SWGNF / The Swatch Group AG - SEC Filings, Annual Report, Proxy Statement

The Swatch Group AG
US ˙ OTCPK ˙ CH0012255144

Basic Stats
LEI 529900NTES2LEON1JZ55
CIK 1438845
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Swatch Group AG
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
November 25, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of The Swatch Group AG (Incorporated under the laws of Switzerland)

Number Each American Depositary Share represents One-Twentieth of One Share JPMorgan Chase Bank, N.

November 25, 2019 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

November 25, 2019 F-6EF

DMLRY / Daimler AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts The Swatch Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name o

November 25, 2019 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

September 29, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of The Swatch Group AG (Incorporated under the laws of Switzerland)

Number Each American Depositary Share represents One-Twentieth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of The Swatch Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) a

September 29, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts The Swatch Group AG (Exact name

333-190564 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts The Swatch Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer)

September 29, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

September 22, 2015 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The Depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously has filed a Registration Statement on Form F-6 (Registration No. 333-197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this F-6 Registration Statement; and 2. That its abi

September 22, 2015 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS THE SWATCH GROUP AG (Exact name of iss

As filed with the Securities and Exchange Commission on September 22, 2015 Registration No.

September 24, 2014 F-6EF

SWGAY / Swatch Group AG F-6EF - - FORM F-6

As filed with the Securities and Exchange Commission on September 24, 2014 Registration No.

September 24, 2014 EX-99.A

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Common Stock of THE SWATCH GROUP AG (Incorporated under the laws of Switzerland [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-twentieth (1/20) of one Share ConvergEx Depositary, Inc.

September 24, 2014 EX-99.E

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th

September 24, 2014 EX-99.D

LETTERHEAD OF THOMPSON HINE LLP

Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP September 24, 2014 ConvergEx Depositary, Inc.

July 21, 2014 F-6EF

THLEY / THALES F-6EF - -

As filed with the Securities and Exchange Commission on July 21, 2014 Registration No.

July 21, 2014 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-twentieth (1/20) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF THE SWATCH GROUP AG (Incorporated under the laws of Switzerland [hereinafter the “Company”]) CITIBANK, N.

July 21, 2014 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-162628), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

July 21, 2014 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP July 21, 2014 Citibank, N.

August 12, 2013 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 12, 2013 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears on

August 12, 2013 EX-99.(A)

Each American Depositary Share represents 1/20th of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of The Swatch Group AG (Incorporated under the laws of Switzerlan

Number Each American Depositary Share represents 1/20th of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of The Swatch Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereo

August 12, 2013 F-6EF

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F-6EF 1 e611195f6ef-swatch.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts The Swatch Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE

August 12, 2013 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Finmeccanica SpA 333-170944) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

February 27, 2013 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 February 27, 2013 JPMorgan Chase Bank, N.

February 27, 2013 F-6EF

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F-6EF 1 e610643f6ef-swatch.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts The Swatch Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) JPMorgan

February 27, 2013 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Ordinary Shares of The Swatch Group AG (Incorporated under the laws of Switzerland)

Number Each American Depositary Share represents One-Twentieth of One Share JPMorgan Chase Bank, N.

February 27, 2013 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Foods PLC, 333-153944) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

March 30, 2009 F-6 POS

As filed with the Securities and Exchange Commission on March 30, 2009

As filed with the Securities and Exchange Commission on March 30, 2009 Registration No.

March 30, 2009 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 2.25 CHF EACH, OF THE SWATCH GROUP LTD.AG (INCORPORATED UNDER THE LAWS OF SWITZERLAND)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Twentieth of One (1/20) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 2.

October 20, 2008 F-6EF

As filed with the Securities and Exchange Commission on October 20, 2008 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Ame

As filed with the Securities and Exchange Commission on October 20, 2008 Registration No.

October 20, 2008 EX-4

EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

October 20, 2008 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 2.25 CHF EACH, OF THE SWATCH GROUP LTD. (INCORPORATED UNDER THE LAWS OF SWITZERLAND)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Twentieth of One (1/20) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 2.

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