminary Prospectus Supplement dated December 10, 2021 and Prospectus dated August 12, 2021 Registration No.
December 10, 2021	424B2	SUBJECT TO COMPLETION, DATED DECEMBER 10, 2021 Filed Pursuant to Rule 424(b)(2) Registration No. 333-257818 The information in this prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED DECEMBER 10, 2021 PRELIMINARY PROSPECTUS
December 7, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2021 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F
November 9, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 TRINITY CAPITAL INC. (Exact name of Registrant as Specified in Its Charter) Maryland 001-39958 35-2670395 (State or Other Jurisdiction of Incorporation) (Commission F

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